人类生命周期的进化,重访

IF 1.6 4区 医学 Q1 ANTHROPOLOGY
Barry Bogin, B. Holly Smith
{"title":"人类生命周期的进化,重访","authors":"Barry Bogin,&nbsp;B. Holly Smith","doi":"10.1002/ajhb.70018","DOIUrl":null,"url":null,"abstract":"<p>We are honored to be among the “Invited Commentaries on Influential Papers” for the 50th Anniversary of the Human Biology Association. The <i>AJHB</i> Editor, Bill Leonard, wrote that “These contributions will span the broad scope of research encompassed by the field of human population biology, including theoretical advancements … evolutionary/adaptive dimensions of human biology … insights into human health disparities … and methodological innovations …” (Leonard <span>2024</span>). Bill placed our article (Bogin and Smith <span>1996</span>) in the “evolutionary/adaptive” category. Human growth, as studied and taught in the 1970s and 80s, was not a particularly evolutionary field. Existing textbooks were written by physicians, with the medical student in mind or as a practical guide for parents. At the University of Michigan Center for Human Growth and Development (CHGD), where Bill and Holly studied and crossed paths with Barry at lectures, emphasis was placed on human variation, plasticity and health disparities. In paleontology, growth and development was seen through the 19th century lens of “heterochrony” as resurrected by Gould (<span>1977</span>), with its subset of hypothetical processes by which morphology and size might evolve. Neither of those paths lead toward a model of when and what shaped the human life cycle.</p><p>By the early 1990s, however, decades of work on <i>Pan troglodytes</i> growth and development (Krogman <span>1930</span>; Schultz <span>1940</span>, <span>1960</span>; Gavan <span>1953</span>; Nissen and Riesen <span>1964</span>) and ethology (see Goodall <span>1986</span>) had described ways in which chimpanzees resembled humans (e.g., tool use, group hunting, sharing meat, strong mother-infant bonds, male–male affiliations) and the ways they did not (e.g., extremely prolonged nursing, dental and skeletal maturation almost twice as fast as humans, lack of an adolescent growth spurt). In addition, the anthropology of human societies had been enriched by a new human ecology that had an eye to growth, work, demography, and energy production and consumption by age, sex, and gender (Draper <span>1976</span>; Howell <span>1979</span>; Lee <span>1979</span>; Leonard <span>1994</span>; Hill and Hurtado <span>1996</span>). An evolutionary paradigm coming from comparative biology and the relatively new discipline of ‘life history,’ which studied how organisms evolved to allocate time and energy to growth, maintenance and reproduction, was bringing breadth and rigor into interpretations of life cycle and behavior (Stearns <span>1992</span>; Charnov <span>1993</span>).</p><p>Our pre-1996 independent research formed the basis of our working together. Barry started toward research in biological development and evolution in 1969 via a job in the lab of Richard L. Miller, a developmental biologist who was the first to discover fertilization by sperm chemotaxis in an animal (Miller <span>1966</span>). It was Barry's junior year at Temple University, Philadelphia and his task in the lab was to tie to glass slides male and female hydrozoans of the genus <i>Campanularia</i>, then feed and care for them until needed for further experiments. Although lab science stimulated his interest in growth and development, in all other university work Barry was failing and a few weeks into the second semester he suffered a physical-emotional meltdown. Three weeks later, he returned to the university, went to the bookstore and discovered the book <i>Anthropology A to Z</i> co-authored by Carleton Coon and Edward Hunt (Coon and Hunt <span>1963</span>). Much of that book is a Nazi-inspired racist diatribe—the book is mostly an English translation of <i>Anthropologie</i>. <i>Das Fischer Lexikon</i> (Heberer et al. <span>1959</span>) (see Barry's blog on this https://anthropomics2.blogspot.com/search?q=Bogin). The English version is mostly about “race” and “constitution” but there are sections on growth and development, paleoanthropology, primates, demography, and social anthropology. The material on fossils and nonhuman primates grabbed Barry's attention and he decided to change his major from Biology to Anthropology.</p><p>In 1971, Barry was accepted into the Anthropology Master's program at Temple to study with Francis (Frank) E. Johnston, a growth and development researcher and student of Wilton M. Krogman at University of Pennsylvania. Barry also enrolled in a paleoanthropology course at Temple taught by Alan Mann and sat-in on dental anthropology courses taught by Mann at Penn. Mann's (<span>1968</span>) doctoral dissertation was a dental analysis of A<i>ustralopithecus</i> from South Africa focused on the age of death, particularly of juveniles. He concluded that the patterns of tooth formation he observed matched human children rather than chimpanzees, an indication that the slow pace of human growth and development was already in place in Pliocene hominins. Barry wondered how early hominins like the Taung “child” had evolved such a human-like pattern of growth but had no theoretical perspective to guide further research at the time. With an opportunity provided by Frank Johnston, Barry went off for 2 years to Guatemala and focused his doctoral research on the growth and development of living humans.</p><p>The Guatemalan experience, its Maya history, its Civil War, and its stark socio-economic inequalities (Bogin <span>2021a</span>) fostered some critical reappraisal of human growth in terms of biocultural adaptation and the evolutionary foundations for human development. Some living adult Maya were as small as <i>Homo habilis</i> (&lt; 125 cm). What did this mean? Barry began to explore the answer in the first edition of <i>Patterns of Human Growth</i> (Bogin <span>1988</span>). The book was the first evolutionary and cross-cultural, that is, anthropological, monograph on growth. The book <i>Child Growth</i> (Krogman <span>1972</span>) was written by a biological anthropologist, but focused primarily on pediatric topics. Tanner's <i>Growth at Adolescence</i> (Tanner <span>1962</span>) was also mostly pediatrics but did include brief coverage of nonhuman primate growth, concluding that the human pattern was shared with laboratory-reared macaques and chimpanzees. Barry's interpretation of newer research was that the pattern of human growth was not shared by any other living primate. Philosophically, his book was designed to revive early 20th century interest in comparative ontology and to bring historical depth into the new fields of evolutionary developmental biology and life history theory.</p><p>Holly trained in paleoanthropology at the University of Michigan with C. Loring Brace and in dental anthropology with Stanley Garn at the CHGD, where she gained an understanding of dental development and analysis of growth data. In 1985, she made an extensive trip to European and African museums to study dental attrition in hominin fossils. Tooth formation in juveniles was also carefully recorded, both for estimating age and with the thought that one day she would tackle the problem of the time depth of human growth. On returning to Michigan, she discovered an exciting study published 1 month earlier in <i>Nature</i>, where counts of incremental lines on tooth surfaces of a series of <i>Australopithecus</i> jaws with newly erupted first permanent molars—supposedly their “six-year molars”—pointed to age of death nearer 3 years (Bromage and Dean <span>1985</span>). Holly realized that she had just collected data relevant to their argument. On analyzing her data for patterns of tooth development (Mann's original topic), <i>Australopithecus afarensis</i> and <i>A</i>. <i>africanus</i> appeared a good match to great apes rather than to humans; “robust” hominins were puzzling and unique, whereas a Neanderthal child, in contrast, differed little from typical Ohio children (Smith <span>1986</span>). The study essentially removed the last piece of evidence supporting an ancient origin of human growth and explicitly agreed that the path-breaking research by Timothy Bromage and Christopher Dean was on the right track.</p><p>A lecture by Richard Wrangham (also then at UM) sent Holly in a second direction by introducing her to primate life history, particularly to a data compendium by Harvey and Clutton-Brock (<span>1985</span>). For a hard-tissue scientist like Holly, it seemed curious that “life history” made little or no use of parameters of somatic growth and development. Thinking she would understand life history better if expressed by teeth, and following evolutionary anatomists like Schultz (<span>1960</span>), Holly used the age of eruption of the first permanent molar (M1) and of completion of the dentition as life-history variables. Teeth, it turned out, were highly correlated with brain weight and a range of classic life-history variables across the primate order (Smith <span>1989</span>), supporting the argument that the findings for <i>Australopithecus</i> spoke to overall growth and development and not just teeth. If the age of M1 eruption is an index of somatic growth rate and adult brain size an index of brain energetics, their extremely tight correlation strongly suggested that the two evolved in tandem in primates, as Sacher (<span>1975</span>) had suggested earlier. As Richard Smith and colleagues put it: “To argue that extended maturation was essentially complete when hominid cranial capacities had evolved to 400-500 cc requires that no further extension of maturation occurred during the next 900 cc of brain expansion” (Smith et al. <span>1994</span>, 166).</p><p>We started working together because of the adolescent growth spurt. Barry had marshaled evidence that the human growth curve was more complex than that of other mammals, with extra deceleration and acceleration, in his 1988 <i>Patterns of Human Growth</i>. Independently, Holly was assessing the growth and developmental status of the extraordinary fossil juvenile <i>Homo erectus</i> skeleton from the West Turkana locality of Nariokotome in Kenya (KNM-WT 15000). The youth had died at around puberty, but the relative maturation of his teeth, bones, and stature was an uneasy fit with human growth standards. Contradictions largely disappeared, however, when fit to a chimpanzee growth curve, where no large adolescent growth spurt would be expected. She concluded that the adolescent growth curve might be a later feature of human evolution, somehow associated with the demands of larger brains (Smith <span>1993</span>).</p><p>The position that human growth was not as ancient as often assumed was highly controversial (see Lewin <span>1987</span>; Beynon and Dean <span>1988</span>; Dean <span>2000</span>); in this, Barry and Holly were like-minded colleagues who decided to combine forces to see if we could flesh out an evolutionary model of human growth. If we contributed to “theoretical advancements” in human growth and development, it was our 1996 proposal that the sequence of human postnatal life history stages/periods of <i>infancy</i>, <i>childhood</i>, <i>juvenile</i>, <i>adolescence</i>, <i>adult</i>, and women's lengthy phase of <i>postmenopause</i> is highly unusual, perhaps unique, among mammals and living non-human primates. We emphasized that the total combination of stages/periods is a defining characteristic of <i>Homo sapiens</i>.</p><p>Denoting “childhood” (ca. 3–7 years) as a separate stage of post-weaning dependence brought together observations from different indicators of energy acquisition and allocation for mothers and infants: an immature dentition, a small digestive system, a calorie-demanding brain that is both relatively large and growing rapidly and feeding dependency. By late infancy and childhood, youngsters must consume a special diet, “low in total volume, but rich in energy, lipids and proteins” (Bogin and Smith <span>1996</span>:705). The “richness” of this diet refers to its low volume-to-high nutrient density ratio. Human nutritionists refer to this diet as “complementary feeding,” that is, complementary to lactation (Sellen <span>2007</span>). Another special feature is that this diet must be procured, prepared (made soft, easy to chew, and swallow), and provided by older members of the social group and fed to infants and children (Bogin <span>2021b</span>, 204).</p><p>We contributed to anthropological “methodological innovation” by combining comparative anatomy of the primate dentition and skeleton, physiology, ethology, and archeology to propose some new hypotheses for human evolution—for example, that the early stone tools used to access bone marrow (Potts <span>1988</span>) might be especially aimed at access to rich foods for infants and children. In our 1996 article, we built on that proposal to suggest marrow as one possible hominin complementary food, as marrow is energy/protein/micronutrient dense and soft enough for dentally immature children to eat. We were not envisioning a primarily marrow diet; rather, finger-full “treats” of bone marrow, along with prechewed and tool-processed adult foods, were provided to late-stage infants and children by their mothers and other older members of the community. We also envisioned that the assistance of other group members was crucial to allow hominin/human women to give birth at shorter intervals than other apes without sacrificing infant or maternal survival. In sum, “childhood” could be a social (provisioning/allocare) and feeding strategy that had downstream effects on fertility and survival.</p><p>In a separate literature, it turned out, human ecologists were pursuing the importance of allocare and provisioning in the raising of human infants (Lancaster and Lancaster <span>1983</span>; Turke <span>1988</span>; Hewlett <span>1991</span>; Blurton-Jones <span>1993</span>; Hrdy <span>1999</span>), care which reduced mothers' energy load and shortened the interbirth interval. Progressing through her reproductive period, however, human females stack up multiple dependent offspring of staggered ages—a unique challenge (see Hill et al. <span>2009</span>). The caloric demands of a woman with a dependent infant, child, and juvenile outstrip what she can herself produce and the deficit was shown to be made up by the hunting and foraging contributions of fathers, nonreproducing kin, and nonkin (Hill et al. <span>2009</span>). In other words, the human family is a cooperative effort, a product of what is often called “cooperative breeding,” as seen in some other birds and mammals (Hrdy <span>1999</span>; see also Kramer <span>2005</span>).</p><p>In 1996, we emphasized the extensive material, social, and emotional support from families and communities required for human infants compared to other primates, an idea Barry later elaborated into a new type of family and community support for hominin children called the “biocultural reproduction hypothesis” (Bogin et al. <span>2014</span>; Bogin <span>2021b</span>, 230–288). Barry also refined the post-natal stages/periods of human life history, adding a neonatal stage (birth to day 28) and dividing infancy into early and late periods based on feeding, dental maturity, diet content, and cognition (Bogin et al. <span>2018</span>).</p><p>The evolutionary stages proposed have appeared in a wide and varied literature, but looking for evidence of “childhood” remains a touchstone for paleoanthropology of early hominins (Gunz et al. <span>2020</span>; Zollikofer et al. <span>2024</span>).</p><p>Studies of energy allocation by Kuzawa et al. (<span>2014</span>) might lead us to refine some interpretations of 1996. Their work makes a clear case that the human brain is so costly to grow and develop that somatic growth dials down in intense periods of brain growth and dials up as the brain's consumption recedes. Kuzawa and colleagues found that the human brain peaks in glucose uptake during childhood, between 4 and 5 years of age. The rate of body weight growth is decelerating at that age and approaching a postnatal nadir. Brain glucose uptake declines after age 5 years as weight velocity (and height velocity) accelerates toward puberty and adolescence. Thus, the adolescent growth spurt appears to be, in part or perhaps <i>originally</i>, catch-up growth. Nevertheless, data and theory on final social adjustment in body height, called community effects, competitive growth, and strategic growth (Bogin et al. <span>2015</span>; Hermanussen et al. <span>2017</span>, <span>2019</span>, <span>2020</span>), point to human adolescence as a stage with its own biocultural value and adolescent growth in height as a signal of biosocial status.</p><p>Another advance is the clarity provided by the “expensive brain hypothesis” (Heldstab et al. <span>2022</span>), which proposes that animals can afford the time and energy to grow and maintain a large brain if added cognition increases energy acquisition or lowers mortality. More time is generally required to obtain more energy, hence, a basic inverse relationship between brain size and developmental time, but as cognition improves and the juvenile period lengthens, organisms can also evolve to use that time to the utmost, coevolving complex extractive behavior and elaborate skills training (Walker et al. <span>2002</span>; Heldstab et al. <span>2022</span>).</p><p>The importance of mortality in differentiating chimpanzees and human foragers is emphasized in new analyses of extensive demographic data on both (Davison and Gurven <span>2023</span>), where two factors contribute most to greater lifetime fertility in humans: shorter birth intervals and greater <i>adult</i> survival. For human women, adult survival is comprised of two elements: (1) a far greater proportion of human females live to the end of their prime reproductive years than chimpanzee females, and (2) human women can live healthy and vigorous lives for a decade or more past menopause.</p><p>In our 1996 article, we proposed a way to look for menopause and a long, healthy postmenopause (grandmotherhood) stage in the fossil record. We based our method on the work of Stanley Garn with living women. We wrote that, “According to Garn (<span>1970</span>), there is a gain of bone mass and an increase in deposition on the endosteal surface of tubular bones during the “steroid mediation phase” of life, for example, during adolescence and reproductive adulthood. Moreover, the endosteal gain is greater in women than in men. By the fifth decade of life, the apposition of endosteal bone stops and resorption begins.” We presented data for women of European, African, Mexican, and Puerto Rican origin living in the United States to show that while the absolute amount of bone remodeling varies, the process occurs in all populations studied thus far. Since 1996, the increasing sophistication of histological analysis of hard tissues further increases the likelihood of identifying menopause in fossils (Cerrito et al. <span>2020</span>), although caution must be exercised as it appears that parity, diet, work, and menopause may all leave tracks in aging bone (Agarwal <span>2012</span>).</p><p>With this evidence, or something like it, it would be possible to establish the antiquity of “grandmotherhood” and whether it preceded or followed the evolution of childhood and adolescence. Hawkes, for example, claims that post-menopausal longevity had to evolve before juvenile development slows and before a major increase in hominin brain size (see Hawkes' commentary in this issue). The sequence of acquisition of traits remains an avenue to reject some hypotheses, just as we can reject a direct link between an extended period of maturation and bipedalism (see Lovejoy <span>1981</span>), because the two are separated by millions of years in the fossil record. Comparative biology is another approach; for example, Finch and Holmes (<span>2010</span>) argue that postreproductive survival is not limited to organisms with substantial kin networks or especially long lives. Ellis et al. (<span>2018</span>, <span>2024</span>) have begun to quantify post-reproductive survival across animal species, a promising approach.</p><p>Following Pavelka and Fedigan (<span>1991</span>), as we did in 1996, the null hypothesis for menopause is that the finite reserve of oocytes (fixed prenatally and declining exponentially postnatally) is depleted by the age of 50 years in apes and humans. Ovulation may end near 40 years of age, especially when women and female apes live under adverse health/nutritional conditions (Leone et al. <span>2023</span>). Live long enough to run low on oocytes, and menopause is inevitable, as observed also in some toothed whales (Brent et al. <span>2015</span>; Croft et al. <span>2017</span>; Ellis et al. <span>2018</span>) and probably in chimpanzees that survive past 40 years of age (Wood et al. <span>2023</span>). Although the threshold for ovarian cyclicity is species-specific (see Finch and Holmes <span>2010</span>), the fertility of female mammals beyond age 50 seems to be rare, perhaps limited to the more massive elephants and some of the great whales, with females weighing at least twice as much as female orcas and several times more than female apes and humans (see Pavelka and Fedigan <span>1991</span>; Finch and Holmes <span>2010</span>; Ellis et al. <span>2018</span>). The question remains whether grandmothers evolved to cease their own reproduction in favor of their living descendants or simply lived past a general age limit for ovarian function in most mammals. It is becoming clearer that nonreproducing grandmothers, whether orcas, living humans, or perhaps Neanderthals, took the “lemons” of mammalian oocyte biology and made the “lemonade” of cooperative breeding or biocultural reproduction, with important bio-social roles for grandmothers and, in humans, for fathers, grandfathers, and other genetic and social kin in the care, protection, and education of infants and children.</p>","PeriodicalId":50809,"journal":{"name":"American Journal of Human Biology","volume":"37 3","pages":""},"PeriodicalIF":1.6000,"publicationDate":"2025-03-04","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/ajhb.70018","citationCount":"0","resultStr":"{\"title\":\"Evolution of the Human Life Cycle, Revisited\",\"authors\":\"Barry Bogin,&nbsp;B. Holly Smith\",\"doi\":\"10.1002/ajhb.70018\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>We are honored to be among the “Invited Commentaries on Influential Papers” for the 50th Anniversary of the Human Biology Association. The <i>AJHB</i> Editor, Bill Leonard, wrote that “These contributions will span the broad scope of research encompassed by the field of human population biology, including theoretical advancements … evolutionary/adaptive dimensions of human biology … insights into human health disparities … and methodological innovations …” (Leonard <span>2024</span>). Bill placed our article (Bogin and Smith <span>1996</span>) in the “evolutionary/adaptive” category. Human growth, as studied and taught in the 1970s and 80s, was not a particularly evolutionary field. Existing textbooks were written by physicians, with the medical student in mind or as a practical guide for parents. At the University of Michigan Center for Human Growth and Development (CHGD), where Bill and Holly studied and crossed paths with Barry at lectures, emphasis was placed on human variation, plasticity and health disparities. In paleontology, growth and development was seen through the 19th century lens of “heterochrony” as resurrected by Gould (<span>1977</span>), with its subset of hypothetical processes by which morphology and size might evolve. Neither of those paths lead toward a model of when and what shaped the human life cycle.</p><p>By the early 1990s, however, decades of work on <i>Pan troglodytes</i> growth and development (Krogman <span>1930</span>; Schultz <span>1940</span>, <span>1960</span>; Gavan <span>1953</span>; Nissen and Riesen <span>1964</span>) and ethology (see Goodall <span>1986</span>) had described ways in which chimpanzees resembled humans (e.g., tool use, group hunting, sharing meat, strong mother-infant bonds, male–male affiliations) and the ways they did not (e.g., extremely prolonged nursing, dental and skeletal maturation almost twice as fast as humans, lack of an adolescent growth spurt). In addition, the anthropology of human societies had been enriched by a new human ecology that had an eye to growth, work, demography, and energy production and consumption by age, sex, and gender (Draper <span>1976</span>; Howell <span>1979</span>; Lee <span>1979</span>; Leonard <span>1994</span>; Hill and Hurtado <span>1996</span>). An evolutionary paradigm coming from comparative biology and the relatively new discipline of ‘life history,’ which studied how organisms evolved to allocate time and energy to growth, maintenance and reproduction, was bringing breadth and rigor into interpretations of life cycle and behavior (Stearns <span>1992</span>; Charnov <span>1993</span>).</p><p>Our pre-1996 independent research formed the basis of our working together. Barry started toward research in biological development and evolution in 1969 via a job in the lab of Richard L. Miller, a developmental biologist who was the first to discover fertilization by sperm chemotaxis in an animal (Miller <span>1966</span>). It was Barry's junior year at Temple University, Philadelphia and his task in the lab was to tie to glass slides male and female hydrozoans of the genus <i>Campanularia</i>, then feed and care for them until needed for further experiments. Although lab science stimulated his interest in growth and development, in all other university work Barry was failing and a few weeks into the second semester he suffered a physical-emotional meltdown. Three weeks later, he returned to the university, went to the bookstore and discovered the book <i>Anthropology A to Z</i> co-authored by Carleton Coon and Edward Hunt (Coon and Hunt <span>1963</span>). Much of that book is a Nazi-inspired racist diatribe—the book is mostly an English translation of <i>Anthropologie</i>. <i>Das Fischer Lexikon</i> (Heberer et al. <span>1959</span>) (see Barry's blog on this https://anthropomics2.blogspot.com/search?q=Bogin). The English version is mostly about “race” and “constitution” but there are sections on growth and development, paleoanthropology, primates, demography, and social anthropology. The material on fossils and nonhuman primates grabbed Barry's attention and he decided to change his major from Biology to Anthropology.</p><p>In 1971, Barry was accepted into the Anthropology Master's program at Temple to study with Francis (Frank) E. Johnston, a growth and development researcher and student of Wilton M. Krogman at University of Pennsylvania. Barry also enrolled in a paleoanthropology course at Temple taught by Alan Mann and sat-in on dental anthropology courses taught by Mann at Penn. Mann's (<span>1968</span>) doctoral dissertation was a dental analysis of A<i>ustralopithecus</i> from South Africa focused on the age of death, particularly of juveniles. He concluded that the patterns of tooth formation he observed matched human children rather than chimpanzees, an indication that the slow pace of human growth and development was already in place in Pliocene hominins. Barry wondered how early hominins like the Taung “child” had evolved such a human-like pattern of growth but had no theoretical perspective to guide further research at the time. With an opportunity provided by Frank Johnston, Barry went off for 2 years to Guatemala and focused his doctoral research on the growth and development of living humans.</p><p>The Guatemalan experience, its Maya history, its Civil War, and its stark socio-economic inequalities (Bogin <span>2021a</span>) fostered some critical reappraisal of human growth in terms of biocultural adaptation and the evolutionary foundations for human development. Some living adult Maya were as small as <i>Homo habilis</i> (&lt; 125 cm). What did this mean? Barry began to explore the answer in the first edition of <i>Patterns of Human Growth</i> (Bogin <span>1988</span>). The book was the first evolutionary and cross-cultural, that is, anthropological, monograph on growth. The book <i>Child Growth</i> (Krogman <span>1972</span>) was written by a biological anthropologist, but focused primarily on pediatric topics. Tanner's <i>Growth at Adolescence</i> (Tanner <span>1962</span>) was also mostly pediatrics but did include brief coverage of nonhuman primate growth, concluding that the human pattern was shared with laboratory-reared macaques and chimpanzees. Barry's interpretation of newer research was that the pattern of human growth was not shared by any other living primate. Philosophically, his book was designed to revive early 20th century interest in comparative ontology and to bring historical depth into the new fields of evolutionary developmental biology and life history theory.</p><p>Holly trained in paleoanthropology at the University of Michigan with C. Loring Brace and in dental anthropology with Stanley Garn at the CHGD, where she gained an understanding of dental development and analysis of growth data. In 1985, she made an extensive trip to European and African museums to study dental attrition in hominin fossils. Tooth formation in juveniles was also carefully recorded, both for estimating age and with the thought that one day she would tackle the problem of the time depth of human growth. On returning to Michigan, she discovered an exciting study published 1 month earlier in <i>Nature</i>, where counts of incremental lines on tooth surfaces of a series of <i>Australopithecus</i> jaws with newly erupted first permanent molars—supposedly their “six-year molars”—pointed to age of death nearer 3 years (Bromage and Dean <span>1985</span>). Holly realized that she had just collected data relevant to their argument. On analyzing her data for patterns of tooth development (Mann's original topic), <i>Australopithecus afarensis</i> and <i>A</i>. <i>africanus</i> appeared a good match to great apes rather than to humans; “robust” hominins were puzzling and unique, whereas a Neanderthal child, in contrast, differed little from typical Ohio children (Smith <span>1986</span>). The study essentially removed the last piece of evidence supporting an ancient origin of human growth and explicitly agreed that the path-breaking research by Timothy Bromage and Christopher Dean was on the right track.</p><p>A lecture by Richard Wrangham (also then at UM) sent Holly in a second direction by introducing her to primate life history, particularly to a data compendium by Harvey and Clutton-Brock (<span>1985</span>). For a hard-tissue scientist like Holly, it seemed curious that “life history” made little or no use of parameters of somatic growth and development. Thinking she would understand life history better if expressed by teeth, and following evolutionary anatomists like Schultz (<span>1960</span>), Holly used the age of eruption of the first permanent molar (M1) and of completion of the dentition as life-history variables. Teeth, it turned out, were highly correlated with brain weight and a range of classic life-history variables across the primate order (Smith <span>1989</span>), supporting the argument that the findings for <i>Australopithecus</i> spoke to overall growth and development and not just teeth. If the age of M1 eruption is an index of somatic growth rate and adult brain size an index of brain energetics, their extremely tight correlation strongly suggested that the two evolved in tandem in primates, as Sacher (<span>1975</span>) had suggested earlier. As Richard Smith and colleagues put it: “To argue that extended maturation was essentially complete when hominid cranial capacities had evolved to 400-500 cc requires that no further extension of maturation occurred during the next 900 cc of brain expansion” (Smith et al. <span>1994</span>, 166).</p><p>We started working together because of the adolescent growth spurt. Barry had marshaled evidence that the human growth curve was more complex than that of other mammals, with extra deceleration and acceleration, in his 1988 <i>Patterns of Human Growth</i>. Independently, Holly was assessing the growth and developmental status of the extraordinary fossil juvenile <i>Homo erectus</i> skeleton from the West Turkana locality of Nariokotome in Kenya (KNM-WT 15000). The youth had died at around puberty, but the relative maturation of his teeth, bones, and stature was an uneasy fit with human growth standards. Contradictions largely disappeared, however, when fit to a chimpanzee growth curve, where no large adolescent growth spurt would be expected. She concluded that the adolescent growth curve might be a later feature of human evolution, somehow associated with the demands of larger brains (Smith <span>1993</span>).</p><p>The position that human growth was not as ancient as often assumed was highly controversial (see Lewin <span>1987</span>; Beynon and Dean <span>1988</span>; Dean <span>2000</span>); in this, Barry and Holly were like-minded colleagues who decided to combine forces to see if we could flesh out an evolutionary model of human growth. If we contributed to “theoretical advancements” in human growth and development, it was our 1996 proposal that the sequence of human postnatal life history stages/periods of <i>infancy</i>, <i>childhood</i>, <i>juvenile</i>, <i>adolescence</i>, <i>adult</i>, and women's lengthy phase of <i>postmenopause</i> is highly unusual, perhaps unique, among mammals and living non-human primates. We emphasized that the total combination of stages/periods is a defining characteristic of <i>Homo sapiens</i>.</p><p>Denoting “childhood” (ca. 3–7 years) as a separate stage of post-weaning dependence brought together observations from different indicators of energy acquisition and allocation for mothers and infants: an immature dentition, a small digestive system, a calorie-demanding brain that is both relatively large and growing rapidly and feeding dependency. By late infancy and childhood, youngsters must consume a special diet, “low in total volume, but rich in energy, lipids and proteins” (Bogin and Smith <span>1996</span>:705). The “richness” of this diet refers to its low volume-to-high nutrient density ratio. Human nutritionists refer to this diet as “complementary feeding,” that is, complementary to lactation (Sellen <span>2007</span>). Another special feature is that this diet must be procured, prepared (made soft, easy to chew, and swallow), and provided by older members of the social group and fed to infants and children (Bogin <span>2021b</span>, 204).</p><p>We contributed to anthropological “methodological innovation” by combining comparative anatomy of the primate dentition and skeleton, physiology, ethology, and archeology to propose some new hypotheses for human evolution—for example, that the early stone tools used to access bone marrow (Potts <span>1988</span>) might be especially aimed at access to rich foods for infants and children. In our 1996 article, we built on that proposal to suggest marrow as one possible hominin complementary food, as marrow is energy/protein/micronutrient dense and soft enough for dentally immature children to eat. We were not envisioning a primarily marrow diet; rather, finger-full “treats” of bone marrow, along with prechewed and tool-processed adult foods, were provided to late-stage infants and children by their mothers and other older members of the community. We also envisioned that the assistance of other group members was crucial to allow hominin/human women to give birth at shorter intervals than other apes without sacrificing infant or maternal survival. In sum, “childhood” could be a social (provisioning/allocare) and feeding strategy that had downstream effects on fertility and survival.</p><p>In a separate literature, it turned out, human ecologists were pursuing the importance of allocare and provisioning in the raising of human infants (Lancaster and Lancaster <span>1983</span>; Turke <span>1988</span>; Hewlett <span>1991</span>; Blurton-Jones <span>1993</span>; Hrdy <span>1999</span>), care which reduced mothers' energy load and shortened the interbirth interval. Progressing through her reproductive period, however, human females stack up multiple dependent offspring of staggered ages—a unique challenge (see Hill et al. <span>2009</span>). The caloric demands of a woman with a dependent infant, child, and juvenile outstrip what she can herself produce and the deficit was shown to be made up by the hunting and foraging contributions of fathers, nonreproducing kin, and nonkin (Hill et al. <span>2009</span>). In other words, the human family is a cooperative effort, a product of what is often called “cooperative breeding,” as seen in some other birds and mammals (Hrdy <span>1999</span>; see also Kramer <span>2005</span>).</p><p>In 1996, we emphasized the extensive material, social, and emotional support from families and communities required for human infants compared to other primates, an idea Barry later elaborated into a new type of family and community support for hominin children called the “biocultural reproduction hypothesis” (Bogin et al. <span>2014</span>; Bogin <span>2021b</span>, 230–288). Barry also refined the post-natal stages/periods of human life history, adding a neonatal stage (birth to day 28) and dividing infancy into early and late periods based on feeding, dental maturity, diet content, and cognition (Bogin et al. <span>2018</span>).</p><p>The evolutionary stages proposed have appeared in a wide and varied literature, but looking for evidence of “childhood” remains a touchstone for paleoanthropology of early hominins (Gunz et al. <span>2020</span>; Zollikofer et al. <span>2024</span>).</p><p>Studies of energy allocation by Kuzawa et al. (<span>2014</span>) might lead us to refine some interpretations of 1996. Their work makes a clear case that the human brain is so costly to grow and develop that somatic growth dials down in intense periods of brain growth and dials up as the brain's consumption recedes. Kuzawa and colleagues found that the human brain peaks in glucose uptake during childhood, between 4 and 5 years of age. The rate of body weight growth is decelerating at that age and approaching a postnatal nadir. Brain glucose uptake declines after age 5 years as weight velocity (and height velocity) accelerates toward puberty and adolescence. Thus, the adolescent growth spurt appears to be, in part or perhaps <i>originally</i>, catch-up growth. Nevertheless, data and theory on final social adjustment in body height, called community effects, competitive growth, and strategic growth (Bogin et al. <span>2015</span>; Hermanussen et al. <span>2017</span>, <span>2019</span>, <span>2020</span>), point to human adolescence as a stage with its own biocultural value and adolescent growth in height as a signal of biosocial status.</p><p>Another advance is the clarity provided by the “expensive brain hypothesis” (Heldstab et al. <span>2022</span>), which proposes that animals can afford the time and energy to grow and maintain a large brain if added cognition increases energy acquisition or lowers mortality. More time is generally required to obtain more energy, hence, a basic inverse relationship between brain size and developmental time, but as cognition improves and the juvenile period lengthens, organisms can also evolve to use that time to the utmost, coevolving complex extractive behavior and elaborate skills training (Walker et al. <span>2002</span>; Heldstab et al. <span>2022</span>).</p><p>The importance of mortality in differentiating chimpanzees and human foragers is emphasized in new analyses of extensive demographic data on both (Davison and Gurven <span>2023</span>), where two factors contribute most to greater lifetime fertility in humans: shorter birth intervals and greater <i>adult</i> survival. For human women, adult survival is comprised of two elements: (1) a far greater proportion of human females live to the end of their prime reproductive years than chimpanzee females, and (2) human women can live healthy and vigorous lives for a decade or more past menopause.</p><p>In our 1996 article, we proposed a way to look for menopause and a long, healthy postmenopause (grandmotherhood) stage in the fossil record. We based our method on the work of Stanley Garn with living women. We wrote that, “According to Garn (<span>1970</span>), there is a gain of bone mass and an increase in deposition on the endosteal surface of tubular bones during the “steroid mediation phase” of life, for example, during adolescence and reproductive adulthood. Moreover, the endosteal gain is greater in women than in men. By the fifth decade of life, the apposition of endosteal bone stops and resorption begins.” We presented data for women of European, African, Mexican, and Puerto Rican origin living in the United States to show that while the absolute amount of bone remodeling varies, the process occurs in all populations studied thus far. Since 1996, the increasing sophistication of histological analysis of hard tissues further increases the likelihood of identifying menopause in fossils (Cerrito et al. <span>2020</span>), although caution must be exercised as it appears that parity, diet, work, and menopause may all leave tracks in aging bone (Agarwal <span>2012</span>).</p><p>With this evidence, or something like it, it would be possible to establish the antiquity of “grandmotherhood” and whether it preceded or followed the evolution of childhood and adolescence. Hawkes, for example, claims that post-menopausal longevity had to evolve before juvenile development slows and before a major increase in hominin brain size (see Hawkes' commentary in this issue). The sequence of acquisition of traits remains an avenue to reject some hypotheses, just as we can reject a direct link between an extended period of maturation and bipedalism (see Lovejoy <span>1981</span>), because the two are separated by millions of years in the fossil record. Comparative biology is another approach; for example, Finch and Holmes (<span>2010</span>) argue that postreproductive survival is not limited to organisms with substantial kin networks or especially long lives. Ellis et al. (<span>2018</span>, <span>2024</span>) have begun to quantify post-reproductive survival across animal species, a promising approach.</p><p>Following Pavelka and Fedigan (<span>1991</span>), as we did in 1996, the null hypothesis for menopause is that the finite reserve of oocytes (fixed prenatally and declining exponentially postnatally) is depleted by the age of 50 years in apes and humans. Ovulation may end near 40 years of age, especially when women and female apes live under adverse health/nutritional conditions (Leone et al. <span>2023</span>). Live long enough to run low on oocytes, and menopause is inevitable, as observed also in some toothed whales (Brent et al. <span>2015</span>; Croft et al. <span>2017</span>; Ellis et al. <span>2018</span>) and probably in chimpanzees that survive past 40 years of age (Wood et al. <span>2023</span>). Although the threshold for ovarian cyclicity is species-specific (see Finch and Holmes <span>2010</span>), the fertility of female mammals beyond age 50 seems to be rare, perhaps limited to the more massive elephants and some of the great whales, with females weighing at least twice as much as female orcas and several times more than female apes and humans (see Pavelka and Fedigan <span>1991</span>; Finch and Holmes <span>2010</span>; Ellis et al. <span>2018</span>). The question remains whether grandmothers evolved to cease their own reproduction in favor of their living descendants or simply lived past a general age limit for ovarian function in most mammals. It is becoming clearer that nonreproducing grandmothers, whether orcas, living humans, or perhaps Neanderthals, took the “lemons” of mammalian oocyte biology and made the “lemonade” of cooperative breeding or biocultural reproduction, with important bio-social roles for grandmothers and, in humans, for fathers, grandfathers, and other genetic and social kin in the care, protection, and education of infants and children.</p>\",\"PeriodicalId\":50809,\"journal\":{\"name\":\"American Journal of Human Biology\",\"volume\":\"37 3\",\"pages\":\"\"},\"PeriodicalIF\":1.6000,\"publicationDate\":\"2025-03-04\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://onlinelibrary.wiley.com/doi/epdf/10.1002/ajhb.70018\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"American Journal of Human Biology\",\"FirstCategoryId\":\"3\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1002/ajhb.70018\",\"RegionNum\":4,\"RegionCategory\":\"医学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ANTHROPOLOGY\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"American Journal of Human Biology","FirstCategoryId":"3","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1002/ajhb.70018","RegionNum":4,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ANTHROPOLOGY","Score":null,"Total":0}
引用次数: 0

摘要

危地马拉的经历、玛雅历史、内战和严重的社会经济不平等(Bogin 2021a)促使人们从生物文化适应和人类发展的进化基础的角度对人类成长进行了一些批判性的重新评估。一些活着的成年玛雅人只有能人那么小(125厘米)。这是什么意思?巴里在《人类成长模式》的第一版中开始探索这个问题的答案。这本书是第一本关于生长的进化和跨文化,即人类学的专著。《儿童成长》(Krogman 1972)一书是由一位生物人类学家撰写的,但主要关注儿科主题。Tanner的《青春期的成长》(Tanner 1962)也主要是关于儿科的,但也包括了对非人类灵长类动物生长的简短报道,结论是人类的模式与实验室饲养的猕猴和黑猩猩是相同的。巴里对最新研究的解释是,任何其他现存的灵长类动物都没有人类的生长模式。在哲学上,他的书旨在恢复20世纪早期对比较本体论的兴趣,并将历史深度带入进化发育生物学和生活史理论的新领域。霍莉在密歇根大学跟随C.洛林·布雷斯学习古人类学,在CHGD跟随斯坦利·加恩学习牙科人类学,在那里她了解了牙齿的发育和生长数据的分析。1985年,她对欧洲和非洲的博物馆进行了广泛的访问,研究古人类化石中的牙齿磨损。她还仔细记录了青少年的牙齿形成,这既是为了估计年龄,也是为了有朝一日能够解决人类成长的时间深度问题。回到密歇根后,她发现了一项一个月前发表在《自然》杂志上的令人兴奋的研究,其中对一系列南古猿下颌牙齿表面上新长出的第一颗恒磨牙(据说是“6岁磨牙”)的增量线条的计数表明,死亡年龄接近3岁(Bromage和Dean 1985)。霍莉意识到她刚刚收集了与他们的争论相关的数据。在分析她的牙齿发育模式(曼恩的原始课题)的数据时,阿法南猿和非洲古猿似乎更像类人猿,而不是人类;“健壮”的古人类令人费解,而且是独一无二的,而相比之下,尼安德特人的孩子与典型的俄亥俄州孩子几乎没有什么不同(Smith 1986)。这项研究基本上排除了支持人类生长起源于古代的最后一条证据,并明确同意蒂莫西·布罗米奇和克里斯托弗·迪恩的开创性研究是正确的。理查德·兰厄姆(当时也在密歇根大学)的一次演讲把霍莉引向了另一个方向,他向她介绍了灵长类动物的生活史,特别是哈维和克拉顿-布洛克(1985年)的数据汇编。对于像霍莉这样的硬组织科学家来说,“生命史”很少或根本没有使用体细胞生长和发育的参数,这似乎很奇怪。霍莉认为,如果用牙齿来表达,她会更好地理解生命史,并效仿舒尔茨(Schultz, 1960)等进化解剖学家,她将第一颗恒磨牙(M1)的年龄和牙齿形成的年龄作为生命史变量。事实证明,牙齿与大脑重量以及灵长类动物的一系列经典生活史变量高度相关(Smith 1989),这支持了南方古猿的研究结果涉及整体生长和发育,而不仅仅是牙齿的论点。如果M1爆发的年龄是躯体生长速度的一个指标,而成年脑容量是脑能量的一个指标,那么它们极其紧密的相关性强烈地表明,正如Sacher(1975)早些时候提出的那样,这两者在灵长类动物中是同步进化的。正如Richard Smith和他的同事所说:“当人类的脑容量进化到400- 500cc时,延长的成熟基本上是完成的,这要求在接下来的900cc的大脑扩张中没有进一步的成熟延长”(Smith et al. 1994,166)。我们开始一起工作是因为青春期的生长突增。巴里在1988年出版的《人类生长模式》一书中收集了证据,证明人类的生长曲线比其他哺乳动物更复杂,有额外的减速和加速。Holly正在独立评估肯尼亚Nariokotome西部图尔卡纳地区(KNM-WT 15000)的非凡化石少年直立人骨骼的生长和发育状况。这个年轻人大约在青春期就去世了,但他的牙齿、骨骼和身材的相对成熟与人类的生长标准不太相符。然而,当符合黑猩猩的生长曲线时,矛盾在很大程度上消失了,在黑猩猩的生长曲线中,青春期不会有大的生长突增。 她的结论是,青春期的生长曲线可能是人类进化的一个后期特征,在某种程度上与更大的大脑的需求有关(Smith 1993)。人类生长并不像人们通常认为的那样古老,这一观点极具争议(见Lewin 1987;Beynon and Dean 1988;院长2000);在这方面,巴里和霍莉是志同道合的同事,他们决定结合各种力量,看看我们是否能充实一个人类成长的进化模型。如果我们对人类生长和发展的“理论进步”做出了贡献,那就是我们1996年提出的人类出生后生活史阶段/婴儿期、儿童期、少年期、青春期、成年期和女性漫长的绝经后阶段的顺序,在哺乳动物和现存的非人类灵长类动物中是非常不寻常的,也许是独一无二的。我们强调,阶段/时期的总组合是智人的一个决定性特征。将“童年”(约3-7岁)作为断奶后依赖的一个独立阶段,汇集了来自母亲和婴儿能量获取和分配的不同指标的观察结果:未成熟的牙齿,较小的消化系统,需要卡路里的大脑,相对较大且生长迅速,以及喂养依赖。在婴儿期后期和儿童期,青少年必须食用一种特殊的饮食,“总量低,但富含能量、脂质和蛋白质”(Bogin和Smith 1996:705)。这种饮食的“丰富性”是指其低体积与高营养密度比。人类营养学家将这种饮食称为“补充喂养”,即补充哺乳(Sellen 2007)。另一个特别之处是,这种饮食必须由社会群体中的年长成员采购、准备(制作得柔软、易于咀嚼和吞咽),并提供给婴儿和儿童(Bogin 2021b, 204)。我们将灵长类动物牙齿和骨骼的比较解剖学、生理学、行为学和考古学结合起来,提出了一些关于人类进化的新假设,从而为人类学的“方法论创新”做出了贡献——例如,早期用于获取骨髓的石器(Potts 1988)可能特别针对婴儿和儿童获取丰富的食物。在我们1996年的文章中,我们建议将骨髓作为一种可能的人类辅食,因为骨髓富含能量/蛋白质/微量营养素,并且足够柔软,适合牙齿未发育成熟的儿童食用。我们没有设想以骨髓为主的饮食;相反,他们的母亲和社区中其他年长的成员为晚期婴儿和儿童提供了满指的骨髓“零食”,以及预先咀嚼和工具加工的成人食品。我们还设想,其他群体成员的协助对于允许古人类/人类妇女在不牺牲婴儿或母亲生存的情况下比其他类人猿更短的间隔生育至关重要。总之,“童年”可能是一种社会(供给/分配)和喂养策略,对生育和生存有下游影响。在另一篇文献中,事实证明,人类生态学家正在追求分配和供应在抚养人类婴儿中的重要性(兰开斯特和兰开斯特1983;Turke 1988;休利特1991;Blurton-Jones 1993;Hrdy, 1999),减少母亲的能量负荷和缩短生育间隔的护理。然而,在她的生殖时期,人类女性堆叠了多个年龄交错的依赖后代——这是一个独特的挑战(见Hill et al. 2009)。一个有依赖的婴儿、孩子和少年的妇女的热量需求超过了她自己能产生的热量,而这一赤字被证明是通过父亲、非生育亲属和非亲属的狩猎和觅食贡献来弥补的(Hill et al. 2009)。换句话说,人类家庭是一种合作的产物,通常被称为“合作繁殖”,就像在其他一些鸟类和哺乳动物身上看到的那样(Hrdy 1999;参见Kramer 2005)。1996年,我们强调了与其他灵长类动物相比,人类婴儿需要来自家庭和社区的广泛物质、社会和情感支持,Barry后来将这一观点阐述为一种新型的家庭和社区对古人类儿童的支持,称为“生物文化生殖假说”(Bogin et al. 2014;Bogin 2021b, 230-288)。巴里还完善了人类生活史的产后阶段/时期,增加了新生儿阶段(出生到第28天),并根据喂养、牙齿成熟度、饮食含量和认知将婴儿期分为早期和晚期(Bogin et al. 2018)。提出的进化阶段已经出现在各种各样的文献中,但寻找“童年”的证据仍然是早期人类古人类学的试金石(Gunz et al. 2020;zollikoffer et al. 2024)。Kuzawa等人(2014)对能量分配的研究可能会让我们改进1996年的一些解释。 他们的研究清楚地表明,人类大脑的生长和发育是如此昂贵,以至于在大脑生长的激烈时期,身体的生长会下降,而随着大脑消耗的减少,身体的生长会上升。Kuzawa和他的同事发现,人类大脑在4到5岁之间的童年时期葡萄糖摄取达到峰值。这个年龄段的体重增长速度正在减慢,接近出生后的最低点。5岁以后,随着体重速度(和身高速度)向青春期加速,脑葡萄糖摄取下降。因此,青春期的快速成长在某种程度上或可能最初是一种追赶型成长。然而,关于身高最终社会调整的数据和理论,称为社区效应、竞争增长和战略增长(Bogin et al. 2015;Hermanussen等人(2017,2019,2020)指出,人类青春期是一个具有自身生物文化价值的阶段,青春期身高的增长是生物社会地位的一个信号。另一个进步是“昂贵的大脑假说”(Heldstab et al. 2022)提供的清晰度,该假说提出,如果增加的认知能增加能量获取或降低死亡率,动物就能负担得起时间和精力来生长和维持一个大的大脑。通常需要更多的时间来获得更多的能量,因此,大脑大小与发育时间之间存在基本的反比关系,但随着认知能力的提高和幼年期的延长,生物体也可以进化到最大限度地利用这段时间,共同进化出复杂的提取行为和复杂的技能训练(Walker et al. 2002;Heldstab et al. 2022)。在对黑猩猩和人类的大量人口数据进行的新分析中,死亡率在区分黑猩猩和人类觅食者方面的重要性得到了强调(Davison和Gurven, 2023),其中两个因素对人类更高的终身生育率贡献最大:更短的生育间隔和更高的成年存活率。对人类妇女来说,成年后的生存包括两个要素:(1)人类妇女比黑猩猩妇女能活到其最佳生育年龄结束的比例要大得多;(2)人类妇女在绝经后10年或更长的时间里能健康而充满活力地生活。在我们1996年的文章中,我们提出了一种在化石记录中寻找更年期和长期健康的绝经后(祖母)阶段的方法。我们的方法基于斯坦利·加恩对在世女性的研究。我们写道,“根据Garn(1970)的研究,在生命的“类固醇中介阶段”,例如青春期和生殖成年期,骨量增加,管状骨内膜表面沉积增加。此外,女性的内膜增加比男性更大。到50岁时,骨内膜的对抗停止,骨吸收开始。”我们提供了生活在美国的欧洲、非洲、墨西哥和波多黎各裔女性的数据,以表明尽管骨骼重塑的绝对数量各不相同,但迄今为止研究的所有人群都发生了这一过程。自1996年以来,硬组织的组织学分析越来越复杂,进一步增加了在化石中识别更年期的可能性(Cerrito等人,2020),尽管必须谨慎行事,因为似乎生育、饮食、工作和更年期都可能在老化的骨骼中留下痕迹(Agarwal 2012)。有了这一证据,或者类似的证据,就有可能确定“祖母”的古老,以及它是在童年和青春期的进化之前还是之后。例如,霍克斯声称,绝经后的寿命必须在青少年发育放缓和人类大脑大小大幅增加之前进化(见霍克斯在本期的评论)。特征获得的顺序仍然是拒绝一些假设的途径,就像我们可以拒绝在长时间的成熟和两足动物之间的直接联系一样(见Lovejoy 1981),因为这两者在化石记录中相隔了数百万年。比较生物学是另一种方法;例如,Finch和Holmes(2010)认为,繁殖后的生存并不局限于具有大量亲属网络或特别长寿的生物体。Ellis等人(2018,2024)已经开始量化动物物种的生殖后存活率,这是一种很有前途的方法。继Pavelka和Fedigan(1991)之后,正如我们在1996年所做的那样,绝经的零假设是,在类人猿和人类中,有限的卵母细胞储备(产前固定,产后指数下降)在50岁时耗尽。排卵可能在40岁左右结束,特别是当女性和雌性类人猿生活在不利的健康/营养条件下时(Leone et al. 2023)。寿命足够长,卵母细胞消耗不足,更年期是不可避免的,一些齿鲸也观察到这一点(Brent et al. 2015;Croft et al. 2017;Ellis et al. 2018),也可能存在于40岁以上的黑猩猩中(Wood et al. 2023)。 尽管卵巢周期的阈值是物种特有的(见Finch和Holmes 2010), 50岁以上的雌性哺乳动物的生育能力似乎很罕见,也许仅限于体型较大的大象和一些大型鲸鱼,雌性体重至少是雌性虎鲸的两倍,是雌性类人猿和人类的几倍(见Pavelka和Fedigan 1991;芬奇和福尔摩斯2010;Ellis et al. 2018)。问题仍然是,祖母是进化到停止自己的繁殖,以支持活着的后代,还是仅仅活过了大多数哺乳动物卵巢功能的一般年龄限制。越来越清楚的是,无论是虎鲸、活着的人类,还是尼安德特人,不能生育的祖母们,都把哺乳动物卵母细胞生物学的“柠檬”变成了合作繁殖或生物文化繁殖的“柠檬”,在照顾、保护和教育婴儿和儿童方面,祖母们扮演着重要的生物社会角色,在人类中,父亲、祖父和其他遗传和社会亲属也扮演着重要的角色。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Evolution of the Human Life Cycle, Revisited

We are honored to be among the “Invited Commentaries on Influential Papers” for the 50th Anniversary of the Human Biology Association. The AJHB Editor, Bill Leonard, wrote that “These contributions will span the broad scope of research encompassed by the field of human population biology, including theoretical advancements … evolutionary/adaptive dimensions of human biology … insights into human health disparities … and methodological innovations …” (Leonard 2024). Bill placed our article (Bogin and Smith 1996) in the “evolutionary/adaptive” category. Human growth, as studied and taught in the 1970s and 80s, was not a particularly evolutionary field. Existing textbooks were written by physicians, with the medical student in mind or as a practical guide for parents. At the University of Michigan Center for Human Growth and Development (CHGD), where Bill and Holly studied and crossed paths with Barry at lectures, emphasis was placed on human variation, plasticity and health disparities. In paleontology, growth and development was seen through the 19th century lens of “heterochrony” as resurrected by Gould (1977), with its subset of hypothetical processes by which morphology and size might evolve. Neither of those paths lead toward a model of when and what shaped the human life cycle.

By the early 1990s, however, decades of work on Pan troglodytes growth and development (Krogman 1930; Schultz 1940, 1960; Gavan 1953; Nissen and Riesen 1964) and ethology (see Goodall 1986) had described ways in which chimpanzees resembled humans (e.g., tool use, group hunting, sharing meat, strong mother-infant bonds, male–male affiliations) and the ways they did not (e.g., extremely prolonged nursing, dental and skeletal maturation almost twice as fast as humans, lack of an adolescent growth spurt). In addition, the anthropology of human societies had been enriched by a new human ecology that had an eye to growth, work, demography, and energy production and consumption by age, sex, and gender (Draper 1976; Howell 1979; Lee 1979; Leonard 1994; Hill and Hurtado 1996). An evolutionary paradigm coming from comparative biology and the relatively new discipline of ‘life history,’ which studied how organisms evolved to allocate time and energy to growth, maintenance and reproduction, was bringing breadth and rigor into interpretations of life cycle and behavior (Stearns 1992; Charnov 1993).

Our pre-1996 independent research formed the basis of our working together. Barry started toward research in biological development and evolution in 1969 via a job in the lab of Richard L. Miller, a developmental biologist who was the first to discover fertilization by sperm chemotaxis in an animal (Miller 1966). It was Barry's junior year at Temple University, Philadelphia and his task in the lab was to tie to glass slides male and female hydrozoans of the genus Campanularia, then feed and care for them until needed for further experiments. Although lab science stimulated his interest in growth and development, in all other university work Barry was failing and a few weeks into the second semester he suffered a physical-emotional meltdown. Three weeks later, he returned to the university, went to the bookstore and discovered the book Anthropology A to Z co-authored by Carleton Coon and Edward Hunt (Coon and Hunt 1963). Much of that book is a Nazi-inspired racist diatribe—the book is mostly an English translation of Anthropologie. Das Fischer Lexikon (Heberer et al. 1959) (see Barry's blog on this https://anthropomics2.blogspot.com/search?q=Bogin). The English version is mostly about “race” and “constitution” but there are sections on growth and development, paleoanthropology, primates, demography, and social anthropology. The material on fossils and nonhuman primates grabbed Barry's attention and he decided to change his major from Biology to Anthropology.

In 1971, Barry was accepted into the Anthropology Master's program at Temple to study with Francis (Frank) E. Johnston, a growth and development researcher and student of Wilton M. Krogman at University of Pennsylvania. Barry also enrolled in a paleoanthropology course at Temple taught by Alan Mann and sat-in on dental anthropology courses taught by Mann at Penn. Mann's (1968) doctoral dissertation was a dental analysis of Australopithecus from South Africa focused on the age of death, particularly of juveniles. He concluded that the patterns of tooth formation he observed matched human children rather than chimpanzees, an indication that the slow pace of human growth and development was already in place in Pliocene hominins. Barry wondered how early hominins like the Taung “child” had evolved such a human-like pattern of growth but had no theoretical perspective to guide further research at the time. With an opportunity provided by Frank Johnston, Barry went off for 2 years to Guatemala and focused his doctoral research on the growth and development of living humans.

The Guatemalan experience, its Maya history, its Civil War, and its stark socio-economic inequalities (Bogin 2021a) fostered some critical reappraisal of human growth in terms of biocultural adaptation and the evolutionary foundations for human development. Some living adult Maya were as small as Homo habilis (< 125 cm). What did this mean? Barry began to explore the answer in the first edition of Patterns of Human Growth (Bogin 1988). The book was the first evolutionary and cross-cultural, that is, anthropological, monograph on growth. The book Child Growth (Krogman 1972) was written by a biological anthropologist, but focused primarily on pediatric topics. Tanner's Growth at Adolescence (Tanner 1962) was also mostly pediatrics but did include brief coverage of nonhuman primate growth, concluding that the human pattern was shared with laboratory-reared macaques and chimpanzees. Barry's interpretation of newer research was that the pattern of human growth was not shared by any other living primate. Philosophically, his book was designed to revive early 20th century interest in comparative ontology and to bring historical depth into the new fields of evolutionary developmental biology and life history theory.

Holly trained in paleoanthropology at the University of Michigan with C. Loring Brace and in dental anthropology with Stanley Garn at the CHGD, where she gained an understanding of dental development and analysis of growth data. In 1985, she made an extensive trip to European and African museums to study dental attrition in hominin fossils. Tooth formation in juveniles was also carefully recorded, both for estimating age and with the thought that one day she would tackle the problem of the time depth of human growth. On returning to Michigan, she discovered an exciting study published 1 month earlier in Nature, where counts of incremental lines on tooth surfaces of a series of Australopithecus jaws with newly erupted first permanent molars—supposedly their “six-year molars”—pointed to age of death nearer 3 years (Bromage and Dean 1985). Holly realized that she had just collected data relevant to their argument. On analyzing her data for patterns of tooth development (Mann's original topic), Australopithecus afarensis and A. africanus appeared a good match to great apes rather than to humans; “robust” hominins were puzzling and unique, whereas a Neanderthal child, in contrast, differed little from typical Ohio children (Smith 1986). The study essentially removed the last piece of evidence supporting an ancient origin of human growth and explicitly agreed that the path-breaking research by Timothy Bromage and Christopher Dean was on the right track.

A lecture by Richard Wrangham (also then at UM) sent Holly in a second direction by introducing her to primate life history, particularly to a data compendium by Harvey and Clutton-Brock (1985). For a hard-tissue scientist like Holly, it seemed curious that “life history” made little or no use of parameters of somatic growth and development. Thinking she would understand life history better if expressed by teeth, and following evolutionary anatomists like Schultz (1960), Holly used the age of eruption of the first permanent molar (M1) and of completion of the dentition as life-history variables. Teeth, it turned out, were highly correlated with brain weight and a range of classic life-history variables across the primate order (Smith 1989), supporting the argument that the findings for Australopithecus spoke to overall growth and development and not just teeth. If the age of M1 eruption is an index of somatic growth rate and adult brain size an index of brain energetics, their extremely tight correlation strongly suggested that the two evolved in tandem in primates, as Sacher (1975) had suggested earlier. As Richard Smith and colleagues put it: “To argue that extended maturation was essentially complete when hominid cranial capacities had evolved to 400-500 cc requires that no further extension of maturation occurred during the next 900 cc of brain expansion” (Smith et al. 1994, 166).

We started working together because of the adolescent growth spurt. Barry had marshaled evidence that the human growth curve was more complex than that of other mammals, with extra deceleration and acceleration, in his 1988 Patterns of Human Growth. Independently, Holly was assessing the growth and developmental status of the extraordinary fossil juvenile Homo erectus skeleton from the West Turkana locality of Nariokotome in Kenya (KNM-WT 15000). The youth had died at around puberty, but the relative maturation of his teeth, bones, and stature was an uneasy fit with human growth standards. Contradictions largely disappeared, however, when fit to a chimpanzee growth curve, where no large adolescent growth spurt would be expected. She concluded that the adolescent growth curve might be a later feature of human evolution, somehow associated with the demands of larger brains (Smith 1993).

The position that human growth was not as ancient as often assumed was highly controversial (see Lewin 1987; Beynon and Dean 1988; Dean 2000); in this, Barry and Holly were like-minded colleagues who decided to combine forces to see if we could flesh out an evolutionary model of human growth. If we contributed to “theoretical advancements” in human growth and development, it was our 1996 proposal that the sequence of human postnatal life history stages/periods of infancy, childhood, juvenile, adolescence, adult, and women's lengthy phase of postmenopause is highly unusual, perhaps unique, among mammals and living non-human primates. We emphasized that the total combination of stages/periods is a defining characteristic of Homo sapiens.

Denoting “childhood” (ca. 3–7 years) as a separate stage of post-weaning dependence brought together observations from different indicators of energy acquisition and allocation for mothers and infants: an immature dentition, a small digestive system, a calorie-demanding brain that is both relatively large and growing rapidly and feeding dependency. By late infancy and childhood, youngsters must consume a special diet, “low in total volume, but rich in energy, lipids and proteins” (Bogin and Smith 1996:705). The “richness” of this diet refers to its low volume-to-high nutrient density ratio. Human nutritionists refer to this diet as “complementary feeding,” that is, complementary to lactation (Sellen 2007). Another special feature is that this diet must be procured, prepared (made soft, easy to chew, and swallow), and provided by older members of the social group and fed to infants and children (Bogin 2021b, 204).

We contributed to anthropological “methodological innovation” by combining comparative anatomy of the primate dentition and skeleton, physiology, ethology, and archeology to propose some new hypotheses for human evolution—for example, that the early stone tools used to access bone marrow (Potts 1988) might be especially aimed at access to rich foods for infants and children. In our 1996 article, we built on that proposal to suggest marrow as one possible hominin complementary food, as marrow is energy/protein/micronutrient dense and soft enough for dentally immature children to eat. We were not envisioning a primarily marrow diet; rather, finger-full “treats” of bone marrow, along with prechewed and tool-processed adult foods, were provided to late-stage infants and children by their mothers and other older members of the community. We also envisioned that the assistance of other group members was crucial to allow hominin/human women to give birth at shorter intervals than other apes without sacrificing infant or maternal survival. In sum, “childhood” could be a social (provisioning/allocare) and feeding strategy that had downstream effects on fertility and survival.

In a separate literature, it turned out, human ecologists were pursuing the importance of allocare and provisioning in the raising of human infants (Lancaster and Lancaster 1983; Turke 1988; Hewlett 1991; Blurton-Jones 1993; Hrdy 1999), care which reduced mothers' energy load and shortened the interbirth interval. Progressing through her reproductive period, however, human females stack up multiple dependent offspring of staggered ages—a unique challenge (see Hill et al. 2009). The caloric demands of a woman with a dependent infant, child, and juvenile outstrip what she can herself produce and the deficit was shown to be made up by the hunting and foraging contributions of fathers, nonreproducing kin, and nonkin (Hill et al. 2009). In other words, the human family is a cooperative effort, a product of what is often called “cooperative breeding,” as seen in some other birds and mammals (Hrdy 1999; see also Kramer 2005).

In 1996, we emphasized the extensive material, social, and emotional support from families and communities required for human infants compared to other primates, an idea Barry later elaborated into a new type of family and community support for hominin children called the “biocultural reproduction hypothesis” (Bogin et al. 2014; Bogin 2021b, 230–288). Barry also refined the post-natal stages/periods of human life history, adding a neonatal stage (birth to day 28) and dividing infancy into early and late periods based on feeding, dental maturity, diet content, and cognition (Bogin et al. 2018).

The evolutionary stages proposed have appeared in a wide and varied literature, but looking for evidence of “childhood” remains a touchstone for paleoanthropology of early hominins (Gunz et al. 2020; Zollikofer et al. 2024).

Studies of energy allocation by Kuzawa et al. (2014) might lead us to refine some interpretations of 1996. Their work makes a clear case that the human brain is so costly to grow and develop that somatic growth dials down in intense periods of brain growth and dials up as the brain's consumption recedes. Kuzawa and colleagues found that the human brain peaks in glucose uptake during childhood, between 4 and 5 years of age. The rate of body weight growth is decelerating at that age and approaching a postnatal nadir. Brain glucose uptake declines after age 5 years as weight velocity (and height velocity) accelerates toward puberty and adolescence. Thus, the adolescent growth spurt appears to be, in part or perhaps originally, catch-up growth. Nevertheless, data and theory on final social adjustment in body height, called community effects, competitive growth, and strategic growth (Bogin et al. 2015; Hermanussen et al. 2017, 2019, 2020), point to human adolescence as a stage with its own biocultural value and adolescent growth in height as a signal of biosocial status.

Another advance is the clarity provided by the “expensive brain hypothesis” (Heldstab et al. 2022), which proposes that animals can afford the time and energy to grow and maintain a large brain if added cognition increases energy acquisition or lowers mortality. More time is generally required to obtain more energy, hence, a basic inverse relationship between brain size and developmental time, but as cognition improves and the juvenile period lengthens, organisms can also evolve to use that time to the utmost, coevolving complex extractive behavior and elaborate skills training (Walker et al. 2002; Heldstab et al. 2022).

The importance of mortality in differentiating chimpanzees and human foragers is emphasized in new analyses of extensive demographic data on both (Davison and Gurven 2023), where two factors contribute most to greater lifetime fertility in humans: shorter birth intervals and greater adult survival. For human women, adult survival is comprised of two elements: (1) a far greater proportion of human females live to the end of their prime reproductive years than chimpanzee females, and (2) human women can live healthy and vigorous lives for a decade or more past menopause.

In our 1996 article, we proposed a way to look for menopause and a long, healthy postmenopause (grandmotherhood) stage in the fossil record. We based our method on the work of Stanley Garn with living women. We wrote that, “According to Garn (1970), there is a gain of bone mass and an increase in deposition on the endosteal surface of tubular bones during the “steroid mediation phase” of life, for example, during adolescence and reproductive adulthood. Moreover, the endosteal gain is greater in women than in men. By the fifth decade of life, the apposition of endosteal bone stops and resorption begins.” We presented data for women of European, African, Mexican, and Puerto Rican origin living in the United States to show that while the absolute amount of bone remodeling varies, the process occurs in all populations studied thus far. Since 1996, the increasing sophistication of histological analysis of hard tissues further increases the likelihood of identifying menopause in fossils (Cerrito et al. 2020), although caution must be exercised as it appears that parity, diet, work, and menopause may all leave tracks in aging bone (Agarwal 2012).

With this evidence, or something like it, it would be possible to establish the antiquity of “grandmotherhood” and whether it preceded or followed the evolution of childhood and adolescence. Hawkes, for example, claims that post-menopausal longevity had to evolve before juvenile development slows and before a major increase in hominin brain size (see Hawkes' commentary in this issue). The sequence of acquisition of traits remains an avenue to reject some hypotheses, just as we can reject a direct link between an extended period of maturation and bipedalism (see Lovejoy 1981), because the two are separated by millions of years in the fossil record. Comparative biology is another approach; for example, Finch and Holmes (2010) argue that postreproductive survival is not limited to organisms with substantial kin networks or especially long lives. Ellis et al. (2018, 2024) have begun to quantify post-reproductive survival across animal species, a promising approach.

Following Pavelka and Fedigan (1991), as we did in 1996, the null hypothesis for menopause is that the finite reserve of oocytes (fixed prenatally and declining exponentially postnatally) is depleted by the age of 50 years in apes and humans. Ovulation may end near 40 years of age, especially when women and female apes live under adverse health/nutritional conditions (Leone et al. 2023). Live long enough to run low on oocytes, and menopause is inevitable, as observed also in some toothed whales (Brent et al. 2015; Croft et al. 2017; Ellis et al. 2018) and probably in chimpanzees that survive past 40 years of age (Wood et al. 2023). Although the threshold for ovarian cyclicity is species-specific (see Finch and Holmes 2010), the fertility of female mammals beyond age 50 seems to be rare, perhaps limited to the more massive elephants and some of the great whales, with females weighing at least twice as much as female orcas and several times more than female apes and humans (see Pavelka and Fedigan 1991; Finch and Holmes 2010; Ellis et al. 2018). The question remains whether grandmothers evolved to cease their own reproduction in favor of their living descendants or simply lived past a general age limit for ovarian function in most mammals. It is becoming clearer that nonreproducing grandmothers, whether orcas, living humans, or perhaps Neanderthals, took the “lemons” of mammalian oocyte biology and made the “lemonade” of cooperative breeding or biocultural reproduction, with important bio-social roles for grandmothers and, in humans, for fathers, grandfathers, and other genetic and social kin in the care, protection, and education of infants and children.

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来源期刊
CiteScore
4.80
自引率
13.80%
发文量
124
审稿时长
4-8 weeks
期刊介绍: The American Journal of Human Biology is the Official Journal of the Human Biology Association. The American Journal of Human Biology is a bimonthly, peer-reviewed, internationally circulated journal that publishes reports of original research, theoretical articles and timely reviews, and brief communications in the interdisciplinary field of human biology. As the official journal of the Human Biology Association, the Journal also publishes abstracts of research presented at its annual scientific meeting and book reviews relevant to the field. The Journal seeks scholarly manuscripts that address all aspects of human biology, health, and disease, particularly those that stress comparative, developmental, ecological, or evolutionary perspectives. The transdisciplinary areas covered in the Journal include, but are not limited to, epidemiology, genetic variation, population biology and demography, physiology, anatomy, nutrition, growth and aging, physical performance, physical activity and fitness, ecology, and evolution, along with their interactions. The Journal publishes basic, applied, and methodologically oriented research from all areas, including measurement, analytical techniques and strategies, and computer applications in human biology. Like many other biologically oriented disciplines, the field of human biology has undergone considerable growth and diversification in recent years, and the expansion of the aims and scope of the Journal is a reflection of this growth and membership diversification. The Journal is committed to prompt review, and priority publication is given to manuscripts with novel or timely findings, and to manuscripts of unusual interest.
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