{"title":"基于奇异值分解的自适应稳态卡尔曼滤波算法用于宽温度范围下锂离子电池的电荷状态和功率状态联合估计","authors":"Shuo Wang, Yonghong Xu, Hongguang Zhang, Rao Kuang, Jian Zhang, Baicheng Liu, Fubin Yang, Yujie Zhang","doi":"10.1007/s11581-024-05933-3","DOIUrl":null,"url":null,"abstract":"<div><p>Accurately estimating the state of charge (SOC) and state of power (SOP) of the battery is essential for optimizing the use of electric quantity and ensuring the safe and efficient operation and energy management of the battery system of electric vehicles. In this paper, a particle swarm optimization algorithm is used to identify the model parameters of lithium-ion batteries under wide temperature range, and a SOC estimation method of adaptive cubature Kalman filter algorithm based on singular value decomposition (SVD-ACKF) is proposed. The Cholesky decomposition of covariance of state variables is replaced by singular value decomposition, which successfully avoids the problem of the non-positive definite matrix during the adaptive updating of the cubature Kalman filter algorithm, and improves the convergence stability of the iterative computation process. Based on accurate SOC estimation at each temperature, the key constraints in this study are composed of the combination of the SOC, voltage, and current of the battery, and changes in battery model parameters due to ambient temperature are considered, developing an SOP estimation strategy under multi-constraint conditions, realizing the joint estimation of SOC and SOP, verifying the feasibility of the proposed state estimation algorithm in different ambient temperatures. The results show that the maximum error of SOC estimation under different ambient temperatures is less than 0.015, and the SOC estimation error of the proposed method is the smallest compared with the extended Kalman filter (EKF) and the cubature Kalman filter (CKF), and the average relative errors of peak charge power and peak discharge power estimation with a duration of 30 s at 25 °C can be kept within 2.5% and 1.5%, respectively. It is proved that the proposed method has good accuracy and adaptability.</p></div>","PeriodicalId":599,"journal":{"name":"Ionics","volume":"31 1","pages":"345 - 365"},"PeriodicalIF":2.4000,"publicationDate":"2024-11-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"An adaptive cubature Kalman filter algorithm based on singular value decomposition for joint estimation of state of charge and state of power for lithium-ion batteries under wide temperature range\",\"authors\":\"Shuo Wang, Yonghong Xu, Hongguang Zhang, Rao Kuang, Jian Zhang, Baicheng Liu, Fubin Yang, Yujie Zhang\",\"doi\":\"10.1007/s11581-024-05933-3\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><p>Accurately estimating the state of charge (SOC) and state of power (SOP) of the battery is essential for optimizing the use of electric quantity and ensuring the safe and efficient operation and energy management of the battery system of electric vehicles. In this paper, a particle swarm optimization algorithm is used to identify the model parameters of lithium-ion batteries under wide temperature range, and a SOC estimation method of adaptive cubature Kalman filter algorithm based on singular value decomposition (SVD-ACKF) is proposed. The Cholesky decomposition of covariance of state variables is replaced by singular value decomposition, which successfully avoids the problem of the non-positive definite matrix during the adaptive updating of the cubature Kalman filter algorithm, and improves the convergence stability of the iterative computation process. Based on accurate SOC estimation at each temperature, the key constraints in this study are composed of the combination of the SOC, voltage, and current of the battery, and changes in battery model parameters due to ambient temperature are considered, developing an SOP estimation strategy under multi-constraint conditions, realizing the joint estimation of SOC and SOP, verifying the feasibility of the proposed state estimation algorithm in different ambient temperatures. The results show that the maximum error of SOC estimation under different ambient temperatures is less than 0.015, and the SOC estimation error of the proposed method is the smallest compared with the extended Kalman filter (EKF) and the cubature Kalman filter (CKF), and the average relative errors of peak charge power and peak discharge power estimation with a duration of 30 s at 25 °C can be kept within 2.5% and 1.5%, respectively. It is proved that the proposed method has good accuracy and adaptability.</p></div>\",\"PeriodicalId\":599,\"journal\":{\"name\":\"Ionics\",\"volume\":\"31 1\",\"pages\":\"345 - 365\"},\"PeriodicalIF\":2.4000,\"publicationDate\":\"2024-11-23\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Ionics\",\"FirstCategoryId\":\"92\",\"ListUrlMain\":\"https://link.springer.com/article/10.1007/s11581-024-05933-3\",\"RegionNum\":4,\"RegionCategory\":\"化学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"CHEMISTRY, PHYSICAL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Ionics","FirstCategoryId":"92","ListUrlMain":"https://link.springer.com/article/10.1007/s11581-024-05933-3","RegionNum":4,"RegionCategory":"化学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"CHEMISTRY, PHYSICAL","Score":null,"Total":0}
An adaptive cubature Kalman filter algorithm based on singular value decomposition for joint estimation of state of charge and state of power for lithium-ion batteries under wide temperature range
Accurately estimating the state of charge (SOC) and state of power (SOP) of the battery is essential for optimizing the use of electric quantity and ensuring the safe and efficient operation and energy management of the battery system of electric vehicles. In this paper, a particle swarm optimization algorithm is used to identify the model parameters of lithium-ion batteries under wide temperature range, and a SOC estimation method of adaptive cubature Kalman filter algorithm based on singular value decomposition (SVD-ACKF) is proposed. The Cholesky decomposition of covariance of state variables is replaced by singular value decomposition, which successfully avoids the problem of the non-positive definite matrix during the adaptive updating of the cubature Kalman filter algorithm, and improves the convergence stability of the iterative computation process. Based on accurate SOC estimation at each temperature, the key constraints in this study are composed of the combination of the SOC, voltage, and current of the battery, and changes in battery model parameters due to ambient temperature are considered, developing an SOP estimation strategy under multi-constraint conditions, realizing the joint estimation of SOC and SOP, verifying the feasibility of the proposed state estimation algorithm in different ambient temperatures. The results show that the maximum error of SOC estimation under different ambient temperatures is less than 0.015, and the SOC estimation error of the proposed method is the smallest compared with the extended Kalman filter (EKF) and the cubature Kalman filter (CKF), and the average relative errors of peak charge power and peak discharge power estimation with a duration of 30 s at 25 °C can be kept within 2.5% and 1.5%, respectively. It is proved that the proposed method has good accuracy and adaptability.
期刊介绍:
Ionics is publishing original results in the fields of science and technology of ionic motion. This includes theoretical, experimental and practical work on electrolytes, electrode, ionic/electronic interfaces, ionic transport aspects of corrosion, galvanic cells, e.g. for thermodynamic and kinetic studies, batteries, fuel cells, sensors and electrochromics. Fast solid ionic conductors are presently providing new opportunities in view of several advantages, in addition to conventional liquid electrolytes.