Eleanor R John, Michael J Crowther, Vanessa Didelez, Nuala A Sheehan
{"title":"使用工具变量对生存结果进行因果效应的乘法与加性建模-比较。","authors":"Eleanor R John, Michael J Crowther, Vanessa Didelez, Nuala A Sheehan","doi":"10.1177/09622802241293765","DOIUrl":null,"url":null,"abstract":"<p><p>Instrumental variables (IVs) methods have recently gained popularity since, under certain assumptions, they may yield consistent causal effect estimators in the presence of unmeasured confounding. Existing simulation studies that evaluate the performance of IV approaches for time-to-event outcomes tend to consider either an additive or a multiplicative data-generating mechanism (DGM) and have been limited to an exponential constant baseline hazard model. In particular, the relative merits of additive versus multiplicative IV models have not been fully explored. All IV methods produce less biased estimators than naïve estimators that ignore unmeasured confounding, unless the IV is very weak and there is very little unmeasured confounding. However, the mean squared error of IV estimators may be higher than that of the naïve, biased but more stable estimators, especially when the IV is weak, the sample size is small to moderate, and the unmeasured confounding is strong. In addition, the sensitivity of IV methods to departures from their assumed DGMs differ substantially. Additive IV methods yield clearly biased effect estimators under a multiplicative DGM whereas multiplicative approaches appear less sensitive. All can be extremely variable. We would recommend that survival probabilities should always be reported alongside the relevant hazard contrasts as these can be more reliable and circumvent some of the known issues with causal interpretation of hazard contrasts. In summary, both additive IV and Cox IV methods can perform well in some circumstances but an awareness of their limitations is required in analyses of real data where the true underlying DGM is unknown.</p>","PeriodicalId":22038,"journal":{"name":"Statistical Methods in Medical Research","volume":" ","pages":"3-25"},"PeriodicalIF":1.6000,"publicationDate":"2025-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11800712/pdf/","citationCount":"0","resultStr":"{\"title\":\"Multiplicative versus additive modelling of causal effects using instrumental variables for survival outcomes - a comparison.\",\"authors\":\"Eleanor R John, Michael J Crowther, Vanessa Didelez, Nuala A Sheehan\",\"doi\":\"10.1177/09622802241293765\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p><p>Instrumental variables (IVs) methods have recently gained popularity since, under certain assumptions, they may yield consistent causal effect estimators in the presence of unmeasured confounding. Existing simulation studies that evaluate the performance of IV approaches for time-to-event outcomes tend to consider either an additive or a multiplicative data-generating mechanism (DGM) and have been limited to an exponential constant baseline hazard model. In particular, the relative merits of additive versus multiplicative IV models have not been fully explored. All IV methods produce less biased estimators than naïve estimators that ignore unmeasured confounding, unless the IV is very weak and there is very little unmeasured confounding. However, the mean squared error of IV estimators may be higher than that of the naïve, biased but more stable estimators, especially when the IV is weak, the sample size is small to moderate, and the unmeasured confounding is strong. In addition, the sensitivity of IV methods to departures from their assumed DGMs differ substantially. Additive IV methods yield clearly biased effect estimators under a multiplicative DGM whereas multiplicative approaches appear less sensitive. All can be extremely variable. We would recommend that survival probabilities should always be reported alongside the relevant hazard contrasts as these can be more reliable and circumvent some of the known issues with causal interpretation of hazard contrasts. In summary, both additive IV and Cox IV methods can perform well in some circumstances but an awareness of their limitations is required in analyses of real data where the true underlying DGM is unknown.</p>\",\"PeriodicalId\":22038,\"journal\":{\"name\":\"Statistical Methods in Medical Research\",\"volume\":\" \",\"pages\":\"3-25\"},\"PeriodicalIF\":1.6000,\"publicationDate\":\"2025-01-01\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11800712/pdf/\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Statistical Methods in Medical Research\",\"FirstCategoryId\":\"3\",\"ListUrlMain\":\"https://doi.org/10.1177/09622802241293765\",\"RegionNum\":3,\"RegionCategory\":\"医学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"2024/12/10 0:00:00\",\"PubModel\":\"Epub\",\"JCR\":\"Q3\",\"JCRName\":\"HEALTH CARE SCIENCES & SERVICES\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Statistical Methods in Medical Research","FirstCategoryId":"3","ListUrlMain":"https://doi.org/10.1177/09622802241293765","RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2024/12/10 0:00:00","PubModel":"Epub","JCR":"Q3","JCRName":"HEALTH CARE SCIENCES & SERVICES","Score":null,"Total":0}
Multiplicative versus additive modelling of causal effects using instrumental variables for survival outcomes - a comparison.
Instrumental variables (IVs) methods have recently gained popularity since, under certain assumptions, they may yield consistent causal effect estimators in the presence of unmeasured confounding. Existing simulation studies that evaluate the performance of IV approaches for time-to-event outcomes tend to consider either an additive or a multiplicative data-generating mechanism (DGM) and have been limited to an exponential constant baseline hazard model. In particular, the relative merits of additive versus multiplicative IV models have not been fully explored. All IV methods produce less biased estimators than naïve estimators that ignore unmeasured confounding, unless the IV is very weak and there is very little unmeasured confounding. However, the mean squared error of IV estimators may be higher than that of the naïve, biased but more stable estimators, especially when the IV is weak, the sample size is small to moderate, and the unmeasured confounding is strong. In addition, the sensitivity of IV methods to departures from their assumed DGMs differ substantially. Additive IV methods yield clearly biased effect estimators under a multiplicative DGM whereas multiplicative approaches appear less sensitive. All can be extremely variable. We would recommend that survival probabilities should always be reported alongside the relevant hazard contrasts as these can be more reliable and circumvent some of the known issues with causal interpretation of hazard contrasts. In summary, both additive IV and Cox IV methods can perform well in some circumstances but an awareness of their limitations is required in analyses of real data where the true underlying DGM is unknown.
期刊介绍:
Statistical Methods in Medical Research is a peer reviewed scholarly journal and is the leading vehicle for articles in all the main areas of medical statistics and an essential reference for all medical statisticians. This unique journal is devoted solely to statistics and medicine and aims to keep professionals abreast of the many powerful statistical techniques now available to the medical profession. This journal is a member of the Committee on Publication Ethics (COPE)