气候承诺的模糊性和野心

Vegard Tørstad, Vegard Wiborg
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引用次数: 0

摘要

关于气候变化的《巴黎协定》是围绕承诺和审查制度建立的,各国提交由本国决定的减排承诺。虽然该协定灵活的设计吸引了广泛的参与,但它对认捐的信息要求很宽松,也使各国的承诺相当含糊。承诺含糊对遵守的可信度和更广泛的条约效力有什么影响?本文通过评估各国在巴黎承诺中模棱两可的承诺与雄心之间的关系,阐明了这些问题。我们引入了一个模型,将承诺歧义分解为两种不同的形式:结构性和战略性。我们认为,由于政府准确评估其承诺潜力所必需的信息受到限制而产生的结构性模糊,抑制了承诺的雄心水平。这种审慎效应是由合规担忧驱动的:对不合规情况下受众成本的预期,促使政策制定者下调雄心。我们对各国国家自主贡献的实证分析表明,模棱两可的承诺比精确的承诺表现出更低的雄心。根据我们的理论,这种模糊性的谨慎效应主要在民主国家中表现出来,在不遵守承诺的情况下,民主国家比专制国家面临更高的国内受众成本。本文提出了一种关于国际机构中的模糊性和野心的新理论,它表明了基于受众的合规关注如何约束廉价言论。此外,本文的实证研究结果为各国在《巴黎协定》下的气候承诺的可信度提供了洞察,并对该条约的整体有效性前景产生了影响。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Commitment ambiguity and ambition in climate pledges

The Paris Agreement on climate change is built around a pledge-and-review system, wherein countries submit nationally determined pledges of mitigation commitments. While the agreement’s flexible design has attracted broad participation, its lenient informational requirements for pledges have also engendered considerable ambiguity in countries’ commitments. What are the implications of commitment ambiguity on the credibility of compliance and treaty effectiveness more broadly? This article sheds light on these questions by evaluating the relationship between commitment ambiguity and ambition in countries’ Paris pledges. We introduce a model that disentangles commitment ambiguity into two distinct forms: structural and strategic. We argue that structural ambiguity, which arises from constraints on the information necessary for governments to accurately assess their commitment potential, dampens the ambition levels of pledges. This prudence effect is driven by compliance concern: the anticipation of audience costs in case of non-compliance induces policymakers to adjust ambition downwards. Our empirical analysis of countries’ Nationally Determined Contributions demonstrates that ambiguous pledges exhibit lower ambition than precise ones. In line with our theory, this prudence effect of ambiguity is mainly pronounced among democracies, which face higher domestic audience costs in case of non-compliance with pledges than autocracies. This article contributes a novel theory of ambiguity and ambition in international institutions, which shows how audience-based compliance concerns can discipline cheap talk. Moreover, the article’s empirical findings provide insight into the credibility of countries’ climate pledges under the Paris Agreement, with implications for the treaty’s overall effectiveness prospects.

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