重新考虑承诺的代价:联合国人权条约个人申诉程序的学习与国家接受情况

Andreas Johannes Ullmann
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摘要

国家如何应对人权条约个人申诉程序做出的不利裁决?虽然近期的学术研究对国家对国际法院判决的反应表现出了特别的兴趣,但有关国家对条约机构日益增加的产出的行为的研究仍然很少。我认为,国家一般都希望避免不利裁决或 "意见 "所带来的成本。遭到斥责的次数不断增加,导致它们以贝叶斯方式更新对接受申诉程序的成本的看法。因此,各国越来越不愿意接受不同人权条约下的进一步申诉机制。我在一个原始数据集上检验了这些假设,该数据集包含从 1965 年到 2018 年总共 169 个国家的个人申诉程序接受度信息和 1320 种观点的分布情况。考克斯正比危险回归的结果表明,针对邻国和被审查国本身的意见数量都会降低所观察的六种个人申诉程序中大多数程序被接受的可能性。我还发现,如果国家更有可能实际承担实施成本,这种影响就会加剧。研究结果表明,条约机构准司法产出的负面溢出效应可能是进一步承诺的缺失。
本文章由计算机程序翻译,如有差异,请以英文原文为准。

Reconsidering the costs of commitment: Learning and state acceptance of the UN human rights treaties’ individual complaint procedures

Reconsidering the costs of commitment: Learning and state acceptance of the UN human rights treaties’ individual complaint procedures

How do states react to adverse decisions resulting from human rights treaties’ individual complaint procedures? While recent scholarship has shown particular interest in states’ reactions to international court judgments, research on state behavior vis-à-vis an increasing treaty body output remains scarce. I argue that states generally want to avoid the costs implied by adverse decisions, or ‘views’. Rising numbers of rebukes lead them to update their beliefs about the costliness of complaint procedure acceptance in a Bayesian manner. As a result, states become less inclined to accept further petition mechanisms under different human rights treaties. I test these assumptions on an original dataset containing information on individual complaint procedure acceptance and the distribution of 1320 views for a total number of 169 countries ranging from the year 1965 to 2018. Results from Cox proportional hazards regressions suggest that both the number of views against neighboring states and against the examined state itself decrease the likelihood of acceptance of most of the six individual complaint procedures under observation. I also find evidence that this effect is exacerbated if states are more likely to actually bear the costs of implementation. Findings indicate that the omission of further commitment can be a negative spillover of the treaty bodies’ quasi-judicial output.

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