{"title":"国家与社会的重构:通过科耶夫的 \"公平权 \"解决阿伦特的 \"社会问题\"","authors":"Bogdan Ovcharuk","doi":"10.1111/1467-8675.12748","DOIUrl":null,"url":null,"abstract":"<p>The equivocation of modern civil society—its democratic potential and the actuality of economic inequality—has been accentuated by the political situations in the East and West during the 20th century. In the former, the democratic potential of civil society was stifled under state socialism, while in the latter, the welfarism of state capitalism kept the exploitative features of capitalist civil society intact. With the collapse of “actually existing socialism” in the East and the perceived intellectual demise of Marxism everywhere, the neoliberal era in the West was marked by optimism in automation and the promotion of “democracy and human rights” in the East and the Global South. However, as a result of the neoliberal reconfiguration of the state and civil society, human rights became associated almost solely with formal liberties at the expense of substantive social rights, so much so that, as Samuel Moyn (<span>2018</span>) argued, “human rights have become prisoners of the contemporary age of inequality” (p. 6). This article departs from the presumption that it is not enough to only criticize neoliberalism. Instead, it is necessary to think of an affirmative way to reconfigure the relationship between the state and society and reconstruct the normative foundations of social rights out of the modern intellectual tradition.</p><p>The modern analysis of rights formalism can be seen as stemming from Hegel's critique that while Kant and Fichte's philosophies of right hinge on the primacy of subjective autonomy, the subject itself should be understood as historically and socially conditioned. Once formal rights are revealed as conditioned by historically identifiable social relations, the question of rights can be recast in terms of substantial inequality and its potential overcoming.<sup>1</sup> This critique of right formalism was extended by Marx to the analysis of property relations under 19th-century capitalism. It is not that Marx rejected traditional formal rights and the liberal conception of justice, but offered an immanent critique of these rights in the conditions of substantial inequities determined by capitalist property ownership (Shoikhedbrod, <span>2019</span>).</p><p>However, 20th-century Continental political philosophy significantly deviated from the critique of rights formalism and the question of substantial (in)equality. Contemporary Continental thinkers disavow notions of juridical rights altogether (Agamben, <span>1998, 1999</span>; Hardt & Negri, <span>2003</span>), recast the question of human rights in terms of radical democracy (Lefort, <span>1988</span>; Rancière, <span>2004</span>), or discuss the question of law and right in neo-Kantian ethical terms (Derrida, <span>2006</span>; Lévinas, <span>1998</span>).<sup>2</sup> Influenced by Arendt's thinking about the communicative aspect of political action, Habermas (<span>2001</span>) theorized economic welfare as a condition of deliberative democracy. However, his theory of justice advances socioeconomic rights without offering a critique of economic exploitation. Similarly, Honneth's (<span>1996</span>) elaboration of intersubjective recognition downplays the socioeconomic critique of rights formalism. These contributions signify not only a departure from the Hegelian–Marxian tradition toward a formalistic approach to rights but also an abandonment of the phenomenological approach to the social ontology of right. In this respect, it is particularly striking that the “capabilities approach,” responding to Rawls's liberal and formalistic <i>A Theory of Justice</i> (<span>1971</span>) from the analytic philosophy tradition, provides a deeper understanding of social rights (Nussbaum, <span>2011</span>; Sen, <span>2005</span>).</p><p>To resuscitate the phenomenological way to expound rights that is simultaneously attentive to the historical reality, in particular the persistence of the modern contradiction between the institutions of the state and civil society, this paper will revisit Arendt's phenomenology of right and her critique of welfare rights by contrasting it to Kojève's phenomenological approach to substantial rights. The contemporary ontology of the “political” as it is understood in the Continental philosophy tradition is largely attributed to 20th-century phenomenology (Marchart, <span>2007</span>; Mihai, McNay, Marchart, <i>et al</i>., <span>2017</span>, White, <span>2000</span>). Heidegger's early writings, notably <i>Being and Time</i>, stand out for their ontological exploration of Dasein's anxiety-toward-death—an awareness of finitude that shapes our temporal existence—and the interplay between lived experience so understood and historical hermeneutics. Yet, the revelations from the <i>Black Notebooks</i> caution that the political implications of Heidegger's phenomenology cannot be disentangled from his disgraceful Nazi affiliations (Wolin, <span>1993, 2023</span>). This problem was perceptively recognized by his contemporaries such as Arendt and Kojève, who crafted explicitly political phenomenologies in response to Heidegger's apolitical or Nazi-leaning philosophical musings. In fact, the contemporary ontology of the “political” owes much to the phenomenological contributions of Arendt and Kojève (Marchart, <span>2005, 2007</span>).</p><p>In reflecting on the political, both Arendt and Kojève devised phenomenologies of right. While Kojève concurs with Heidegger's emphasis on human finitude, his phenomenology leans more toward a Hegelian–Marxian approach, articulating the phenomenon of right through different historical aspects of the struggle for recognition. Conversely, Arendt introduces the phenomenological concept of natality, underscoring the innate human capacity to create anew politically. In Arendt's perspective, political rights emerge in the realm of public deliberation that constitutes the collective. Regardless of their differences, both Kojève and Arendt took seriously the Marxian critique of rights formalism in relation to the economy and imperialism. However, Arendt's phenomenology is often at odds with her otherwise historically grounded critique. For example, she deploys a Marxian historical critique of bourgeois civil society in <i>The Origins of Totalitarianism</i>, but subsequently rejects it in what can be seen as her polemics against Marx's theory of labor in <i>The Human Condition</i>.</p><p>In recent literature, Arendt is increasingly presented as the phenomenologist of human rights (Bell, <span>2018</span>; Birmingham, <span>2006</span>; Parekh, <span>2008</span>). At the same time, despite his immense influence on 20th-century phenomenology and Continental philosophy,<sup>3</sup> Kojève's <i>Outline of a Phenomenology of Right</i>, written in 1943, published in 1982, and translated into English in 2000, has received only introductory treatment (Frost, <span>1999</span>; Frost & Howse, <span>2000</span>; Roth, <span>1983b</span>). Because Kojève's <i>Outline of a Phenomenology of Right</i> was not published during his lifetime, Arendt could not have possibly offered a direct response to his theory of right, for example, in her critique of socioeconomic rights. However, her theory can be seen as a response to his Heideggerian phenomenological recasting of Hegel and Marx, with which she was definitely familiar.</p><p>This paper will reconstruct Kojève and Arendt's respective political phenomenologies in light of their implications for political economy and the “social question.” While Arendt's articulation of deliberative action presents a counterpoint to Kojève's political existentialism, her phenomenology of the “social” dismisses the political and conflictual dimension of the economy advanced by Kojève, thus precluding a reconfiguration of modern institutions. Against the backdrop of these phenomenological theories, the paper then scrutinizes Arendt and Kojève's philosophical interpretations of the French Revolution and the events post-1848 apropos their contrasting viewpoints on the institutions of socioeconomic rights.</p><p>Despite her initial critique of rights formalism and political economy, Arendt's phenomenology of the “social” compels her to reject the French Revolution's vindication of economic rights; meanwhile, she only appreciates the political events post-1848 to the extent that they diverge from the principles of the French Revolution. In stark contrast, Kojève perceives the French Revolution as providing both the foundation for formal equality and the potential for substantive equality post-1848. Despite these differences, I argue that Kojève responds to Arendt's “social question” by way of a double gesture. Firstly, Kojève offers a phenomenological account of the illusion of “natural” existence that conceals the French Revolution's legacy of right formalism. Secondly, his concept of the “right of equity” permits an egalitarian reconfiguration of the state and civil society post-1848, which tackles the problem of right formalism immanently, while preemptively considering Arendt's warning against conflating the state and economic society. The article suggests that this reconfiguration of the state and civil society, conceptualized as the phenomenological “right of equity” and socialist property relations, makes it possible to rethink the contemporary predicament of socioeconomic rights.</p><p>While Arendt's “right to have rights” presents a significant contribution to democratic theory, the status of economic conditions behind this notion is less clear and debated. On the one hand, Parekh (<span>2008</span>), Suuronen (<span>2018</span>), and Klein (<span>2014</span>) argue that Arendt acknowledges the strong role of socioeconomic rights as a precondition of political life. On the other hand, Bernstein (<span>1986</span>), van der Walt (<span>2012</span>), and Emden (<span>2019</span>) contend that Arendt sees the “social question” as detrimental to the public realm. The following paper is not a contribution to the debate, but an attempt to show how Kojève's theory can be seen as an answer to Arendt's “social question.” A short excursus into Arendt's theory of right and “the social” is thus required.</p><p>Arendt's notion of the “right to have rights” from <i>The Origins of Totalitarianism</i> is said to receive its full meaning in her later political phenomenology of <i>The Human Condition</i> (Birmingham, <span>2006</span>; Parekh, <span>2008</span>). There, Arendt draws on Heidegger's phenomenological analysis of being in the world to expound an account of active human life, or <i>vita activa</i>, conditioned by the fundamental phenomena of action, work, and labor. Arendt understood that, despite Heidegger's attempt to overcome abstract subjectivity, his notion of <i>Dasein</i> remains politically solipsistic (Benhabib, <span>2003</span>, pp. 51–56). In contrast to the centrality of existential finitude in Heidegger, Arendt offers a political notion of “natality” that indicates that humans are born in the condition of plurality and with the political ability to create anew.<sup>4</sup> This means that our political existence is not defined by the individualizing death of <i>Dasein</i> but rather by the singularity of birth that takes place in the “human togetherness” and “the web of relations” out of which human action springs forth (Arendt, <span>1998</span>, pp. 180, 183–184). Influenced by Aristotle's definition of the human as a speaking animal, Arendt further conceives action primarily in terms of the nonviolent power of speech.<sup>5</sup> Humans can act in the full sense of the word because they are capable of acknowledging the presence of the plurality of others and “acting in concert,” exercising nonviolent discursive power that gives rise to the “political” public sphere. In this way, the political “right to have rights” designates the fundamental right to belong to a discursive political community, on the basis of which a normative understanding of other rights can develop.</p><p>The foundational to the “right to have right” political phenomenon of action is distinguished from the pre-political phenomena of work and labor. For Arendt, work signifies the human ability to create objects that form a temporally stable and durable “human artifice.” The activity of work, and its correlated figure <i>Homo Faber</i>, is not properly political and embodies what can be understood as fabricating or instrumental rationality. Arendt further distinguishes work and <i>Homo Faber</i> from labor and the phenomenological type that it represents: the <i>animal laborans</i>. The stakes of these novel demarcations are high, for in responding to theorists of labor, from Locke to Smith and Marx, Arendt aims to establish a phenomenological description of the economy as such. “Unlike the productivity of work,” she writes, “the productivity of labor power produces objects only incidentally and is primarily concerned with the means of its own reproduction…it never ‘produces’ anything but life” (p. 88). This process of life's reproduction through labor is relegated by Arendt to the “social” sphere of the economy. Insofar as the repetitive processes of the laboring activity stem from “natural necessity”—and this is crucial for Arendt—they do not imply any meaningful participation of others in the public realm, or the human artifice that would sustain the public realm. In the absence of political participation, the “social” economy becomes a paradoxically asocial private sphere. Based on this phenomenology of labor, Arendt goes as far as to say that “political economy” is a contradiction in terms.</p><p>Kojève was likewise influenced by Heidegger,<sup>6</sup> but his political recasting of existential phenomenology is in line with his famous anthropological reading of Hegel and Marx in <i>Introduction to the Reading of Hegel</i> (Kojève, <span>1980</span>). According to Kojève's central phenomenological structure, which he elaborates in more practical terms in <i>Outline of a Phenomenology of Right</i> (<span>2000</span>), two original consciousnesses are awakened by the desire for a nonnatural end, that is, for the other's desire. This desire for the “pure prestige” of recognition by the other yields the capacity to risk their lives in a mortal struggle. The result of this struggle is initially marked by power asymmetry: having voluntarily renounced the struggle for recognition out of fear of death, the vanquished consciousness becomes enslaved to the victorious other, the future master. The slave then labors for the enjoyment of the master in exchange for security, for example, by preparing food for the other's consumption. In contrast to Arendt's debasement of labor to a prepolitical category, Kojève sees labor for the other as the first political characteristic of the laboring consciousness. Having not recognized the slave, however, the master consciousness is not satisfied with the recognition it fought to attain. As a result, the master consciousness finds itself in an existential impasse, while the slave consciousness embraces its mastery of the natural world through transformative work on which the master depends.</p><p>The second political aspect of Kojève's phenomenology is this transformative and educative capacity of work. Under the master's coercion, the working consciousness's potential is gradually realized as labor becomes work that humanizes and educates. Kojève (<span>2000</span>) describes the essence of work as a process of abstraction from the natural “here and now,” wherein the working consciousness transforms the spatiotemporal material into lasting cultural and technological artifacts. This transformative work develops the human capacity to think and speak, insofar as “to preserve objective reality while abstracting from the natural <i>hic et nunc</i>…is to violate the essence of existence; it is to conceive reality in and by a concept (<i>Logos</i>)” (p. 432). If producing for the other can be understood as a political variant of Arendtian “labor,” then the educative and transformative aspect of production clearly overlaps with “work.” To be sure, Kojève does not separate labor from work, but rather accounts for the dialectical aspects of the multifaceted laboring-working consciousness that unfolds historically; he shows how labor for the other is intertwined with the fabrication of human artifice, and, finally, how the formative work yields the slave's capacity to overcome the fear of death and the master through revolutionary action, which actualizes the repressed existential desire for recognition in the working consciousness. Revolutionary action is the third and most political aspect of labor–work, which allows for the incorporation of both mastery and slavery into the figure of the “citizen” who is recognized for their individual work.</p><p>While Arendt's references to Kojève in her published works are scarce (Arendt, <span>1977</span>, pp. 40, 47; <span>1992</span>, p. 57), she was familiar with his influential seminars on Hegel<sup>7</sup> and his overall theoretical project.<sup>8</sup> Her phenomenology of the political can be seen as a response to Kojève that (1) replaces the violent revolutionary action with a theory of action expounded in terms of speech; (2) decouples laboring activity and fabricating rationality from their politically formative role, instead making them “pre-political” conditions for political communicative action; (3) further distinguishes between work and labor by linking the latter to the so-called life-process. Arendt would be doubtlessly correct to point out that Kojève's existential struggle for recognition lacks the deliberative aspect of the public sphere; and because Kojève believes human reason is engendered by the transformation of nature into technological and cultural artifice, it remains at the level of fabricating, or instrumental, rationality of <i>Homo Faber</i>. Furthermore, if it is the slave who develops <i>Logos</i> through the work for the other, the master can be only “speechless,” which goes against Kojève's own identification of the Ancient Greek aristocratic political ethos with the <i>Logos</i> of Greek philosophers (<span>1980</span>, pp. 100–30; <span>2000</span>, p. 224).</p><p>At the same time, if Arendt's distinction between work and labor adds nuance that is only implied by Kojève, her evacuation of the political aspect from both of these phenomena makes them impervious to political transformation through modern institutions. Crucially, Arendt can be herself criticized for introducing the problematic notion of life-process, which is the basis of the elimination of political struggle from the realm of economy. To this end, Arendt's phenomenology of labor and the “social” economy has been criticized even by the most serious Arendt scholars. Arendt's description of the “social,” as Hanna Pitkin (<span>1998</span>) argues, relies on the imagery of the “<i>Blob…</i>.a monstrous, jellylike substance…, which has a predilection for coating and then consuming human beings and grows with each meal” (p. 4). While Arendt herself cautioned against these types of mystifications, observes Pitkin, in her polemics against Marxian thinkers, she nonetheless resorts to an image of an “abstract, personified agency beyond human influence” by articulating the economy in terms of natural biological necessity expressed in the irresistible force of the vitalistic and pernicious “blob” (pp. 6, 11). Arendt posits the rise of this transhistorical and debased “social,” Gillian Rose (<span>1992</span>) explains, as a result of her confusing natural differences with “socially developed and recognized differences: the equality and inequality which are historical constructions, and which ‘political’ institutions may equally reinforce as seek to abolish” (p. 226).</p><p>In contrast, Kojève unequivocally views labor as not merely a natural phenomenon but a humanizing one. This anthropogenic character of labor is premised on the slave's original desire for a nonnatural end, not mere survival or procreation. The slave renunciation of the struggle out of the fear of death is moreover based not on the fear of natural death, such as from disease or old age, but from the fear of the master, who “goes to the very end of the Struggle to the death of Recognition” (Kojève, <span>2000</span>, p. 431). This does not demean the working consciousness to an <i>animal laborans</i>, but instead illuminates the connection between its biological life and potential human recognition.<sup>9</sup> He states, “to work for the Master, to work for another, to exert effort without profiting from the results, is to act against animal nature, against his biological interests: it is to negate his innate animal nature, and consequently to negate Nature in general, the natural given” (pp. 431–432). Far from an <i>animal laborans</i>, Kojève posits the working consciousness as a “human in potentiality.” Further, the specific human character of the economy lies in the phenomenon of exchange: “Exchange of the products of Work realizes and reveals the specifically human character of these products and of Work itself: for there is only exchange when there is genuine Work, and this is why there is no Exchange in the animal world” (p. 433). In the final analysis, the human character of economy originates from the working consciousness's potential humanity and from granting the products of labor relative autonomy.</p><p>Production by the slave and consumption by the master are then not reducible to the recurring cycle of production and consumption—the realm of life's necessity—attributed by Arendt to the <i>animal laborans</i> and the “social” realm. Instead, labor is a relational and humanizing activity, while the economy is emphatically human and historical, from which follows that the institutions underpinning economic relations can be transformed. This theory of labor informs Kojève's conceptualization of the economy and rights that avoids attributing labor to a life-reproducing activity of <i>animal laborans</i>: it is pointless, according to Kojève, “to discuss the biological ‘theories’ of <i>Right</i>….<i>Right</i> is a specifically human phenomenon and is not found in non-human nature” (Kojève, <span>2000</span>, p. 117, translation altered).</p><p>In spite of the limitations of Kojève's understanding of political action, his phenomenology of the struggle for recognition explains how the asymmetry between autonomous and working consciousnesses yields political action throughout history. Kojève identifies the possibility of mutual recognition with the concept of socioeconomic rights that emerged with the French Revolution. In contrast, Arendt sees the French Revolution as marking the “unnatural rise of the natural” social realm.</p><p>In the historical exposition of <i>The Human Condition</i>, Arendt first applies the phenomenological typology of <i>Homo Faber</i> and <i>animal laborans</i> to craftsmen and slaves in the Greek <i>polis</i>. Although both these figures are excluded from Greek public life, it is the slave as <i>animal laborans</i> who is said to dwell exclusively in the realm of privacy of the household economy, the <i>oikos</i>, and labor with their bodies to tend to the necessities of life (Arendt, <span>1998</span>, pp. 7, 24, 40, 80). Arendt emphasizes that the Greek wisdom was to keep the household, the domain of necessity and strictest inequality, separate from the public realm of the <i>agora</i>, where Greek citizens enjoyed civic equality to deliberate city affairs (p. 32). This is not to suggest that Arendt approves of the Greek solution to maintain the realm of public freedom with the institution of slavery. However, the capacity for action of Greek citizens does reflect her phenomenological theory of political action. The Greek understanding of politics will be lost, Arendt laments, first in the coexistence of the private and public sphere in the Roman Empire, then in the gradual disappearance of the public realm in the Middle Ages and, finally, in the “fire” of the French Revolution (<span>1998</span>, pp. 23, 34, 59).</p><p>Arendt further elaborates in <i>On Revolution</i> (<span>1990</span>) that the French Revolution represents a reversal in <i>vita activa</i>.<sup>10</sup> The sphere of political action becomes dominated by the instrumental thinking of <i>Homo Faber</i> and, ultimately, by the asocial, natural needs of <i>animal laborans</i> (p. 298). Arendt clarifies that the fixation on the “social question” occurred as a response to oppression, mass poverty, and destitution in feudal France, which the revolutionaries sought to liberate themselves from (pp. 60, 112). Acting under the “dictate of their natural bodies,” the multitude of the poor “rushed to the assistance of the French Revolution, inspired it, drove it onward, and eventually sent it to its doom” (p. 60). In the writings of Rousseau and the actions of Robespierre, the socioeconomic welfare of the people emerged as a political virtue (pp. 73–75). Here, “the social question” appears as an attempt to address the problem of poverty which, Arendt maintains, should not be tackled politically lest it lead to terror. The “social,” embodied in the welfare needs of the multitude, is thus accused of “submersing” the public realm (pp. 48, 60). This submersion degrades politics into “political economy,” a term Arendt finds contradictory since <i>polis</i> and <i>oikos</i> should remain separate rather than merged into a “nation-wide administration of housekeeping” (<span>1998</span>, p. 28).</p><p>Arendt contends that the notion of “mankind” introduced by the French revolutionaries is a progenitor of Marx's thinking about class, as both emanate from the force of life itself and reduce the human ability to act. Marx is said to have elevated the laboring activity to an essential characteristic of the whole of society (pp. 89–90). As a result, his transformation of classical political economy's emphasis on individual egoistic life into “socialized mankind” meant that any possibility of genuine political action was lost. Arendt's central polemical point is that the late modern ideal of “socialized humanity” espoused by Marx aims at reducing humanity to the natural circuit of consumption and production. According to this thesis, “what was left was a ‘natural force,’ the force of the life process itself, to which all men and all human activities were equally submitted (‘the thought process itself is a natural process’) and whose only aim, if it had an aim at all, was survival of the animal species man” (p. 321). In attempting to solve the “social” economic question, Marx is said to have followed the French Revolutionary tradition and espoused a pernicious doctrine of “liberty,” thereby abdicating freedom to necessity (pp. 61–62, 65).</p><p>From the perspective of Arendt's contentious thesis on labor,<sup>11</sup> the French Revolution, and Marx, Kojève's approach can be seen as suspect. However, as I will show, Kojève's Hegelian phenomenology, Marxian political economy, and interpretation of the French Revolution present a more “workable” conception of socioeconomic rights, so much so that it constitutes a resolution of Arendt's social question. In contrast to the apolitical character of Arendt's “social” economy, Kojève (<span>1980</span>, p. 45) treats the phenomenology of the working consciousness and the correlated sphere of the economy as the driving historical force behind the three stages of “universal history” culminating in the French Revolution. In the <i>Outline of a Phenomenology of Right</i>, Kojève (<span>2000</span>) derives from these stages a dialectic account of principles of right.<sup>12</sup> As Panu Minkkinen (<span>2009</span>) explains, the interplay between the working consciousness and the need for recognition serves as a logically necessary origin of right in “a similar way as Kelsen's basic norm is the ‘transcendental-logical’ assumption of the legal system” (p. 120).</p><p>Similar to Arendt, Kojève's historical exposition of the phenomenon of right begins with the ancient Greeks. However, while Arendt evades the problem of slavery and instead draws inspiration from the discursive activity of ancient Greek citizens in the <i>agora</i>, Kojève derives the principle of “pagan” right from the master and slave dialectic. To recall Kojève's phenomenological schema, the master and the slave both voluntarily undertake a humanizing existential risk. The equal value of this risk,<sup>13</sup> according to Kojève, generates the aristocratic principle of <i>equality of condition</i>, or the right of status. However, the political reality is initially different, with the master having the right in actuality and the slave only in potentiality (Kojève, <span>2000</span>, pp. 219–222). For the Greek masters, who are citizens only insofar as they make war, the principle of equality of condition generates egalitarian practices such as “primitive communism,” universal suffrage of aristocrats, including the equality of votes and the right of veto, and the communitarian principle of exchangeability of combatants (<span>1980</span>, p. 57; <span>2000</span>, pp. 228, 240). Applying the equality ideal is practically difficult because the affirmation of status presupposes only negative duties on the part of masters and the absence of obligations (<span>2000</span>, p. 244). Thus, following the principle of <i>lex talionis</i>, aristocratic law is essentially criminal law and prohibits actions that threaten strict equality and autonomy (pp. 244, 250).</p><p>Just as aristocratic right treats the status of masters as fixed, slaves are treated as “natural.” This, according to Kojève, is reflected in Aristotle's philosophy of “natural slavery,” which asserts that “[m]an is born with a slavish or free ‘nature,’ and he will never be able to overcome or modify it; Masters and Slaves form something like two distinct animal species, irreducible or ‘eternal,’ neither of which can leave its ‘natural place’ in the immutable Cosmos” (1980, p. 224).<sup>14</sup> Since the potential humanity of the slave is not recognized from the master's point of view, the aristocratic state will refuse to recognize slaves as subjects of right (2000, p. 234). However, while the concept of aristocratic right is not contradictory in itself, it exists in social contradictions: All human beings cannot be masters (p. 264). These social contradictions generate historical development: Because the slave's work is excluded from being recognized in its human value, the Greek city-states will be driven by perpetual wars for prestige and then dissolved in the Roman Empire (<span>1980</span>, p. 62).</p><p>Kojève then articulates the legal principle underlying the “bourgeois” period that began with the Roman Empire and culminated in the French Revolution. As we have seen, the working consciousness initially sought recognition but abandoned the struggle in exchange for security (<span>2000</span>, pp. 223, 252). From this exchange, Kojève derives the principle of <i>equivalence</i> between the duty of working for others and the benefits of security. What appears just for the working consciousness is then not the equality of an autonomous aristocratic condition but the contractual equivalence between rights and duties. Following this bourgeois principle of justice, as Kojève explains, the property right ceases to be static and acquires the characteristics of exchange (p. 259). Because property relations boil down to economic exchange, work, and effort, the right of equivalence offers a potential for mutual recognition. The aristocratic right of status is challenged by the bourgeois right of contract, not the least because the bourgeois principle recognizes the work of everyone, not the status of a particular group (pp. 235, 259, 260–261, n18, 434). Coevally, the modern state becomes premised on a “social contract” that accepts the validity of aristocratic status only “if there is an equivalence between <i>droits</i> and duties that it implies” (p. 261). For example, in an allusion to the modern social contract theory, Kojève notes that bourgeois law requires property owners to work the land (pp. 258–259, n17).</p><p>If the aristocratic master and the legal subject coincided, the modern bourgeois right is predisposed to change and become its “other,” meaning fusing with the aristocratic right. This is articulated in phenomenological terms: The working consciousness derived from not only the principle of contractual equivalence but also the juridical notion of having a right to that security (p. 257). That is, even if not actualized immediately, the working consciousness already thought of itself as having juridical <i>status</i>. As the modern state of the “social contract” historically takes hold, for the bourgeois right of equivalence to be realized, it has to fuse with the aristocratic right of equality: the right of equivalence tends to recognize the right of equality (p. 265). This fusion happens in the French Revolution, which yields a synthesis of a “citizen–bourgeois” whom other citizens mutually recognize as having both status and duties (p. 445). As Kojève intimates, the working consciousness ceases to be a slave and becomes a governor by becoming a citizen of the post-revolutionary state (p. 266).</p><p>For Kojève, the force behind the French Revolution was not the unnatural rise of the natural as Arendt would have it, but the necessity to institutionalize the legal synthesis between the right to equality of status and the right of contract and equivalence between rights and duties. Contrary to attributing to the French Revolution the emancipation of the people not <i>qua</i> citizens but <i>qua malheureux</i>, Kojève finds that the French Revolution has the possibility for human satisfaction and mutual recognition. What is at stake in the legacy of the French Revolution is the distinction between principles embodied by a bourgeois citizen of the French Revolution and a socialist citizen of post-1848, as well as different institutional configurations of the state and civil society.</p><p>The economic equivocation of the state and civil society was not unfamiliar to Arendt. Rose (<span>1992</span>) contends that the first two parts of <i>The Origins of Totalitarianism</i> represent the most sustained attempt to develop Marx's account of the contradictory bourgeois emancipation and the concomitant split between state and civil society (p. 217). There, Arendt understands that formal equality, which implies substantial inequality, emanates from “the fundamental contradiction between a political body based on equality before the law and a society based on the inequality of the class system” (Arendt, <span>1973</span>, p. 12). This contradiction is then investigated historically and sociologically in the origins of antisemitism, nationalism, and imperialism (Rose, <span>1992</span>, pp. 216–223). Artemy Magun (<span>2012</span>) and Werner Hamacher and Ronald Mendoza-de Jesús (<span>2014</span>) have further demonstrated that Arendt's theoretical frameworks bear a remarkable resemblance to Marx's critique of legal formalism and the liberal state.</p><p>However, an issue arises when Arendt's phenomenology deviates from this insight and rather polemically misrepresents modern economic society as a sphere of necessity and the circularity of life. This not only precludes a phenomenological analysis of the socially and historically conditioned inequalities of human artifice, especially the “constitution of apparently separate and yet contrary sets of institutions which presuppose and are implicated in each other—state and civil society” (Rose, <span>1992</span>, p. 231), but also leads Arendt to portray the legacy of the French Revolution in terms of the politically debased concern with welfare. In doing so, she forecloses any imminently alternative modern notion of rights that would recognize and counteract the inequality of condition. In contrast, but in line with Arendt's own critique of bourgeois emancipation, Kojève presents a phenomenological interpretation of the French Revolution that demystifies the “natural” predicament of the historical bourgeois civil society—“the social”—and proposes an immanent reconfiguration of the state and civil society post-1848.</p><p>As we have seen in Kojève's dialectic between the principle of equality and equivalence, the bourgeois, who emerges from the working consciousness, is inherently predisposed to change and to become its “other.” According to Kojève's <i>Notion of Authority</i> (<span>2014</span>), this means that the bourgeois seeks to forget their “lowly” origins and tends to disown the past (p. 64). In becoming revolutionary, the bourgeois disowns its subservient political condition under the feudal past and embraces the primacy of the future, with this revolutionary project realized in the Napoleonic Code. This turn against the <i>ancien régime</i> toward the future lasts from the French Revolution of 1789 until 1848 (p. 65). Starting with 1848, however, “the future becomes the demand of another ‘class’…the Future intervenes in the Present in the guise of a ‘revolutionary project’ other than that of ’89.” The bourgeoisie, which has rejected the past, comes in opposition to the revolutionary project of the working class and, in so doing, also rejects the future. This marks what Kojève calls the period of “bourgeois domination” between 1848 and the time of writing (1942), during which the state is “absorbed” by the bourgeois class (p. 69).</p><p>This account explains the historical contradiction of bourgeois emancipation that creates the illusion of “natural” existence that, to be sure, Arendt did not fail to notice, albeit one-sidedly, in her account of the “social.” As Kojève observes, during the period post-1848, the bourgeoisie lived in “a ‘natural’ Present, non-human, non-historical, non-political” (p. 65). Insofar as political reality disappears for the bourgeoisie, its existence comes to be dominated by “animal” aspects (p. 66). It can be said then that it is not the French <i>sans-culottes</i> and Marxists who have reduced politics to the natural existence of <i>animal laborans</i>, as Arendt polemically argues, but the bourgeoisie that turned against the past and future, thereby reducing political existence to the continuous “natural” present. In the same vein, the problem is not the rise of the eternal recurrence of nature, but an illusion of this “naturalness” that conceals the contradictory aspect of bourgeois emancipation under capitalism. The abstractness of life in the continuous “natural” present is revealed to be sustained by the bourgeoisie through the exclusion of the working class's demand for substantial equality. In this way, Kojève offers historical determinations behind the illusion of the natural existence of the bourgeoisie post-1848.</p><p>This, of course, starkly contrasts with Arendt's perspective on the events post-1848. While she recognizes the post-revolutionary contradiction between state and civil society outlined by Marx, she rejects the continuity between the French Revolution and what she sees as genuine political revolutions of the 19th and 20th centuries. Unlike Kojève, who accentuates the interests of the working class emergent post-1848, Arendt surveys (<span>1990</span>) these events to find the “lost treasure” of the revolutionary tradition capable of combining the flourishing of public opinions and enduring republican institutions (pp. 227–228). While she concedes that the French Revolution indeed gave rise to the public sphere, Arendt dismisses the French tradition for its eventual prioritization of the representative Assembly, which is said to uphold the welfare of “the great popular Society of the whole French people” at the expense of revolutionary societies and clubs (pp. 241–246). Importantly, Arendt dismisses the <i>commission pour les travailleurs</i>, which emerged from the labor-driven French Revolution of 1848, as merely perpetuating the French Revolution's focus on the social question (p. 262). Concurrently, she views the public deliberations of the Paris Commune of 1871, the <i>soviets</i> of 1905–1917, the German <i>Rätesystem</i> of 1918–1919, and the Hungarian council systems of 1956 as antithetical to left party politics, which she correctly argues is integral to the tradition of the French Revolution (pp. 257–266). Here, Arendt relies on Luxemburg's critique of Lenin–Trotsky theory of party dictatorship (p. 264) but illustratively omits that Luxemburg couches her critique of the suppression of political freedoms immanently from within socialist politics.</p><p>In attributing significance to the communicative power of public spaces, but not to the attempts to reconfigure modern “Weberian” representative institutions or revolutionary party politics, Arendt endorses the political events of post-1848 only to the extent that they depart from the principles of the French Revolution. As we have seen, Kojève does not offer a sustained perspective on the public realm, which is the primary weakness of his theory predicated on political existentialism. Nonetheless, he can be seen as offering an answer to the “social question.” He does so by a double gesture. First, he accounts for the illusion of the “natural” existence of the bourgeois civil society that demystifies Arendt's exposition of the “social”—the “blob”—in terms of his phenomenological principles of right. The second gesture is affirmative in the sense that he presents a normative reconfiguration of the institutions of state and civil society in the spirit of events post-1848.</p><p>In the <i>Outline of a Phenomenology of Right</i>, Kojève (<span>2000</span>) offers a phenomenological critique of capitalist property rights under bourgeois domination, that is, in the bourgeois civil society (<i>bürgerliche Gesellschaft</i>). In particular, Kojève explains bourgeois “natural” existence in terms of a formal capitalist pseudo-synthesis of state and economic society. This capitalist quasi-synthesis is a perversion of both the principle of equality and equivalence. What makes the formal right based on this synthesis erroneous is the exclusion of both the desire for recognition <i>and</i> work (p. 449). The capitalist property owner follows the aristocratic principle and treats property as hereditary. However, property is passed on arbitrarily, without either the imperative of struggle to justify oneself as an aristocratic master-owner or the duty to work in exchange for the property attained through the bequest. Having revolted against the <i>ancien régime</i>, the bourgeoisie itself becomes a new aristocracy.</p><p>However, this new bourgeois aristocracy does not generate aristocratic–egalitarian property rights as the original aristocratic right would; “it admits the inequality of Properties both in fact and in <i>Right”</i> (p. 450, translation altered). This is because the capitalist property right follows the bourgeois principle of equivalence by reducing all property to monetary value while at the same time likening property rights to the aristocratic static right by evading the duty to exchange. Because the imperative of exchange is corrupted by the static aristocratic principle, property gets accumulated and becomes Capital: “a movable likened to an immovable.” This inherited and accumulated property Capital thus yields revenue by transforming itself into financial Capital; “the loan of Capital being bought at so many percent.” Moreover, this pseudo-synthesis of the bourgeois and aristocratic right, that is, a synthesis of the arbitrariness of inheritance and inegalitarian accumulation of Capital, is made for the owner's benefit, not the worker's (p. 450, n. 170). Property produced by the worker is treated solely in terms of the bourgeois principle of equivalence, but without attaining any of the surpluses that the capitalist gets as accumulated.</p><p>Here, Kojève is articulating Hegel and Marx's critique of bourgeois civil society in terms of his political phenomenology. The formal, or “imperfect synthesis,” of the two principles of right is a synthesis of the need for recognition, the socialization of which creates the state, and the working consciousness, which leads to the constitution of an economic society (p. 428). The “imperfect” social structure that corresponds to this legal formalism is the bourgeois civil society. While Kojève account mirrors that of Marx in his insight that there is nothing “natural” about bourgeois civil society (Marx and Engels cited in Keane, <span>1998</span>, pp. 63–64), his correction of this “imperfect” synthesis is more in line with Hegel's emphasis on institutional configurations of right. Unlike Marx, Kojève does not believe in the “emancipation” of civil society into the proletariat, or that the juridical realm should be abolished. Instead, he revives the egalitarian promise of the French Revolution as a transformation of socioeconomic rights. What is at stake here is the transition from the republican principle of the French Revolution to what Alain Badiou (<span>2013</span>) called its second, egalitarian, principle that is not yet actualized.<sup>15</sup></p><p>Against Arendt's prescription to not intermingle the economy with the political, Kojève seeks to find the correct synthesis between the collective nature of aristocratic statist property and exchange-based individualistic bourgeois economy. On the phenomenological level, this synthesis is predicated on the dialectical development of the working consciousness toward the need for recognition. To recall, the bourgeois principle corresponded to the equivalence between rights and duties that the working consciousness establishes upon the abandonment of the struggle for recognition; the aristocratic principle of right corresponded to the strict equality established by the humanizing risk present in both master and slave consciousnesses. Because Kojève conceptualizes work as a human phenomenon with the potential for universal mutual recognition, it is the work-based bourgeois right of equivalence that evolves by gradually enveloping the aristocratic right of status (pp. 264–269). When in balance, however precarious one can imagine this balance to be, the two principles coalesce in the <i>socialist right of equity</i> (the citizen's right or the “absolute” right). The synthesis overcomes what is particular and restricted about each principle by fully realizing their essences in a way that coincides with each other (p. 269).</p><p>The right of equity can be actual only when it is stripped of formalism, when “all are equal and equivalent not only juridically, ‘before the law,’ but also politically and socially” (p. 268). Put otherwise, Kojève conceives a fusion of the bourgeois category of contract and the aristocratic category of status (p. 273). This means, for example, that property becomes not only a function of work, but property is <i>also</i> a “function of the very being of… man and citizen” (p. 274), a statement that resembles the principles behind some contemporary ideas of universal basic income or dividend. As Alexandre Frost and Bryan-Paul Howse aptly noted, Kojève's socialist right seeks to resolve the tension between equality of opportunity and equality of condition, which is reminiscent of the development of the contemporary welfare state (<span>2000</span>, p. 22). One could add that the right of equity is a specifically socialist reformation of the bourgeois welfare state.</p><p>The principle of equity would yield a corresponding socialist institutional configuration of state and economic society. In opposition to the erroneous capitalist synthesis of inegalitarian accumulation of capital in the interest of the capitalist property owner, as well as arbitrary inheritance, two major conditions of this reconfiguration arise: collective contracts and inheritance of citizenship status. On the one hand, the socialist collective property comes with the bourgeois duty of exchange and equivalence, which means participation in collective work (p. 449). Unlike in the aristocratic state of Ancient Greece, which premises the status of citizenship on military struggle, citizens in the socialist society are recognized for their work. And unlike in the capitalist bourgeois society, in the socialist society, wealth is not accumulated privately. The socialist state and society complex thus guarantees the minimum required work for all and regulates it through collective contracts, while allowing individuals to change jobs (pp. 274, 477). On the other hand, the right of status in this state would be stripped of aristocratic inheritance of property: all that is inherited is the status of citizen. From this also follows that the socialist state and civil society complex has to prioritize the status of the individual person, not her social group belonging (p. 449).</p><p>This reconfiguration allows Kojève to conceive nonbourgeois property relations in a way that respects individual autonomy. It leads Kojève to theorize personal property, as opposed to private property, which is to be abolished by the principle of collective contracts. The citizens in this socialist society can possess and exchange personal property inasmuch as this property is “constituted by the owner's own body” (pp. 449, 471). That is, irreducible biological differences necessitate the application of the right of equivalence even within juridical egalitarianism (p. 271).<sup>16</sup> Personal property so understood shares some similarities with Arendt's views on property and human corporality. Just as it is implied in Kojève's theory of personal property, for Arendt, the body is “the quintessence of all property because it is the only thing one could not share even if one wanted to” (Arendt, <span>1998</span>, p. 112). But Kojève's discussion of personal property as grounded on the privacy of human bodies fundamentally differs from that which Arendt calls the principle of natural differentiation of human bodies and does not share the “deep resentment against the disturbing miracle contained in the fact that each of us is made as he is—single, unique, unchangeable” (Arendt, <span>1973</span>, p. 301). For Kojève, in contrast, bodily differences are never merely natural but always already humanized as differences in character or tastes: “clothes must not only be warm, they must be pretty, fashionable and so on—likewise, the food must be good” (Kojève, <span>2000</span>, p. 471). Kojève considers the natural body as a limit for collective property, not as a “natural” hindrance to the public realm.</p><p>Furthermore, the state and economic society are reconfigured but do not collapse into each other: “The State and Society will never entirely coincide” (p. 430). This statement can be seen as preemptively addressing Arendt's warning against collapsing the political and the social. For, economic society will possess relative autonomy, which, in turn, necessitates personal property possessions of individuals. Personal property so conceived hinges on the aristocratic status of the citizen, which exempts some property from collective work contracts. Practically speaking, apart from completing the socially necessary labor, citizens will be able to dedicate themselves to work during leisure time.<sup>17</sup> Being alienable, products of work can then be subject to economic exchange. For example, a painter can produce paintings and seek to preserve them as her personal property or exchange them for a monetary equivalent (p. 472). Acting in her capacity as a personal owner, the painter becomes part of an economic society separate from the state while still dependent on the state's regulation of exchange. This way, personal property allows enjoying the fruits of one's labor, not the ability to exploit others that the institutions of private property imply.</p><p>Kojève demonstrates that the “natural” existence in the “social” realm is not the result of the “unnatural rise of the natural,” but an illusion that seeks to obstruct an egalitarian transformation of the state and civil society. Therefore, the resolution of the “social question” is not to demean it, but to discern the contradictions of modern institutions that naturalize inequalities. While this analysis coincides with Arendt's sociological critique of the contradiction between formal equality and class inequality, Kojève offers a normative solution that Arendt was reluctant to conceive due to her rupture with the legacy of the French Revolution. Instead of rejecting the French Revolution, Kojève provides a reconfiguration of the principle of right already contained within it, suggesting a corresponding configuration of the state and civil society complex post-1848. The right of equity, premised on the social conditions of collective contracts and personal property, represents a reconfigured human legal artifice, not a natural detriment to politics.</p><p>Even though written in the 1940s, Kojève's theory of socioeconomic rights aligns with the recent revival of the philosophy of socioeconomic rights undertaken by Samuel Moyn (<span>2018</span>) and contemporary analyses of capitalism. For instance, Kojève's insight into the inheritance of capital can be considered in light of Thomas Piketty's (<span>2014</span>) work on patrimonial capitalism, while the phenomenology of collective contracts can be discussed apropos Suuronen's (<span>2018</span>) elaboration of an Arendtian approach to basic income and even Yanis Varoufakis's (<span>2016</span>) proposal for a universal basic dividend. The phenomenology of socioeconomic rights elucidated here might present a robust alternative to the liberal version of welfare rights and a potential reconfiguration of the state and civil society as a pathway out of the neoliberal predicament.</p><p>If Kojève's phenomenology of rights provides a more consistent analysis of, and adequate response to, the economic problems arising from the split between state and civil society, the democratic potential of civil society is nonetheless absent in his theory. Arendt's “right to have rights” offers a more sustained account of the democratic potential of civil society. However, Benhabib (<span>2003</span>, pp. 23–25, 29) noted that an account of the “social” as a realm of voluntary associations of civil society is missing in <i>The Human Condition</i>, which can be attributed to Arendt's determination to distinguish the “social” from the “political” public sphere. Consequently, by severing the communicative understanding of the “right to have rights” from the economy in her polemic against political economists, she also detaches it from what can be viewed as the structural condition of the bourgeois public realm. To this end, the relationship between communicative power and its structural presuppositions, offered, for instance, by Habermas (<span>1991</span>), necessitates further phenomenological articulation in the spirit of the phenomenology of <i>The Human Condition</i>. Such rethinking would align with the recent emphasis on socioeconomic rights within the radical democratic tradition (Klein, <span>2020</span>). This is crucial insofar as the deliberative aspect of Arendt's “right to have rights” can be seen as offering a possibility to deliberate about normative proposals like Kojève's right of equity and the transformation of the human edifice.</p>","PeriodicalId":51578,"journal":{"name":"Constellations-An International Journal of Critical and Democratic Theory","volume":"32 1","pages":"69-82"},"PeriodicalIF":1.2000,"publicationDate":"2024-04-14","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/1467-8675.12748","citationCount":"0","resultStr":"{\"title\":\"The state and society reconfigured: Resolving Arendt's “social question” through Kojève's “right of equity”\",\"authors\":\"Bogdan Ovcharuk\",\"doi\":\"10.1111/1467-8675.12748\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>The equivocation of modern civil society—its democratic potential and the actuality of economic inequality—has been accentuated by the political situations in the East and West during the 20th century. In the former, the democratic potential of civil society was stifled under state socialism, while in the latter, the welfarism of state capitalism kept the exploitative features of capitalist civil society intact. With the collapse of “actually existing socialism” in the East and the perceived intellectual demise of Marxism everywhere, the neoliberal era in the West was marked by optimism in automation and the promotion of “democracy and human rights” in the East and the Global South. However, as a result of the neoliberal reconfiguration of the state and civil society, human rights became associated almost solely with formal liberties at the expense of substantive social rights, so much so that, as Samuel Moyn (<span>2018</span>) argued, “human rights have become prisoners of the contemporary age of inequality” (p. 6). This article departs from the presumption that it is not enough to only criticize neoliberalism. Instead, it is necessary to think of an affirmative way to reconfigure the relationship between the state and society and reconstruct the normative foundations of social rights out of the modern intellectual tradition.</p><p>The modern analysis of rights formalism can be seen as stemming from Hegel's critique that while Kant and Fichte's philosophies of right hinge on the primacy of subjective autonomy, the subject itself should be understood as historically and socially conditioned. Once formal rights are revealed as conditioned by historically identifiable social relations, the question of rights can be recast in terms of substantial inequality and its potential overcoming.<sup>1</sup> This critique of right formalism was extended by Marx to the analysis of property relations under 19th-century capitalism. It is not that Marx rejected traditional formal rights and the liberal conception of justice, but offered an immanent critique of these rights in the conditions of substantial inequities determined by capitalist property ownership (Shoikhedbrod, <span>2019</span>).</p><p>However, 20th-century Continental political philosophy significantly deviated from the critique of rights formalism and the question of substantial (in)equality. Contemporary Continental thinkers disavow notions of juridical rights altogether (Agamben, <span>1998, 1999</span>; Hardt & Negri, <span>2003</span>), recast the question of human rights in terms of radical democracy (Lefort, <span>1988</span>; Rancière, <span>2004</span>), or discuss the question of law and right in neo-Kantian ethical terms (Derrida, <span>2006</span>; Lévinas, <span>1998</span>).<sup>2</sup> Influenced by Arendt's thinking about the communicative aspect of political action, Habermas (<span>2001</span>) theorized economic welfare as a condition of deliberative democracy. However, his theory of justice advances socioeconomic rights without offering a critique of economic exploitation. Similarly, Honneth's (<span>1996</span>) elaboration of intersubjective recognition downplays the socioeconomic critique of rights formalism. These contributions signify not only a departure from the Hegelian–Marxian tradition toward a formalistic approach to rights but also an abandonment of the phenomenological approach to the social ontology of right. In this respect, it is particularly striking that the “capabilities approach,” responding to Rawls's liberal and formalistic <i>A Theory of Justice</i> (<span>1971</span>) from the analytic philosophy tradition, provides a deeper understanding of social rights (Nussbaum, <span>2011</span>; Sen, <span>2005</span>).</p><p>To resuscitate the phenomenological way to expound rights that is simultaneously attentive to the historical reality, in particular the persistence of the modern contradiction between the institutions of the state and civil society, this paper will revisit Arendt's phenomenology of right and her critique of welfare rights by contrasting it to Kojève's phenomenological approach to substantial rights. The contemporary ontology of the “political” as it is understood in the Continental philosophy tradition is largely attributed to 20th-century phenomenology (Marchart, <span>2007</span>; Mihai, McNay, Marchart, <i>et al</i>., <span>2017</span>, White, <span>2000</span>). Heidegger's early writings, notably <i>Being and Time</i>, stand out for their ontological exploration of Dasein's anxiety-toward-death—an awareness of finitude that shapes our temporal existence—and the interplay between lived experience so understood and historical hermeneutics. Yet, the revelations from the <i>Black Notebooks</i> caution that the political implications of Heidegger's phenomenology cannot be disentangled from his disgraceful Nazi affiliations (Wolin, <span>1993, 2023</span>). This problem was perceptively recognized by his contemporaries such as Arendt and Kojève, who crafted explicitly political phenomenologies in response to Heidegger's apolitical or Nazi-leaning philosophical musings. In fact, the contemporary ontology of the “political” owes much to the phenomenological contributions of Arendt and Kojève (Marchart, <span>2005, 2007</span>).</p><p>In reflecting on the political, both Arendt and Kojève devised phenomenologies of right. While Kojève concurs with Heidegger's emphasis on human finitude, his phenomenology leans more toward a Hegelian–Marxian approach, articulating the phenomenon of right through different historical aspects of the struggle for recognition. Conversely, Arendt introduces the phenomenological concept of natality, underscoring the innate human capacity to create anew politically. In Arendt's perspective, political rights emerge in the realm of public deliberation that constitutes the collective. Regardless of their differences, both Kojève and Arendt took seriously the Marxian critique of rights formalism in relation to the economy and imperialism. However, Arendt's phenomenology is often at odds with her otherwise historically grounded critique. For example, she deploys a Marxian historical critique of bourgeois civil society in <i>The Origins of Totalitarianism</i>, but subsequently rejects it in what can be seen as her polemics against Marx's theory of labor in <i>The Human Condition</i>.</p><p>In recent literature, Arendt is increasingly presented as the phenomenologist of human rights (Bell, <span>2018</span>; Birmingham, <span>2006</span>; Parekh, <span>2008</span>). At the same time, despite his immense influence on 20th-century phenomenology and Continental philosophy,<sup>3</sup> Kojève's <i>Outline of a Phenomenology of Right</i>, written in 1943, published in 1982, and translated into English in 2000, has received only introductory treatment (Frost, <span>1999</span>; Frost & Howse, <span>2000</span>; Roth, <span>1983b</span>). Because Kojève's <i>Outline of a Phenomenology of Right</i> was not published during his lifetime, Arendt could not have possibly offered a direct response to his theory of right, for example, in her critique of socioeconomic rights. However, her theory can be seen as a response to his Heideggerian phenomenological recasting of Hegel and Marx, with which she was definitely familiar.</p><p>This paper will reconstruct Kojève and Arendt's respective political phenomenologies in light of their implications for political economy and the “social question.” While Arendt's articulation of deliberative action presents a counterpoint to Kojève's political existentialism, her phenomenology of the “social” dismisses the political and conflictual dimension of the economy advanced by Kojève, thus precluding a reconfiguration of modern institutions. Against the backdrop of these phenomenological theories, the paper then scrutinizes Arendt and Kojève's philosophical interpretations of the French Revolution and the events post-1848 apropos their contrasting viewpoints on the institutions of socioeconomic rights.</p><p>Despite her initial critique of rights formalism and political economy, Arendt's phenomenology of the “social” compels her to reject the French Revolution's vindication of economic rights; meanwhile, she only appreciates the political events post-1848 to the extent that they diverge from the principles of the French Revolution. In stark contrast, Kojève perceives the French Revolution as providing both the foundation for formal equality and the potential for substantive equality post-1848. Despite these differences, I argue that Kojève responds to Arendt's “social question” by way of a double gesture. Firstly, Kojève offers a phenomenological account of the illusion of “natural” existence that conceals the French Revolution's legacy of right formalism. Secondly, his concept of the “right of equity” permits an egalitarian reconfiguration of the state and civil society post-1848, which tackles the problem of right formalism immanently, while preemptively considering Arendt's warning against conflating the state and economic society. The article suggests that this reconfiguration of the state and civil society, conceptualized as the phenomenological “right of equity” and socialist property relations, makes it possible to rethink the contemporary predicament of socioeconomic rights.</p><p>While Arendt's “right to have rights” presents a significant contribution to democratic theory, the status of economic conditions behind this notion is less clear and debated. On the one hand, Parekh (<span>2008</span>), Suuronen (<span>2018</span>), and Klein (<span>2014</span>) argue that Arendt acknowledges the strong role of socioeconomic rights as a precondition of political life. On the other hand, Bernstein (<span>1986</span>), van der Walt (<span>2012</span>), and Emden (<span>2019</span>) contend that Arendt sees the “social question” as detrimental to the public realm. The following paper is not a contribution to the debate, but an attempt to show how Kojève's theory can be seen as an answer to Arendt's “social question.” A short excursus into Arendt's theory of right and “the social” is thus required.</p><p>Arendt's notion of the “right to have rights” from <i>The Origins of Totalitarianism</i> is said to receive its full meaning in her later political phenomenology of <i>The Human Condition</i> (Birmingham, <span>2006</span>; Parekh, <span>2008</span>). There, Arendt draws on Heidegger's phenomenological analysis of being in the world to expound an account of active human life, or <i>vita activa</i>, conditioned by the fundamental phenomena of action, work, and labor. Arendt understood that, despite Heidegger's attempt to overcome abstract subjectivity, his notion of <i>Dasein</i> remains politically solipsistic (Benhabib, <span>2003</span>, pp. 51–56). In contrast to the centrality of existential finitude in Heidegger, Arendt offers a political notion of “natality” that indicates that humans are born in the condition of plurality and with the political ability to create anew.<sup>4</sup> This means that our political existence is not defined by the individualizing death of <i>Dasein</i> but rather by the singularity of birth that takes place in the “human togetherness” and “the web of relations” out of which human action springs forth (Arendt, <span>1998</span>, pp. 180, 183–184). Influenced by Aristotle's definition of the human as a speaking animal, Arendt further conceives action primarily in terms of the nonviolent power of speech.<sup>5</sup> Humans can act in the full sense of the word because they are capable of acknowledging the presence of the plurality of others and “acting in concert,” exercising nonviolent discursive power that gives rise to the “political” public sphere. In this way, the political “right to have rights” designates the fundamental right to belong to a discursive political community, on the basis of which a normative understanding of other rights can develop.</p><p>The foundational to the “right to have right” political phenomenon of action is distinguished from the pre-political phenomena of work and labor. For Arendt, work signifies the human ability to create objects that form a temporally stable and durable “human artifice.” The activity of work, and its correlated figure <i>Homo Faber</i>, is not properly political and embodies what can be understood as fabricating or instrumental rationality. Arendt further distinguishes work and <i>Homo Faber</i> from labor and the phenomenological type that it represents: the <i>animal laborans</i>. The stakes of these novel demarcations are high, for in responding to theorists of labor, from Locke to Smith and Marx, Arendt aims to establish a phenomenological description of the economy as such. “Unlike the productivity of work,” she writes, “the productivity of labor power produces objects only incidentally and is primarily concerned with the means of its own reproduction…it never ‘produces’ anything but life” (p. 88). This process of life's reproduction through labor is relegated by Arendt to the “social” sphere of the economy. Insofar as the repetitive processes of the laboring activity stem from “natural necessity”—and this is crucial for Arendt—they do not imply any meaningful participation of others in the public realm, or the human artifice that would sustain the public realm. In the absence of political participation, the “social” economy becomes a paradoxically asocial private sphere. Based on this phenomenology of labor, Arendt goes as far as to say that “political economy” is a contradiction in terms.</p><p>Kojève was likewise influenced by Heidegger,<sup>6</sup> but his political recasting of existential phenomenology is in line with his famous anthropological reading of Hegel and Marx in <i>Introduction to the Reading of Hegel</i> (Kojève, <span>1980</span>). According to Kojève's central phenomenological structure, which he elaborates in more practical terms in <i>Outline of a Phenomenology of Right</i> (<span>2000</span>), two original consciousnesses are awakened by the desire for a nonnatural end, that is, for the other's desire. This desire for the “pure prestige” of recognition by the other yields the capacity to risk their lives in a mortal struggle. The result of this struggle is initially marked by power asymmetry: having voluntarily renounced the struggle for recognition out of fear of death, the vanquished consciousness becomes enslaved to the victorious other, the future master. The slave then labors for the enjoyment of the master in exchange for security, for example, by preparing food for the other's consumption. In contrast to Arendt's debasement of labor to a prepolitical category, Kojève sees labor for the other as the first political characteristic of the laboring consciousness. Having not recognized the slave, however, the master consciousness is not satisfied with the recognition it fought to attain. As a result, the master consciousness finds itself in an existential impasse, while the slave consciousness embraces its mastery of the natural world through transformative work on which the master depends.</p><p>The second political aspect of Kojève's phenomenology is this transformative and educative capacity of work. Under the master's coercion, the working consciousness's potential is gradually realized as labor becomes work that humanizes and educates. Kojève (<span>2000</span>) describes the essence of work as a process of abstraction from the natural “here and now,” wherein the working consciousness transforms the spatiotemporal material into lasting cultural and technological artifacts. This transformative work develops the human capacity to think and speak, insofar as “to preserve objective reality while abstracting from the natural <i>hic et nunc</i>…is to violate the essence of existence; it is to conceive reality in and by a concept (<i>Logos</i>)” (p. 432). If producing for the other can be understood as a political variant of Arendtian “labor,” then the educative and transformative aspect of production clearly overlaps with “work.” To be sure, Kojève does not separate labor from work, but rather accounts for the dialectical aspects of the multifaceted laboring-working consciousness that unfolds historically; he shows how labor for the other is intertwined with the fabrication of human artifice, and, finally, how the formative work yields the slave's capacity to overcome the fear of death and the master through revolutionary action, which actualizes the repressed existential desire for recognition in the working consciousness. Revolutionary action is the third and most political aspect of labor–work, which allows for the incorporation of both mastery and slavery into the figure of the “citizen” who is recognized for their individual work.</p><p>While Arendt's references to Kojève in her published works are scarce (Arendt, <span>1977</span>, pp. 40, 47; <span>1992</span>, p. 57), she was familiar with his influential seminars on Hegel<sup>7</sup> and his overall theoretical project.<sup>8</sup> Her phenomenology of the political can be seen as a response to Kojève that (1) replaces the violent revolutionary action with a theory of action expounded in terms of speech; (2) decouples laboring activity and fabricating rationality from their politically formative role, instead making them “pre-political” conditions for political communicative action; (3) further distinguishes between work and labor by linking the latter to the so-called life-process. Arendt would be doubtlessly correct to point out that Kojève's existential struggle for recognition lacks the deliberative aspect of the public sphere; and because Kojève believes human reason is engendered by the transformation of nature into technological and cultural artifice, it remains at the level of fabricating, or instrumental, rationality of <i>Homo Faber</i>. Furthermore, if it is the slave who develops <i>Logos</i> through the work for the other, the master can be only “speechless,” which goes against Kojève's own identification of the Ancient Greek aristocratic political ethos with the <i>Logos</i> of Greek philosophers (<span>1980</span>, pp. 100–30; <span>2000</span>, p. 224).</p><p>At the same time, if Arendt's distinction between work and labor adds nuance that is only implied by Kojève, her evacuation of the political aspect from both of these phenomena makes them impervious to political transformation through modern institutions. Crucially, Arendt can be herself criticized for introducing the problematic notion of life-process, which is the basis of the elimination of political struggle from the realm of economy. To this end, Arendt's phenomenology of labor and the “social” economy has been criticized even by the most serious Arendt scholars. Arendt's description of the “social,” as Hanna Pitkin (<span>1998</span>) argues, relies on the imagery of the “<i>Blob…</i>.a monstrous, jellylike substance…, which has a predilection for coating and then consuming human beings and grows with each meal” (p. 4). While Arendt herself cautioned against these types of mystifications, observes Pitkin, in her polemics against Marxian thinkers, she nonetheless resorts to an image of an “abstract, personified agency beyond human influence” by articulating the economy in terms of natural biological necessity expressed in the irresistible force of the vitalistic and pernicious “blob” (pp. 6, 11). Arendt posits the rise of this transhistorical and debased “social,” Gillian Rose (<span>1992</span>) explains, as a result of her confusing natural differences with “socially developed and recognized differences: the equality and inequality which are historical constructions, and which ‘political’ institutions may equally reinforce as seek to abolish” (p. 226).</p><p>In contrast, Kojève unequivocally views labor as not merely a natural phenomenon but a humanizing one. This anthropogenic character of labor is premised on the slave's original desire for a nonnatural end, not mere survival or procreation. The slave renunciation of the struggle out of the fear of death is moreover based not on the fear of natural death, such as from disease or old age, but from the fear of the master, who “goes to the very end of the Struggle to the death of Recognition” (Kojève, <span>2000</span>, p. 431). This does not demean the working consciousness to an <i>animal laborans</i>, but instead illuminates the connection between its biological life and potential human recognition.<sup>9</sup> He states, “to work for the Master, to work for another, to exert effort without profiting from the results, is to act against animal nature, against his biological interests: it is to negate his innate animal nature, and consequently to negate Nature in general, the natural given” (pp. 431–432). Far from an <i>animal laborans</i>, Kojève posits the working consciousness as a “human in potentiality.” Further, the specific human character of the economy lies in the phenomenon of exchange: “Exchange of the products of Work realizes and reveals the specifically human character of these products and of Work itself: for there is only exchange when there is genuine Work, and this is why there is no Exchange in the animal world” (p. 433). In the final analysis, the human character of economy originates from the working consciousness's potential humanity and from granting the products of labor relative autonomy.</p><p>Production by the slave and consumption by the master are then not reducible to the recurring cycle of production and consumption—the realm of life's necessity—attributed by Arendt to the <i>animal laborans</i> and the “social” realm. Instead, labor is a relational and humanizing activity, while the economy is emphatically human and historical, from which follows that the institutions underpinning economic relations can be transformed. This theory of labor informs Kojève's conceptualization of the economy and rights that avoids attributing labor to a life-reproducing activity of <i>animal laborans</i>: it is pointless, according to Kojève, “to discuss the biological ‘theories’ of <i>Right</i>….<i>Right</i> is a specifically human phenomenon and is not found in non-human nature” (Kojève, <span>2000</span>, p. 117, translation altered).</p><p>In spite of the limitations of Kojève's understanding of political action, his phenomenology of the struggle for recognition explains how the asymmetry between autonomous and working consciousnesses yields political action throughout history. Kojève identifies the possibility of mutual recognition with the concept of socioeconomic rights that emerged with the French Revolution. In contrast, Arendt sees the French Revolution as marking the “unnatural rise of the natural” social realm.</p><p>In the historical exposition of <i>The Human Condition</i>, Arendt first applies the phenomenological typology of <i>Homo Faber</i> and <i>animal laborans</i> to craftsmen and slaves in the Greek <i>polis</i>. Although both these figures are excluded from Greek public life, it is the slave as <i>animal laborans</i> who is said to dwell exclusively in the realm of privacy of the household economy, the <i>oikos</i>, and labor with their bodies to tend to the necessities of life (Arendt, <span>1998</span>, pp. 7, 24, 40, 80). Arendt emphasizes that the Greek wisdom was to keep the household, the domain of necessity and strictest inequality, separate from the public realm of the <i>agora</i>, where Greek citizens enjoyed civic equality to deliberate city affairs (p. 32). This is not to suggest that Arendt approves of the Greek solution to maintain the realm of public freedom with the institution of slavery. However, the capacity for action of Greek citizens does reflect her phenomenological theory of political action. The Greek understanding of politics will be lost, Arendt laments, first in the coexistence of the private and public sphere in the Roman Empire, then in the gradual disappearance of the public realm in the Middle Ages and, finally, in the “fire” of the French Revolution (<span>1998</span>, pp. 23, 34, 59).</p><p>Arendt further elaborates in <i>On Revolution</i> (<span>1990</span>) that the French Revolution represents a reversal in <i>vita activa</i>.<sup>10</sup> The sphere of political action becomes dominated by the instrumental thinking of <i>Homo Faber</i> and, ultimately, by the asocial, natural needs of <i>animal laborans</i> (p. 298). Arendt clarifies that the fixation on the “social question” occurred as a response to oppression, mass poverty, and destitution in feudal France, which the revolutionaries sought to liberate themselves from (pp. 60, 112). Acting under the “dictate of their natural bodies,” the multitude of the poor “rushed to the assistance of the French Revolution, inspired it, drove it onward, and eventually sent it to its doom” (p. 60). In the writings of Rousseau and the actions of Robespierre, the socioeconomic welfare of the people emerged as a political virtue (pp. 73–75). Here, “the social question” appears as an attempt to address the problem of poverty which, Arendt maintains, should not be tackled politically lest it lead to terror. The “social,” embodied in the welfare needs of the multitude, is thus accused of “submersing” the public realm (pp. 48, 60). This submersion degrades politics into “political economy,” a term Arendt finds contradictory since <i>polis</i> and <i>oikos</i> should remain separate rather than merged into a “nation-wide administration of housekeeping” (<span>1998</span>, p. 28).</p><p>Arendt contends that the notion of “mankind” introduced by the French revolutionaries is a progenitor of Marx's thinking about class, as both emanate from the force of life itself and reduce the human ability to act. Marx is said to have elevated the laboring activity to an essential characteristic of the whole of society (pp. 89–90). As a result, his transformation of classical political economy's emphasis on individual egoistic life into “socialized mankind” meant that any possibility of genuine political action was lost. Arendt's central polemical point is that the late modern ideal of “socialized humanity” espoused by Marx aims at reducing humanity to the natural circuit of consumption and production. According to this thesis, “what was left was a ‘natural force,’ the force of the life process itself, to which all men and all human activities were equally submitted (‘the thought process itself is a natural process’) and whose only aim, if it had an aim at all, was survival of the animal species man” (p. 321). In attempting to solve the “social” economic question, Marx is said to have followed the French Revolutionary tradition and espoused a pernicious doctrine of “liberty,” thereby abdicating freedom to necessity (pp. 61–62, 65).</p><p>From the perspective of Arendt's contentious thesis on labor,<sup>11</sup> the French Revolution, and Marx, Kojève's approach can be seen as suspect. However, as I will show, Kojève's Hegelian phenomenology, Marxian political economy, and interpretation of the French Revolution present a more “workable” conception of socioeconomic rights, so much so that it constitutes a resolution of Arendt's social question. In contrast to the apolitical character of Arendt's “social” economy, Kojève (<span>1980</span>, p. 45) treats the phenomenology of the working consciousness and the correlated sphere of the economy as the driving historical force behind the three stages of “universal history” culminating in the French Revolution. In the <i>Outline of a Phenomenology of Right</i>, Kojève (<span>2000</span>) derives from these stages a dialectic account of principles of right.<sup>12</sup> As Panu Minkkinen (<span>2009</span>) explains, the interplay between the working consciousness and the need for recognition serves as a logically necessary origin of right in “a similar way as Kelsen's basic norm is the ‘transcendental-logical’ assumption of the legal system” (p. 120).</p><p>Similar to Arendt, Kojève's historical exposition of the phenomenon of right begins with the ancient Greeks. However, while Arendt evades the problem of slavery and instead draws inspiration from the discursive activity of ancient Greek citizens in the <i>agora</i>, Kojève derives the principle of “pagan” right from the master and slave dialectic. To recall Kojève's phenomenological schema, the master and the slave both voluntarily undertake a humanizing existential risk. The equal value of this risk,<sup>13</sup> according to Kojève, generates the aristocratic principle of <i>equality of condition</i>, or the right of status. However, the political reality is initially different, with the master having the right in actuality and the slave only in potentiality (Kojève, <span>2000</span>, pp. 219–222). For the Greek masters, who are citizens only insofar as they make war, the principle of equality of condition generates egalitarian practices such as “primitive communism,” universal suffrage of aristocrats, including the equality of votes and the right of veto, and the communitarian principle of exchangeability of combatants (<span>1980</span>, p. 57; <span>2000</span>, pp. 228, 240). Applying the equality ideal is practically difficult because the affirmation of status presupposes only negative duties on the part of masters and the absence of obligations (<span>2000</span>, p. 244). Thus, following the principle of <i>lex talionis</i>, aristocratic law is essentially criminal law and prohibits actions that threaten strict equality and autonomy (pp. 244, 250).</p><p>Just as aristocratic right treats the status of masters as fixed, slaves are treated as “natural.” This, according to Kojève, is reflected in Aristotle's philosophy of “natural slavery,” which asserts that “[m]an is born with a slavish or free ‘nature,’ and he will never be able to overcome or modify it; Masters and Slaves form something like two distinct animal species, irreducible or ‘eternal,’ neither of which can leave its ‘natural place’ in the immutable Cosmos” (1980, p. 224).<sup>14</sup> Since the potential humanity of the slave is not recognized from the master's point of view, the aristocratic state will refuse to recognize slaves as subjects of right (2000, p. 234). However, while the concept of aristocratic right is not contradictory in itself, it exists in social contradictions: All human beings cannot be masters (p. 264). These social contradictions generate historical development: Because the slave's work is excluded from being recognized in its human value, the Greek city-states will be driven by perpetual wars for prestige and then dissolved in the Roman Empire (<span>1980</span>, p. 62).</p><p>Kojève then articulates the legal principle underlying the “bourgeois” period that began with the Roman Empire and culminated in the French Revolution. As we have seen, the working consciousness initially sought recognition but abandoned the struggle in exchange for security (<span>2000</span>, pp. 223, 252). From this exchange, Kojève derives the principle of <i>equivalence</i> between the duty of working for others and the benefits of security. What appears just for the working consciousness is then not the equality of an autonomous aristocratic condition but the contractual equivalence between rights and duties. Following this bourgeois principle of justice, as Kojève explains, the property right ceases to be static and acquires the characteristics of exchange (p. 259). Because property relations boil down to economic exchange, work, and effort, the right of equivalence offers a potential for mutual recognition. The aristocratic right of status is challenged by the bourgeois right of contract, not the least because the bourgeois principle recognizes the work of everyone, not the status of a particular group (pp. 235, 259, 260–261, n18, 434). Coevally, the modern state becomes premised on a “social contract” that accepts the validity of aristocratic status only “if there is an equivalence between <i>droits</i> and duties that it implies” (p. 261). For example, in an allusion to the modern social contract theory, Kojève notes that bourgeois law requires property owners to work the land (pp. 258–259, n17).</p><p>If the aristocratic master and the legal subject coincided, the modern bourgeois right is predisposed to change and become its “other,” meaning fusing with the aristocratic right. This is articulated in phenomenological terms: The working consciousness derived from not only the principle of contractual equivalence but also the juridical notion of having a right to that security (p. 257). That is, even if not actualized immediately, the working consciousness already thought of itself as having juridical <i>status</i>. As the modern state of the “social contract” historically takes hold, for the bourgeois right of equivalence to be realized, it has to fuse with the aristocratic right of equality: the right of equivalence tends to recognize the right of equality (p. 265). This fusion happens in the French Revolution, which yields a synthesis of a “citizen–bourgeois” whom other citizens mutually recognize as having both status and duties (p. 445). As Kojève intimates, the working consciousness ceases to be a slave and becomes a governor by becoming a citizen of the post-revolutionary state (p. 266).</p><p>For Kojève, the force behind the French Revolution was not the unnatural rise of the natural as Arendt would have it, but the necessity to institutionalize the legal synthesis between the right to equality of status and the right of contract and equivalence between rights and duties. Contrary to attributing to the French Revolution the emancipation of the people not <i>qua</i> citizens but <i>qua malheureux</i>, Kojève finds that the French Revolution has the possibility for human satisfaction and mutual recognition. What is at stake in the legacy of the French Revolution is the distinction between principles embodied by a bourgeois citizen of the French Revolution and a socialist citizen of post-1848, as well as different institutional configurations of the state and civil society.</p><p>The economic equivocation of the state and civil society was not unfamiliar to Arendt. Rose (<span>1992</span>) contends that the first two parts of <i>The Origins of Totalitarianism</i> represent the most sustained attempt to develop Marx's account of the contradictory bourgeois emancipation and the concomitant split between state and civil society (p. 217). There, Arendt understands that formal equality, which implies substantial inequality, emanates from “the fundamental contradiction between a political body based on equality before the law and a society based on the inequality of the class system” (Arendt, <span>1973</span>, p. 12). This contradiction is then investigated historically and sociologically in the origins of antisemitism, nationalism, and imperialism (Rose, <span>1992</span>, pp. 216–223). Artemy Magun (<span>2012</span>) and Werner Hamacher and Ronald Mendoza-de Jesús (<span>2014</span>) have further demonstrated that Arendt's theoretical frameworks bear a remarkable resemblance to Marx's critique of legal formalism and the liberal state.</p><p>However, an issue arises when Arendt's phenomenology deviates from this insight and rather polemically misrepresents modern economic society as a sphere of necessity and the circularity of life. This not only precludes a phenomenological analysis of the socially and historically conditioned inequalities of human artifice, especially the “constitution of apparently separate and yet contrary sets of institutions which presuppose and are implicated in each other—state and civil society” (Rose, <span>1992</span>, p. 231), but also leads Arendt to portray the legacy of the French Revolution in terms of the politically debased concern with welfare. In doing so, she forecloses any imminently alternative modern notion of rights that would recognize and counteract the inequality of condition. In contrast, but in line with Arendt's own critique of bourgeois emancipation, Kojève presents a phenomenological interpretation of the French Revolution that demystifies the “natural” predicament of the historical bourgeois civil society—“the social”—and proposes an immanent reconfiguration of the state and civil society post-1848.</p><p>As we have seen in Kojève's dialectic between the principle of equality and equivalence, the bourgeois, who emerges from the working consciousness, is inherently predisposed to change and to become its “other.” According to Kojève's <i>Notion of Authority</i> (<span>2014</span>), this means that the bourgeois seeks to forget their “lowly” origins and tends to disown the past (p. 64). In becoming revolutionary, the bourgeois disowns its subservient political condition under the feudal past and embraces the primacy of the future, with this revolutionary project realized in the Napoleonic Code. This turn against the <i>ancien régime</i> toward the future lasts from the French Revolution of 1789 until 1848 (p. 65). Starting with 1848, however, “the future becomes the demand of another ‘class’…the Future intervenes in the Present in the guise of a ‘revolutionary project’ other than that of ’89.” The bourgeoisie, which has rejected the past, comes in opposition to the revolutionary project of the working class and, in so doing, also rejects the future. This marks what Kojève calls the period of “bourgeois domination” between 1848 and the time of writing (1942), during which the state is “absorbed” by the bourgeois class (p. 69).</p><p>This account explains the historical contradiction of bourgeois emancipation that creates the illusion of “natural” existence that, to be sure, Arendt did not fail to notice, albeit one-sidedly, in her account of the “social.” As Kojève observes, during the period post-1848, the bourgeoisie lived in “a ‘natural’ Present, non-human, non-historical, non-political” (p. 65). Insofar as political reality disappears for the bourgeoisie, its existence comes to be dominated by “animal” aspects (p. 66). It can be said then that it is not the French <i>sans-culottes</i> and Marxists who have reduced politics to the natural existence of <i>animal laborans</i>, as Arendt polemically argues, but the bourgeoisie that turned against the past and future, thereby reducing political existence to the continuous “natural” present. In the same vein, the problem is not the rise of the eternal recurrence of nature, but an illusion of this “naturalness” that conceals the contradictory aspect of bourgeois emancipation under capitalism. The abstractness of life in the continuous “natural” present is revealed to be sustained by the bourgeoisie through the exclusion of the working class's demand for substantial equality. In this way, Kojève offers historical determinations behind the illusion of the natural existence of the bourgeoisie post-1848.</p><p>This, of course, starkly contrasts with Arendt's perspective on the events post-1848. While she recognizes the post-revolutionary contradiction between state and civil society outlined by Marx, she rejects the continuity between the French Revolution and what she sees as genuine political revolutions of the 19th and 20th centuries. Unlike Kojève, who accentuates the interests of the working class emergent post-1848, Arendt surveys (<span>1990</span>) these events to find the “lost treasure” of the revolutionary tradition capable of combining the flourishing of public opinions and enduring republican institutions (pp. 227–228). While she concedes that the French Revolution indeed gave rise to the public sphere, Arendt dismisses the French tradition for its eventual prioritization of the representative Assembly, which is said to uphold the welfare of “the great popular Society of the whole French people” at the expense of revolutionary societies and clubs (pp. 241–246). Importantly, Arendt dismisses the <i>commission pour les travailleurs</i>, which emerged from the labor-driven French Revolution of 1848, as merely perpetuating the French Revolution's focus on the social question (p. 262). Concurrently, she views the public deliberations of the Paris Commune of 1871, the <i>soviets</i> of 1905–1917, the German <i>Rätesystem</i> of 1918–1919, and the Hungarian council systems of 1956 as antithetical to left party politics, which she correctly argues is integral to the tradition of the French Revolution (pp. 257–266). Here, Arendt relies on Luxemburg's critique of Lenin–Trotsky theory of party dictatorship (p. 264) but illustratively omits that Luxemburg couches her critique of the suppression of political freedoms immanently from within socialist politics.</p><p>In attributing significance to the communicative power of public spaces, but not to the attempts to reconfigure modern “Weberian” representative institutions or revolutionary party politics, Arendt endorses the political events of post-1848 only to the extent that they depart from the principles of the French Revolution. As we have seen, Kojève does not offer a sustained perspective on the public realm, which is the primary weakness of his theory predicated on political existentialism. Nonetheless, he can be seen as offering an answer to the “social question.” He does so by a double gesture. First, he accounts for the illusion of the “natural” existence of the bourgeois civil society that demystifies Arendt's exposition of the “social”—the “blob”—in terms of his phenomenological principles of right. The second gesture is affirmative in the sense that he presents a normative reconfiguration of the institutions of state and civil society in the spirit of events post-1848.</p><p>In the <i>Outline of a Phenomenology of Right</i>, Kojève (<span>2000</span>) offers a phenomenological critique of capitalist property rights under bourgeois domination, that is, in the bourgeois civil society (<i>bürgerliche Gesellschaft</i>). In particular, Kojève explains bourgeois “natural” existence in terms of a formal capitalist pseudo-synthesis of state and economic society. This capitalist quasi-synthesis is a perversion of both the principle of equality and equivalence. What makes the formal right based on this synthesis erroneous is the exclusion of both the desire for recognition <i>and</i> work (p. 449). The capitalist property owner follows the aristocratic principle and treats property as hereditary. However, property is passed on arbitrarily, without either the imperative of struggle to justify oneself as an aristocratic master-owner or the duty to work in exchange for the property attained through the bequest. Having revolted against the <i>ancien régime</i>, the bourgeoisie itself becomes a new aristocracy.</p><p>However, this new bourgeois aristocracy does not generate aristocratic–egalitarian property rights as the original aristocratic right would; “it admits the inequality of Properties both in fact and in <i>Right”</i> (p. 450, translation altered). This is because the capitalist property right follows the bourgeois principle of equivalence by reducing all property to monetary value while at the same time likening property rights to the aristocratic static right by evading the duty to exchange. Because the imperative of exchange is corrupted by the static aristocratic principle, property gets accumulated and becomes Capital: “a movable likened to an immovable.” This inherited and accumulated property Capital thus yields revenue by transforming itself into financial Capital; “the loan of Capital being bought at so many percent.” Moreover, this pseudo-synthesis of the bourgeois and aristocratic right, that is, a synthesis of the arbitrariness of inheritance and inegalitarian accumulation of Capital, is made for the owner's benefit, not the worker's (p. 450, n. 170). Property produced by the worker is treated solely in terms of the bourgeois principle of equivalence, but without attaining any of the surpluses that the capitalist gets as accumulated.</p><p>Here, Kojève is articulating Hegel and Marx's critique of bourgeois civil society in terms of his political phenomenology. The formal, or “imperfect synthesis,” of the two principles of right is a synthesis of the need for recognition, the socialization of which creates the state, and the working consciousness, which leads to the constitution of an economic society (p. 428). The “imperfect” social structure that corresponds to this legal formalism is the bourgeois civil society. While Kojève account mirrors that of Marx in his insight that there is nothing “natural” about bourgeois civil society (Marx and Engels cited in Keane, <span>1998</span>, pp. 63–64), his correction of this “imperfect” synthesis is more in line with Hegel's emphasis on institutional configurations of right. Unlike Marx, Kojève does not believe in the “emancipation” of civil society into the proletariat, or that the juridical realm should be abolished. Instead, he revives the egalitarian promise of the French Revolution as a transformation of socioeconomic rights. What is at stake here is the transition from the republican principle of the French Revolution to what Alain Badiou (<span>2013</span>) called its second, egalitarian, principle that is not yet actualized.<sup>15</sup></p><p>Against Arendt's prescription to not intermingle the economy with the political, Kojève seeks to find the correct synthesis between the collective nature of aristocratic statist property and exchange-based individualistic bourgeois economy. On the phenomenological level, this synthesis is predicated on the dialectical development of the working consciousness toward the need for recognition. To recall, the bourgeois principle corresponded to the equivalence between rights and duties that the working consciousness establishes upon the abandonment of the struggle for recognition; the aristocratic principle of right corresponded to the strict equality established by the humanizing risk present in both master and slave consciousnesses. Because Kojève conceptualizes work as a human phenomenon with the potential for universal mutual recognition, it is the work-based bourgeois right of equivalence that evolves by gradually enveloping the aristocratic right of status (pp. 264–269). When in balance, however precarious one can imagine this balance to be, the two principles coalesce in the <i>socialist right of equity</i> (the citizen's right or the “absolute” right). The synthesis overcomes what is particular and restricted about each principle by fully realizing their essences in a way that coincides with each other (p. 269).</p><p>The right of equity can be actual only when it is stripped of formalism, when “all are equal and equivalent not only juridically, ‘before the law,’ but also politically and socially” (p. 268). Put otherwise, Kojève conceives a fusion of the bourgeois category of contract and the aristocratic category of status (p. 273). This means, for example, that property becomes not only a function of work, but property is <i>also</i> a “function of the very being of… man and citizen” (p. 274), a statement that resembles the principles behind some contemporary ideas of universal basic income or dividend. As Alexandre Frost and Bryan-Paul Howse aptly noted, Kojève's socialist right seeks to resolve the tension between equality of opportunity and equality of condition, which is reminiscent of the development of the contemporary welfare state (<span>2000</span>, p. 22). One could add that the right of equity is a specifically socialist reformation of the bourgeois welfare state.</p><p>The principle of equity would yield a corresponding socialist institutional configuration of state and economic society. In opposition to the erroneous capitalist synthesis of inegalitarian accumulation of capital in the interest of the capitalist property owner, as well as arbitrary inheritance, two major conditions of this reconfiguration arise: collective contracts and inheritance of citizenship status. On the one hand, the socialist collective property comes with the bourgeois duty of exchange and equivalence, which means participation in collective work (p. 449). Unlike in the aristocratic state of Ancient Greece, which premises the status of citizenship on military struggle, citizens in the socialist society are recognized for their work. And unlike in the capitalist bourgeois society, in the socialist society, wealth is not accumulated privately. The socialist state and society complex thus guarantees the minimum required work for all and regulates it through collective contracts, while allowing individuals to change jobs (pp. 274, 477). On the other hand, the right of status in this state would be stripped of aristocratic inheritance of property: all that is inherited is the status of citizen. From this also follows that the socialist state and civil society complex has to prioritize the status of the individual person, not her social group belonging (p. 449).</p><p>This reconfiguration allows Kojève to conceive nonbourgeois property relations in a way that respects individual autonomy. It leads Kojève to theorize personal property, as opposed to private property, which is to be abolished by the principle of collective contracts. The citizens in this socialist society can possess and exchange personal property inasmuch as this property is “constituted by the owner's own body” (pp. 449, 471). That is, irreducible biological differences necessitate the application of the right of equivalence even within juridical egalitarianism (p. 271).<sup>16</sup> Personal property so understood shares some similarities with Arendt's views on property and human corporality. Just as it is implied in Kojève's theory of personal property, for Arendt, the body is “the quintessence of all property because it is the only thing one could not share even if one wanted to” (Arendt, <span>1998</span>, p. 112). But Kojève's discussion of personal property as grounded on the privacy of human bodies fundamentally differs from that which Arendt calls the principle of natural differentiation of human bodies and does not share the “deep resentment against the disturbing miracle contained in the fact that each of us is made as he is—single, unique, unchangeable” (Arendt, <span>1973</span>, p. 301). For Kojève, in contrast, bodily differences are never merely natural but always already humanized as differences in character or tastes: “clothes must not only be warm, they must be pretty, fashionable and so on—likewise, the food must be good” (Kojève, <span>2000</span>, p. 471). Kojève considers the natural body as a limit for collective property, not as a “natural” hindrance to the public realm.</p><p>Furthermore, the state and economic society are reconfigured but do not collapse into each other: “The State and Society will never entirely coincide” (p. 430). This statement can be seen as preemptively addressing Arendt's warning against collapsing the political and the social. For, economic society will possess relative autonomy, which, in turn, necessitates personal property possessions of individuals. Personal property so conceived hinges on the aristocratic status of the citizen, which exempts some property from collective work contracts. Practically speaking, apart from completing the socially necessary labor, citizens will be able to dedicate themselves to work during leisure time.<sup>17</sup> Being alienable, products of work can then be subject to economic exchange. For example, a painter can produce paintings and seek to preserve them as her personal property or exchange them for a monetary equivalent (p. 472). Acting in her capacity as a personal owner, the painter becomes part of an economic society separate from the state while still dependent on the state's regulation of exchange. This way, personal property allows enjoying the fruits of one's labor, not the ability to exploit others that the institutions of private property imply.</p><p>Kojève demonstrates that the “natural” existence in the “social” realm is not the result of the “unnatural rise of the natural,” but an illusion that seeks to obstruct an egalitarian transformation of the state and civil society. Therefore, the resolution of the “social question” is not to demean it, but to discern the contradictions of modern institutions that naturalize inequalities. While this analysis coincides with Arendt's sociological critique of the contradiction between formal equality and class inequality, Kojève offers a normative solution that Arendt was reluctant to conceive due to her rupture with the legacy of the French Revolution. Instead of rejecting the French Revolution, Kojève provides a reconfiguration of the principle of right already contained within it, suggesting a corresponding configuration of the state and civil society complex post-1848. The right of equity, premised on the social conditions of collective contracts and personal property, represents a reconfigured human legal artifice, not a natural detriment to politics.</p><p>Even though written in the 1940s, Kojève's theory of socioeconomic rights aligns with the recent revival of the philosophy of socioeconomic rights undertaken by Samuel Moyn (<span>2018</span>) and contemporary analyses of capitalism. For instance, Kojève's insight into the inheritance of capital can be considered in light of Thomas Piketty's (<span>2014</span>) work on patrimonial capitalism, while the phenomenology of collective contracts can be discussed apropos Suuronen's (<span>2018</span>) elaboration of an Arendtian approach to basic income and even Yanis Varoufakis's (<span>2016</span>) proposal for a universal basic dividend. The phenomenology of socioeconomic rights elucidated here might present a robust alternative to the liberal version of welfare rights and a potential reconfiguration of the state and civil society as a pathway out of the neoliberal predicament.</p><p>If Kojève's phenomenology of rights provides a more consistent analysis of, and adequate response to, the economic problems arising from the split between state and civil society, the democratic potential of civil society is nonetheless absent in his theory. Arendt's “right to have rights” offers a more sustained account of the democratic potential of civil society. However, Benhabib (<span>2003</span>, pp. 23–25, 29) noted that an account of the “social” as a realm of voluntary associations of civil society is missing in <i>The Human Condition</i>, which can be attributed to Arendt's determination to distinguish the “social” from the “political” public sphere. Consequently, by severing the communicative understanding of the “right to have rights” from the economy in her polemic against political economists, she also detaches it from what can be viewed as the structural condition of the bourgeois public realm. To this end, the relationship between communicative power and its structural presuppositions, offered, for instance, by Habermas (<span>1991</span>), necessitates further phenomenological articulation in the spirit of the phenomenology of <i>The Human Condition</i>. Such rethinking would align with the recent emphasis on socioeconomic rights within the radical democratic tradition (Klein, <span>2020</span>). This is crucial insofar as the deliberative aspect of Arendt's “right to have rights” can be seen as offering a possibility to deliberate about normative proposals like Kojève's right of equity and the transformation of the human edifice.</p>\",\"PeriodicalId\":51578,\"journal\":{\"name\":\"Constellations-An International Journal of Critical and Democratic Theory\",\"volume\":\"32 1\",\"pages\":\"69-82\"},\"PeriodicalIF\":1.2000,\"publicationDate\":\"2024-04-14\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://onlinelibrary.wiley.com/doi/epdf/10.1111/1467-8675.12748\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Constellations-An International Journal of Critical and Democratic Theory\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1111/1467-8675.12748\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"POLITICAL SCIENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Constellations-An International Journal of Critical and Democratic Theory","FirstCategoryId":"1085","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/1467-8675.12748","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"POLITICAL SCIENCE","Score":null,"Total":0}
引用次数: 0
摘要
现代公民社会的模棱两可——它的民主潜力和经济不平等的现实——在20世纪东西方的政治局势中得到了强调。在前者中,公民社会的民主潜力在国家社会主义下被扼杀,而在后者中,国家资本主义的福利主义保留了资本主义公民社会的剥削特征。随着东方“实际存在的社会主义”的崩溃,以及马克思主义在知识分子中的普遍消亡,西方的新自由主义时代以对自动化的乐观态度以及东方和全球南方对“民主和人权”的促进为标志。然而,由于新自由主义对国家和公民社会的重新配置,人权几乎完全与形式自由联系在一起,而牺牲了实质性的社会权利,以至于正如塞缪尔·莫恩(Samuel Moyn, 2018)所说,“人权已经成为当代不平等时代的囚徒”(第6页)。这篇文章偏离了仅仅批评新自由主义是不够的假设。相反,有必要思考一种积极的方式来重新配置国家与社会之间的关系,并从现代知识传统中重建社会权利的规范基础。对权利形式主义的现代分析可以被视为源于黑格尔的批评,即康德和费希特的权利哲学依赖于主观自治的首要地位,而主体本身应该被理解为历史和社会条件。一旦正式权利被揭示为历史上可识别的社会关系所制约,权利问题就可以从实质性不平等及其潜在的克服方面来重新定义这种对右翼形式主义的批判被马克思扩展到对19世纪资本主义下的财产关系的分析。马克思并不是拒绝传统的形式权利和自由主义的正义概念,而是在资本主义财产所有权决定的严重不平等的条件下,对这些权利提出了内在的批评(Shoikhedbrod, 2019)。然而,20世纪大陆政治哲学明显偏离了对权利形式主义的批判和实质平等的问题。当代欧陆思想家完全否定了司法权利的概念(Agamben, 1998,1999;哈特,Negri, 2003),从激进民主的角度重新提出人权问题(Lefort, 1988;ranci<e:1>, 2004),或者在新康德主义伦理术语中讨论法律和权利问题(德里达,2006;列维纳斯,1998)。2哈贝马斯(2001)受阿伦特关于政治行动的交往方面思想的影响,将经济福利理论化为协商民主的一个条件。然而,他的正义理论推进了社会经济权利,却没有对经济剥削进行批判。同样,Honneth(1996)对主体间认同的阐述淡化了对权利形式主义的社会经济学批判。这些贡献不仅表明了黑格尔-马克思主义传统对权利的形式主义研究的背离,而且表明了对权利社会本体论的现象学研究的放弃。在这方面,特别引人注目的是,“能力方法”回应了罗尔斯从分析哲学传统出发的自由主义和形式主义的《正义论》(1971),提供了对社会权利的更深层次的理解(Nussbaum, 2011;森,2005)。为了复兴同时关注历史现实的现象学方法来阐述权利,特别是国家机构与公民社会之间的现代矛盾的持续存在,本文将通过将阿伦特的权利现象学及其对福利权利的批判与koj<s:1>夫的实体权利现象学方法进行对比,重新审视阿伦特的权利现象学及其对福利权利的批判。在欧陆哲学传统中,“政治”的当代本体论在很大程度上归功于20世纪的现象学(Marchart, 2007;Mihai, McNay, Marchart等,2017,White, 2000)。海德格尔的早期作品,尤其是《存在与时间》,以本体论的方式探索了此在对死亡的焦虑——一种塑造我们暂时存在的有限性意识——以及如此理解的生活经验与历史解释学之间的相互作用而脱颖而出。然而,《黑色笔记本》的启示提醒我们,海德格尔现象学的政治含义不能与他可耻的纳粹关系分开(Wolin, 1993,2023)。这个问题被他的同时代人如阿伦特和科约<e:1>敏锐地认识到,他们明确地制作了政治现象学,以回应海德格尔的非政治或纳粹倾向的哲学思考。 在现象学层面上,这种综合是基于劳动意识向承认需要的辩证发展。回想一下,资产阶级原则对应于权利和义务之间的等同,这种等同是劳动意识在放弃争取承认的斗争时建立起来的;贵族的权利原则与主人和奴隶意识中存在的人性化风险所建立的严格平等相对应。由于koj<e:1>将工作概念化为一种具有普遍相互承认潜力的人类现象,因此,以工作为基础的资产阶级平等权利通过逐渐包围贵族地位权而演变(第264-269页)。当处于平衡状态时,无论人们如何想象这种平衡是不稳定的,这两个原则在社会主义平等权(公民权利或“绝对”权利)中结合在一起。通过以一种彼此一致的方式充分认识它们的本质,综合克服了每个原则的特殊性和局限性(第269页)。只有当平等权摆脱形式主义,当“所有人不仅在司法上‘在法律面前’平等,而且在政治上和社会上平等”时,平等权才能成为现实(第268页)。换句话说,koj<s:1>夫设想了契约的资产阶级范畴和地位的贵族范畴的融合(第273页)。这意味着,例如,财产不仅是工作的功能,而且财产也是“人类和公民存在的功能”(第274页),这一说法类似于一些当代普遍基本收入或红利理念背后的原则。正如亚历山大·弗罗斯特(Alexandre Frost)和布莱恩·保罗·豪斯(Bryan-Paul Howse)恰当地指出的那样,科约夫的社会主义权利寻求解决机会平等和条件平等之间的紧张关系,这让人想起当代福利国家的发展(2000年,第22页)。可以补充说,衡平权是对资产阶级福利国家的一种特殊的社会主义改革。公平原则将产生相应的国家和经济社会的社会主义制度结构。为了资本主义财产所有者的利益,错误地综合了资本主义不平等的资本积累,以及武断的继承,与此相反,这种重新配置的两个主要条件出现了:集体合同和公民身份的继承。一方面,社会主义集体所有制伴随着资产阶级的交换和对等义务,这意味着参与集体劳动(第449页)。与古希腊的贵族国家不同,古希腊的贵族国家以军事斗争为前提,而社会主义社会的公民则因其工作而得到认可。与资本主义资产阶级社会不同,社会主义社会的财富不是私人积累的。因此,社会主义国家和社会综合体保证了所有人的最低工作要求,并通过集体合同对其进行管理,同时允许个人更换工作(第274,477页)。另一方面,在这个国家中,地位的权利将被剥夺贵族对财产的继承:所继承的只是公民的地位。由此也可以得出结论,社会主义国家和市民社会复合体必须优先考虑个人的地位,而不是其所属的社会群体(第449页)。这种重新配置允许koj<e:1>以一种尊重个人自主权的方式来构想非资产阶级的财产关系。这导致koj<e:1>将个人财产理论化,而不是私有财产,后者将被集体契约原则所废除。在这个社会主义社会中,公民可以占有和交换个人财产,因为这种财产是“由所有者自己的身体构成的”(第449、471页)。也就是说,不可缩小的生物差异使得即使在法律上的平均主义范围内也必须适用等值权(第271页)这样理解的个人财产与阿伦特关于财产和人的肉体性的观点有一些相似之处。正如koj<e:1>的个人财产理论所暗示的那样,对于阿伦特来说,身体是“所有财产的精华,因为它是唯一一个人即使想分享也不能分享的东西”(阿伦特,1998,第112页)。但是koj<e:1>关于个人财产的讨论是建立在人体隐私的基础上的,这与阿伦特所称的人体自然分化原则有着根本的不同,也不像阿伦特那样“对我们每个人都是单一的、独特的、不可改变的这一事实所包含的令人不安的奇迹怀有深深的怨恨”(阿伦特,1973,第301页)。相反,对于koj<e:1>来说,身体上的差异绝不仅仅是自然的,而且总是作为性格或品味的差异而被人性化了:“衣服不仅要保暖,还必须漂亮、时尚等等——同样,食物也必须好吃”(koj<e:1>, 2000,第471页)。 koj<e:1>认为自然的身体是对集体财产的限制,而不是对公共领域的“自然”障碍。此外,国家和经济社会被重新配置,但不会相互瓦解:“国家和社会永远不会完全重合”(第430页)。这句话可以看作是对阿伦特关于政治和社会崩溃的警告的先发制人的回应。因为,经济社会将拥有相对的自主权,这反过来又需要个人拥有个人财产。如此构想的个人财产取决于公民的贵族地位,这使某些财产免于集体劳动合同的约束。实际上,公民除了完成社会必要的劳动外,还能在业余时间从事工作由于劳动产品是可转让的,因此可以进行经济交换。例如,画家可以创作画作,并将其作为个人财产保存起来,或者用它们换取等值的货币(第472页)。画家以个人所有者的身份行事,成为与国家分离的经济社会的一部分,同时仍然依赖于国家对交换的监管。这样,个人财产允许享受自己的劳动成果,而不是私有财产制度所暗示的剥削他人的能力。koj<e:1>论证了“社会”领域中的“自然”存在并不是“自然的非自然的上升”的结果,而是一种试图阻碍国家和公民社会的平等主义转型的幻觉。因此,“社会问题”的解决不是贬低它,而是要辨别使不平等自然化的现代制度的矛盾。虽然这一分析与阿伦特对形式平等与阶级不平等之间矛盾的社会学批判不约而同,但科耶<s:1>夫提供了一个阿伦特不愿设想的规范性解决方案,因为她与法国大革命的遗产决裂了。科约<e:1>夫没有拒绝法国大革命,而是对已经包含在其中的权利原则进行了重新配置,提出了1848年后国家和公民社会综合体的相应配置。以集体契约和个人财产的社会条件为前提的衡平权,代表了一种重新配置的人类法律技巧,而不是对政治的自然损害。尽管koj<e:1>的社会经济权利理论写于20世纪40年代,但它与塞缪尔·莫恩(Samuel Moyn, 2018)最近复兴的社会经济权利哲学和当代资本主义分析是一致的。例如,koj<e:1>对资本继承的见解可以根据托马斯·皮凯蒂(2014)对世袭资本主义的研究来考虑,而集体契约的现象学可以根据Suuronen(2018)对基本收入的阿伦特方法的阐述来讨论,甚至可以根据Yanis Varoufakis(2016)对普遍基本股息的建议来讨论。这里阐明的社会经济权利现象学可能为福利权利的自由主义版本提供了一个强有力的替代方案,并可能重新配置国家和公民社会,作为摆脱新自由主义困境的途径。如果koj<e:1>的权利现象学对国家和公民社会分裂所产生的经济问题提供了更一致的分析和充分的回应,那么公民社会的民主潜力在他的理论中仍然是缺失的。阿伦特的“拥有权利的权利”为公民社会的民主潜力提供了更持久的解释。然而,Benhabib (2003, pp. 23 - 25,29)指出,在《人类状况》中缺少将“社会”作为公民社会自愿联合的领域的描述,这可以归因于阿伦特决心将“社会”与“政治”公共领域区分出来。因此,在她与政治经济学家的论战中,通过将对“拥有权利的权利”的交际理解从经济中分离出来,她也将其从可以被视为资产阶级公共领域的结构条件中分离出来。为此,如哈贝马斯(1991)所提出的,交际权力与其结构前提之间的关系,需要在《人类状况》的现象学精神下进一步的现象学阐释。这种重新思考将与激进民主传统中最近对社会经济权利的强调保持一致(Klein, 2020)。这是至关重要的,因为阿伦特的“拥有权利的权利”的审议方面可以被视为提供了一种审议规范性建议的可能性,如koj<s:1>的平等权和人类大厦的改造。 事实上,“政治”的当代本体论在很大程度上要归功于阿伦特和koj<e:1>的现象学贡献(Marchart, 2005,2007)。在对政治的反思中,阿伦特和科约<e:1>夫都设计了权利现象学。虽然koj<e:1>赞同海德格尔对人类有限性的强调,但他的现象学更倾向于黑格尔-马克思主义的方法,通过争取承认的不同历史方面来阐明权利现象。相反,阿伦特引入了现象学的自然性概念,强调了人类在政治上创造新事物的内在能力。在阿伦特看来,政治权利出现在构成集体的公共审议领域。尽管存在分歧,科约<s:1>夫和阿伦特都认真对待马克思主义对权利形式主义与经济和帝国主义之间关系的批判。然而,阿伦特的现象学常常与她基于历史的批判相冲突。例如,她在《极权主义的起源》中运用了马克思主义对资产阶级公民社会的历史批判,但随后又在《人类状况》中驳斥了马克思的劳动理论。在最近的文献中,阿伦特越来越多地被视为人权现象学家(Bell, 2018;伯明翰,2006;帕尔克,2008)。与此同时,尽管他对20世纪现象学和欧陆哲学有着巨大的影响,但1943年写于1982年出版、2000年翻译成英文的科约<e:1>夫的《权利现象学纲要》(Outline of a phenomenology of Right)只得到了介绍性的处理(Frost, 1999;霜,Howse, 2000;罗斯,1983 b)。因为科约<s:1>夫的《权利现象学纲要》在他有生之年没有出版,阿伦特不可能对他的权利理论做出直接回应,例如,在她对社会经济权利的批判中。然而,她的理论可以被看作是对他对黑格尔和马克思的海德格尔现象学重塑的回应,她对黑格尔和马克思肯定很熟悉。本文将根据科约<s:1>夫和阿伦特各自的政治现象学对政治经济学和“社会问题”的影响,重构他们各自的政治现象学。虽然阿伦特对协商行为的阐述与科约<e:1>的政治存在主义形成了对立,但她的“社会”现象学驳斥了科约<e:1>提出的经济的政治和冲突维度,从而排除了对现代制度的重新配置。在这些现象学理论的背景下,本文接着审视了阿伦特和科约<e:1>夫对法国大革命和1848年后事件的哲学解释,并提出了他们对社会经济权利制度的不同观点。尽管阿伦特最初对权利形式主义和政治经济学进行了批判,但她的“社会”现象学迫使她拒绝法国大革命对经济权利的辩护;同时,她对1848年以后的政治事件的评价也仅限于与法国大革命的原则相背离的程度。与此形成鲜明对比的是,koj<e:1>认为法国大革命为1848年后的形式平等和实质平等奠定了基础。尽管存在这些差异,我认为koj<s:1>以一种双重姿态回应了阿伦特的“社会问题”。首先,koj<e:1>提供了一种现象学的解释,说明了“自然”存在的幻觉,这种幻觉掩盖了法国大革命的右翼形式主义遗产。其次,他的“平等权”概念允许对1848年后的国家和公民社会进行平等主义的重构,这在本质上解决了权利形式主义的问题,同时也预先考虑了阿伦特关于将国家和经济社会混为一谈的警告。本文认为,这种对国家和市民社会的重构,即现象学上的“衡平权”和社会主义财产关系的重构,使我们有可能重新思考当代社会经济权利的困境。虽然阿伦特的“拥有权利的权利”对民主理论做出了重大贡献,但这一概念背后的经济状况却不那么清晰和有争议。一方面,Parekh(2008)、Suuronen(2018)和Klein(2014)认为,阿伦特承认社会经济权利作为政治生活的先决条件的强大作用。另一方面,伯恩斯坦(1986)、范德华特(2012)和埃姆登(2019)认为,阿伦特认为“社会问题”对公共领域有害。下面这篇论文并不是对这场辩论的贡献,而是试图说明科约<s:1>的理论如何可以被视为对阿伦特“社会问题”的回答。因此,有必要对阿伦特的权利和“社会”理论作一个简短的探讨。 阿伦特在《极权主义的起源》中提出的“拥有权利的权利”的概念,据说在她后来的政治现象学《人类状况》(Birmingham, 2006;帕尔克,2008)。在书中,阿伦特借鉴了海德格尔对存在于世界的现象学分析,阐述了一种活跃的人类生活或活跃的生命(vita activa)的描述,这种生活受到行动、工作和劳动等基本现象的制约。阿伦特明白,尽管海德格尔试图克服抽象的主体性,但他的此在概念在政治上仍然是唯我论的(Benhabib, 2003, pp. 51-56)。与海德格尔的存在有限性的中心地位相反,阿伦特提出了一种“本性”的政治概念,表明人类出生在多元化的条件下,具有创造新事物的政治能力这意味着我们的政治存在不是由此在的个体化死亡来定义的,而是由诞生的独特性来定义的,这种独特性发生在“人类的团结”和“关系之网”中,人类的行动由此产生(阿伦特,1998,第180,183 - 184页)。受亚里士多德将人定义为一种会说话的动物的影响,阿伦特进一步从言语的非暴力力量的角度来设想行动人类能够在这个词的全部意义上行动,因为他们能够承认他人的多元性的存在,并“一致行动”,行使非暴力的话语力量,从而产生“政治”公共领域。这样,政治上的“拥有权利的权利”指明了属于话语政治共同体的基本权利,在此基础上,对其他权利的规范性理解得以发展。“拥有权利的权利”的政治现象的基础是与工作和劳动的前政治现象区别开来的。对于阿伦特来说,工作意味着人类创造物品的能力,这些物品可以形成暂时稳定和持久的“人类机器”。工作的活动,以及与之相关的“费伯人”(Homo Faber)这一形象,并不是恰当的政治,而是体现了可以被理解为捏造或工具理性的东西。阿伦特进一步将工作和Homo Faber与劳动及其所代表的现象学类型区分开来:动物劳动者。这些新的划界的赌注是很高的,因为在回应从洛克到史密斯和马克思的劳动理论家时,阿伦特的目标是建立一种对经济的现象学描述。“与工作的生产力不同,”她写道,“劳动力的生产力只是偶然地生产对象,主要与它自己的再生产手段有关……它除了生产生命之外,从来没有‘生产’过任何东西”(第88页)。这种通过劳动进行生命再生产的过程被阿伦特归入经济的“社会”领域。只要劳动活动的重复过程源于“自然必然性”——这对阿伦特来说是至关重要的——它们并不意味着他人在公共领域有任何有意义的参与,也不意味着维持公共领域的人类技巧。在缺乏政治参与的情况下,“社会”经济成为一个矛盾的非社会私人领域。基于这种劳动现象学,阿伦特甚至说“政治经济学”在术语上是矛盾的。koj<e:1>同样受到海德格尔的影响6,但他对存在主义现象学的政治重塑与他在《黑格尔解读导论》中对黑格尔和马克思的著名人类学解读是一致的(koj<e:1>, 1980)。根据koj<e:1>夫的核心现象学结构,他在《权利现象学大纲》(2000)中以更实际的术语阐述了这一结构,两种原始意识被对非自然目的的渴望所唤醒,即对他人欲望的唤醒。这种对被他人认可的“纯粹声望”的渴望产生了在一场致命的斗争中冒着生命危险的能力。这场斗争的结果最初以权力不对称为标志:由于害怕死亡而自愿放弃争取认可的斗争,被征服的意识成为胜利的他者,未来的主人的奴隶。然后,奴隶为主人的享受而劳动,以换取安全,例如,准备食物供另一个人食用。与阿伦特将劳动贬为前政治范畴相反,科约<e:1>夫将为他人而劳动视为劳动意识的首要政治特征。然而,由于没有认识到奴隶,主人意识并不满足于它为之奋斗的认识。因此,主人意识发现自己陷入了存在的僵局,而奴隶意识则通过主人所依赖的变革工作,拥抱对自然世界的掌握。koj<e:1>现象学的第二个政治方面是工作的变革和教育能力。 在主人的强制下,劳动意识的潜能逐渐被实现,劳动变成了人性化和教育性的工作。koj<e:1>(2000)将工作的本质描述为一个从自然的“此时此地”中抽象出来的过程,在这个过程中,工作意识将时空材料转化为持久的文化和技术制品。这种变革性的工作发展了人类思考和说话的能力,因为“保持客观现实,同时从自然世界中抽象出来……是违反存在的本质;而是在概念中并通过概念(逻各斯)来构想实在”(第432页)。如果为他人生产可以被理解为阿伦特“劳动”的政治变体,那么生产的教育和变革方面显然与“工作”重叠。可以肯定的是,koj<e:1>没有将劳动与工作分开,而是解释了历史上展开的多方面劳动-工作意识的辩证方面;他展示了为他人而劳动是如何与人为的制造交织在一起的,最后,形成性的工作是如何产生奴隶的能力,通过革命的行动来克服对死亡的恐惧和主人,这实现了在工作意识中被压抑的生存欲望。革命行动是劳动-工作的第三个也是最具政治性的方面,它允许将统治和奴役结合到因其个人工作而得到认可的“公民”形象中。虽然阿伦特在其已出版的作品中很少提及koj<e:1>(阿伦特,1977,第40、47页;(1992年,第57页),她熟悉他关于黑格尔的有影响力的研讨会和他的整个理论项目她的政治现象学可以看作是对koj<e:1>夫的回应:(1)用一种用言语阐述的行动理论取代了暴力的革命行动;(2)将劳动活动和制造理性与其政治形成角色脱钩,使其成为政治交际行为的“前政治”条件;(3)把劳动同所谓生命过程联系起来,进一步区分工作和劳动。阿伦特无疑正确地指出,科约<s:1>的生存斗争缺乏公共领域的审议方面;由于科约<s:1>夫相信人类的理性是由自然转化为技术和文化的工具而产生的,所以它仍然停留在费伯人的制造或工具理性的水平上。此外,如果是奴隶通过为他人工作而发展逻各斯,那么主人只能“无语”,这违背了koj<e:1>夫自己对古希腊贵族政治精神与希腊哲学家逻各斯的认同(1980,pp. 100-30;2000,第224页)。与此同时,如果阿伦特对工作和劳动的区分增加了仅由科约<e:1>暗示的细微差别,她从这两种现象中抽离了政治方面,使它们不受现代制度的政治转型的影响。至关重要的是,阿伦特自己可能会因为引入有问题的生命过程概念而受到批评,这是将政治斗争从经济领域中消除的基础。为此,阿伦特关于劳动和“社会”经济的现象学甚至受到了最严肃的阿伦特学者的批判。汉娜·皮特金(Hanna Pitkin, 1998)认为,阿伦特对“社会”的描述依赖于“Blob....”的意象一种可怕的、果冻状的物质……,它偏爱包裹并吞噬人类,并且随着每顿饭的增长而增长”(第4页)。皮特金观察到,尽管阿伦特自己在与马克思主义思想家的论战中告诫人们不要把这些类型的神秘化,但她仍然诉诸于一种“抽象的、“超越人类影响的人格化代理”,通过表达经济的自然生物必要性,以充满活力和有害的“斑点”的不可抗拒的力量表达(第6,11页)。阿伦特假定了这种超历史的、被贬低的“社会”的兴起,吉莉安·罗斯(Gillian Rose, 1992)解释说,这是她将自然差异与“社会发展和公认的差异:平等和不平等是历史建构的,‘政治’制度可能同样加强,也可能试图废除”(第226页)混淆的结果。相反,koj<s:1>明确地认为劳动不仅是一种自然现象,而且是一种人性化的现象。这种劳动的人为特征是以奴隶对非自然目的的原始欲望为前提的,而不仅仅是生存或繁殖。此外,奴隶出于对死亡的恐惧而放弃斗争,不是基于对自然死亡的恐惧,例如对疾病或老年的恐惧,而是基于对主人的恐惧,因为主人“一直到斗争的最后,直到承认的死亡”(koj<e:1>夫,2000年,第431页)。 这并不是把工作意识贬低为动物的劳动,而是阐明了它的生物生命与潜在的人类认知之间的联系他说,“为主人工作,为他人工作,努力而不从结果中获利,是违背动物本性的行为,违背了他的生物利益:这是否定他天生的动物本性,因此否定了一般的自然,自然的给予”(第431-432页)。koj<e:1>远非动物的劳动者,而是将工作意识假定为“人类的潜能”。此外,经济的特殊人性在于交换现象:“劳动产品的交换实现并揭示了这些产品和劳动本身的特殊人性:因为只有在真正的劳动存在时才有交换,这就是为什么在动物世界中没有交换”(第433页)。经济的人性归根到底源于劳动意识的潜在人性,源于劳动产品的相对自主性。因此,奴隶的生产和主人的消费不能归结为生产和消费的循环循环——生活必需品的领域——阿伦特将其归因于动物劳动者和“社会”领域。相反,劳动是一种关系性的、人性化的活动,而经济则强调是人性的和历史性的,由此可见,支撑经济关系的制度是可以转变的。这种劳动理论影响了koj<s:1>对经济和权利的概念化,避免将劳动归因于动物劳动者的生命复制活动:根据koj<e:1>的说法,“讨论权利的生物学‘理论’....是毫无意义的。权利是一种特殊的人类现象,在非人类的本性中是找不到的”(koj<e:1>, 2000, p. 117,译文修改)。尽管koj<e:1>对政治行动的理解存在局限性,但他对争取承认的斗争的现象学解释了历史上自主意识和工作意识之间的不对称是如何产生政治行动的。koj<e:1>将相互承认的可能性与随着法国大革命而出现的社会经济权利概念联系起来。相反,阿伦特认为法国大革命标志着“自然的”社会领域的“非自然的崛起”。在《人类状况》的历史论述中,阿伦特首次将费伯人(Homo Faber)和动物劳工的现象学类型学应用于希腊城邦的工匠和奴隶。虽然这两个人物都被排除在希腊的公共生活之外,但据说奴隶作为动物劳工,专门居住在家庭经济的隐私领域,oikos,用他们的身体劳动,以满足生活必需品(阿伦特,1998,第7、24、40、80页)。阿伦特强调,希腊人的智慧是保持家庭,这是必需品和最严格不平等的领域,与广场的公共领域分开,在广场上,希腊公民享有公民平等,可以审议城市事务(第32页)。这并不是说阿伦特赞同希腊的解决方案,即通过奴隶制制度来维持公共自由的领域。然而,希腊公民的行动能力确实反映了她的政治行动现象学理论。阿伦特哀叹,希腊人对政治的理解将会消失,首先是在罗马帝国私人领域和公共领域的共存中,然后是在中世纪公共领域的逐渐消失中,最后是在法国大革命的“火焰”中(1998年,第23、34、59页)。阿伦特在《论革命》(1990)中进一步阐述,法国大革命代表了一种生活的逆转政治行动的领域被费伯人的工具思维所支配,并最终被动物劳动者的非社会的、自然的需要所支配(第298页)。阿伦特澄清说,对“社会问题”的关注是对封建法国的压迫、大规模贫困和赤贫的回应,而革命者试图将自己从这些问题中解放出来(第60,112页)。在“他们天生的身体的支配下”,大量的穷人“冲向法国大革命的援助,激发了它,推动了它,最终把它送到了灭亡”(第60页)。在卢梭的著作和罗伯斯庇尔的行动中,人民的社会经济福利作为一种政治美德出现(第73-75页)。在这里,“社会问题”似乎是一种解决贫困问题的尝试,阿伦特坚持认为,不应该从政治上解决贫困问题,以免导致恐怖。因此,体现在大众福利需求中的“社会”被指责“淹没”了公共领域(第48、60页)。 这种浸没将政治降格为“政治经济学”,阿伦特发现这个术语是矛盾的,因为城邦和oikos应该保持分离,而不是合并为“全国性的内务管理”(1998,第28页)。阿伦特认为,法国革命者提出的“人类”概念是马克思阶级思想的前身,因为两者都源于生命本身的力量,并降低了人类的行动能力。据说马克思把劳动活动提升为整个社会的一个基本特征(第89-90页)。因此,他将古典政治经济学对个人利己主义生活的强调转变为“社会化的人类”,意味着失去了任何真正的政治行动的可能性。阿伦特的核心论点是,马克思所支持的“社会化的人类”的晚期现代理想旨在将人类还原为消费和生产的自然循环。根据这一论点,“剩下的是一种‘自然力’,一种生命过程本身的力量,所有人和所有人类活动都平等地服从于这种力量(‘思维过程本身就是一种自然过程’),它唯一的目标,如果它有目标的话,就是动物物种人类的生存”(第321页)。在试图解决“社会”经济问题的过程中,据说马克思遵循了法国大革命的传统,信奉了一种有害的“自由”学说,从而把自由拱手让给了必然性(第61 - 62,65页)。从阿伦特关于劳动、法国大革命和马克思的争议性论文的角度来看,科约<e:1>夫的方法可以被视为可疑的。然而,正如我将要展示的那样,科耶<s:1>夫的黑格尔现象学、马克思的政治经济学和对法国大革命的解释提出了一种更“可行”的社会经济权利概念,以至于它构成了阿伦特社会问题的解决方案。与阿伦特的“社会”经济的非政治特征相反,koj<e:1>(1980,第45页)将工作意识的现象学和经济的相关领域视为以法国大革命为高潮的“普遍历史”三个阶段背后的驱动历史力量。在《权利现象学大纲》(Outline of a Phenomenology of Right)中,koj<e:1>(2000)从这些阶段推导出对权利原则的辩证法解释正如Panu Minkkinen(2009)所解释的那样,工作意识和认可需求之间的相互作用作为权利的逻辑必要起源,“与Kelsen的基本规范是法律体系的‘先验逻辑’假设类似”(第120页)。与阿伦特类似,科约<s:1>夫对权利现象的历史阐述始于古希腊。然而,阿伦特回避奴隶制问题,而是从古希腊公民在集市上的话语活动中汲取灵感,而科约<e:1>特则从主仆辩证法中推导出“异教”权利原则。回想一下koj<e:1>的现象学图式,主人和奴隶都自愿承担一种人性化的存在风险。根据koj<s:1>夫的观点,这种风险的等量价值产生了条件平等或地位权利的贵族原则。然而,政治现实最初是不同的,主人在现实中拥有权利,而奴隶只有潜在的权利(koj<e:1>, 2000, pp. 219-222)。对于希腊主子来说,他们只有在发动战争时才是公民,条件平等的原则产生了平等主义的实践,如“原始共产主义”,贵族的普遍选举权,包括投票权和否决权的平等,以及战斗员可交换的共产主义原则(1980年,第57页;2000,第228,240页)。应用平等理想实际上是困难的,因为地位的肯定只以主人负的责任和义务的缺失为前提(2000年,第244页)。因此,遵循法律原则,贵族法本质上是刑法,禁止威胁严格平等和自治的行为(第244,250页)。正如贵族权利认为主人的地位是固定的一样,奴隶也被视为“天然的”。根据koj<e:1>的说法,这反映在亚里士多德的“自然奴役”哲学中,该哲学断言“人生来就具有奴隶或自由的‘本性’,他永远无法克服或改变它;主人和奴隶形成了两种截然不同的动物物种,不可简化或‘永恒’,两者都不能在不变的宇宙中离开其‘自然位置’”(1980,p. 224)由于奴隶主的观点不承认奴隶潜在的人性,贵族国家将拒绝承认奴隶是权利的主体(2000年,第234页)。然而,虽然贵族权利的概念本身并不矛盾,但它存在于社会矛盾中:不可能所有的人都是主人(第264页)。 这些社会矛盾产生了历史的发展:因为奴隶的工作被排除在其人类价值之外,希腊城邦将被无休止的战争所驱使,以获得声望,然后在罗马帝国中解体(1980年,第62页)。koj<s:1>夫随后阐明了“资产阶级”时期的法律原则,这一时期始于罗马帝国,以法国大革命为高潮。正如我们所看到的,工作意识最初寻求认可,但为了换取安全而放弃了斗争(2000年,第223、252页)。从这种交换中,koj<e:1>得出了为他人工作的义务和安全利益之间的对等原则。因此,对于工作意识而言,出现的不是自主贵族状态的平等,而是权利与义务之间的契约对等。按照这种资产阶级的正义原则,正如koj<e:1>解释的那样,财产权不再是静态的,而获得了交换的特征(第259页)。因为财产关系归结为经济交换、工作和努力,等价权提供了相互承认的可能性。贵族地位权受到资产阶级契约权的挑战,尤其是因为资产阶级原则承认每个人的工作,而不是一个特定群体的地位(第235、259、260-261页,第18、434页)。与此同时,现代国家以“社会契约”为前提,只有“在权利和义务之间存在等价”时才接受贵族地位的有效性(第261页)。例如,在对现代社会契约理论的暗示中,koj<e:1>指出,资产阶级法律要求财产所有者耕种土地(第258-259页,第17页)。如果贵族主人与法律主体相吻合,现代资产阶级法权就容易发生变化,成为它的“他者”,与贵族法权发生意义上的融合。这是用现象学的术语来阐述的:工作意识不仅来自契约对等原则,而且来自拥有这种安全权利的法律概念(第257页)。这就是说,工作意识即使没有立即实现,也已经认为自己具有法律地位。随着“社会契约”的现代状态的历史确立,资产阶级的等价权要想实现,就必须与贵族的平等权融合:等价权倾向于承认平等权(第265页)。这种融合发生在法国大革命中,它产生了一个“公民-资产阶级”的综合体,其他公民相互承认,他们既有地位,又有责任(第445页)。正如koj<e:1>所言,劳动意识不再是奴隶,而是通过成为革命后国家的公民而成为统治者(第266页)。对于koj<e:1>来说,法国大革命背后的力量不是阿伦特所说的自然的非自然的崛起,而是将地位平等权和契约权之间的法律综合以及权利和义务之间的等同制度化的必要性。与把人民的解放不是作为公民而是作为malheureux归因于法国大革命相反,koj<s:1>发现法国大革命具有人类满足和相互承认的可能性。法国大革命遗产的利害攸关之处在于法国大革命时期的资产阶级公民和1848年后的社会主义公民所体现的原则之间的区别,以及国家和公民社会的不同制度配置。阿伦特对国家和市民社会在经济上的模棱两可并不陌生。Rose(1992)认为《极权主义的起源》的前两部分是对马克思关于矛盾的资产阶级解放和随之而来的国家与公民社会分裂的描述的最持久的尝试(第217页)。阿伦特认为,形式上的平等意味着实质上的不平等,它源于“基于法律面前平等的政治主体与基于阶级制度不平等的社会之间的根本矛盾”(阿伦特,1973,第12页)。在反犹主义、民族主义和帝国主义的起源中,这种矛盾从历史和社会学的角度进行了研究(Rose, 1992, pp. 216-223)。Artemy Magun(2012)、Werner Hamacher和Ronald Mendoza-de Jesús(2014)进一步证明,阿伦特的理论框架与马克思对法律形式主义和自由主义国家的批判有着惊人的相似之处。然而,当阿伦特的现象学偏离了这一见解,并且相当有争议地将现代经济社会歪曲为一个必然性和生命循环的领域时,问题就出现了。 这不仅排除了对人类技巧的社会和历史条件下的不平等的现象学分析,特别是“明显分离但相互对立的制度的构成,它们以国家和公民社会为前提并相互牵连”(Rose, 1992,第231页),而且还导致阿伦特从政治上贬低对福利的关注的角度来描绘法国大革命的遗产。在这样做的过程中,她排除了任何可能承认和抵消条件不平等的现代权利观念。相反,但与阿伦特自己对资产阶级解放的批判一致,科耶<e:1>夫对法国大革命提出了现象学的解释,揭开了历史资产阶级市民社会的“自然”困境——“社会”——的神秘面纱,并提出了1848年后国家和市民社会的内在重构。正如我们在科约<s:1>的平等原则与等价原则之间的辩证法中所看到的那样,从劳动意识中出现的资产阶级,天生就倾向于改变,并成为它的“他者”。根据koj<e:1>的权威概念(2014),这意味着资产阶级试图忘记他们的“卑微”起源,并倾向于否认过去(第64页)。资产阶级在成为革命者的时候,抛弃了自己在过去封建制度下的卑躬屈膝的政治地位,拥抱未来的首要地位,这一革命计划在拿破仑法典中得以实现。从1789年的法国大革命到1848年,这种反对旧的改革体制的转向一直持续到未来。然而,从1848年开始,“未来变成了另一个‘阶级’的要求……未来以‘革命计划’的名义介入现在,而不是89年的革命计划。”资产阶级拒绝了过去,反对工人阶级的革命计划,这样做也拒绝了未来。这标志着koj<e:1>所说的从1848年到写作时间(1942年)之间的“资产阶级统治”时期,在此期间,国家被资产阶级“吸收”(第69页)。这种描述解释了资产阶级解放的历史矛盾,它创造了“自然”存在的幻觉,当然,阿伦特在她对“社会”的描述中并没有忽视这一点,尽管是片面的。正如koj<e:1>所观察到的,在1848年后的时期,资产阶级生活在“一个‘自然的’当下,非人类的,非历史的,非政治的”(第65页)。只要对资产阶级来说政治现实消失了,它的存在就会受到“动物”方面的支配(第66页)。因此,我们可以说,并不是法国的无套裤汉和马克思主义者,像阿伦特所争辩的那样,把政治简化为动物劳动者的自然存在,而是资产阶级转而反对过去和未来,从而把政治存在简化为连续的“自然的”现在。同样,问题不在于自然的永恒再现的兴起,而在于这种“自然性”的幻觉,它掩盖了资本主义制度下资产阶级解放的矛盾方面。在连续的“自然”存在中,生命的抽象性被资产阶级通过排除工人阶级对实质平等的要求而得以维持。通过这种方式,科约<e:1>提供了1848年后资产阶级自然存在的幻觉背后的历史决定因素。当然,这与阿伦特对1848年后事件的看法形成鲜明对比。虽然她认识到马克思所概述的国家与公民社会之间的后革命矛盾,但她拒绝承认法国大革命与她所认为的19世纪和20世纪真正的政治革命之间的连续性。与强调1848年后出现的工人阶级利益的科约<s:1>夫不同,阿伦特调查了(1990)这些事件,以寻找革命传统中能够将公众舆论的繁荣与持久的共和制度结合起来的“失落的宝藏”(第227-228页)。虽然她承认法国大革命确实带来了公共领域,阿伦特驳斥了法国的传统,因为它最终优先考虑了代表大会,据说它以牺牲革命社团和俱乐部为代价,维护了“整个法国人民的伟大大众社会”的福利(第241-246页)。重要的是,阿伦特驳斥了从1848年劳动驱动的法国大革命中产生的委员会,认为它只是延续了法国大革命对社会问题的关注(第262页)。同时,她认为1871年的巴黎公社、1905-1917年的苏维埃、1918-1919年的德国Rätesystem和1956年的匈牙利议会制度都是左翼政党政治的对立面,她正确地认为左翼政党政治是法国大革命传统的组成部分(第257-266页)。 在这里,阿伦特依赖于卢森堡对列宁-托洛茨基的政党专政理论的批判(第264页),但说明性地省略了卢森堡对社会主义政治内部压制政治自由的批判。阿伦特认为公共空间的沟通能力具有重要意义,而不是重新配置现代“韦伯式”代表机构或革命政党政治的尝试,因此,阿伦特认可1848年后的政治事件,只是因为它们偏离了法国大革命的原则。正如我们所看到的,koj<e:1>没有提供一个关于公共领域的持续视角,这是他基于政治存在主义的理论的主要弱点。尽管如此,他可以被看作是对“社会问题”的回答。他这样做是一种双重姿态。首先,他解释了资产阶级市民社会“自然”存在的幻觉,这一幻觉使阿伦特用他的现象学的权利原则来阐释“社会”——“blob”——的观点变得不那么神秘。第二个姿态是肯定的,因为他在1848年后的事件精神中提出了国家机构和公民社会的规范重构。在《权利现象学大纲》中,koj<e:1>(2000)对资产阶级统治下的资本主义财产权进行了现象学批判,也就是说,在资产阶级公民社会(b<s:1> rgerliche Gesellschaft)中。特别是,koj<e:1>解释了资产阶级的“自然”存在的形式资本主义伪综合的国家和经济社会。这种资本主义的准综合是对平等原则和等价原则的曲解。基于这种综合的形式权利之所以是错误的,是因为它排除了对认可和工作的渴望(第449页)。资本主义财产所有人遵循贵族原则,视财产为世袭财产。然而,财产是任意传递的,既不需要通过斗争来证明自己是贵族主人,也不需要通过工作来换取通过遗产获得的财产。资产阶级在反抗了旧制度之后,自己变成了新的贵族。然而,这种新的资产阶级贵族并没有像最初的贵族权利那样产生贵族平等主义的财产权;“它承认财产在事实上和在权利上都是不平等的”(第450页,翻译已修改)。这是因为资本主义产权遵循资产阶级的对等原则,将所有财产简化为货币价值,同时又通过逃避交换义务,将产权比作贵族的静态权利。因为交换的必要性被静态的贵族原则腐蚀了,财产被积累起来,变成了资本:“一个可移动的比一个不可移动的。”这种继承和积累的财产资本通过转化为金融资本而产生收入;“资本贷款以这么高的利率被收购。”此外,这种资产阶级和贵族权利的伪综合,即继承的随意性和资本的不平等积累的综合,是为了所有者的利益,而不是为了工人的利益(第450页,第170页)。工人生产的财产完全按照资产阶级的等价原则来处理,但没有获得资本家积累起来的任何剩余。在这里,koj<e:1>用他的政治现象学阐述了黑格尔和马克思对资产阶级市民社会的批判。这两项权利原则的正式或“不完美的综合”是对承认的需要的综合,承认的社会化创造了国家,而工作意识导致了经济社会的构成(第428页)。与这种法律形式主义相对应的“不完善的”社会结构是资产阶级市民社会。虽然koj<e:1>的解释反映了马克思关于资产阶级市民社会没有什么“自然”的见解(马克思和恩格斯在Keane, 1998, pp. 63-64中被引用),但他对这种“不完美”综合的纠正更符合黑格尔对权利制度配置的强调。与马克思不同,科约<e:1>夫不相信市民社会会“解放”到无产阶级,也不相信司法领域应该被废除。相反,他将法国大革命的平等主义承诺作为一种社会经济权利的转变加以复兴。这里的利害关系是从法国大革命的共和原则过渡到阿兰·巴迪欧(Alain Badiou, 2013)所说的第二个平等主义原则,而这个原则尚未实现。与阿伦特关于不要将经济与政治混为一谈的建议相反,科约<e:1>夫试图在贵族的中央集权财产的集体性质与以交换为基础的个人主义资产阶级经济之间找到正确的综合。
The state and society reconfigured: Resolving Arendt's “social question” through Kojève's “right of equity”
The equivocation of modern civil society—its democratic potential and the actuality of economic inequality—has been accentuated by the political situations in the East and West during the 20th century. In the former, the democratic potential of civil society was stifled under state socialism, while in the latter, the welfarism of state capitalism kept the exploitative features of capitalist civil society intact. With the collapse of “actually existing socialism” in the East and the perceived intellectual demise of Marxism everywhere, the neoliberal era in the West was marked by optimism in automation and the promotion of “democracy and human rights” in the East and the Global South. However, as a result of the neoliberal reconfiguration of the state and civil society, human rights became associated almost solely with formal liberties at the expense of substantive social rights, so much so that, as Samuel Moyn (2018) argued, “human rights have become prisoners of the contemporary age of inequality” (p. 6). This article departs from the presumption that it is not enough to only criticize neoliberalism. Instead, it is necessary to think of an affirmative way to reconfigure the relationship between the state and society and reconstruct the normative foundations of social rights out of the modern intellectual tradition.
The modern analysis of rights formalism can be seen as stemming from Hegel's critique that while Kant and Fichte's philosophies of right hinge on the primacy of subjective autonomy, the subject itself should be understood as historically and socially conditioned. Once formal rights are revealed as conditioned by historically identifiable social relations, the question of rights can be recast in terms of substantial inequality and its potential overcoming.1 This critique of right formalism was extended by Marx to the analysis of property relations under 19th-century capitalism. It is not that Marx rejected traditional formal rights and the liberal conception of justice, but offered an immanent critique of these rights in the conditions of substantial inequities determined by capitalist property ownership (Shoikhedbrod, 2019).
However, 20th-century Continental political philosophy significantly deviated from the critique of rights formalism and the question of substantial (in)equality. Contemporary Continental thinkers disavow notions of juridical rights altogether (Agamben, 1998, 1999; Hardt & Negri, 2003), recast the question of human rights in terms of radical democracy (Lefort, 1988; Rancière, 2004), or discuss the question of law and right in neo-Kantian ethical terms (Derrida, 2006; Lévinas, 1998).2 Influenced by Arendt's thinking about the communicative aspect of political action, Habermas (2001) theorized economic welfare as a condition of deliberative democracy. However, his theory of justice advances socioeconomic rights without offering a critique of economic exploitation. Similarly, Honneth's (1996) elaboration of intersubjective recognition downplays the socioeconomic critique of rights formalism. These contributions signify not only a departure from the Hegelian–Marxian tradition toward a formalistic approach to rights but also an abandonment of the phenomenological approach to the social ontology of right. In this respect, it is particularly striking that the “capabilities approach,” responding to Rawls's liberal and formalistic A Theory of Justice (1971) from the analytic philosophy tradition, provides a deeper understanding of social rights (Nussbaum, 2011; Sen, 2005).
To resuscitate the phenomenological way to expound rights that is simultaneously attentive to the historical reality, in particular the persistence of the modern contradiction between the institutions of the state and civil society, this paper will revisit Arendt's phenomenology of right and her critique of welfare rights by contrasting it to Kojève's phenomenological approach to substantial rights. The contemporary ontology of the “political” as it is understood in the Continental philosophy tradition is largely attributed to 20th-century phenomenology (Marchart, 2007; Mihai, McNay, Marchart, et al., 2017, White, 2000). Heidegger's early writings, notably Being and Time, stand out for their ontological exploration of Dasein's anxiety-toward-death—an awareness of finitude that shapes our temporal existence—and the interplay between lived experience so understood and historical hermeneutics. Yet, the revelations from the Black Notebooks caution that the political implications of Heidegger's phenomenology cannot be disentangled from his disgraceful Nazi affiliations (Wolin, 1993, 2023). This problem was perceptively recognized by his contemporaries such as Arendt and Kojève, who crafted explicitly political phenomenologies in response to Heidegger's apolitical or Nazi-leaning philosophical musings. In fact, the contemporary ontology of the “political” owes much to the phenomenological contributions of Arendt and Kojève (Marchart, 2005, 2007).
In reflecting on the political, both Arendt and Kojève devised phenomenologies of right. While Kojève concurs with Heidegger's emphasis on human finitude, his phenomenology leans more toward a Hegelian–Marxian approach, articulating the phenomenon of right through different historical aspects of the struggle for recognition. Conversely, Arendt introduces the phenomenological concept of natality, underscoring the innate human capacity to create anew politically. In Arendt's perspective, political rights emerge in the realm of public deliberation that constitutes the collective. Regardless of their differences, both Kojève and Arendt took seriously the Marxian critique of rights formalism in relation to the economy and imperialism. However, Arendt's phenomenology is often at odds with her otherwise historically grounded critique. For example, she deploys a Marxian historical critique of bourgeois civil society in The Origins of Totalitarianism, but subsequently rejects it in what can be seen as her polemics against Marx's theory of labor in The Human Condition.
In recent literature, Arendt is increasingly presented as the phenomenologist of human rights (Bell, 2018; Birmingham, 2006; Parekh, 2008). At the same time, despite his immense influence on 20th-century phenomenology and Continental philosophy,3 Kojève's Outline of a Phenomenology of Right, written in 1943, published in 1982, and translated into English in 2000, has received only introductory treatment (Frost, 1999; Frost & Howse, 2000; Roth, 1983b). Because Kojève's Outline of a Phenomenology of Right was not published during his lifetime, Arendt could not have possibly offered a direct response to his theory of right, for example, in her critique of socioeconomic rights. However, her theory can be seen as a response to his Heideggerian phenomenological recasting of Hegel and Marx, with which she was definitely familiar.
This paper will reconstruct Kojève and Arendt's respective political phenomenologies in light of their implications for political economy and the “social question.” While Arendt's articulation of deliberative action presents a counterpoint to Kojève's political existentialism, her phenomenology of the “social” dismisses the political and conflictual dimension of the economy advanced by Kojève, thus precluding a reconfiguration of modern institutions. Against the backdrop of these phenomenological theories, the paper then scrutinizes Arendt and Kojève's philosophical interpretations of the French Revolution and the events post-1848 apropos their contrasting viewpoints on the institutions of socioeconomic rights.
Despite her initial critique of rights formalism and political economy, Arendt's phenomenology of the “social” compels her to reject the French Revolution's vindication of economic rights; meanwhile, she only appreciates the political events post-1848 to the extent that they diverge from the principles of the French Revolution. In stark contrast, Kojève perceives the French Revolution as providing both the foundation for formal equality and the potential for substantive equality post-1848. Despite these differences, I argue that Kojève responds to Arendt's “social question” by way of a double gesture. Firstly, Kojève offers a phenomenological account of the illusion of “natural” existence that conceals the French Revolution's legacy of right formalism. Secondly, his concept of the “right of equity” permits an egalitarian reconfiguration of the state and civil society post-1848, which tackles the problem of right formalism immanently, while preemptively considering Arendt's warning against conflating the state and economic society. The article suggests that this reconfiguration of the state and civil society, conceptualized as the phenomenological “right of equity” and socialist property relations, makes it possible to rethink the contemporary predicament of socioeconomic rights.
While Arendt's “right to have rights” presents a significant contribution to democratic theory, the status of economic conditions behind this notion is less clear and debated. On the one hand, Parekh (2008), Suuronen (2018), and Klein (2014) argue that Arendt acknowledges the strong role of socioeconomic rights as a precondition of political life. On the other hand, Bernstein (1986), van der Walt (2012), and Emden (2019) contend that Arendt sees the “social question” as detrimental to the public realm. The following paper is not a contribution to the debate, but an attempt to show how Kojève's theory can be seen as an answer to Arendt's “social question.” A short excursus into Arendt's theory of right and “the social” is thus required.
Arendt's notion of the “right to have rights” from The Origins of Totalitarianism is said to receive its full meaning in her later political phenomenology of The Human Condition (Birmingham, 2006; Parekh, 2008). There, Arendt draws on Heidegger's phenomenological analysis of being in the world to expound an account of active human life, or vita activa, conditioned by the fundamental phenomena of action, work, and labor. Arendt understood that, despite Heidegger's attempt to overcome abstract subjectivity, his notion of Dasein remains politically solipsistic (Benhabib, 2003, pp. 51–56). In contrast to the centrality of existential finitude in Heidegger, Arendt offers a political notion of “natality” that indicates that humans are born in the condition of plurality and with the political ability to create anew.4 This means that our political existence is not defined by the individualizing death of Dasein but rather by the singularity of birth that takes place in the “human togetherness” and “the web of relations” out of which human action springs forth (Arendt, 1998, pp. 180, 183–184). Influenced by Aristotle's definition of the human as a speaking animal, Arendt further conceives action primarily in terms of the nonviolent power of speech.5 Humans can act in the full sense of the word because they are capable of acknowledging the presence of the plurality of others and “acting in concert,” exercising nonviolent discursive power that gives rise to the “political” public sphere. In this way, the political “right to have rights” designates the fundamental right to belong to a discursive political community, on the basis of which a normative understanding of other rights can develop.
The foundational to the “right to have right” political phenomenon of action is distinguished from the pre-political phenomena of work and labor. For Arendt, work signifies the human ability to create objects that form a temporally stable and durable “human artifice.” The activity of work, and its correlated figure Homo Faber, is not properly political and embodies what can be understood as fabricating or instrumental rationality. Arendt further distinguishes work and Homo Faber from labor and the phenomenological type that it represents: the animal laborans. The stakes of these novel demarcations are high, for in responding to theorists of labor, from Locke to Smith and Marx, Arendt aims to establish a phenomenological description of the economy as such. “Unlike the productivity of work,” she writes, “the productivity of labor power produces objects only incidentally and is primarily concerned with the means of its own reproduction…it never ‘produces’ anything but life” (p. 88). This process of life's reproduction through labor is relegated by Arendt to the “social” sphere of the economy. Insofar as the repetitive processes of the laboring activity stem from “natural necessity”—and this is crucial for Arendt—they do not imply any meaningful participation of others in the public realm, or the human artifice that would sustain the public realm. In the absence of political participation, the “social” economy becomes a paradoxically asocial private sphere. Based on this phenomenology of labor, Arendt goes as far as to say that “political economy” is a contradiction in terms.
Kojève was likewise influenced by Heidegger,6 but his political recasting of existential phenomenology is in line with his famous anthropological reading of Hegel and Marx in Introduction to the Reading of Hegel (Kojève, 1980). According to Kojève's central phenomenological structure, which he elaborates in more practical terms in Outline of a Phenomenology of Right (2000), two original consciousnesses are awakened by the desire for a nonnatural end, that is, for the other's desire. This desire for the “pure prestige” of recognition by the other yields the capacity to risk their lives in a mortal struggle. The result of this struggle is initially marked by power asymmetry: having voluntarily renounced the struggle for recognition out of fear of death, the vanquished consciousness becomes enslaved to the victorious other, the future master. The slave then labors for the enjoyment of the master in exchange for security, for example, by preparing food for the other's consumption. In contrast to Arendt's debasement of labor to a prepolitical category, Kojève sees labor for the other as the first political characteristic of the laboring consciousness. Having not recognized the slave, however, the master consciousness is not satisfied with the recognition it fought to attain. As a result, the master consciousness finds itself in an existential impasse, while the slave consciousness embraces its mastery of the natural world through transformative work on which the master depends.
The second political aspect of Kojève's phenomenology is this transformative and educative capacity of work. Under the master's coercion, the working consciousness's potential is gradually realized as labor becomes work that humanizes and educates. Kojève (2000) describes the essence of work as a process of abstraction from the natural “here and now,” wherein the working consciousness transforms the spatiotemporal material into lasting cultural and technological artifacts. This transformative work develops the human capacity to think and speak, insofar as “to preserve objective reality while abstracting from the natural hic et nunc…is to violate the essence of existence; it is to conceive reality in and by a concept (Logos)” (p. 432). If producing for the other can be understood as a political variant of Arendtian “labor,” then the educative and transformative aspect of production clearly overlaps with “work.” To be sure, Kojève does not separate labor from work, but rather accounts for the dialectical aspects of the multifaceted laboring-working consciousness that unfolds historically; he shows how labor for the other is intertwined with the fabrication of human artifice, and, finally, how the formative work yields the slave's capacity to overcome the fear of death and the master through revolutionary action, which actualizes the repressed existential desire for recognition in the working consciousness. Revolutionary action is the third and most political aspect of labor–work, which allows for the incorporation of both mastery and slavery into the figure of the “citizen” who is recognized for their individual work.
While Arendt's references to Kojève in her published works are scarce (Arendt, 1977, pp. 40, 47; 1992, p. 57), she was familiar with his influential seminars on Hegel7 and his overall theoretical project.8 Her phenomenology of the political can be seen as a response to Kojève that (1) replaces the violent revolutionary action with a theory of action expounded in terms of speech; (2) decouples laboring activity and fabricating rationality from their politically formative role, instead making them “pre-political” conditions for political communicative action; (3) further distinguishes between work and labor by linking the latter to the so-called life-process. Arendt would be doubtlessly correct to point out that Kojève's existential struggle for recognition lacks the deliberative aspect of the public sphere; and because Kojève believes human reason is engendered by the transformation of nature into technological and cultural artifice, it remains at the level of fabricating, or instrumental, rationality of Homo Faber. Furthermore, if it is the slave who develops Logos through the work for the other, the master can be only “speechless,” which goes against Kojève's own identification of the Ancient Greek aristocratic political ethos with the Logos of Greek philosophers (1980, pp. 100–30; 2000, p. 224).
At the same time, if Arendt's distinction between work and labor adds nuance that is only implied by Kojève, her evacuation of the political aspect from both of these phenomena makes them impervious to political transformation through modern institutions. Crucially, Arendt can be herself criticized for introducing the problematic notion of life-process, which is the basis of the elimination of political struggle from the realm of economy. To this end, Arendt's phenomenology of labor and the “social” economy has been criticized even by the most serious Arendt scholars. Arendt's description of the “social,” as Hanna Pitkin (1998) argues, relies on the imagery of the “Blob….a monstrous, jellylike substance…, which has a predilection for coating and then consuming human beings and grows with each meal” (p. 4). While Arendt herself cautioned against these types of mystifications, observes Pitkin, in her polemics against Marxian thinkers, she nonetheless resorts to an image of an “abstract, personified agency beyond human influence” by articulating the economy in terms of natural biological necessity expressed in the irresistible force of the vitalistic and pernicious “blob” (pp. 6, 11). Arendt posits the rise of this transhistorical and debased “social,” Gillian Rose (1992) explains, as a result of her confusing natural differences with “socially developed and recognized differences: the equality and inequality which are historical constructions, and which ‘political’ institutions may equally reinforce as seek to abolish” (p. 226).
In contrast, Kojève unequivocally views labor as not merely a natural phenomenon but a humanizing one. This anthropogenic character of labor is premised on the slave's original desire for a nonnatural end, not mere survival or procreation. The slave renunciation of the struggle out of the fear of death is moreover based not on the fear of natural death, such as from disease or old age, but from the fear of the master, who “goes to the very end of the Struggle to the death of Recognition” (Kojève, 2000, p. 431). This does not demean the working consciousness to an animal laborans, but instead illuminates the connection between its biological life and potential human recognition.9 He states, “to work for the Master, to work for another, to exert effort without profiting from the results, is to act against animal nature, against his biological interests: it is to negate his innate animal nature, and consequently to negate Nature in general, the natural given” (pp. 431–432). Far from an animal laborans, Kojève posits the working consciousness as a “human in potentiality.” Further, the specific human character of the economy lies in the phenomenon of exchange: “Exchange of the products of Work realizes and reveals the specifically human character of these products and of Work itself: for there is only exchange when there is genuine Work, and this is why there is no Exchange in the animal world” (p. 433). In the final analysis, the human character of economy originates from the working consciousness's potential humanity and from granting the products of labor relative autonomy.
Production by the slave and consumption by the master are then not reducible to the recurring cycle of production and consumption—the realm of life's necessity—attributed by Arendt to the animal laborans and the “social” realm. Instead, labor is a relational and humanizing activity, while the economy is emphatically human and historical, from which follows that the institutions underpinning economic relations can be transformed. This theory of labor informs Kojève's conceptualization of the economy and rights that avoids attributing labor to a life-reproducing activity of animal laborans: it is pointless, according to Kojève, “to discuss the biological ‘theories’ of Right….Right is a specifically human phenomenon and is not found in non-human nature” (Kojève, 2000, p. 117, translation altered).
In spite of the limitations of Kojève's understanding of political action, his phenomenology of the struggle for recognition explains how the asymmetry between autonomous and working consciousnesses yields political action throughout history. Kojève identifies the possibility of mutual recognition with the concept of socioeconomic rights that emerged with the French Revolution. In contrast, Arendt sees the French Revolution as marking the “unnatural rise of the natural” social realm.
In the historical exposition of The Human Condition, Arendt first applies the phenomenological typology of Homo Faber and animal laborans to craftsmen and slaves in the Greek polis. Although both these figures are excluded from Greek public life, it is the slave as animal laborans who is said to dwell exclusively in the realm of privacy of the household economy, the oikos, and labor with their bodies to tend to the necessities of life (Arendt, 1998, pp. 7, 24, 40, 80). Arendt emphasizes that the Greek wisdom was to keep the household, the domain of necessity and strictest inequality, separate from the public realm of the agora, where Greek citizens enjoyed civic equality to deliberate city affairs (p. 32). This is not to suggest that Arendt approves of the Greek solution to maintain the realm of public freedom with the institution of slavery. However, the capacity for action of Greek citizens does reflect her phenomenological theory of political action. The Greek understanding of politics will be lost, Arendt laments, first in the coexistence of the private and public sphere in the Roman Empire, then in the gradual disappearance of the public realm in the Middle Ages and, finally, in the “fire” of the French Revolution (1998, pp. 23, 34, 59).
Arendt further elaborates in On Revolution (1990) that the French Revolution represents a reversal in vita activa.10 The sphere of political action becomes dominated by the instrumental thinking of Homo Faber and, ultimately, by the asocial, natural needs of animal laborans (p. 298). Arendt clarifies that the fixation on the “social question” occurred as a response to oppression, mass poverty, and destitution in feudal France, which the revolutionaries sought to liberate themselves from (pp. 60, 112). Acting under the “dictate of their natural bodies,” the multitude of the poor “rushed to the assistance of the French Revolution, inspired it, drove it onward, and eventually sent it to its doom” (p. 60). In the writings of Rousseau and the actions of Robespierre, the socioeconomic welfare of the people emerged as a political virtue (pp. 73–75). Here, “the social question” appears as an attempt to address the problem of poverty which, Arendt maintains, should not be tackled politically lest it lead to terror. The “social,” embodied in the welfare needs of the multitude, is thus accused of “submersing” the public realm (pp. 48, 60). This submersion degrades politics into “political economy,” a term Arendt finds contradictory since polis and oikos should remain separate rather than merged into a “nation-wide administration of housekeeping” (1998, p. 28).
Arendt contends that the notion of “mankind” introduced by the French revolutionaries is a progenitor of Marx's thinking about class, as both emanate from the force of life itself and reduce the human ability to act. Marx is said to have elevated the laboring activity to an essential characteristic of the whole of society (pp. 89–90). As a result, his transformation of classical political economy's emphasis on individual egoistic life into “socialized mankind” meant that any possibility of genuine political action was lost. Arendt's central polemical point is that the late modern ideal of “socialized humanity” espoused by Marx aims at reducing humanity to the natural circuit of consumption and production. According to this thesis, “what was left was a ‘natural force,’ the force of the life process itself, to which all men and all human activities were equally submitted (‘the thought process itself is a natural process’) and whose only aim, if it had an aim at all, was survival of the animal species man” (p. 321). In attempting to solve the “social” economic question, Marx is said to have followed the French Revolutionary tradition and espoused a pernicious doctrine of “liberty,” thereby abdicating freedom to necessity (pp. 61–62, 65).
From the perspective of Arendt's contentious thesis on labor,11 the French Revolution, and Marx, Kojève's approach can be seen as suspect. However, as I will show, Kojève's Hegelian phenomenology, Marxian political economy, and interpretation of the French Revolution present a more “workable” conception of socioeconomic rights, so much so that it constitutes a resolution of Arendt's social question. In contrast to the apolitical character of Arendt's “social” economy, Kojève (1980, p. 45) treats the phenomenology of the working consciousness and the correlated sphere of the economy as the driving historical force behind the three stages of “universal history” culminating in the French Revolution. In the Outline of a Phenomenology of Right, Kojève (2000) derives from these stages a dialectic account of principles of right.12 As Panu Minkkinen (2009) explains, the interplay between the working consciousness and the need for recognition serves as a logically necessary origin of right in “a similar way as Kelsen's basic norm is the ‘transcendental-logical’ assumption of the legal system” (p. 120).
Similar to Arendt, Kojève's historical exposition of the phenomenon of right begins with the ancient Greeks. However, while Arendt evades the problem of slavery and instead draws inspiration from the discursive activity of ancient Greek citizens in the agora, Kojève derives the principle of “pagan” right from the master and slave dialectic. To recall Kojève's phenomenological schema, the master and the slave both voluntarily undertake a humanizing existential risk. The equal value of this risk,13 according to Kojève, generates the aristocratic principle of equality of condition, or the right of status. However, the political reality is initially different, with the master having the right in actuality and the slave only in potentiality (Kojève, 2000, pp. 219–222). For the Greek masters, who are citizens only insofar as they make war, the principle of equality of condition generates egalitarian practices such as “primitive communism,” universal suffrage of aristocrats, including the equality of votes and the right of veto, and the communitarian principle of exchangeability of combatants (1980, p. 57; 2000, pp. 228, 240). Applying the equality ideal is practically difficult because the affirmation of status presupposes only negative duties on the part of masters and the absence of obligations (2000, p. 244). Thus, following the principle of lex talionis, aristocratic law is essentially criminal law and prohibits actions that threaten strict equality and autonomy (pp. 244, 250).
Just as aristocratic right treats the status of masters as fixed, slaves are treated as “natural.” This, according to Kojève, is reflected in Aristotle's philosophy of “natural slavery,” which asserts that “[m]an is born with a slavish or free ‘nature,’ and he will never be able to overcome or modify it; Masters and Slaves form something like two distinct animal species, irreducible or ‘eternal,’ neither of which can leave its ‘natural place’ in the immutable Cosmos” (1980, p. 224).14 Since the potential humanity of the slave is not recognized from the master's point of view, the aristocratic state will refuse to recognize slaves as subjects of right (2000, p. 234). However, while the concept of aristocratic right is not contradictory in itself, it exists in social contradictions: All human beings cannot be masters (p. 264). These social contradictions generate historical development: Because the slave's work is excluded from being recognized in its human value, the Greek city-states will be driven by perpetual wars for prestige and then dissolved in the Roman Empire (1980, p. 62).
Kojève then articulates the legal principle underlying the “bourgeois” period that began with the Roman Empire and culminated in the French Revolution. As we have seen, the working consciousness initially sought recognition but abandoned the struggle in exchange for security (2000, pp. 223, 252). From this exchange, Kojève derives the principle of equivalence between the duty of working for others and the benefits of security. What appears just for the working consciousness is then not the equality of an autonomous aristocratic condition but the contractual equivalence between rights and duties. Following this bourgeois principle of justice, as Kojève explains, the property right ceases to be static and acquires the characteristics of exchange (p. 259). Because property relations boil down to economic exchange, work, and effort, the right of equivalence offers a potential for mutual recognition. The aristocratic right of status is challenged by the bourgeois right of contract, not the least because the bourgeois principle recognizes the work of everyone, not the status of a particular group (pp. 235, 259, 260–261, n18, 434). Coevally, the modern state becomes premised on a “social contract” that accepts the validity of aristocratic status only “if there is an equivalence between droits and duties that it implies” (p. 261). For example, in an allusion to the modern social contract theory, Kojève notes that bourgeois law requires property owners to work the land (pp. 258–259, n17).
If the aristocratic master and the legal subject coincided, the modern bourgeois right is predisposed to change and become its “other,” meaning fusing with the aristocratic right. This is articulated in phenomenological terms: The working consciousness derived from not only the principle of contractual equivalence but also the juridical notion of having a right to that security (p. 257). That is, even if not actualized immediately, the working consciousness already thought of itself as having juridical status. As the modern state of the “social contract” historically takes hold, for the bourgeois right of equivalence to be realized, it has to fuse with the aristocratic right of equality: the right of equivalence tends to recognize the right of equality (p. 265). This fusion happens in the French Revolution, which yields a synthesis of a “citizen–bourgeois” whom other citizens mutually recognize as having both status and duties (p. 445). As Kojève intimates, the working consciousness ceases to be a slave and becomes a governor by becoming a citizen of the post-revolutionary state (p. 266).
For Kojève, the force behind the French Revolution was not the unnatural rise of the natural as Arendt would have it, but the necessity to institutionalize the legal synthesis between the right to equality of status and the right of contract and equivalence between rights and duties. Contrary to attributing to the French Revolution the emancipation of the people not qua citizens but qua malheureux, Kojève finds that the French Revolution has the possibility for human satisfaction and mutual recognition. What is at stake in the legacy of the French Revolution is the distinction between principles embodied by a bourgeois citizen of the French Revolution and a socialist citizen of post-1848, as well as different institutional configurations of the state and civil society.
The economic equivocation of the state and civil society was not unfamiliar to Arendt. Rose (1992) contends that the first two parts of The Origins of Totalitarianism represent the most sustained attempt to develop Marx's account of the contradictory bourgeois emancipation and the concomitant split between state and civil society (p. 217). There, Arendt understands that formal equality, which implies substantial inequality, emanates from “the fundamental contradiction between a political body based on equality before the law and a society based on the inequality of the class system” (Arendt, 1973, p. 12). This contradiction is then investigated historically and sociologically in the origins of antisemitism, nationalism, and imperialism (Rose, 1992, pp. 216–223). Artemy Magun (2012) and Werner Hamacher and Ronald Mendoza-de Jesús (2014) have further demonstrated that Arendt's theoretical frameworks bear a remarkable resemblance to Marx's critique of legal formalism and the liberal state.
However, an issue arises when Arendt's phenomenology deviates from this insight and rather polemically misrepresents modern economic society as a sphere of necessity and the circularity of life. This not only precludes a phenomenological analysis of the socially and historically conditioned inequalities of human artifice, especially the “constitution of apparently separate and yet contrary sets of institutions which presuppose and are implicated in each other—state and civil society” (Rose, 1992, p. 231), but also leads Arendt to portray the legacy of the French Revolution in terms of the politically debased concern with welfare. In doing so, she forecloses any imminently alternative modern notion of rights that would recognize and counteract the inequality of condition. In contrast, but in line with Arendt's own critique of bourgeois emancipation, Kojève presents a phenomenological interpretation of the French Revolution that demystifies the “natural” predicament of the historical bourgeois civil society—“the social”—and proposes an immanent reconfiguration of the state and civil society post-1848.
As we have seen in Kojève's dialectic between the principle of equality and equivalence, the bourgeois, who emerges from the working consciousness, is inherently predisposed to change and to become its “other.” According to Kojève's Notion of Authority (2014), this means that the bourgeois seeks to forget their “lowly” origins and tends to disown the past (p. 64). In becoming revolutionary, the bourgeois disowns its subservient political condition under the feudal past and embraces the primacy of the future, with this revolutionary project realized in the Napoleonic Code. This turn against the ancien régime toward the future lasts from the French Revolution of 1789 until 1848 (p. 65). Starting with 1848, however, “the future becomes the demand of another ‘class’…the Future intervenes in the Present in the guise of a ‘revolutionary project’ other than that of ’89.” The bourgeoisie, which has rejected the past, comes in opposition to the revolutionary project of the working class and, in so doing, also rejects the future. This marks what Kojève calls the period of “bourgeois domination” between 1848 and the time of writing (1942), during which the state is “absorbed” by the bourgeois class (p. 69).
This account explains the historical contradiction of bourgeois emancipation that creates the illusion of “natural” existence that, to be sure, Arendt did not fail to notice, albeit one-sidedly, in her account of the “social.” As Kojève observes, during the period post-1848, the bourgeoisie lived in “a ‘natural’ Present, non-human, non-historical, non-political” (p. 65). Insofar as political reality disappears for the bourgeoisie, its existence comes to be dominated by “animal” aspects (p. 66). It can be said then that it is not the French sans-culottes and Marxists who have reduced politics to the natural existence of animal laborans, as Arendt polemically argues, but the bourgeoisie that turned against the past and future, thereby reducing political existence to the continuous “natural” present. In the same vein, the problem is not the rise of the eternal recurrence of nature, but an illusion of this “naturalness” that conceals the contradictory aspect of bourgeois emancipation under capitalism. The abstractness of life in the continuous “natural” present is revealed to be sustained by the bourgeoisie through the exclusion of the working class's demand for substantial equality. In this way, Kojève offers historical determinations behind the illusion of the natural existence of the bourgeoisie post-1848.
This, of course, starkly contrasts with Arendt's perspective on the events post-1848. While she recognizes the post-revolutionary contradiction between state and civil society outlined by Marx, she rejects the continuity between the French Revolution and what she sees as genuine political revolutions of the 19th and 20th centuries. Unlike Kojève, who accentuates the interests of the working class emergent post-1848, Arendt surveys (1990) these events to find the “lost treasure” of the revolutionary tradition capable of combining the flourishing of public opinions and enduring republican institutions (pp. 227–228). While she concedes that the French Revolution indeed gave rise to the public sphere, Arendt dismisses the French tradition for its eventual prioritization of the representative Assembly, which is said to uphold the welfare of “the great popular Society of the whole French people” at the expense of revolutionary societies and clubs (pp. 241–246). Importantly, Arendt dismisses the commission pour les travailleurs, which emerged from the labor-driven French Revolution of 1848, as merely perpetuating the French Revolution's focus on the social question (p. 262). Concurrently, she views the public deliberations of the Paris Commune of 1871, the soviets of 1905–1917, the German Rätesystem of 1918–1919, and the Hungarian council systems of 1956 as antithetical to left party politics, which she correctly argues is integral to the tradition of the French Revolution (pp. 257–266). Here, Arendt relies on Luxemburg's critique of Lenin–Trotsky theory of party dictatorship (p. 264) but illustratively omits that Luxemburg couches her critique of the suppression of political freedoms immanently from within socialist politics.
In attributing significance to the communicative power of public spaces, but not to the attempts to reconfigure modern “Weberian” representative institutions or revolutionary party politics, Arendt endorses the political events of post-1848 only to the extent that they depart from the principles of the French Revolution. As we have seen, Kojève does not offer a sustained perspective on the public realm, which is the primary weakness of his theory predicated on political existentialism. Nonetheless, he can be seen as offering an answer to the “social question.” He does so by a double gesture. First, he accounts for the illusion of the “natural” existence of the bourgeois civil society that demystifies Arendt's exposition of the “social”—the “blob”—in terms of his phenomenological principles of right. The second gesture is affirmative in the sense that he presents a normative reconfiguration of the institutions of state and civil society in the spirit of events post-1848.
In the Outline of a Phenomenology of Right, Kojève (2000) offers a phenomenological critique of capitalist property rights under bourgeois domination, that is, in the bourgeois civil society (bürgerliche Gesellschaft). In particular, Kojève explains bourgeois “natural” existence in terms of a formal capitalist pseudo-synthesis of state and economic society. This capitalist quasi-synthesis is a perversion of both the principle of equality and equivalence. What makes the formal right based on this synthesis erroneous is the exclusion of both the desire for recognition and work (p. 449). The capitalist property owner follows the aristocratic principle and treats property as hereditary. However, property is passed on arbitrarily, without either the imperative of struggle to justify oneself as an aristocratic master-owner or the duty to work in exchange for the property attained through the bequest. Having revolted against the ancien régime, the bourgeoisie itself becomes a new aristocracy.
However, this new bourgeois aristocracy does not generate aristocratic–egalitarian property rights as the original aristocratic right would; “it admits the inequality of Properties both in fact and in Right” (p. 450, translation altered). This is because the capitalist property right follows the bourgeois principle of equivalence by reducing all property to monetary value while at the same time likening property rights to the aristocratic static right by evading the duty to exchange. Because the imperative of exchange is corrupted by the static aristocratic principle, property gets accumulated and becomes Capital: “a movable likened to an immovable.” This inherited and accumulated property Capital thus yields revenue by transforming itself into financial Capital; “the loan of Capital being bought at so many percent.” Moreover, this pseudo-synthesis of the bourgeois and aristocratic right, that is, a synthesis of the arbitrariness of inheritance and inegalitarian accumulation of Capital, is made for the owner's benefit, not the worker's (p. 450, n. 170). Property produced by the worker is treated solely in terms of the bourgeois principle of equivalence, but without attaining any of the surpluses that the capitalist gets as accumulated.
Here, Kojève is articulating Hegel and Marx's critique of bourgeois civil society in terms of his political phenomenology. The formal, or “imperfect synthesis,” of the two principles of right is a synthesis of the need for recognition, the socialization of which creates the state, and the working consciousness, which leads to the constitution of an economic society (p. 428). The “imperfect” social structure that corresponds to this legal formalism is the bourgeois civil society. While Kojève account mirrors that of Marx in his insight that there is nothing “natural” about bourgeois civil society (Marx and Engels cited in Keane, 1998, pp. 63–64), his correction of this “imperfect” synthesis is more in line with Hegel's emphasis on institutional configurations of right. Unlike Marx, Kojève does not believe in the “emancipation” of civil society into the proletariat, or that the juridical realm should be abolished. Instead, he revives the egalitarian promise of the French Revolution as a transformation of socioeconomic rights. What is at stake here is the transition from the republican principle of the French Revolution to what Alain Badiou (2013) called its second, egalitarian, principle that is not yet actualized.15
Against Arendt's prescription to not intermingle the economy with the political, Kojève seeks to find the correct synthesis between the collective nature of aristocratic statist property and exchange-based individualistic bourgeois economy. On the phenomenological level, this synthesis is predicated on the dialectical development of the working consciousness toward the need for recognition. To recall, the bourgeois principle corresponded to the equivalence between rights and duties that the working consciousness establishes upon the abandonment of the struggle for recognition; the aristocratic principle of right corresponded to the strict equality established by the humanizing risk present in both master and slave consciousnesses. Because Kojève conceptualizes work as a human phenomenon with the potential for universal mutual recognition, it is the work-based bourgeois right of equivalence that evolves by gradually enveloping the aristocratic right of status (pp. 264–269). When in balance, however precarious one can imagine this balance to be, the two principles coalesce in the socialist right of equity (the citizen's right or the “absolute” right). The synthesis overcomes what is particular and restricted about each principle by fully realizing their essences in a way that coincides with each other (p. 269).
The right of equity can be actual only when it is stripped of formalism, when “all are equal and equivalent not only juridically, ‘before the law,’ but also politically and socially” (p. 268). Put otherwise, Kojève conceives a fusion of the bourgeois category of contract and the aristocratic category of status (p. 273). This means, for example, that property becomes not only a function of work, but property is also a “function of the very being of… man and citizen” (p. 274), a statement that resembles the principles behind some contemporary ideas of universal basic income or dividend. As Alexandre Frost and Bryan-Paul Howse aptly noted, Kojève's socialist right seeks to resolve the tension between equality of opportunity and equality of condition, which is reminiscent of the development of the contemporary welfare state (2000, p. 22). One could add that the right of equity is a specifically socialist reformation of the bourgeois welfare state.
The principle of equity would yield a corresponding socialist institutional configuration of state and economic society. In opposition to the erroneous capitalist synthesis of inegalitarian accumulation of capital in the interest of the capitalist property owner, as well as arbitrary inheritance, two major conditions of this reconfiguration arise: collective contracts and inheritance of citizenship status. On the one hand, the socialist collective property comes with the bourgeois duty of exchange and equivalence, which means participation in collective work (p. 449). Unlike in the aristocratic state of Ancient Greece, which premises the status of citizenship on military struggle, citizens in the socialist society are recognized for their work. And unlike in the capitalist bourgeois society, in the socialist society, wealth is not accumulated privately. The socialist state and society complex thus guarantees the minimum required work for all and regulates it through collective contracts, while allowing individuals to change jobs (pp. 274, 477). On the other hand, the right of status in this state would be stripped of aristocratic inheritance of property: all that is inherited is the status of citizen. From this also follows that the socialist state and civil society complex has to prioritize the status of the individual person, not her social group belonging (p. 449).
This reconfiguration allows Kojève to conceive nonbourgeois property relations in a way that respects individual autonomy. It leads Kojève to theorize personal property, as opposed to private property, which is to be abolished by the principle of collective contracts. The citizens in this socialist society can possess and exchange personal property inasmuch as this property is “constituted by the owner's own body” (pp. 449, 471). That is, irreducible biological differences necessitate the application of the right of equivalence even within juridical egalitarianism (p. 271).16 Personal property so understood shares some similarities with Arendt's views on property and human corporality. Just as it is implied in Kojève's theory of personal property, for Arendt, the body is “the quintessence of all property because it is the only thing one could not share even if one wanted to” (Arendt, 1998, p. 112). But Kojève's discussion of personal property as grounded on the privacy of human bodies fundamentally differs from that which Arendt calls the principle of natural differentiation of human bodies and does not share the “deep resentment against the disturbing miracle contained in the fact that each of us is made as he is—single, unique, unchangeable” (Arendt, 1973, p. 301). For Kojève, in contrast, bodily differences are never merely natural but always already humanized as differences in character or tastes: “clothes must not only be warm, they must be pretty, fashionable and so on—likewise, the food must be good” (Kojève, 2000, p. 471). Kojève considers the natural body as a limit for collective property, not as a “natural” hindrance to the public realm.
Furthermore, the state and economic society are reconfigured but do not collapse into each other: “The State and Society will never entirely coincide” (p. 430). This statement can be seen as preemptively addressing Arendt's warning against collapsing the political and the social. For, economic society will possess relative autonomy, which, in turn, necessitates personal property possessions of individuals. Personal property so conceived hinges on the aristocratic status of the citizen, which exempts some property from collective work contracts. Practically speaking, apart from completing the socially necessary labor, citizens will be able to dedicate themselves to work during leisure time.17 Being alienable, products of work can then be subject to economic exchange. For example, a painter can produce paintings and seek to preserve them as her personal property or exchange them for a monetary equivalent (p. 472). Acting in her capacity as a personal owner, the painter becomes part of an economic society separate from the state while still dependent on the state's regulation of exchange. This way, personal property allows enjoying the fruits of one's labor, not the ability to exploit others that the institutions of private property imply.
Kojève demonstrates that the “natural” existence in the “social” realm is not the result of the “unnatural rise of the natural,” but an illusion that seeks to obstruct an egalitarian transformation of the state and civil society. Therefore, the resolution of the “social question” is not to demean it, but to discern the contradictions of modern institutions that naturalize inequalities. While this analysis coincides with Arendt's sociological critique of the contradiction between formal equality and class inequality, Kojève offers a normative solution that Arendt was reluctant to conceive due to her rupture with the legacy of the French Revolution. Instead of rejecting the French Revolution, Kojève provides a reconfiguration of the principle of right already contained within it, suggesting a corresponding configuration of the state and civil society complex post-1848. The right of equity, premised on the social conditions of collective contracts and personal property, represents a reconfigured human legal artifice, not a natural detriment to politics.
Even though written in the 1940s, Kojève's theory of socioeconomic rights aligns with the recent revival of the philosophy of socioeconomic rights undertaken by Samuel Moyn (2018) and contemporary analyses of capitalism. For instance, Kojève's insight into the inheritance of capital can be considered in light of Thomas Piketty's (2014) work on patrimonial capitalism, while the phenomenology of collective contracts can be discussed apropos Suuronen's (2018) elaboration of an Arendtian approach to basic income and even Yanis Varoufakis's (2016) proposal for a universal basic dividend. The phenomenology of socioeconomic rights elucidated here might present a robust alternative to the liberal version of welfare rights and a potential reconfiguration of the state and civil society as a pathway out of the neoliberal predicament.
If Kojève's phenomenology of rights provides a more consistent analysis of, and adequate response to, the economic problems arising from the split between state and civil society, the democratic potential of civil society is nonetheless absent in his theory. Arendt's “right to have rights” offers a more sustained account of the democratic potential of civil society. However, Benhabib (2003, pp. 23–25, 29) noted that an account of the “social” as a realm of voluntary associations of civil society is missing in The Human Condition, which can be attributed to Arendt's determination to distinguish the “social” from the “political” public sphere. Consequently, by severing the communicative understanding of the “right to have rights” from the economy in her polemic against political economists, she also detaches it from what can be viewed as the structural condition of the bourgeois public realm. To this end, the relationship between communicative power and its structural presuppositions, offered, for instance, by Habermas (1991), necessitates further phenomenological articulation in the spirit of the phenomenology of The Human Condition. Such rethinking would align with the recent emphasis on socioeconomic rights within the radical democratic tradition (Klein, 2020). This is crucial insofar as the deliberative aspect of Arendt's “right to have rights” can be seen as offering a possibility to deliberate about normative proposals like Kojève's right of equity and the transformation of the human edifice.