{"title":"主体间性与生态学:哈贝马斯论自然史","authors":"Felix Kämper","doi":"10.1111/1467-8675.12740","DOIUrl":null,"url":null,"abstract":"<p>In philosophy, the field of natural history generally explores the transition from natural prehistory to genuine human history. It asks whether, and if so how, the human species rose above the realm of nature. Regarding the Critical Theory of the Frankfurt School, this type of inquiry is predominantly associated with the essay “The Idea of Natural History” by Theodor W. Adorno (<span>1984</span>; Pensky, <span>2004</span>). There, Adorno assumes a constant interlocking of nature and history such that we cannot (yet) speak of a truly human history. But there is another version of natural history in Critical Theory, namely, that of Jürgen Habermas. Often overlooked, there exists no systematic discussion of it until now. One of the two central aims of this article is to close this gap and highlight key features of Habermas's version of natural history. What sets it apart is that it is thoroughly <i>intersubjective</i>: The natural history of Habermas brings out the role of linguistically based cooperation in the transition to human history. As we will see, this theme runs through his oeuvre since a 1958 article on philosophical anthropology at least, though it emerges most elaborately only in his <i>Also a History of Philosophy</i> (originally published in 2019).</p><p>In this book, Habermas looks for signs of reason in history. This search is triggered by the diagnosis that autonomous collective action lacks traction to counter the aberrations of modernity. To solve this problem, he puts forward a history of learning processes. Although it is essential for this overarching purpose, the discussion around the book has thus far entirely ignored natural history. This deficit can be compensated for by exploring Habermas's take on the works of two anthropological thinkers, Johann G. Herder and Michael Tomasello. The engagement with their writings establishes a natural-historical point of departure for his quest to detect reason in history. The second aim of this article is to show that, in his occupation with them, Habermas marginalizes a crucial insight of Tomasello and especially of Herder—the dependence of the course of history on <i>ecological</i> circumstances—and accordingly underestimates the significance of environmental conditions for propelling collective self-determination. Whereas the first aim is more interpretive, this second aim has a critical intent, foregrounding the influence of the natural environment on developments in the intersubjective dimension.</p><p>The overall argument of this article proceeds as follows. The first section provides an overview of the hitherto overlooked role of natural history in Habermas's thinking. It proves to be a constant throughout his work. The second section continues this overview by analyzing his engagement with Herder in <i>Also a History of Philosophy</i>. Drawing on Herder's natural history, Habermas conceptualizes his own history of learning processes. The third section subsequently concludes the interpretive part of the article with Habermas's take on Tomasello's work. He refers to Tomasello in order to reveal how the emergence of linguistic intersubjectivity came about. The fourth section argues that, compared with both Tomasello and Herder, Habermas virtually views human history as if it were decoupled from ecological circumstances, hence necessitating a recoupling. Finally, the fifth section advocates an ecological decentering of human self-determination. A history advancing in an autonomous mode is not independent of environmental influences but one aware of its ecological dependencies.</p><p>According to this description, philosophical anthropology understands man as a relative and descendant of animal species, with which he sometimes has more and sometimes has less in common.<sup>1</sup> At the same time, it solely belongs to zoology “in a certain way.” Although it uses comparable methods, the clause clarifies that its object of investigation is categorically different from those of zoological disciplines. Implicit here is a reference to the Aristotelean differentiation between the reasonless animal and the human species with rational speech or “logos” at its disposal. Despite his work's many twists and turns, this anthropological difference remains a continuously refined constant, along with the underlying idea of our natural-historical descent from the great apes.</p><p>Natural history, Habermas argues, has overcome itself by producing language, the medium that lifts our species out of the realm of nature. In a letter written to Helmuth Plessner some years later, he accordingly defends the hypothesis “that the acquisition of language [is] the most important factor for the humanization of our chimpanzee” (Habermas, <span>1974</span>, p. 139; my translation).</p><p>In <i>The Theory of Communicative Action</i>, his magnum opus from 1981, Habermas incorporates this evolutionary differentiation into his full-fledged paradigm of intersubjectivity. In the course of the discussion of George H. Mead's idea of socialization, Habermas (<span>1987</span>, pp. 10−11) indicates that he wants to shed light on the natural-historical “question of the emergence of a higher-level form of life characterized by a linguistically constituted form of intersubjectivity that makes communicative action possible.” With “emergence,” he deliberately chooses a term that expresses the immanent development of a new form of integration from precursory forms. As explained by him, the great apes had to cross this “threshold of anthropogenesis” (Habermas, <span>1987</span>, p. 22) at a certain point during prehistory because, otherwise, the initial sociocultural state would not have been reached, from which point the human species has been moving in markedly different directions ever since.<sup>2</sup> By linking up with Mead, Habermas's magnum opus undertakes a natural-historical underpinning of language-based, intersubjective socialization. Against this background, the preoccupation with Herder's and Tomasello's natural history in <i>Also a History of Philosophy</i> appears as a resumption of earlier thoughts. However, before we come to this book and look more closely at the emergence of intersubjectivity, let me conclude the overview of natural history as a constant in Habermas's thinking with his discussion of eugenics.</p><p>After natural-historical questions receded into the background with the turn to discourse ethics and democratic theory before and after the publication of <i>Between Facts and Norms</i> in 1992, they resurfaced in <i>The Future of Human Nature</i> from 2001. Although Habermas (<span>2003a</span>, p. 106) acknowledges the far-reaching impact of “the biological disillusionment about the position of man in natural history” in the wake of the Darwinian revolution,<sup>3</sup> he holds on to his position that there is a <i>differentia specifica</i> between humans and all other beings. Only humans, he asserts, raise validity claims. Animals, on the contrary, “do not belong to the universe of members who address intersubjectively accepted rules and orders <i>to one another</i>” (Habermas, <span>2003a</span>, p. 33). The language-based capacity to address intersubjectively accepted norms represents for him an essential component of a species-ethical self-understanding, a self-understanding that he thinks is disturbed when we manipulate the genetic makeup of unborn human beings beyond purely preventive measures. Once again, language, as a product of natural history, and the skills it brings are what set humans apart.</p><p>Therefore, we can state that the natural-historical motif of origin of the human ability for language forms a constant that binds together different phases of Habermas's oeuvre. What is more, this motif not only appears in his earlier writings. It also plays a fundamental role in <i>Also a History of Philosophy</i>, bringing us to Habermas's more recent work and his discussion of the natural history of, first, Herder and, second, Tomasello.</p><p>The impetus for <i>Also a History of Philosophy</i> is that collective action currently lacks a motivational pull for self-determination, with all recourses to ideas of divine justice blocked in our post-metaphysical age.<sup>4</sup> Reason has done well, Habermas says, in abandoning the reliance on metaphysical worldviews, but now it struggles with its weak motivational force. Because of this, he searches for a rationally available substitute, which he finds in learning processes. Progress already achieved in the past, even if only partially and temporarily, is supposed to motivate us for the complex challenges ahead. Habermas does not presuppose general historical laws and certainly not a telos toward which history as a whole runs. He only wants to explain that intermittent learning processes left a mark in history—that is his answer to Kant's third fundamental question about what we may hope (Kant, <span>1992</span>, p. 538). He contends that the assertiveness of rational objectives in the past proves that progress through collective efforts is possible in principle. Thus, a spark of hope can be fanned in the past, to borrow a phrase from Benjamin (<span>2003</span>, p. 391), instilling in our contemporaries the courage to strive for joint solutions to problems even under challenging circumstances. Habermas believes and, more importantly, wants others to believe that they can intentionally reshape today's globally intertwined societies. One might call this the cosmopolitan purpose of <i>Also a History of Philosophy</i>.</p><p>Having provided this brief overview of Habermas's project, the function of natural history in this context requires some explanation. For this purpose, I refer to Habermas's two mainstays for natural history, beginning with Herder. Herder represents the pivotal forerunner of the concept of learning processes. Due to historiographical similarities, Habermas even borrows his book's title from Herder's <i>Also a Philosophy of History for the Formation of Humanity</i>, where he outlines his view of history.<sup>5</sup> This conjuncture allows us to illuminate the fundamental features of their approaches by comparison. For my argument, it is of particular interest where Habermas deviates from Herder. However, we first need clarity about their central commonality to comprehend this difference. For Herder (<span>2002</span>, p. 77) as well as Habermas, humans are “the only linguistic creatures.” They both believe that the human species can, like no other species, tackle problems cooperatively by using language and pass on knowledge about solutions intergenerationally. For them, this ability opens the opportunity for long-term learning processes. Without symbolically mediated interactions, such processes would be inconceivable. Due to language, humans are the “creature[s] capable of learning” who can aspire toward their “advancement” (Herder, <span>1989</span>, p. 104)<sup>6</sup>—that is the bridge from Herder to Habermas.</p><p>One could elaborate on this conjuncture in various ways. I will restrict my analysis to the natural-historical bedrock of their theories because this is where the decisive deviation of the Frankfurt School theorist and the thinker of Weimar Classicism occurs. The latter lays the cornerstone for his view of history in the <i>Treatise on the Origin of Language</i>. There, Herder defines the uniqueness of humans based on the connection that humans, as opposed to animals, have with their surroundings. Whereas animals are bound up in specific environments, humans, he thinks, are exempt. “<i>Each animal has its circle</i>,” Herder (<span>2002</span>, p. 78) states, illustrating this statement by referring to the honeybee. Honeybees may build their hives with an astonishing “wisdom,” “but beyond these cells and beyond its destined occupation in these cells,” he claims, “the bee is also nothing.” To his mind, the habitat is so confined because of an instinctual fixation. The “<i>strength and sureness of instinct</i>” (Herder, <span>2002</span>, p. 77) may enable honeybees and animals in general to flourish in their species-specific environment while, at the same time, limiting their activity to this sphere. As Herder (<span>1989</span>, p. 103) underscores again in the <i>Ideas for the Philosophy of History of Humanity</i>, honeybees are “intimately interwoven” with their environment and even “enclosed” by it. The existence of animals, such as bees, is constrained to a “very narrow and confined circle” in which they are entirely hard-wired.</p><p>Diametrically opposed stands man, whom Herder (<span>2002</span>, p. 128) distinguishes as the “<i>freely active, rational</i> creature.” He takes the view that humans are not locked up in a particular environment but have the privilege of finding dwelling places in many different surroundings. Note that this unrestraint does not imply that the habitat in which humans live is insignificant to their forms of life. It merely means that the ties between innate modes of reaction and outer stimuli do not universally determine their actions. Herder (<span>2002</span>, p. 84) notes that humans possess a “free circle of taking-awareness.” For him, this room for maneuver or <i>freier Besinnungskreis</i> is the advantage of not being tied like animals. So, what might seem like a lack at first opens a crack for a sphere of negative freedom at a second glance. Stimuli from their surroundings, so the reasoning goes, do not toss humans impulsively back and forth. By taking awareness, humans can instead gain a prudent look at separate phenomena and thereby loosen the natural order of things. Figuratively speaking, they can steer their perception of the “whole ocean of sensations” to “a single wave” (Herder, <span>2002</span>, p. 722). Therefore, Habermas (<span>2019</span>, p. 451; my translation) is correct in his analysis of Herder that awareness constitutes the capacity “with which the human mind emerges from natural prehistory.” Being a human subject means standing in a circumspect relation to the natural environment.<sup>7</sup> What we find in Herder is thus a kind of relational designation of the “human.” This will be returned to in due course, but first, it is important to tie the argument back to Habermas and his paradigm of intersubjectivity.</p><p>Herder ultimately needs to clarify how awareness comes about, i.e., the cutting of the cord of the human subject from the realm of nature. Even though Herder's approach to societal developments is intersubjective, as Habermas illustrates, his underlying natural history is not. It rests on what Habermas calls the “philosophy of the subject”; that is to say, it examines the bilateral relationship between an individual being and its surroundings. From this angle, however, it must remain unresolved how any being could “pull itself out of the swamp by its own hair.” Conscious of this bootstrapping problem, Habermas deviates from the subject-philosophical paradigm, assuming that cooperation with others is indispensable for escaping from the natural order of things.</p><p>That is why Tomasello's natural history is productive for him. According to Tomasello, humans are creatures whose being originates from association. In a nutshell, humans become human through interactions with their conspecifics. Habermas (<span>2010</span>, p. 167) praises this point as the crucial insight of Tomasello's natural history: “He,” unlike Herder, “no longer concentrates on the solitary cognizing subject.” Both agree that dissociation from nature results from association with others or, in Habermas's (<span>2023</span>, p. 157) words, from “the interlocking of one's own perspective with the perspective taken over from the others on <i>the same</i> object.” Another example, that of the ape, sheds light on this natural-historical thesis and serves as a key to the intersubjective explanation of the transition to human history that Habermas adopts.</p><p>Tomasello, too, attempts to determine what distinguishes humans from animals. To do so, he addresses the animals most similar to Homo sapiens, the other species of the family of the great apes. If one can draw a line between them and humans, the distinction is expected to apply to all other animals, a fortiori, since these are more alien to us than our closest relatives. As opposed to Herder, however, who explored the anthropological difference before the breakthrough of <i>On the Origin of Species</i>, the distinctiveness of humans requires a different explanation after the Darwinian paradigm shift. Homo sapiens is, as Habermas (<span>2023</span>, p. 111) underlines, similar to orangutans, chimpanzees, and gorillas in that he also is a “product of the natural evolution of the mammals and great apes.” We share a pedigree with the other species of our family. Hence, asking how we differ from, for example, chimpanzees implies the question of when natural evolution took two different directions. The temporal vantage point is why Tomasello's natural history is called “evolutionary anthropology.” There is also another related difference to Herder, which is of even more significance regarding the relationship between intersubjectivity and ecology.</p><p>This difference concerns the transition with which Homo sapiens has risen above the realm of nature and embarked on a truly historical trajectory. Tomasello depicts this transition in terms of sociogenesis. Seen sociogenetically, the history of our species unfolds as a history of social order. The underlying thesis is that the moment when social orders came into existence coincided with the moment when human subjects entered the stage. So, Homo sapiens has neither emerged from preexisting social orders nor vice versa. Instead, they are <i>co-original</i>. Statements about what came first, human individuals or collectives, do not make sense on these grounds. Tomasello's perspective recognizes individuals and collectives as formed through a reciprocally constitutive relation. Both sides have forged each other through a series of adaptations over a long period of time. This standpoint, however pioneering it may be, does not free him from the question of how humans—seen now as social beings all along—initially appeared on stage. The simultaneous occurrence of human subjectivity and encompassing social orders does not exempt him from revealing the turning point between natural and sociocultural evolution.</p><p>It is crucial to see that coordination between two or more agents toward a joint goal is not only at the bottom of shared intentionality, as Tomasello defines it. Moreover, it supplies the basic pattern of how language works, according to Habermas. At the core, this <i>trilateral</i> pattern comprises the “interlocking of a <i>horizontal relationship</i> between persons with a <i>vertical relationship</i> to states of affairs proceeding from this shared basis” (Habermas, <span>2023</span>, p. 155). The version of natural history introduced in <i>Also a History of Philosophy</i> culminates in the idea of linguistically generated intersubjectivity. Tomasello's evolutionary anthropology is a stepping stone for Habermas to bring out this intersubjective heart of humanity. Intersubjectivity marks the endpoint of natural prehistory, and it simultaneously constitutes the starting point for genuine human history, which, as laid out earlier, contains learning processes through communicative interaction.</p><p>As for the overall argument of this article, the preceding analysis serves as a scaffold to frame my query about Habermas's historiography. To its detriment, his view of history skates over the relationship between intersubjectivity and the world of natural entities. Despite the advantages the paradigm of intersubjectivity offers, we should be careful not to ignore these ecological relations. Sociogenesis, i.e., the reciprocal development of encompassing social orders and embedded socialized beings, remains attached to the natural environment, even if we assume a prehistoric transition that lifts the human species out of nature. We must take into account the influences of the natural environment on historical developments to understand the past, present, and future. In the next section, I advance in this direction by consulting the writings of Tomasello and Herder again, but this time from an explicitly ecological angle.</p><p>As natural history turned out to be of major relevance in <i>Also a History of Philosophy</i>, I would go a step further than Eduardo Mendieta (<span>2018</span>, p. 297), who comments that Habermas engages with the so-called Axial Age “to retrieve a truly common past, in order to begin to fashion a truly common future.” Habermas's narration takes us even further back than Mendieta presumes, namely, to the genesis of humankind. By this, he intends to promote an image of the human species that fits the aim of corporative learning and self-determined collective action of, ultimately, global reach (cf. Habermas, <span>2023</span>, p. 38). If communicative cooperation is part and parcel of being human, then it appears logical to hold on to that skill even in the face of daunting prospects. After all, why should humankind give up its evolutionary advantage in times of global challenges and backslide into a primitive egocentric mode of reasoning when working together through linguistic interaction has already proven to be the most promising tool to cope with problems since the dawn of history? One can see from this how natural history functions not only as a point of departure but also as a sort of safeguard for Habermas's cosmopolitan purpose.</p><p>The natural history of Habermas looks to language as the motor that lends human history its unique dynamic. The problem is that this leverage effect leads him to study history mostly as a decoupled developmental path. For him, the formation of language is a caesura in the wake of which the history of humans took on a life of its own. I do not disagree on drawing a line between natural prehistory and human history. I solely want to make the case that, based on any such distinction, we must not forget the enduring influences of and dependencies between social orders and their natural environment. Such a disregard is problematic because we should not fall prey to the belief that autonomy vis-à-vis nature has something to do with independence from it. Without due regard for the relationship with nature, we can neither discern what distinguishes self-determination nor what might endanger it. In favor of Habermas's guiding value, we should move beyond him in this respect. This criticism can be made more tangible by referring to his own sources, Tomasello and Herder.</p><p>Regarding the discussion of Tomasello's thought in <i>Also a History of Philosophy</i>, one of his vital insights actually opposes any isolation of history from natural developments. When tying in with Tomasello, one should also consider the proposition that the ancestors of Homo sapiens were “forced by ecological circumstances into more cooperative lifeways” (Tomasello, <span>2014</span>, pp. 4−5).<sup>10</sup> More precisely, Tomasello (<span>2014</span>, p. 36) states that our animal ancestors had to find “a new foraging niche” because of a collapse of their food supply due to a spread of ground-dwelling apes. He asserts that a stark “disappearance of individually obtainable foods” eventually occurred (Tomasello, <span>2014</span>, p. 124), and he infers that this change led to the shift toward cooperative foraging, which, in turn, gave rise to shared intentional language as a breakthrough medium of collective coordination. According to this line of argument, linguistically constituted intersubjectivity has its roots in an advantageous adaptation to <i>biotic</i> factors.</p><p>That these factors have so decisively contributed to the emergence of humankind suggests that we pay attention to them when reconstructing further historical events and trends. Tomasello, in any case, defends a similar position. He believes that “differences in cultural practices” are related to “highly variable local ecologies” (Tomasello, <span>2014</span>, p. 141). Even though I do not refute Habermas's claim that the history of humankind has parted from natural evolution, I find it essential to reconstruct this history without abstraction from environmental effects. Habermas, unilaterally focusing on intersubjectivity, loses sight of its interdependence with the natural world. In what follows, I bring this imbalance into sharper focus by turning to Herder's philosophy anew.</p><p>As explained above, Herder thinks of human forms of life as reproducing themselves through communication. That, however, expresses only half the truth. He also locates them in a natural environment with manifold influences. In his view, societies (a term that he does not use) perform acculturation and acclimatization; that is, the inward integration into a linguistically textured social order <i>and</i> the outward integration into a physical environment. Although Habermas incorporates the first side into his paradigm of intersubjectivity, he passes over the second side, an asset of Herder's theory. Put a little differently, Herder indeed frames the history of Homo sapiens “anthropologically as the result of an organic empowerment of linguistically socialized human beings into <i>collectively learning</i> authors of their diverse ways of life” (Habermas, <span>2019</span>, pp. 428−429; my translation). However, leaving it at that discounts the effect of the ecology on historical developments. From Herder's thesis that humans are not fixed to a specific habitat, it does not follow that they are independent of environmental impacts. To illustrate this point, I will elaborate on an example he invokes.</p><p>In the <i>Ideas for the Philosophy of History of Humanity</i>, Herder refers to variables such as wind, precipitation, temperature, seasons, and the overall atmosphere as causes for divergences in the history of humanity.<sup>11</sup> The “picture of the much-changing climate,” he claims, influences the human body, psyche, and the social orders in which we live (Herder, <span>1989</span>, p. 266). As a matter of fact, Herder (<span>1989</span>, p. 265) speaks of a “climatic spirit of laws” with allusion to Montesquieu (<span>1989</span>, pp. 231−307). It is worth mentioning that he takes pains to avoid deterministic inferences from the natural environment to the respective human forms of life. He explicitly states that the prevailing climate influences developments in the social realm but does not dictate them; “the climate does not force, but it inclines” (Herder, <span>1989</span>, p. 270).</p><p>Herder says that, because the climate is “in a reciprocal relationship” with societies, the use of fire, metal extraction and processing, the domestication of animals, the cultivation of plants, and the foundation of settlements cause climatic change.</p><p>In order to extract my Herderian objection to Habermas, it is helpful to update this assessment. Current climate change, which is gaining momentum all over the planet, confirms Herder's observations and surpasses them at once. On the one hand, it has become irrefutable that humans impinge on the climate not only on a local but on a global scale. On the other hand, more and more feedback loops arise, i.e., the environmental outputs of modern societies return as inputs. Anthropogenic climate change results in increasing repercussions. Societies everywhere find themselves in a situation of adaptation to global warming and its knock-on effects. As a result of this backlash, some seem to get closer to the tipping point at which the climate no longer “inclines,” as Herder argued it would, but where it does ultimately “force” societies into specific reactions. So-called climate migration, which continues to increase due to, for example, more extreme weather, rising sea levels, and desert formation, is one case of this turnaround. Today's societies are on the verge of squandering what can be called the atmosphere of negative freedom.</p><p>Herder presents proto-sociological and proto-ecological explanations for the course of human history because he is convinced that societies and their environments mutually influence each other.<sup>12</sup> At the same time, he tries to avoid a strong naturalism. The “dwelling place,” he highlights, “does not yet account for everything” (Herder, <span>1989</span>, p. 339). Compared to that, the natural environment plays an insignificant role in the historiography of Habermas. While his forerunner conceptualizes an interdependence between societal developments and the environment, Habermas virtually proceeds as if the two were disconnected.</p><p>Admittedly, Habermas (<span>2023</span>, p. 75) emphasizes at one point that there currently is a need for autonomous collective action at the supranational level to counter “the pressing problems of progressive climate change” (and by tracing historical learning processes he intends to bolster confidence in the possibility and power of such agency). I do not want to deny this. Nevertheless, it is important to turn the problem around by asking how environmental conditions affect our capacity for autonomy. The main point of the argument is not that the neglect of ecology is questionable merely because of removing outer nature from the equation; all theories, even one as comprehensive as Habermas's, leave some issues unconsidered. Rather, the disregard for ecology is disputable above all because it underestimates a critical aspect for propelling collective self-determination: A history advancing in a self-determined way is not one that is independent of nature, but one aware of its dependencies.</p><p>In this section, I present human autonomy as enrooted in its surroundings through practical relations. This conceptualization requires, first, a social decentering, to which the Critical Theory of the Frankfurt School—not least the version of Habermas—has always called attention: The potential of collective autonomy unfolds only under favorable social circumstances which one must, in consequence, create and maintain. The conception of enrooted autonomy requires, second, ecological decentering. That is what this section shall bring into play: The development of autonomy relies on accommodating environmental conditions, which we should not undermine but sustain. So, this double decentering embeds the <i>autos</i> of autonomy into the fabric of social relations while similarly grounding it with respect to the natural environment. Envisioning it that way reveals that the neglect of the ecological dimension in <i>Also a History of Philosophy</i> is problematic because it sidelines impediments to the goal of mustering collective autonomy.</p><p>As thoroughly social creatures, humans are shaped by the very patterns they produce through their interaction with others. Their thinking and acting are affected by the social orders in which they live. With a view to autonomy, this shaping is far from unproblematic: As long as the members of a society unreflectively comply with the prevailing social patterns, they submit to mere customs whose existence hinges on their contribution but over which they do not rule themselves. In such a case, we cannot say that they set their ends autonomously. It is a driving force of Critical Theory to throw light on this and raise the members of contemporary societies beyond what is merely given. Holding fast to one of the main motives of the Enlightenment, for this school of thought, autonomy depends on how we behave regarding the social circumstances in which we find ourselves.<sup>13</sup> It arises from examining social reality and its effects on those subjected to it. It thus represents a prerequisite of self-determination that the self dissolves the force of the factual by scrutinizing where it comes from and what justifies it (Forst, <span>2023</span>). Coming to terms with the sometimes relatively blunt, sometimes rather soft and hidden authority of ruling social orders is necessary to become autonomous because, otherwise, maxims find their way into the determinations of the will without having undergone rational scrutiny. Accordingly, a collective is “heteronomous” if oriented not to what is demanded upon critical reflection but to what an arbitrary authority imposes. In this sense, human autonomy requires a liberating self-localization within existing society.</p><p>Yet, situating subjects in social terms is only the first step to relating those who are to determine themselves to their surroundings. Without a complementary step in ecological terms, this movement remains incomplete, as social orders embody but one part of the web within which humans are entangled. In addition to their relations with others, they stand in a relationship with nature, although in an inevitably mediated way. Even intersubjectively associated beings do not solely live in a socially constituted realm; they and the societies they erect are part of a more encompassing natural world (cf. McCarthy, <span>1984</span>, p. 188). Habermas would certainly not dispute this point. After all, he already assumed such ecological embeddedness in his occupation with the founding generation of the Frankfurt School: “Clearly, however, in order to eliminate avoidable social repression, we cannot refuse the exploitation of nature that is necessary for survival” (Habermas, <span>1985</span>, p. 110). The claim here is a different one: Just as Habermas leaves no doubt that autonomy requires a <i>Lebenswelt</i> that “meets it halfway” (e.g., Habermas, <span>1990</span>, p. 207), it likewise depends on an accommodating natural <i>Umwelt</i>. The seed of self-determination germinates only on the grounds of a fostering environment, if at all. Thus, it is necessary to go beyond Habermas while drawing on him at the same time.</p><p>To see why, recall that human autonomy represents the outcome of a process in the course of which subjects no longer blindly follow externally imposed rules. It is no ability humans possess by default, but rather the awakening of a sometimes, maybe mostly slumbering potential. The starting point for its unfolding is the consideration of one's conditionality. Accordingly, we should understand the actualization of the potential for autonomy concretely, in the sense that autonomous subjects gain awareness of what influences them and behave deliberately in relation to it. This taking-awareness, in turn, can be supported or hindered by different circumstances. Some circumstances stimulate the capacity to become autonomous more than others, and some natural conditions are even indispensable for autonomy to unfold (which does not mean that these are unchanging). Ample air to breathe is only one such example of a prerequisite without which humans could not actualize their ability of autonomy. As Herder's relational account of what distinguishes humanity indicates, nature must supply us with some room for maneuver. To put it differently, human self-determination depends on a natural world facilitating it. If collective self-determination is to become effective, the surrounding natural world cannot be a sphere of total constraint. It has to be enabling, at least in part.</p><p>Against this backdrop, it is theoretically required to resume exploring the vertical relationship we, as linguistically socialized beings, have with the world of natural objects. We cannot marginalize ecological factors as fixed and exogenous variables in theory without compromising the explanatory power of our approach. Hence, the paradigm of intersubjectivity is ripe for rethinking (Cooke, <span>2020</span>, p. 1170).<sup>14</sup> My specific concerns with Habermas's <i>Also a History of Philosophy</i> amount to two points. The disregard for ecology needs revision, first, because one cannot understand historical developments without considering the reciprocal relationship between societies and their natural environments, and second, because such a limited field of vision cannot fully capture threats that arise to human autonomy from ecological havoc.</p><p>Autonomy can only thrive based on conducive ecological conditions. Looking at it that way, the degradation of these preconditions implies peril for its formation. And where blindness for autonomy's dependencies reigns, courses of action will likely be taken that run counter to the ambition to become autonomous, as conditions without which we are less capable of cultivating our potentials become discounted. If humans succumb to the illusion of being self-sufficient or independent, they do not give enabling conditions the consideration they deserve. That is a problematic attitude in that, as a result of it, vital dependencies are not only overlooked but might as well be subverted.<sup>15</sup> Therein lies the normative upshot of my argument, which, even though it resumes a line of criticism pioneered by Whitebook (<span>1979</span>), goes beyond the existing engagement with Habermas's thinking in environmental ethics (cf. Gunderson, <span>2014</span>): In order to safeguard autonomy, we must beware of fictitious sovereignty over nature.<sup>16</sup> Those who, for example, pollute the air so severely that they can no longer take a liberating breath deprive themselves of an elementary condition for autonomy to develop. Ultimately, self-determination and coming to terms with our boundedness stay within reach only if this very boundedness is not characterized by outright compulsion but leaves some leeway. Indeed, how can humans resist acting on urges when, due to their practices, the encompassing natural environment urges them on ever more forcefully?</p><p>With a view to anthropogenic climate change as the most familiar and pressing expression of today's ecological polycrisis, we should hence maximize the endeavor to preserve an atmosphere of negative freedom and avoid stumbling over the roots of the human form of life. Modern societies should preserve and promote ecological conditions that give their members windows of opportunity to unfold their potential for self-determination instead of triggering more constricting situations. Suppose this transformation of what Habermas (<span>1997</span>) calls the “project of modernity” fails. In that case, our history might again become driven by natural processes, the end of which was the starting point for the plot of <i>Also a History of Philosophy</i>.</p><p>The purpose of this article was twofold. First, it presented the widely overlooked version of natural history developed by Jürgen Habermas. Second, it exposed an imbalance in his intersubjective approach.</p><p>Regarding the first aim, the article demonstrated that Habermas engages continuously with the subject of natural history throughout the different phases of his work. What connects these diverse considerations is the motif of the ability for language, which, according to him, inaugurates the history of humankind. In his recent <i>Also a History of Philosophy</i>, he takes up this motif, too, but at the same time develops it further. By drawing on the anthropological ideas of Johann G. Herder and Michael Tomasello, the book establishes a natural-historical point of departure for its overarching task of detecting reason in history. That is to say, the end of natural prehistory through linguistically based cooperation grounds a historiography revolving around learning processes.</p><p>This intersubjective approach is imbalanced insofar as it risks losing sight of the relationship between social orders and the natural environment. To highlight this shortcoming, the article referred to Habermas's own sources. Both Herder and Tomasello evince that outer nature is more than a fixed variable for the course of our history. They show that we cannot adequately comprehend historical developments independently from the reciprocal influences of societies and their environments. In a final step, the article argued that collective autonomy, as the guiding value of Habermas, relies not only on social circumstances that meet it halfway but also on a supportive natural environment. Blindness to this dependency hence neglects a prerequisite required for human self-determination to flourish.</p><p>Only when this misalignment is corrected can we grasp how drastically ecological devastation affects the course of human history and why, for autonomy's sake, new learning processes are crucial to forge paths of progress that do not entail environmental degradation. Social criticism in general must not treat societies’ natural environments as a ceteris paribus assumption but as a much-changing condition of societal order.</p>","PeriodicalId":51578,"journal":{"name":"Constellations-An International Journal of Critical and Democratic Theory","volume":"31 4","pages":"520-531"},"PeriodicalIF":1.2000,"publicationDate":"2024-03-06","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/1467-8675.12740","citationCount":"0","resultStr":"{\"title\":\"Intersubjectivity and ecology: Habermas on natural history\",\"authors\":\"Felix Kämper\",\"doi\":\"10.1111/1467-8675.12740\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>In philosophy, the field of natural history generally explores the transition from natural prehistory to genuine human history. It asks whether, and if so how, the human species rose above the realm of nature. Regarding the Critical Theory of the Frankfurt School, this type of inquiry is predominantly associated with the essay “The Idea of Natural History” by Theodor W. Adorno (<span>1984</span>; Pensky, <span>2004</span>). There, Adorno assumes a constant interlocking of nature and history such that we cannot (yet) speak of a truly human history. But there is another version of natural history in Critical Theory, namely, that of Jürgen Habermas. Often overlooked, there exists no systematic discussion of it until now. One of the two central aims of this article is to close this gap and highlight key features of Habermas's version of natural history. What sets it apart is that it is thoroughly <i>intersubjective</i>: The natural history of Habermas brings out the role of linguistically based cooperation in the transition to human history. As we will see, this theme runs through his oeuvre since a 1958 article on philosophical anthropology at least, though it emerges most elaborately only in his <i>Also a History of Philosophy</i> (originally published in 2019).</p><p>In this book, Habermas looks for signs of reason in history. This search is triggered by the diagnosis that autonomous collective action lacks traction to counter the aberrations of modernity. To solve this problem, he puts forward a history of learning processes. Although it is essential for this overarching purpose, the discussion around the book has thus far entirely ignored natural history. This deficit can be compensated for by exploring Habermas's take on the works of two anthropological thinkers, Johann G. Herder and Michael Tomasello. The engagement with their writings establishes a natural-historical point of departure for his quest to detect reason in history. The second aim of this article is to show that, in his occupation with them, Habermas marginalizes a crucial insight of Tomasello and especially of Herder—the dependence of the course of history on <i>ecological</i> circumstances—and accordingly underestimates the significance of environmental conditions for propelling collective self-determination. Whereas the first aim is more interpretive, this second aim has a critical intent, foregrounding the influence of the natural environment on developments in the intersubjective dimension.</p><p>The overall argument of this article proceeds as follows. The first section provides an overview of the hitherto overlooked role of natural history in Habermas's thinking. It proves to be a constant throughout his work. The second section continues this overview by analyzing his engagement with Herder in <i>Also a History of Philosophy</i>. Drawing on Herder's natural history, Habermas conceptualizes his own history of learning processes. The third section subsequently concludes the interpretive part of the article with Habermas's take on Tomasello's work. He refers to Tomasello in order to reveal how the emergence of linguistic intersubjectivity came about. The fourth section argues that, compared with both Tomasello and Herder, Habermas virtually views human history as if it were decoupled from ecological circumstances, hence necessitating a recoupling. Finally, the fifth section advocates an ecological decentering of human self-determination. A history advancing in an autonomous mode is not independent of environmental influences but one aware of its ecological dependencies.</p><p>According to this description, philosophical anthropology understands man as a relative and descendant of animal species, with which he sometimes has more and sometimes has less in common.<sup>1</sup> At the same time, it solely belongs to zoology “in a certain way.” Although it uses comparable methods, the clause clarifies that its object of investigation is categorically different from those of zoological disciplines. Implicit here is a reference to the Aristotelean differentiation between the reasonless animal and the human species with rational speech or “logos” at its disposal. Despite his work's many twists and turns, this anthropological difference remains a continuously refined constant, along with the underlying idea of our natural-historical descent from the great apes.</p><p>Natural history, Habermas argues, has overcome itself by producing language, the medium that lifts our species out of the realm of nature. In a letter written to Helmuth Plessner some years later, he accordingly defends the hypothesis “that the acquisition of language [is] the most important factor for the humanization of our chimpanzee” (Habermas, <span>1974</span>, p. 139; my translation).</p><p>In <i>The Theory of Communicative Action</i>, his magnum opus from 1981, Habermas incorporates this evolutionary differentiation into his full-fledged paradigm of intersubjectivity. In the course of the discussion of George H. Mead's idea of socialization, Habermas (<span>1987</span>, pp. 10−11) indicates that he wants to shed light on the natural-historical “question of the emergence of a higher-level form of life characterized by a linguistically constituted form of intersubjectivity that makes communicative action possible.” With “emergence,” he deliberately chooses a term that expresses the immanent development of a new form of integration from precursory forms. As explained by him, the great apes had to cross this “threshold of anthropogenesis” (Habermas, <span>1987</span>, p. 22) at a certain point during prehistory because, otherwise, the initial sociocultural state would not have been reached, from which point the human species has been moving in markedly different directions ever since.<sup>2</sup> By linking up with Mead, Habermas's magnum opus undertakes a natural-historical underpinning of language-based, intersubjective socialization. Against this background, the preoccupation with Herder's and Tomasello's natural history in <i>Also a History of Philosophy</i> appears as a resumption of earlier thoughts. However, before we come to this book and look more closely at the emergence of intersubjectivity, let me conclude the overview of natural history as a constant in Habermas's thinking with his discussion of eugenics.</p><p>After natural-historical questions receded into the background with the turn to discourse ethics and democratic theory before and after the publication of <i>Between Facts and Norms</i> in 1992, they resurfaced in <i>The Future of Human Nature</i> from 2001. Although Habermas (<span>2003a</span>, p. 106) acknowledges the far-reaching impact of “the biological disillusionment about the position of man in natural history” in the wake of the Darwinian revolution,<sup>3</sup> he holds on to his position that there is a <i>differentia specifica</i> between humans and all other beings. Only humans, he asserts, raise validity claims. Animals, on the contrary, “do not belong to the universe of members who address intersubjectively accepted rules and orders <i>to one another</i>” (Habermas, <span>2003a</span>, p. 33). The language-based capacity to address intersubjectively accepted norms represents for him an essential component of a species-ethical self-understanding, a self-understanding that he thinks is disturbed when we manipulate the genetic makeup of unborn human beings beyond purely preventive measures. Once again, language, as a product of natural history, and the skills it brings are what set humans apart.</p><p>Therefore, we can state that the natural-historical motif of origin of the human ability for language forms a constant that binds together different phases of Habermas's oeuvre. What is more, this motif not only appears in his earlier writings. It also plays a fundamental role in <i>Also a History of Philosophy</i>, bringing us to Habermas's more recent work and his discussion of the natural history of, first, Herder and, second, Tomasello.</p><p>The impetus for <i>Also a History of Philosophy</i> is that collective action currently lacks a motivational pull for self-determination, with all recourses to ideas of divine justice blocked in our post-metaphysical age.<sup>4</sup> Reason has done well, Habermas says, in abandoning the reliance on metaphysical worldviews, but now it struggles with its weak motivational force. Because of this, he searches for a rationally available substitute, which he finds in learning processes. Progress already achieved in the past, even if only partially and temporarily, is supposed to motivate us for the complex challenges ahead. Habermas does not presuppose general historical laws and certainly not a telos toward which history as a whole runs. He only wants to explain that intermittent learning processes left a mark in history—that is his answer to Kant's third fundamental question about what we may hope (Kant, <span>1992</span>, p. 538). He contends that the assertiveness of rational objectives in the past proves that progress through collective efforts is possible in principle. Thus, a spark of hope can be fanned in the past, to borrow a phrase from Benjamin (<span>2003</span>, p. 391), instilling in our contemporaries the courage to strive for joint solutions to problems even under challenging circumstances. Habermas believes and, more importantly, wants others to believe that they can intentionally reshape today's globally intertwined societies. One might call this the cosmopolitan purpose of <i>Also a History of Philosophy</i>.</p><p>Having provided this brief overview of Habermas's project, the function of natural history in this context requires some explanation. For this purpose, I refer to Habermas's two mainstays for natural history, beginning with Herder. Herder represents the pivotal forerunner of the concept of learning processes. Due to historiographical similarities, Habermas even borrows his book's title from Herder's <i>Also a Philosophy of History for the Formation of Humanity</i>, where he outlines his view of history.<sup>5</sup> This conjuncture allows us to illuminate the fundamental features of their approaches by comparison. For my argument, it is of particular interest where Habermas deviates from Herder. However, we first need clarity about their central commonality to comprehend this difference. For Herder (<span>2002</span>, p. 77) as well as Habermas, humans are “the only linguistic creatures.” They both believe that the human species can, like no other species, tackle problems cooperatively by using language and pass on knowledge about solutions intergenerationally. For them, this ability opens the opportunity for long-term learning processes. Without symbolically mediated interactions, such processes would be inconceivable. Due to language, humans are the “creature[s] capable of learning” who can aspire toward their “advancement” (Herder, <span>1989</span>, p. 104)<sup>6</sup>—that is the bridge from Herder to Habermas.</p><p>One could elaborate on this conjuncture in various ways. I will restrict my analysis to the natural-historical bedrock of their theories because this is where the decisive deviation of the Frankfurt School theorist and the thinker of Weimar Classicism occurs. The latter lays the cornerstone for his view of history in the <i>Treatise on the Origin of Language</i>. There, Herder defines the uniqueness of humans based on the connection that humans, as opposed to animals, have with their surroundings. Whereas animals are bound up in specific environments, humans, he thinks, are exempt. “<i>Each animal has its circle</i>,” Herder (<span>2002</span>, p. 78) states, illustrating this statement by referring to the honeybee. Honeybees may build their hives with an astonishing “wisdom,” “but beyond these cells and beyond its destined occupation in these cells,” he claims, “the bee is also nothing.” To his mind, the habitat is so confined because of an instinctual fixation. The “<i>strength and sureness of instinct</i>” (Herder, <span>2002</span>, p. 77) may enable honeybees and animals in general to flourish in their species-specific environment while, at the same time, limiting their activity to this sphere. As Herder (<span>1989</span>, p. 103) underscores again in the <i>Ideas for the Philosophy of History of Humanity</i>, honeybees are “intimately interwoven” with their environment and even “enclosed” by it. The existence of animals, such as bees, is constrained to a “very narrow and confined circle” in which they are entirely hard-wired.</p><p>Diametrically opposed stands man, whom Herder (<span>2002</span>, p. 128) distinguishes as the “<i>freely active, rational</i> creature.” He takes the view that humans are not locked up in a particular environment but have the privilege of finding dwelling places in many different surroundings. Note that this unrestraint does not imply that the habitat in which humans live is insignificant to their forms of life. It merely means that the ties between innate modes of reaction and outer stimuli do not universally determine their actions. Herder (<span>2002</span>, p. 84) notes that humans possess a “free circle of taking-awareness.” For him, this room for maneuver or <i>freier Besinnungskreis</i> is the advantage of not being tied like animals. So, what might seem like a lack at first opens a crack for a sphere of negative freedom at a second glance. Stimuli from their surroundings, so the reasoning goes, do not toss humans impulsively back and forth. By taking awareness, humans can instead gain a prudent look at separate phenomena and thereby loosen the natural order of things. Figuratively speaking, they can steer their perception of the “whole ocean of sensations” to “a single wave” (Herder, <span>2002</span>, p. 722). Therefore, Habermas (<span>2019</span>, p. 451; my translation) is correct in his analysis of Herder that awareness constitutes the capacity “with which the human mind emerges from natural prehistory.” Being a human subject means standing in a circumspect relation to the natural environment.<sup>7</sup> What we find in Herder is thus a kind of relational designation of the “human.” This will be returned to in due course, but first, it is important to tie the argument back to Habermas and his paradigm of intersubjectivity.</p><p>Herder ultimately needs to clarify how awareness comes about, i.e., the cutting of the cord of the human subject from the realm of nature. Even though Herder's approach to societal developments is intersubjective, as Habermas illustrates, his underlying natural history is not. It rests on what Habermas calls the “philosophy of the subject”; that is to say, it examines the bilateral relationship between an individual being and its surroundings. From this angle, however, it must remain unresolved how any being could “pull itself out of the swamp by its own hair.” Conscious of this bootstrapping problem, Habermas deviates from the subject-philosophical paradigm, assuming that cooperation with others is indispensable for escaping from the natural order of things.</p><p>That is why Tomasello's natural history is productive for him. According to Tomasello, humans are creatures whose being originates from association. In a nutshell, humans become human through interactions with their conspecifics. Habermas (<span>2010</span>, p. 167) praises this point as the crucial insight of Tomasello's natural history: “He,” unlike Herder, “no longer concentrates on the solitary cognizing subject.” Both agree that dissociation from nature results from association with others or, in Habermas's (<span>2023</span>, p. 157) words, from “the interlocking of one's own perspective with the perspective taken over from the others on <i>the same</i> object.” Another example, that of the ape, sheds light on this natural-historical thesis and serves as a key to the intersubjective explanation of the transition to human history that Habermas adopts.</p><p>Tomasello, too, attempts to determine what distinguishes humans from animals. To do so, he addresses the animals most similar to Homo sapiens, the other species of the family of the great apes. If one can draw a line between them and humans, the distinction is expected to apply to all other animals, a fortiori, since these are more alien to us than our closest relatives. As opposed to Herder, however, who explored the anthropological difference before the breakthrough of <i>On the Origin of Species</i>, the distinctiveness of humans requires a different explanation after the Darwinian paradigm shift. Homo sapiens is, as Habermas (<span>2023</span>, p. 111) underlines, similar to orangutans, chimpanzees, and gorillas in that he also is a “product of the natural evolution of the mammals and great apes.” We share a pedigree with the other species of our family. Hence, asking how we differ from, for example, chimpanzees implies the question of when natural evolution took two different directions. The temporal vantage point is why Tomasello's natural history is called “evolutionary anthropology.” There is also another related difference to Herder, which is of even more significance regarding the relationship between intersubjectivity and ecology.</p><p>This difference concerns the transition with which Homo sapiens has risen above the realm of nature and embarked on a truly historical trajectory. Tomasello depicts this transition in terms of sociogenesis. Seen sociogenetically, the history of our species unfolds as a history of social order. The underlying thesis is that the moment when social orders came into existence coincided with the moment when human subjects entered the stage. So, Homo sapiens has neither emerged from preexisting social orders nor vice versa. Instead, they are <i>co-original</i>. Statements about what came first, human individuals or collectives, do not make sense on these grounds. Tomasello's perspective recognizes individuals and collectives as formed through a reciprocally constitutive relation. Both sides have forged each other through a series of adaptations over a long period of time. This standpoint, however pioneering it may be, does not free him from the question of how humans—seen now as social beings all along—initially appeared on stage. The simultaneous occurrence of human subjectivity and encompassing social orders does not exempt him from revealing the turning point between natural and sociocultural evolution.</p><p>It is crucial to see that coordination between two or more agents toward a joint goal is not only at the bottom of shared intentionality, as Tomasello defines it. Moreover, it supplies the basic pattern of how language works, according to Habermas. At the core, this <i>trilateral</i> pattern comprises the “interlocking of a <i>horizontal relationship</i> between persons with a <i>vertical relationship</i> to states of affairs proceeding from this shared basis” (Habermas, <span>2023</span>, p. 155). The version of natural history introduced in <i>Also a History of Philosophy</i> culminates in the idea of linguistically generated intersubjectivity. Tomasello's evolutionary anthropology is a stepping stone for Habermas to bring out this intersubjective heart of humanity. Intersubjectivity marks the endpoint of natural prehistory, and it simultaneously constitutes the starting point for genuine human history, which, as laid out earlier, contains learning processes through communicative interaction.</p><p>As for the overall argument of this article, the preceding analysis serves as a scaffold to frame my query about Habermas's historiography. To its detriment, his view of history skates over the relationship between intersubjectivity and the world of natural entities. Despite the advantages the paradigm of intersubjectivity offers, we should be careful not to ignore these ecological relations. Sociogenesis, i.e., the reciprocal development of encompassing social orders and embedded socialized beings, remains attached to the natural environment, even if we assume a prehistoric transition that lifts the human species out of nature. We must take into account the influences of the natural environment on historical developments to understand the past, present, and future. In the next section, I advance in this direction by consulting the writings of Tomasello and Herder again, but this time from an explicitly ecological angle.</p><p>As natural history turned out to be of major relevance in <i>Also a History of Philosophy</i>, I would go a step further than Eduardo Mendieta (<span>2018</span>, p. 297), who comments that Habermas engages with the so-called Axial Age “to retrieve a truly common past, in order to begin to fashion a truly common future.” Habermas's narration takes us even further back than Mendieta presumes, namely, to the genesis of humankind. By this, he intends to promote an image of the human species that fits the aim of corporative learning and self-determined collective action of, ultimately, global reach (cf. Habermas, <span>2023</span>, p. 38). If communicative cooperation is part and parcel of being human, then it appears logical to hold on to that skill even in the face of daunting prospects. After all, why should humankind give up its evolutionary advantage in times of global challenges and backslide into a primitive egocentric mode of reasoning when working together through linguistic interaction has already proven to be the most promising tool to cope with problems since the dawn of history? One can see from this how natural history functions not only as a point of departure but also as a sort of safeguard for Habermas's cosmopolitan purpose.</p><p>The natural history of Habermas looks to language as the motor that lends human history its unique dynamic. The problem is that this leverage effect leads him to study history mostly as a decoupled developmental path. For him, the formation of language is a caesura in the wake of which the history of humans took on a life of its own. I do not disagree on drawing a line between natural prehistory and human history. I solely want to make the case that, based on any such distinction, we must not forget the enduring influences of and dependencies between social orders and their natural environment. Such a disregard is problematic because we should not fall prey to the belief that autonomy vis-à-vis nature has something to do with independence from it. Without due regard for the relationship with nature, we can neither discern what distinguishes self-determination nor what might endanger it. In favor of Habermas's guiding value, we should move beyond him in this respect. This criticism can be made more tangible by referring to his own sources, Tomasello and Herder.</p><p>Regarding the discussion of Tomasello's thought in <i>Also a History of Philosophy</i>, one of his vital insights actually opposes any isolation of history from natural developments. When tying in with Tomasello, one should also consider the proposition that the ancestors of Homo sapiens were “forced by ecological circumstances into more cooperative lifeways” (Tomasello, <span>2014</span>, pp. 4−5).<sup>10</sup> More precisely, Tomasello (<span>2014</span>, p. 36) states that our animal ancestors had to find “a new foraging niche” because of a collapse of their food supply due to a spread of ground-dwelling apes. He asserts that a stark “disappearance of individually obtainable foods” eventually occurred (Tomasello, <span>2014</span>, p. 124), and he infers that this change led to the shift toward cooperative foraging, which, in turn, gave rise to shared intentional language as a breakthrough medium of collective coordination. According to this line of argument, linguistically constituted intersubjectivity has its roots in an advantageous adaptation to <i>biotic</i> factors.</p><p>That these factors have so decisively contributed to the emergence of humankind suggests that we pay attention to them when reconstructing further historical events and trends. Tomasello, in any case, defends a similar position. He believes that “differences in cultural practices” are related to “highly variable local ecologies” (Tomasello, <span>2014</span>, p. 141). Even though I do not refute Habermas's claim that the history of humankind has parted from natural evolution, I find it essential to reconstruct this history without abstraction from environmental effects. Habermas, unilaterally focusing on intersubjectivity, loses sight of its interdependence with the natural world. In what follows, I bring this imbalance into sharper focus by turning to Herder's philosophy anew.</p><p>As explained above, Herder thinks of human forms of life as reproducing themselves through communication. That, however, expresses only half the truth. He also locates them in a natural environment with manifold influences. In his view, societies (a term that he does not use) perform acculturation and acclimatization; that is, the inward integration into a linguistically textured social order <i>and</i> the outward integration into a physical environment. Although Habermas incorporates the first side into his paradigm of intersubjectivity, he passes over the second side, an asset of Herder's theory. Put a little differently, Herder indeed frames the history of Homo sapiens “anthropologically as the result of an organic empowerment of linguistically socialized human beings into <i>collectively learning</i> authors of their diverse ways of life” (Habermas, <span>2019</span>, pp. 428−429; my translation). However, leaving it at that discounts the effect of the ecology on historical developments. From Herder's thesis that humans are not fixed to a specific habitat, it does not follow that they are independent of environmental impacts. To illustrate this point, I will elaborate on an example he invokes.</p><p>In the <i>Ideas for the Philosophy of History of Humanity</i>, Herder refers to variables such as wind, precipitation, temperature, seasons, and the overall atmosphere as causes for divergences in the history of humanity.<sup>11</sup> The “picture of the much-changing climate,” he claims, influences the human body, psyche, and the social orders in which we live (Herder, <span>1989</span>, p. 266). As a matter of fact, Herder (<span>1989</span>, p. 265) speaks of a “climatic spirit of laws” with allusion to Montesquieu (<span>1989</span>, pp. 231−307). It is worth mentioning that he takes pains to avoid deterministic inferences from the natural environment to the respective human forms of life. He explicitly states that the prevailing climate influences developments in the social realm but does not dictate them; “the climate does not force, but it inclines” (Herder, <span>1989</span>, p. 270).</p><p>Herder says that, because the climate is “in a reciprocal relationship” with societies, the use of fire, metal extraction and processing, the domestication of animals, the cultivation of plants, and the foundation of settlements cause climatic change.</p><p>In order to extract my Herderian objection to Habermas, it is helpful to update this assessment. Current climate change, which is gaining momentum all over the planet, confirms Herder's observations and surpasses them at once. On the one hand, it has become irrefutable that humans impinge on the climate not only on a local but on a global scale. On the other hand, more and more feedback loops arise, i.e., the environmental outputs of modern societies return as inputs. Anthropogenic climate change results in increasing repercussions. Societies everywhere find themselves in a situation of adaptation to global warming and its knock-on effects. As a result of this backlash, some seem to get closer to the tipping point at which the climate no longer “inclines,” as Herder argued it would, but where it does ultimately “force” societies into specific reactions. So-called climate migration, which continues to increase due to, for example, more extreme weather, rising sea levels, and desert formation, is one case of this turnaround. Today's societies are on the verge of squandering what can be called the atmosphere of negative freedom.</p><p>Herder presents proto-sociological and proto-ecological explanations for the course of human history because he is convinced that societies and their environments mutually influence each other.<sup>12</sup> At the same time, he tries to avoid a strong naturalism. The “dwelling place,” he highlights, “does not yet account for everything” (Herder, <span>1989</span>, p. 339). Compared to that, the natural environment plays an insignificant role in the historiography of Habermas. While his forerunner conceptualizes an interdependence between societal developments and the environment, Habermas virtually proceeds as if the two were disconnected.</p><p>Admittedly, Habermas (<span>2023</span>, p. 75) emphasizes at one point that there currently is a need for autonomous collective action at the supranational level to counter “the pressing problems of progressive climate change” (and by tracing historical learning processes he intends to bolster confidence in the possibility and power of such agency). I do not want to deny this. Nevertheless, it is important to turn the problem around by asking how environmental conditions affect our capacity for autonomy. The main point of the argument is not that the neglect of ecology is questionable merely because of removing outer nature from the equation; all theories, even one as comprehensive as Habermas's, leave some issues unconsidered. Rather, the disregard for ecology is disputable above all because it underestimates a critical aspect for propelling collective self-determination: A history advancing in a self-determined way is not one that is independent of nature, but one aware of its dependencies.</p><p>In this section, I present human autonomy as enrooted in its surroundings through practical relations. This conceptualization requires, first, a social decentering, to which the Critical Theory of the Frankfurt School—not least the version of Habermas—has always called attention: The potential of collective autonomy unfolds only under favorable social circumstances which one must, in consequence, create and maintain. The conception of enrooted autonomy requires, second, ecological decentering. That is what this section shall bring into play: The development of autonomy relies on accommodating environmental conditions, which we should not undermine but sustain. So, this double decentering embeds the <i>autos</i> of autonomy into the fabric of social relations while similarly grounding it with respect to the natural environment. Envisioning it that way reveals that the neglect of the ecological dimension in <i>Also a History of Philosophy</i> is problematic because it sidelines impediments to the goal of mustering collective autonomy.</p><p>As thoroughly social creatures, humans are shaped by the very patterns they produce through their interaction with others. Their thinking and acting are affected by the social orders in which they live. With a view to autonomy, this shaping is far from unproblematic: As long as the members of a society unreflectively comply with the prevailing social patterns, they submit to mere customs whose existence hinges on their contribution but over which they do not rule themselves. In such a case, we cannot say that they set their ends autonomously. It is a driving force of Critical Theory to throw light on this and raise the members of contemporary societies beyond what is merely given. Holding fast to one of the main motives of the Enlightenment, for this school of thought, autonomy depends on how we behave regarding the social circumstances in which we find ourselves.<sup>13</sup> It arises from examining social reality and its effects on those subjected to it. It thus represents a prerequisite of self-determination that the self dissolves the force of the factual by scrutinizing where it comes from and what justifies it (Forst, <span>2023</span>). Coming to terms with the sometimes relatively blunt, sometimes rather soft and hidden authority of ruling social orders is necessary to become autonomous because, otherwise, maxims find their way into the determinations of the will without having undergone rational scrutiny. Accordingly, a collective is “heteronomous” if oriented not to what is demanded upon critical reflection but to what an arbitrary authority imposes. In this sense, human autonomy requires a liberating self-localization within existing society.</p><p>Yet, situating subjects in social terms is only the first step to relating those who are to determine themselves to their surroundings. Without a complementary step in ecological terms, this movement remains incomplete, as social orders embody but one part of the web within which humans are entangled. In addition to their relations with others, they stand in a relationship with nature, although in an inevitably mediated way. Even intersubjectively associated beings do not solely live in a socially constituted realm; they and the societies they erect are part of a more encompassing natural world (cf. McCarthy, <span>1984</span>, p. 188). Habermas would certainly not dispute this point. After all, he already assumed such ecological embeddedness in his occupation with the founding generation of the Frankfurt School: “Clearly, however, in order to eliminate avoidable social repression, we cannot refuse the exploitation of nature that is necessary for survival” (Habermas, <span>1985</span>, p. 110). The claim here is a different one: Just as Habermas leaves no doubt that autonomy requires a <i>Lebenswelt</i> that “meets it halfway” (e.g., Habermas, <span>1990</span>, p. 207), it likewise depends on an accommodating natural <i>Umwelt</i>. The seed of self-determination germinates only on the grounds of a fostering environment, if at all. Thus, it is necessary to go beyond Habermas while drawing on him at the same time.</p><p>To see why, recall that human autonomy represents the outcome of a process in the course of which subjects no longer blindly follow externally imposed rules. It is no ability humans possess by default, but rather the awakening of a sometimes, maybe mostly slumbering potential. The starting point for its unfolding is the consideration of one's conditionality. Accordingly, we should understand the actualization of the potential for autonomy concretely, in the sense that autonomous subjects gain awareness of what influences them and behave deliberately in relation to it. This taking-awareness, in turn, can be supported or hindered by different circumstances. Some circumstances stimulate the capacity to become autonomous more than others, and some natural conditions are even indispensable for autonomy to unfold (which does not mean that these are unchanging). Ample air to breathe is only one such example of a prerequisite without which humans could not actualize their ability of autonomy. As Herder's relational account of what distinguishes humanity indicates, nature must supply us with some room for maneuver. To put it differently, human self-determination depends on a natural world facilitating it. If collective self-determination is to become effective, the surrounding natural world cannot be a sphere of total constraint. It has to be enabling, at least in part.</p><p>Against this backdrop, it is theoretically required to resume exploring the vertical relationship we, as linguistically socialized beings, have with the world of natural objects. We cannot marginalize ecological factors as fixed and exogenous variables in theory without compromising the explanatory power of our approach. Hence, the paradigm of intersubjectivity is ripe for rethinking (Cooke, <span>2020</span>, p. 1170).<sup>14</sup> My specific concerns with Habermas's <i>Also a History of Philosophy</i> amount to two points. The disregard for ecology needs revision, first, because one cannot understand historical developments without considering the reciprocal relationship between societies and their natural environments, and second, because such a limited field of vision cannot fully capture threats that arise to human autonomy from ecological havoc.</p><p>Autonomy can only thrive based on conducive ecological conditions. Looking at it that way, the degradation of these preconditions implies peril for its formation. And where blindness for autonomy's dependencies reigns, courses of action will likely be taken that run counter to the ambition to become autonomous, as conditions without which we are less capable of cultivating our potentials become discounted. If humans succumb to the illusion of being self-sufficient or independent, they do not give enabling conditions the consideration they deserve. That is a problematic attitude in that, as a result of it, vital dependencies are not only overlooked but might as well be subverted.<sup>15</sup> Therein lies the normative upshot of my argument, which, even though it resumes a line of criticism pioneered by Whitebook (<span>1979</span>), goes beyond the existing engagement with Habermas's thinking in environmental ethics (cf. Gunderson, <span>2014</span>): In order to safeguard autonomy, we must beware of fictitious sovereignty over nature.<sup>16</sup> Those who, for example, pollute the air so severely that they can no longer take a liberating breath deprive themselves of an elementary condition for autonomy to develop. Ultimately, self-determination and coming to terms with our boundedness stay within reach only if this very boundedness is not characterized by outright compulsion but leaves some leeway. Indeed, how can humans resist acting on urges when, due to their practices, the encompassing natural environment urges them on ever more forcefully?</p><p>With a view to anthropogenic climate change as the most familiar and pressing expression of today's ecological polycrisis, we should hence maximize the endeavor to preserve an atmosphere of negative freedom and avoid stumbling over the roots of the human form of life. Modern societies should preserve and promote ecological conditions that give their members windows of opportunity to unfold their potential for self-determination instead of triggering more constricting situations. Suppose this transformation of what Habermas (<span>1997</span>) calls the “project of modernity” fails. In that case, our history might again become driven by natural processes, the end of which was the starting point for the plot of <i>Also a History of Philosophy</i>.</p><p>The purpose of this article was twofold. First, it presented the widely overlooked version of natural history developed by Jürgen Habermas. Second, it exposed an imbalance in his intersubjective approach.</p><p>Regarding the first aim, the article demonstrated that Habermas engages continuously with the subject of natural history throughout the different phases of his work. What connects these diverse considerations is the motif of the ability for language, which, according to him, inaugurates the history of humankind. In his recent <i>Also a History of Philosophy</i>, he takes up this motif, too, but at the same time develops it further. By drawing on the anthropological ideas of Johann G. Herder and Michael Tomasello, the book establishes a natural-historical point of departure for its overarching task of detecting reason in history. That is to say, the end of natural prehistory through linguistically based cooperation grounds a historiography revolving around learning processes.</p><p>This intersubjective approach is imbalanced insofar as it risks losing sight of the relationship between social orders and the natural environment. To highlight this shortcoming, the article referred to Habermas's own sources. Both Herder and Tomasello evince that outer nature is more than a fixed variable for the course of our history. They show that we cannot adequately comprehend historical developments independently from the reciprocal influences of societies and their environments. In a final step, the article argued that collective autonomy, as the guiding value of Habermas, relies not only on social circumstances that meet it halfway but also on a supportive natural environment. Blindness to this dependency hence neglects a prerequisite required for human self-determination to flourish.</p><p>Only when this misalignment is corrected can we grasp how drastically ecological devastation affects the course of human history and why, for autonomy's sake, new learning processes are crucial to forge paths of progress that do not entail environmental degradation. Social criticism in general must not treat societies’ natural environments as a ceteris paribus assumption but as a much-changing condition of societal order.</p>\",\"PeriodicalId\":51578,\"journal\":{\"name\":\"Constellations-An International Journal of Critical and Democratic Theory\",\"volume\":\"31 4\",\"pages\":\"520-531\"},\"PeriodicalIF\":1.2000,\"publicationDate\":\"2024-03-06\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://onlinelibrary.wiley.com/doi/epdf/10.1111/1467-8675.12740\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Constellations-An International Journal of Critical and Democratic Theory\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1111/1467-8675.12740\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"POLITICAL SCIENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Constellations-An International Journal of Critical and Democratic Theory","FirstCategoryId":"1085","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/1467-8675.12740","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"POLITICAL SCIENCE","Score":null,"Total":0}
Intersubjectivity and ecology: Habermas on natural history
In philosophy, the field of natural history generally explores the transition from natural prehistory to genuine human history. It asks whether, and if so how, the human species rose above the realm of nature. Regarding the Critical Theory of the Frankfurt School, this type of inquiry is predominantly associated with the essay “The Idea of Natural History” by Theodor W. Adorno (1984; Pensky, 2004). There, Adorno assumes a constant interlocking of nature and history such that we cannot (yet) speak of a truly human history. But there is another version of natural history in Critical Theory, namely, that of Jürgen Habermas. Often overlooked, there exists no systematic discussion of it until now. One of the two central aims of this article is to close this gap and highlight key features of Habermas's version of natural history. What sets it apart is that it is thoroughly intersubjective: The natural history of Habermas brings out the role of linguistically based cooperation in the transition to human history. As we will see, this theme runs through his oeuvre since a 1958 article on philosophical anthropology at least, though it emerges most elaborately only in his Also a History of Philosophy (originally published in 2019).
In this book, Habermas looks for signs of reason in history. This search is triggered by the diagnosis that autonomous collective action lacks traction to counter the aberrations of modernity. To solve this problem, he puts forward a history of learning processes. Although it is essential for this overarching purpose, the discussion around the book has thus far entirely ignored natural history. This deficit can be compensated for by exploring Habermas's take on the works of two anthropological thinkers, Johann G. Herder and Michael Tomasello. The engagement with their writings establishes a natural-historical point of departure for his quest to detect reason in history. The second aim of this article is to show that, in his occupation with them, Habermas marginalizes a crucial insight of Tomasello and especially of Herder—the dependence of the course of history on ecological circumstances—and accordingly underestimates the significance of environmental conditions for propelling collective self-determination. Whereas the first aim is more interpretive, this second aim has a critical intent, foregrounding the influence of the natural environment on developments in the intersubjective dimension.
The overall argument of this article proceeds as follows. The first section provides an overview of the hitherto overlooked role of natural history in Habermas's thinking. It proves to be a constant throughout his work. The second section continues this overview by analyzing his engagement with Herder in Also a History of Philosophy. Drawing on Herder's natural history, Habermas conceptualizes his own history of learning processes. The third section subsequently concludes the interpretive part of the article with Habermas's take on Tomasello's work. He refers to Tomasello in order to reveal how the emergence of linguistic intersubjectivity came about. The fourth section argues that, compared with both Tomasello and Herder, Habermas virtually views human history as if it were decoupled from ecological circumstances, hence necessitating a recoupling. Finally, the fifth section advocates an ecological decentering of human self-determination. A history advancing in an autonomous mode is not independent of environmental influences but one aware of its ecological dependencies.
According to this description, philosophical anthropology understands man as a relative and descendant of animal species, with which he sometimes has more and sometimes has less in common.1 At the same time, it solely belongs to zoology “in a certain way.” Although it uses comparable methods, the clause clarifies that its object of investigation is categorically different from those of zoological disciplines. Implicit here is a reference to the Aristotelean differentiation between the reasonless animal and the human species with rational speech or “logos” at its disposal. Despite his work's many twists and turns, this anthropological difference remains a continuously refined constant, along with the underlying idea of our natural-historical descent from the great apes.
Natural history, Habermas argues, has overcome itself by producing language, the medium that lifts our species out of the realm of nature. In a letter written to Helmuth Plessner some years later, he accordingly defends the hypothesis “that the acquisition of language [is] the most important factor for the humanization of our chimpanzee” (Habermas, 1974, p. 139; my translation).
In The Theory of Communicative Action, his magnum opus from 1981, Habermas incorporates this evolutionary differentiation into his full-fledged paradigm of intersubjectivity. In the course of the discussion of George H. Mead's idea of socialization, Habermas (1987, pp. 10−11) indicates that he wants to shed light on the natural-historical “question of the emergence of a higher-level form of life characterized by a linguistically constituted form of intersubjectivity that makes communicative action possible.” With “emergence,” he deliberately chooses a term that expresses the immanent development of a new form of integration from precursory forms. As explained by him, the great apes had to cross this “threshold of anthropogenesis” (Habermas, 1987, p. 22) at a certain point during prehistory because, otherwise, the initial sociocultural state would not have been reached, from which point the human species has been moving in markedly different directions ever since.2 By linking up with Mead, Habermas's magnum opus undertakes a natural-historical underpinning of language-based, intersubjective socialization. Against this background, the preoccupation with Herder's and Tomasello's natural history in Also a History of Philosophy appears as a resumption of earlier thoughts. However, before we come to this book and look more closely at the emergence of intersubjectivity, let me conclude the overview of natural history as a constant in Habermas's thinking with his discussion of eugenics.
After natural-historical questions receded into the background with the turn to discourse ethics and democratic theory before and after the publication of Between Facts and Norms in 1992, they resurfaced in The Future of Human Nature from 2001. Although Habermas (2003a, p. 106) acknowledges the far-reaching impact of “the biological disillusionment about the position of man in natural history” in the wake of the Darwinian revolution,3 he holds on to his position that there is a differentia specifica between humans and all other beings. Only humans, he asserts, raise validity claims. Animals, on the contrary, “do not belong to the universe of members who address intersubjectively accepted rules and orders to one another” (Habermas, 2003a, p. 33). The language-based capacity to address intersubjectively accepted norms represents for him an essential component of a species-ethical self-understanding, a self-understanding that he thinks is disturbed when we manipulate the genetic makeup of unborn human beings beyond purely preventive measures. Once again, language, as a product of natural history, and the skills it brings are what set humans apart.
Therefore, we can state that the natural-historical motif of origin of the human ability for language forms a constant that binds together different phases of Habermas's oeuvre. What is more, this motif not only appears in his earlier writings. It also plays a fundamental role in Also a History of Philosophy, bringing us to Habermas's more recent work and his discussion of the natural history of, first, Herder and, second, Tomasello.
The impetus for Also a History of Philosophy is that collective action currently lacks a motivational pull for self-determination, with all recourses to ideas of divine justice blocked in our post-metaphysical age.4 Reason has done well, Habermas says, in abandoning the reliance on metaphysical worldviews, but now it struggles with its weak motivational force. Because of this, he searches for a rationally available substitute, which he finds in learning processes. Progress already achieved in the past, even if only partially and temporarily, is supposed to motivate us for the complex challenges ahead. Habermas does not presuppose general historical laws and certainly not a telos toward which history as a whole runs. He only wants to explain that intermittent learning processes left a mark in history—that is his answer to Kant's third fundamental question about what we may hope (Kant, 1992, p. 538). He contends that the assertiveness of rational objectives in the past proves that progress through collective efforts is possible in principle. Thus, a spark of hope can be fanned in the past, to borrow a phrase from Benjamin (2003, p. 391), instilling in our contemporaries the courage to strive for joint solutions to problems even under challenging circumstances. Habermas believes and, more importantly, wants others to believe that they can intentionally reshape today's globally intertwined societies. One might call this the cosmopolitan purpose of Also a History of Philosophy.
Having provided this brief overview of Habermas's project, the function of natural history in this context requires some explanation. For this purpose, I refer to Habermas's two mainstays for natural history, beginning with Herder. Herder represents the pivotal forerunner of the concept of learning processes. Due to historiographical similarities, Habermas even borrows his book's title from Herder's Also a Philosophy of History for the Formation of Humanity, where he outlines his view of history.5 This conjuncture allows us to illuminate the fundamental features of their approaches by comparison. For my argument, it is of particular interest where Habermas deviates from Herder. However, we first need clarity about their central commonality to comprehend this difference. For Herder (2002, p. 77) as well as Habermas, humans are “the only linguistic creatures.” They both believe that the human species can, like no other species, tackle problems cooperatively by using language and pass on knowledge about solutions intergenerationally. For them, this ability opens the opportunity for long-term learning processes. Without symbolically mediated interactions, such processes would be inconceivable. Due to language, humans are the “creature[s] capable of learning” who can aspire toward their “advancement” (Herder, 1989, p. 104)6—that is the bridge from Herder to Habermas.
One could elaborate on this conjuncture in various ways. I will restrict my analysis to the natural-historical bedrock of their theories because this is where the decisive deviation of the Frankfurt School theorist and the thinker of Weimar Classicism occurs. The latter lays the cornerstone for his view of history in the Treatise on the Origin of Language. There, Herder defines the uniqueness of humans based on the connection that humans, as opposed to animals, have with their surroundings. Whereas animals are bound up in specific environments, humans, he thinks, are exempt. “Each animal has its circle,” Herder (2002, p. 78) states, illustrating this statement by referring to the honeybee. Honeybees may build their hives with an astonishing “wisdom,” “but beyond these cells and beyond its destined occupation in these cells,” he claims, “the bee is also nothing.” To his mind, the habitat is so confined because of an instinctual fixation. The “strength and sureness of instinct” (Herder, 2002, p. 77) may enable honeybees and animals in general to flourish in their species-specific environment while, at the same time, limiting their activity to this sphere. As Herder (1989, p. 103) underscores again in the Ideas for the Philosophy of History of Humanity, honeybees are “intimately interwoven” with their environment and even “enclosed” by it. The existence of animals, such as bees, is constrained to a “very narrow and confined circle” in which they are entirely hard-wired.
Diametrically opposed stands man, whom Herder (2002, p. 128) distinguishes as the “freely active, rational creature.” He takes the view that humans are not locked up in a particular environment but have the privilege of finding dwelling places in many different surroundings. Note that this unrestraint does not imply that the habitat in which humans live is insignificant to their forms of life. It merely means that the ties between innate modes of reaction and outer stimuli do not universally determine their actions. Herder (2002, p. 84) notes that humans possess a “free circle of taking-awareness.” For him, this room for maneuver or freier Besinnungskreis is the advantage of not being tied like animals. So, what might seem like a lack at first opens a crack for a sphere of negative freedom at a second glance. Stimuli from their surroundings, so the reasoning goes, do not toss humans impulsively back and forth. By taking awareness, humans can instead gain a prudent look at separate phenomena and thereby loosen the natural order of things. Figuratively speaking, they can steer their perception of the “whole ocean of sensations” to “a single wave” (Herder, 2002, p. 722). Therefore, Habermas (2019, p. 451; my translation) is correct in his analysis of Herder that awareness constitutes the capacity “with which the human mind emerges from natural prehistory.” Being a human subject means standing in a circumspect relation to the natural environment.7 What we find in Herder is thus a kind of relational designation of the “human.” This will be returned to in due course, but first, it is important to tie the argument back to Habermas and his paradigm of intersubjectivity.
Herder ultimately needs to clarify how awareness comes about, i.e., the cutting of the cord of the human subject from the realm of nature. Even though Herder's approach to societal developments is intersubjective, as Habermas illustrates, his underlying natural history is not. It rests on what Habermas calls the “philosophy of the subject”; that is to say, it examines the bilateral relationship between an individual being and its surroundings. From this angle, however, it must remain unresolved how any being could “pull itself out of the swamp by its own hair.” Conscious of this bootstrapping problem, Habermas deviates from the subject-philosophical paradigm, assuming that cooperation with others is indispensable for escaping from the natural order of things.
That is why Tomasello's natural history is productive for him. According to Tomasello, humans are creatures whose being originates from association. In a nutshell, humans become human through interactions with their conspecifics. Habermas (2010, p. 167) praises this point as the crucial insight of Tomasello's natural history: “He,” unlike Herder, “no longer concentrates on the solitary cognizing subject.” Both agree that dissociation from nature results from association with others or, in Habermas's (2023, p. 157) words, from “the interlocking of one's own perspective with the perspective taken over from the others on the same object.” Another example, that of the ape, sheds light on this natural-historical thesis and serves as a key to the intersubjective explanation of the transition to human history that Habermas adopts.
Tomasello, too, attempts to determine what distinguishes humans from animals. To do so, he addresses the animals most similar to Homo sapiens, the other species of the family of the great apes. If one can draw a line between them and humans, the distinction is expected to apply to all other animals, a fortiori, since these are more alien to us than our closest relatives. As opposed to Herder, however, who explored the anthropological difference before the breakthrough of On the Origin of Species, the distinctiveness of humans requires a different explanation after the Darwinian paradigm shift. Homo sapiens is, as Habermas (2023, p. 111) underlines, similar to orangutans, chimpanzees, and gorillas in that he also is a “product of the natural evolution of the mammals and great apes.” We share a pedigree with the other species of our family. Hence, asking how we differ from, for example, chimpanzees implies the question of when natural evolution took two different directions. The temporal vantage point is why Tomasello's natural history is called “evolutionary anthropology.” There is also another related difference to Herder, which is of even more significance regarding the relationship between intersubjectivity and ecology.
This difference concerns the transition with which Homo sapiens has risen above the realm of nature and embarked on a truly historical trajectory. Tomasello depicts this transition in terms of sociogenesis. Seen sociogenetically, the history of our species unfolds as a history of social order. The underlying thesis is that the moment when social orders came into existence coincided with the moment when human subjects entered the stage. So, Homo sapiens has neither emerged from preexisting social orders nor vice versa. Instead, they are co-original. Statements about what came first, human individuals or collectives, do not make sense on these grounds. Tomasello's perspective recognizes individuals and collectives as formed through a reciprocally constitutive relation. Both sides have forged each other through a series of adaptations over a long period of time. This standpoint, however pioneering it may be, does not free him from the question of how humans—seen now as social beings all along—initially appeared on stage. The simultaneous occurrence of human subjectivity and encompassing social orders does not exempt him from revealing the turning point between natural and sociocultural evolution.
It is crucial to see that coordination between two or more agents toward a joint goal is not only at the bottom of shared intentionality, as Tomasello defines it. Moreover, it supplies the basic pattern of how language works, according to Habermas. At the core, this trilateral pattern comprises the “interlocking of a horizontal relationship between persons with a vertical relationship to states of affairs proceeding from this shared basis” (Habermas, 2023, p. 155). The version of natural history introduced in Also a History of Philosophy culminates in the idea of linguistically generated intersubjectivity. Tomasello's evolutionary anthropology is a stepping stone for Habermas to bring out this intersubjective heart of humanity. Intersubjectivity marks the endpoint of natural prehistory, and it simultaneously constitutes the starting point for genuine human history, which, as laid out earlier, contains learning processes through communicative interaction.
As for the overall argument of this article, the preceding analysis serves as a scaffold to frame my query about Habermas's historiography. To its detriment, his view of history skates over the relationship between intersubjectivity and the world of natural entities. Despite the advantages the paradigm of intersubjectivity offers, we should be careful not to ignore these ecological relations. Sociogenesis, i.e., the reciprocal development of encompassing social orders and embedded socialized beings, remains attached to the natural environment, even if we assume a prehistoric transition that lifts the human species out of nature. We must take into account the influences of the natural environment on historical developments to understand the past, present, and future. In the next section, I advance in this direction by consulting the writings of Tomasello and Herder again, but this time from an explicitly ecological angle.
As natural history turned out to be of major relevance in Also a History of Philosophy, I would go a step further than Eduardo Mendieta (2018, p. 297), who comments that Habermas engages with the so-called Axial Age “to retrieve a truly common past, in order to begin to fashion a truly common future.” Habermas's narration takes us even further back than Mendieta presumes, namely, to the genesis of humankind. By this, he intends to promote an image of the human species that fits the aim of corporative learning and self-determined collective action of, ultimately, global reach (cf. Habermas, 2023, p. 38). If communicative cooperation is part and parcel of being human, then it appears logical to hold on to that skill even in the face of daunting prospects. After all, why should humankind give up its evolutionary advantage in times of global challenges and backslide into a primitive egocentric mode of reasoning when working together through linguistic interaction has already proven to be the most promising tool to cope with problems since the dawn of history? One can see from this how natural history functions not only as a point of departure but also as a sort of safeguard for Habermas's cosmopolitan purpose.
The natural history of Habermas looks to language as the motor that lends human history its unique dynamic. The problem is that this leverage effect leads him to study history mostly as a decoupled developmental path. For him, the formation of language is a caesura in the wake of which the history of humans took on a life of its own. I do not disagree on drawing a line between natural prehistory and human history. I solely want to make the case that, based on any such distinction, we must not forget the enduring influences of and dependencies between social orders and their natural environment. Such a disregard is problematic because we should not fall prey to the belief that autonomy vis-à-vis nature has something to do with independence from it. Without due regard for the relationship with nature, we can neither discern what distinguishes self-determination nor what might endanger it. In favor of Habermas's guiding value, we should move beyond him in this respect. This criticism can be made more tangible by referring to his own sources, Tomasello and Herder.
Regarding the discussion of Tomasello's thought in Also a History of Philosophy, one of his vital insights actually opposes any isolation of history from natural developments. When tying in with Tomasello, one should also consider the proposition that the ancestors of Homo sapiens were “forced by ecological circumstances into more cooperative lifeways” (Tomasello, 2014, pp. 4−5).10 More precisely, Tomasello (2014, p. 36) states that our animal ancestors had to find “a new foraging niche” because of a collapse of their food supply due to a spread of ground-dwelling apes. He asserts that a stark “disappearance of individually obtainable foods” eventually occurred (Tomasello, 2014, p. 124), and he infers that this change led to the shift toward cooperative foraging, which, in turn, gave rise to shared intentional language as a breakthrough medium of collective coordination. According to this line of argument, linguistically constituted intersubjectivity has its roots in an advantageous adaptation to biotic factors.
That these factors have so decisively contributed to the emergence of humankind suggests that we pay attention to them when reconstructing further historical events and trends. Tomasello, in any case, defends a similar position. He believes that “differences in cultural practices” are related to “highly variable local ecologies” (Tomasello, 2014, p. 141). Even though I do not refute Habermas's claim that the history of humankind has parted from natural evolution, I find it essential to reconstruct this history without abstraction from environmental effects. Habermas, unilaterally focusing on intersubjectivity, loses sight of its interdependence with the natural world. In what follows, I bring this imbalance into sharper focus by turning to Herder's philosophy anew.
As explained above, Herder thinks of human forms of life as reproducing themselves through communication. That, however, expresses only half the truth. He also locates them in a natural environment with manifold influences. In his view, societies (a term that he does not use) perform acculturation and acclimatization; that is, the inward integration into a linguistically textured social order and the outward integration into a physical environment. Although Habermas incorporates the first side into his paradigm of intersubjectivity, he passes over the second side, an asset of Herder's theory. Put a little differently, Herder indeed frames the history of Homo sapiens “anthropologically as the result of an organic empowerment of linguistically socialized human beings into collectively learning authors of their diverse ways of life” (Habermas, 2019, pp. 428−429; my translation). However, leaving it at that discounts the effect of the ecology on historical developments. From Herder's thesis that humans are not fixed to a specific habitat, it does not follow that they are independent of environmental impacts. To illustrate this point, I will elaborate on an example he invokes.
In the Ideas for the Philosophy of History of Humanity, Herder refers to variables such as wind, precipitation, temperature, seasons, and the overall atmosphere as causes for divergences in the history of humanity.11 The “picture of the much-changing climate,” he claims, influences the human body, psyche, and the social orders in which we live (Herder, 1989, p. 266). As a matter of fact, Herder (1989, p. 265) speaks of a “climatic spirit of laws” with allusion to Montesquieu (1989, pp. 231−307). It is worth mentioning that he takes pains to avoid deterministic inferences from the natural environment to the respective human forms of life. He explicitly states that the prevailing climate influences developments in the social realm but does not dictate them; “the climate does not force, but it inclines” (Herder, 1989, p. 270).
Herder says that, because the climate is “in a reciprocal relationship” with societies, the use of fire, metal extraction and processing, the domestication of animals, the cultivation of plants, and the foundation of settlements cause climatic change.
In order to extract my Herderian objection to Habermas, it is helpful to update this assessment. Current climate change, which is gaining momentum all over the planet, confirms Herder's observations and surpasses them at once. On the one hand, it has become irrefutable that humans impinge on the climate not only on a local but on a global scale. On the other hand, more and more feedback loops arise, i.e., the environmental outputs of modern societies return as inputs. Anthropogenic climate change results in increasing repercussions. Societies everywhere find themselves in a situation of adaptation to global warming and its knock-on effects. As a result of this backlash, some seem to get closer to the tipping point at which the climate no longer “inclines,” as Herder argued it would, but where it does ultimately “force” societies into specific reactions. So-called climate migration, which continues to increase due to, for example, more extreme weather, rising sea levels, and desert formation, is one case of this turnaround. Today's societies are on the verge of squandering what can be called the atmosphere of negative freedom.
Herder presents proto-sociological and proto-ecological explanations for the course of human history because he is convinced that societies and their environments mutually influence each other.12 At the same time, he tries to avoid a strong naturalism. The “dwelling place,” he highlights, “does not yet account for everything” (Herder, 1989, p. 339). Compared to that, the natural environment plays an insignificant role in the historiography of Habermas. While his forerunner conceptualizes an interdependence between societal developments and the environment, Habermas virtually proceeds as if the two were disconnected.
Admittedly, Habermas (2023, p. 75) emphasizes at one point that there currently is a need for autonomous collective action at the supranational level to counter “the pressing problems of progressive climate change” (and by tracing historical learning processes he intends to bolster confidence in the possibility and power of such agency). I do not want to deny this. Nevertheless, it is important to turn the problem around by asking how environmental conditions affect our capacity for autonomy. The main point of the argument is not that the neglect of ecology is questionable merely because of removing outer nature from the equation; all theories, even one as comprehensive as Habermas's, leave some issues unconsidered. Rather, the disregard for ecology is disputable above all because it underestimates a critical aspect for propelling collective self-determination: A history advancing in a self-determined way is not one that is independent of nature, but one aware of its dependencies.
In this section, I present human autonomy as enrooted in its surroundings through practical relations. This conceptualization requires, first, a social decentering, to which the Critical Theory of the Frankfurt School—not least the version of Habermas—has always called attention: The potential of collective autonomy unfolds only under favorable social circumstances which one must, in consequence, create and maintain. The conception of enrooted autonomy requires, second, ecological decentering. That is what this section shall bring into play: The development of autonomy relies on accommodating environmental conditions, which we should not undermine but sustain. So, this double decentering embeds the autos of autonomy into the fabric of social relations while similarly grounding it with respect to the natural environment. Envisioning it that way reveals that the neglect of the ecological dimension in Also a History of Philosophy is problematic because it sidelines impediments to the goal of mustering collective autonomy.
As thoroughly social creatures, humans are shaped by the very patterns they produce through their interaction with others. Their thinking and acting are affected by the social orders in which they live. With a view to autonomy, this shaping is far from unproblematic: As long as the members of a society unreflectively comply with the prevailing social patterns, they submit to mere customs whose existence hinges on their contribution but over which they do not rule themselves. In such a case, we cannot say that they set their ends autonomously. It is a driving force of Critical Theory to throw light on this and raise the members of contemporary societies beyond what is merely given. Holding fast to one of the main motives of the Enlightenment, for this school of thought, autonomy depends on how we behave regarding the social circumstances in which we find ourselves.13 It arises from examining social reality and its effects on those subjected to it. It thus represents a prerequisite of self-determination that the self dissolves the force of the factual by scrutinizing where it comes from and what justifies it (Forst, 2023). Coming to terms with the sometimes relatively blunt, sometimes rather soft and hidden authority of ruling social orders is necessary to become autonomous because, otherwise, maxims find their way into the determinations of the will without having undergone rational scrutiny. Accordingly, a collective is “heteronomous” if oriented not to what is demanded upon critical reflection but to what an arbitrary authority imposes. In this sense, human autonomy requires a liberating self-localization within existing society.
Yet, situating subjects in social terms is only the first step to relating those who are to determine themselves to their surroundings. Without a complementary step in ecological terms, this movement remains incomplete, as social orders embody but one part of the web within which humans are entangled. In addition to their relations with others, they stand in a relationship with nature, although in an inevitably mediated way. Even intersubjectively associated beings do not solely live in a socially constituted realm; they and the societies they erect are part of a more encompassing natural world (cf. McCarthy, 1984, p. 188). Habermas would certainly not dispute this point. After all, he already assumed such ecological embeddedness in his occupation with the founding generation of the Frankfurt School: “Clearly, however, in order to eliminate avoidable social repression, we cannot refuse the exploitation of nature that is necessary for survival” (Habermas, 1985, p. 110). The claim here is a different one: Just as Habermas leaves no doubt that autonomy requires a Lebenswelt that “meets it halfway” (e.g., Habermas, 1990, p. 207), it likewise depends on an accommodating natural Umwelt. The seed of self-determination germinates only on the grounds of a fostering environment, if at all. Thus, it is necessary to go beyond Habermas while drawing on him at the same time.
To see why, recall that human autonomy represents the outcome of a process in the course of which subjects no longer blindly follow externally imposed rules. It is no ability humans possess by default, but rather the awakening of a sometimes, maybe mostly slumbering potential. The starting point for its unfolding is the consideration of one's conditionality. Accordingly, we should understand the actualization of the potential for autonomy concretely, in the sense that autonomous subjects gain awareness of what influences them and behave deliberately in relation to it. This taking-awareness, in turn, can be supported or hindered by different circumstances. Some circumstances stimulate the capacity to become autonomous more than others, and some natural conditions are even indispensable for autonomy to unfold (which does not mean that these are unchanging). Ample air to breathe is only one such example of a prerequisite without which humans could not actualize their ability of autonomy. As Herder's relational account of what distinguishes humanity indicates, nature must supply us with some room for maneuver. To put it differently, human self-determination depends on a natural world facilitating it. If collective self-determination is to become effective, the surrounding natural world cannot be a sphere of total constraint. It has to be enabling, at least in part.
Against this backdrop, it is theoretically required to resume exploring the vertical relationship we, as linguistically socialized beings, have with the world of natural objects. We cannot marginalize ecological factors as fixed and exogenous variables in theory without compromising the explanatory power of our approach. Hence, the paradigm of intersubjectivity is ripe for rethinking (Cooke, 2020, p. 1170).14 My specific concerns with Habermas's Also a History of Philosophy amount to two points. The disregard for ecology needs revision, first, because one cannot understand historical developments without considering the reciprocal relationship between societies and their natural environments, and second, because such a limited field of vision cannot fully capture threats that arise to human autonomy from ecological havoc.
Autonomy can only thrive based on conducive ecological conditions. Looking at it that way, the degradation of these preconditions implies peril for its formation. And where blindness for autonomy's dependencies reigns, courses of action will likely be taken that run counter to the ambition to become autonomous, as conditions without which we are less capable of cultivating our potentials become discounted. If humans succumb to the illusion of being self-sufficient or independent, they do not give enabling conditions the consideration they deserve. That is a problematic attitude in that, as a result of it, vital dependencies are not only overlooked but might as well be subverted.15 Therein lies the normative upshot of my argument, which, even though it resumes a line of criticism pioneered by Whitebook (1979), goes beyond the existing engagement with Habermas's thinking in environmental ethics (cf. Gunderson, 2014): In order to safeguard autonomy, we must beware of fictitious sovereignty over nature.16 Those who, for example, pollute the air so severely that they can no longer take a liberating breath deprive themselves of an elementary condition for autonomy to develop. Ultimately, self-determination and coming to terms with our boundedness stay within reach only if this very boundedness is not characterized by outright compulsion but leaves some leeway. Indeed, how can humans resist acting on urges when, due to their practices, the encompassing natural environment urges them on ever more forcefully?
With a view to anthropogenic climate change as the most familiar and pressing expression of today's ecological polycrisis, we should hence maximize the endeavor to preserve an atmosphere of negative freedom and avoid stumbling over the roots of the human form of life. Modern societies should preserve and promote ecological conditions that give their members windows of opportunity to unfold their potential for self-determination instead of triggering more constricting situations. Suppose this transformation of what Habermas (1997) calls the “project of modernity” fails. In that case, our history might again become driven by natural processes, the end of which was the starting point for the plot of Also a History of Philosophy.
The purpose of this article was twofold. First, it presented the widely overlooked version of natural history developed by Jürgen Habermas. Second, it exposed an imbalance in his intersubjective approach.
Regarding the first aim, the article demonstrated that Habermas engages continuously with the subject of natural history throughout the different phases of his work. What connects these diverse considerations is the motif of the ability for language, which, according to him, inaugurates the history of humankind. In his recent Also a History of Philosophy, he takes up this motif, too, but at the same time develops it further. By drawing on the anthropological ideas of Johann G. Herder and Michael Tomasello, the book establishes a natural-historical point of departure for its overarching task of detecting reason in history. That is to say, the end of natural prehistory through linguistically based cooperation grounds a historiography revolving around learning processes.
This intersubjective approach is imbalanced insofar as it risks losing sight of the relationship between social orders and the natural environment. To highlight this shortcoming, the article referred to Habermas's own sources. Both Herder and Tomasello evince that outer nature is more than a fixed variable for the course of our history. They show that we cannot adequately comprehend historical developments independently from the reciprocal influences of societies and their environments. In a final step, the article argued that collective autonomy, as the guiding value of Habermas, relies not only on social circumstances that meet it halfway but also on a supportive natural environment. Blindness to this dependency hence neglects a prerequisite required for human self-determination to flourish.
Only when this misalignment is corrected can we grasp how drastically ecological devastation affects the course of human history and why, for autonomy's sake, new learning processes are crucial to forge paths of progress that do not entail environmental degradation. Social criticism in general must not treat societies’ natural environments as a ceteris paribus assumption but as a much-changing condition of societal order.