世界历史上的农民埃里克-万豪特著,纽约和伦敦:Routledge.2021.146 页。136.81英镑(精装本);36.59英镑(平装本)。ISBN:9780415740937、9780415740944。

IF 2.4 2区 经济学 Q2 DEVELOPMENT STUDIES
Cristóbal Kay
{"title":"世界历史上的农民埃里克-万豪特著,纽约和伦敦:Routledge.2021.146 页。136.81英镑(精装本);36.59英镑(平装本)。ISBN:9780415740937、9780415740944。","authors":"Cristóbal Kay","doi":"10.1111/joac.12573","DOIUrl":null,"url":null,"abstract":"<p>The author is faced with a major challenge in writing a textbook on peasants in ‘world history in action’ … ‘allowing discussions of changes and continuities’ and … ‘comparisons of relevant similarities and differences’ while evaluating them in ‘global contexts’ (p. ii). These citations are from the series editor of ‘Themes in World History’, and this book is the fifth in this series. Vanhaute follows this brief by analysing peasants in world history from 10,000 BCE (Before the Common Era) until today using a ‘peasant frontiers’ approach for this purpose. It is a useful organizing device, and each chapter, except for the introduction, includes the key term ‘frontiers’ followed by a subtitle. The exposition is chronological starting with ‘New Frontiers: From the first peasants to early agrarian states’, followed by ‘Extending Frontiers’, ‘Interconnecting Frontiers’, ‘Intensifying Frontiers’, ‘Globalizing Frontiers’ and finishing with ‘The End of Frontiers’, each with their respective subtitle. A question immediately arises in my mind—does the end of frontiers also mean the end of the peasantry? This has been a key question in the debates on the agrarian question and the future of the peasantry, and the author does not shy away from confronting it as we will see. It is with great interest and expectation that I started to read this book as it reminded me of a review I wrote over 40 years ago of a book with the title <i>Peasants in History</i> edited by Eric Hobsbawm et al.; see Kay (<span>1982</span>). Some of the themes discussed in this book also resurface in the book by Vanhaute such as the analysis of the transformation of the peasant economy and its future, although Hobsbawm et al.'s book is limited to the period from the transition of feudalism to capitalism to the late 1970s, hence before the neoliberal-globalization turn in the world system which figures prominently in Vanhaute's book. But in theoretical terms, Hobsbawm et al.'s book casts its net wider as Marxist and Chayanovian peasantist perpectives are well represented while Vanhaute's book is firmly rooted in the peasantist camp.</p><p>As expected, peasants are at the centre of the book under review even to the extent that they appear in the author's view to be at the centre of human history. There are, of course, different theoretical approaches for analysing the history of peasants, and in the literature on critical agrarian studies, there are two main contesting approaches—the peasantist and the Marxist. The peasantist approach derives mainly from the writings of Alexander Chayanov, Teodor Shanin, Jan Douwe van der Ploeg and Philip McMichael (all mentioned in the selected readings) while the Marxist approach derives mainly from Karl Marx, Vladimir Lenin, Karl Kautsky and Henry Bernstein (only Bernstein is mentioned in the readings). Vanhaute's approach is clearly embedded in the peasantist approach, as will became evident later, but he does include in the selected readings some Marxist authors of various shades, or texts which discuss the Marxist position, although he does not discuss their analysis. These two approaches have some common elements, and hence, we find authors who combine both approaches, but this is not the case in the book under review. Hence, it is not surprising to find in this book that there is no class analysis nor discussion of processes of social and economic differentiation among the peasantry, or other topics favoured by Marxism.</p><p>This text is not really set up to discuss the controversies on peasants in world history as Vanhaute's focus is to develop his own views on the matter while being aware of other interpretations and sometimes using them in his own particular way. Those readers interested mainly in the world history of the development of the world capitalist system, and its impact on the agrarian frontier and the peasantry may wish to focus their reading from Chapter 4 onwards, which is on interconnecting frontiers, imperial growth, commercial expansion and the peasantization of the world, starting roughly from 1500 CE (Common Era) continuing in subsequent chapters to the present with a proposal for the future. It is these chapters which are the focus of my review.</p><p>This book dispenses with direct references to authors as well as with footnotes or endnotes and only has about six quotations. This contributes to the fluidity of the writing and the slimness of the book. At the end of each chapter, there is a well-chosen list of selected readings organized under a few major headings. Those familiar with the literature will immediately recognize the particular source on which Vanhaute draws in his analysis. However, those readers unfamiliar with the literature will have to dip into the selected readings not knowing who are the main authors in these debates. Each chapter tends to start with a general argument about the processes of transformation during the particular frontier period under study followed by a brief analysis of the particular characteristics, commonalities and variations which these changes presented in various regions of the world. Tables, graphs and figures are also absent; instead, the reader is provided throughout the text with some key general data which provide the most significant empirical evidence for his historical analysis. For example, the fact that with the peasantization of the world after 1500 CE and the multiplication of agricultural frontiers ‘global croplands probably doubled between 1700 and 1850 CE’ (p. 84) and that with closing of the major frontiers after 1900 CE ‘still, the land used for pasture, arable crops and tree crops increased by about 25 percent between 1950 and 2000’ while ‘the agricultural workforce doubled to 1.3 billion’ thereby ‘putting strong downward pressure on average farm sizes, from 21 hectares in 1950 to a mere 5 hectare in 2000’ (p. 103) with the consequence that peasants had to work longer and harder on their land (which Chayanov referred to as self-exploitation) as well as seek other sources of income by pursuing non-agricultural activities on their farm and/or off-farm activities to gain their livelihood.</p><p>This leads me to Vanhaute's analysis of the interrelated processes of de-agrarianization and de-peasantization which have become more prominent and intensified with neoliberalism and globalization. De-agrarianization arises when peasant farmers can no longer make an adequate living from their agricultural activities but have to seek additional sources of income through non-agrarian on-farm activities and/or off-farm activities largely through seasonal wage employment or self-employment in the informal sector in rural, but more likely, in peri-urban and/or urban areas. As a consequence, the share of small-scale farming or petty commodity agricultural production declines relative to capitalist farming. Meanwhile de-peasantization or proletarianization means that peasants are losing their access to land as they no longer can make a living from it, or for other reasons, such as land grabbing, or other forms of land dispossession, or because they found, or expected to find, better employment and living conditions by migrating to cities or even migrating abroad. Some authors consider that de-peasantization also occurs when peasant farmers work under contract to agribusiness which determines what has to be produced, under what conditions and other requirements thereby losing control over farming and becoming ‘peasants in disguise’ and, in fact, like wage workers paid by result. Surprisingly, Vanhaute does not mention in the selected references the important writings of Anthony Bebbington (<span>1999</span>) and Ian Scoones (<span>2015</span>) on this topic using the rural livelihoods framework, which would have enriched his analysis.</p><p>However, Vanhaute also refers to processes of re-agrarianization and re-peasantization during this period of globalizing frontiers. He mentions that ‘reforms of rural worlds also created opportunities’ (it is not clear to which reforms he refers to), ‘peasants use of local spaces … where creativity and robust solutions to everyday problems and issues can unfold … have led to strategies of taking control of the territory, of re-agrarianization and re-peasantization’ (p. 122). I think this is expressed more in hope than what is mainly happening on the ground. In this sense, his analysis becomes ambiguous. Most of his analysis refers to ‘processes of dispossession and land concentration, … the abandonment of farming as a source of livelihood and a deluge of … landless proletarians’ and to ‘weakened peasantries live close to the threshold of survival’ (p. 121). Furthermore, ‘the global food system … has caused the destitution of a significant portion of the world peasantry’ (p. 122), and so on. Yet at the same time, he emphasizes the agency of the peasantry, their knowledge, culture, ecological capital and sovereignty as resources they can draw upon in their present-day struggles. Furthermore, ‘peasant agriculture is more resource-efficient and more productive per unit of farmland’ as compared to capital-intensive agricultural systems and hence ‘the continuity and promise of peasant farming fundamentally call into question the concept of de-agrarianization and de-peasantization’ (pp. 119–120). Again, he fails to refer to the debate on the efficiency between peasant farming and capitalist farming which is still rumbling on. This is partly due to the different meanings and ways to calculate efficiency. Also, some of the possible higher efficiency of peasant farming may be due to the self-exploitation of family labour. I certainly agree with Vanhaute that agricultural efficiency needs to be reconceptualized and his proposal makes sense as it includes ecological, biodiversity and conservation, among others, which favour peasant farming, see p. 138.</p><p>Chapter 6 on globalizing frontiers offers an excellent analysis of neoliberal transformation of the rural world, which has been dramatic as evidenced by the skilfully selected data he marshals which allows the reader to grasp the overall picture and not get lost in the details. It is a hard hitting and shocking reality whose magnitude I had not fully appreciated. It reveals the rising inequalities in the rural world, between and within the Global North and Global South. Additionally, ‘massive subsidies and lower export costs created a world market dominated by farmers from the North … benefited large-scale farmers and corporate growers and allowed them to increase productivity and depress prices, with devastating consequences for millions of peasant farmers in the South’ (pp. 116–117). It is a world agrarian system dominated by large agroindustrial conglomerates which intensified the peasant crisis leading to ‘the end of independent family farming’ (p. 129) whose members increasingly ‘live close to the threshold of survival’ (p. 121).</p><p>Returning to the initial, long standing and much debated question about the fate of the peasantry, Vanhaute in his last chapter on ‘the end of frontiers: the past and the future of the peasants’ critiques the argument on ‘peasant persistence’ as well as on ‘peasant extinction’ as being essentialist and teleological, respectively, and for both being a-historical and functionalist. He therefore argues that the peasant question needs to be reformulated and updated in view of the dramatic global agrarian transformations mentioned before. He explores various possibilities concluding that the peasant way is the only way as it has become a social and ecological imperative requiring a massive and sustained effort at re-peasantization. Some of his memorable phrases express this very forcefully, for example, ‘twenty-first-century agriculture does not need peasants, but the world does’ (p. 137) and ‘the world …. has to embrace the peasant way, if not by choice, then by necessity’ (p. 138). He sets out the various reasons for these statements in a veritable ‘Vanhaute manifesto’ which is influenced by the programme and campaigns of the transnational agrarian movement ‘La Vía Campesina’ (LVC), that is, The Peasant Way, while also introducing some new aspects. The book appropriately ends with a long quotation from LVC which aims at supporting peasant farming for food sovereignty, social justice and dignity as well as opposing corporate agriculture.</p><p>Vanhaute early in his book argues that despite the increasing external stresses facing peasants, ‘they reveal, in all their complexity, that peasants were social and political actors making their own history’ (p. 103) and that they continue to do so in the present as well as in the future. But as Marx (<span>1967</span>) reminds us ‘men make their own history, but they do not make it as they please’, and in my view, the peasants' room for manoeuvre has been increasingly undermined, and perhaps fatally so, since the neoliberal globalization. Hence, for LVC and other peasant and indigenous movements, hopefully in a close alliance with the ecological movements, the struggle for peasant farming faces enormous challenges. To guide the struggle in an achievable way, it would have further strengthened Vanhaute's analysis if he also had examined some of limitations of the strategy and aims of LVC's programme which need to be overcome. In this regard, see the analyses by Henry Bernstein (<span>2014</span>), Kees Jansen (<span>2015</span>) and Mark Tilzey (<span>2018</span>), only the latter author is mentioned in his selected readings but not discussed; see also Jansen et al. (<span>2022</span>) and Saturnine Borras Jr. (<span>2020</span>) who reminds us that there are also right-wing agrarian social movements who have a different agenda to that of LVC.</p><p>In short, this book fills a major gap in the historical studies on the peasantry and agrarian change from the first peasants to the present. It is well suited for students and general readers, despite my caveats, due to its wide historical range, clarity of exposition and remarkable ability to synthesize the key features of peasants in world history.</p>","PeriodicalId":47678,"journal":{"name":"Journal of Agrarian Change","volume":null,"pages":null},"PeriodicalIF":2.4000,"publicationDate":"2024-01-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/joac.12573","citationCount":"0","resultStr":"{\"title\":\"Peasants in world history. By Eric Vanhaute, New York and London: Routledge. 2021. 146 pp. £136.81 (hbk); £36.59 (pbk). ISBN: 9780415740937, 9780415740944.\",\"authors\":\"Cristóbal Kay\",\"doi\":\"10.1111/joac.12573\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>The author is faced with a major challenge in writing a textbook on peasants in ‘world history in action’ … ‘allowing discussions of changes and continuities’ and … ‘comparisons of relevant similarities and differences’ while evaluating them in ‘global contexts’ (p. ii). These citations are from the series editor of ‘Themes in World History’, and this book is the fifth in this series. Vanhaute follows this brief by analysing peasants in world history from 10,000 BCE (Before the Common Era) until today using a ‘peasant frontiers’ approach for this purpose. It is a useful organizing device, and each chapter, except for the introduction, includes the key term ‘frontiers’ followed by a subtitle. The exposition is chronological starting with ‘New Frontiers: From the first peasants to early agrarian states’, followed by ‘Extending Frontiers’, ‘Interconnecting Frontiers’, ‘Intensifying Frontiers’, ‘Globalizing Frontiers’ and finishing with ‘The End of Frontiers’, each with their respective subtitle. A question immediately arises in my mind—does the end of frontiers also mean the end of the peasantry? This has been a key question in the debates on the agrarian question and the future of the peasantry, and the author does not shy away from confronting it as we will see. It is with great interest and expectation that I started to read this book as it reminded me of a review I wrote over 40 years ago of a book with the title <i>Peasants in History</i> edited by Eric Hobsbawm et al.; see Kay (<span>1982</span>). Some of the themes discussed in this book also resurface in the book by Vanhaute such as the analysis of the transformation of the peasant economy and its future, although Hobsbawm et al.'s book is limited to the period from the transition of feudalism to capitalism to the late 1970s, hence before the neoliberal-globalization turn in the world system which figures prominently in Vanhaute's book. But in theoretical terms, Hobsbawm et al.'s book casts its net wider as Marxist and Chayanovian peasantist perpectives are well represented while Vanhaute's book is firmly rooted in the peasantist camp.</p><p>As expected, peasants are at the centre of the book under review even to the extent that they appear in the author's view to be at the centre of human history. There are, of course, different theoretical approaches for analysing the history of peasants, and in the literature on critical agrarian studies, there are two main contesting approaches—the peasantist and the Marxist. The peasantist approach derives mainly from the writings of Alexander Chayanov, Teodor Shanin, Jan Douwe van der Ploeg and Philip McMichael (all mentioned in the selected readings) while the Marxist approach derives mainly from Karl Marx, Vladimir Lenin, Karl Kautsky and Henry Bernstein (only Bernstein is mentioned in the readings). Vanhaute's approach is clearly embedded in the peasantist approach, as will became evident later, but he does include in the selected readings some Marxist authors of various shades, or texts which discuss the Marxist position, although he does not discuss their analysis. These two approaches have some common elements, and hence, we find authors who combine both approaches, but this is not the case in the book under review. Hence, it is not surprising to find in this book that there is no class analysis nor discussion of processes of social and economic differentiation among the peasantry, or other topics favoured by Marxism.</p><p>This text is not really set up to discuss the controversies on peasants in world history as Vanhaute's focus is to develop his own views on the matter while being aware of other interpretations and sometimes using them in his own particular way. Those readers interested mainly in the world history of the development of the world capitalist system, and its impact on the agrarian frontier and the peasantry may wish to focus their reading from Chapter 4 onwards, which is on interconnecting frontiers, imperial growth, commercial expansion and the peasantization of the world, starting roughly from 1500 CE (Common Era) continuing in subsequent chapters to the present with a proposal for the future. It is these chapters which are the focus of my review.</p><p>This book dispenses with direct references to authors as well as with footnotes or endnotes and only has about six quotations. This contributes to the fluidity of the writing and the slimness of the book. At the end of each chapter, there is a well-chosen list of selected readings organized under a few major headings. Those familiar with the literature will immediately recognize the particular source on which Vanhaute draws in his analysis. However, those readers unfamiliar with the literature will have to dip into the selected readings not knowing who are the main authors in these debates. Each chapter tends to start with a general argument about the processes of transformation during the particular frontier period under study followed by a brief analysis of the particular characteristics, commonalities and variations which these changes presented in various regions of the world. Tables, graphs and figures are also absent; instead, the reader is provided throughout the text with some key general data which provide the most significant empirical evidence for his historical analysis. For example, the fact that with the peasantization of the world after 1500 CE and the multiplication of agricultural frontiers ‘global croplands probably doubled between 1700 and 1850 CE’ (p. 84) and that with closing of the major frontiers after 1900 CE ‘still, the land used for pasture, arable crops and tree crops increased by about 25 percent between 1950 and 2000’ while ‘the agricultural workforce doubled to 1.3 billion’ thereby ‘putting strong downward pressure on average farm sizes, from 21 hectares in 1950 to a mere 5 hectare in 2000’ (p. 103) with the consequence that peasants had to work longer and harder on their land (which Chayanov referred to as self-exploitation) as well as seek other sources of income by pursuing non-agricultural activities on their farm and/or off-farm activities to gain their livelihood.</p><p>This leads me to Vanhaute's analysis of the interrelated processes of de-agrarianization and de-peasantization which have become more prominent and intensified with neoliberalism and globalization. De-agrarianization arises when peasant farmers can no longer make an adequate living from their agricultural activities but have to seek additional sources of income through non-agrarian on-farm activities and/or off-farm activities largely through seasonal wage employment or self-employment in the informal sector in rural, but more likely, in peri-urban and/or urban areas. As a consequence, the share of small-scale farming or petty commodity agricultural production declines relative to capitalist farming. Meanwhile de-peasantization or proletarianization means that peasants are losing their access to land as they no longer can make a living from it, or for other reasons, such as land grabbing, or other forms of land dispossession, or because they found, or expected to find, better employment and living conditions by migrating to cities or even migrating abroad. Some authors consider that de-peasantization also occurs when peasant farmers work under contract to agribusiness which determines what has to be produced, under what conditions and other requirements thereby losing control over farming and becoming ‘peasants in disguise’ and, in fact, like wage workers paid by result. Surprisingly, Vanhaute does not mention in the selected references the important writings of Anthony Bebbington (<span>1999</span>) and Ian Scoones (<span>2015</span>) on this topic using the rural livelihoods framework, which would have enriched his analysis.</p><p>However, Vanhaute also refers to processes of re-agrarianization and re-peasantization during this period of globalizing frontiers. He mentions that ‘reforms of rural worlds also created opportunities’ (it is not clear to which reforms he refers to), ‘peasants use of local spaces … where creativity and robust solutions to everyday problems and issues can unfold … have led to strategies of taking control of the territory, of re-agrarianization and re-peasantization’ (p. 122). I think this is expressed more in hope than what is mainly happening on the ground. In this sense, his analysis becomes ambiguous. Most of his analysis refers to ‘processes of dispossession and land concentration, … the abandonment of farming as a source of livelihood and a deluge of … landless proletarians’ and to ‘weakened peasantries live close to the threshold of survival’ (p. 121). Furthermore, ‘the global food system … has caused the destitution of a significant portion of the world peasantry’ (p. 122), and so on. Yet at the same time, he emphasizes the agency of the peasantry, their knowledge, culture, ecological capital and sovereignty as resources they can draw upon in their present-day struggles. Furthermore, ‘peasant agriculture is more resource-efficient and more productive per unit of farmland’ as compared to capital-intensive agricultural systems and hence ‘the continuity and promise of peasant farming fundamentally call into question the concept of de-agrarianization and de-peasantization’ (pp. 119–120). Again, he fails to refer to the debate on the efficiency between peasant farming and capitalist farming which is still rumbling on. This is partly due to the different meanings and ways to calculate efficiency. Also, some of the possible higher efficiency of peasant farming may be due to the self-exploitation of family labour. I certainly agree with Vanhaute that agricultural efficiency needs to be reconceptualized and his proposal makes sense as it includes ecological, biodiversity and conservation, among others, which favour peasant farming, see p. 138.</p><p>Chapter 6 on globalizing frontiers offers an excellent analysis of neoliberal transformation of the rural world, which has been dramatic as evidenced by the skilfully selected data he marshals which allows the reader to grasp the overall picture and not get lost in the details. It is a hard hitting and shocking reality whose magnitude I had not fully appreciated. It reveals the rising inequalities in the rural world, between and within the Global North and Global South. Additionally, ‘massive subsidies and lower export costs created a world market dominated by farmers from the North … benefited large-scale farmers and corporate growers and allowed them to increase productivity and depress prices, with devastating consequences for millions of peasant farmers in the South’ (pp. 116–117). It is a world agrarian system dominated by large agroindustrial conglomerates which intensified the peasant crisis leading to ‘the end of independent family farming’ (p. 129) whose members increasingly ‘live close to the threshold of survival’ (p. 121).</p><p>Returning to the initial, long standing and much debated question about the fate of the peasantry, Vanhaute in his last chapter on ‘the end of frontiers: the past and the future of the peasants’ critiques the argument on ‘peasant persistence’ as well as on ‘peasant extinction’ as being essentialist and teleological, respectively, and for both being a-historical and functionalist. He therefore argues that the peasant question needs to be reformulated and updated in view of the dramatic global agrarian transformations mentioned before. He explores various possibilities concluding that the peasant way is the only way as it has become a social and ecological imperative requiring a massive and sustained effort at re-peasantization. Some of his memorable phrases express this very forcefully, for example, ‘twenty-first-century agriculture does not need peasants, but the world does’ (p. 137) and ‘the world …. has to embrace the peasant way, if not by choice, then by necessity’ (p. 138). He sets out the various reasons for these statements in a veritable ‘Vanhaute manifesto’ which is influenced by the programme and campaigns of the transnational agrarian movement ‘La Vía Campesina’ (LVC), that is, The Peasant Way, while also introducing some new aspects. The book appropriately ends with a long quotation from LVC which aims at supporting peasant farming for food sovereignty, social justice and dignity as well as opposing corporate agriculture.</p><p>Vanhaute early in his book argues that despite the increasing external stresses facing peasants, ‘they reveal, in all their complexity, that peasants were social and political actors making their own history’ (p. 103) and that they continue to do so in the present as well as in the future. But as Marx (<span>1967</span>) reminds us ‘men make their own history, but they do not make it as they please’, and in my view, the peasants' room for manoeuvre has been increasingly undermined, and perhaps fatally so, since the neoliberal globalization. Hence, for LVC and other peasant and indigenous movements, hopefully in a close alliance with the ecological movements, the struggle for peasant farming faces enormous challenges. To guide the struggle in an achievable way, it would have further strengthened Vanhaute's analysis if he also had examined some of limitations of the strategy and aims of LVC's programme which need to be overcome. In this regard, see the analyses by Henry Bernstein (<span>2014</span>), Kees Jansen (<span>2015</span>) and Mark Tilzey (<span>2018</span>), only the latter author is mentioned in his selected readings but not discussed; see also Jansen et al. (<span>2022</span>) and Saturnine Borras Jr. (<span>2020</span>) who reminds us that there are also right-wing agrarian social movements who have a different agenda to that of LVC.</p><p>In short, this book fills a major gap in the historical studies on the peasantry and agrarian change from the first peasants to the present. It is well suited for students and general readers, despite my caveats, due to its wide historical range, clarity of exposition and remarkable ability to synthesize the key features of peasants in world history.</p>\",\"PeriodicalId\":47678,\"journal\":{\"name\":\"Journal of Agrarian Change\",\"volume\":null,\"pages\":null},\"PeriodicalIF\":2.4000,\"publicationDate\":\"2024-01-16\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://onlinelibrary.wiley.com/doi/epdf/10.1111/joac.12573\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Agrarian Change\",\"FirstCategoryId\":\"96\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1111/joac.12573\",\"RegionNum\":2,\"RegionCategory\":\"经济学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"DEVELOPMENT STUDIES\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Agrarian Change","FirstCategoryId":"96","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/joac.12573","RegionNum":2,"RegionCategory":"经济学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"DEVELOPMENT STUDIES","Score":null,"Total":0}
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摘要

第 6 章 "全球化的前沿 "对新自由主义对农村世界的改造进行了出色的分析,他巧妙地选择了一些数据,使读者能够把握全局,而不会迷失在细节中。这是一个沉重而令人震惊的现实,我没有充分认识到它的严重性。它揭示了农村世界、全球北方和全球南方之间以及内部日益加剧的不平等。此外,'大规模补贴和较低的出口成本创造了一个由北方农民主导的世界市场......使大规模农民和企业种植者受益,使他们能够提高生产率并压低价格,给南方数百万农民带来了毁灭性后果'(第 116-117 页)。这是一个由大型农工联合企业主导的世界农业体系,它加剧了农民危机,导致'独立家庭农业的终结'(第 129 页),其成员越来越'生活在生存的门槛附近'(第 121 页)。Vanhaute 在其最后一章 "边界的终结:农民的过去与未来 "中,回到了关于农民命运的最初的、长期的和争论不休的问题,批评了 "农民的持续 "和 "农民的消亡 "的论点,认为它们分别是本质主义和目的论的论点,都是历史主义和功能主义的论点。因此,他认为,鉴于前文提到的全球农业巨变,农民问题需要重新表述和更新。他探讨了各种可能性,最后得出结论认为,农民之路是唯一的道路,因为它已成为社会和生态的当务之急,需要进行大规模的、持续的重新农民化努力。他的一些令人难忘的短语非常有力地表达了这一点,例如 "21 世纪的农业不需要农民,但世界需要"(第 137 页),以及 "世界 .... 必须接受农民的方式,即使不是出于选择,也是出于必然"(第 138 页)。他在一份名副其实的 "Vanhaute 宣言 "中阐述了发表这些言论的各种理由,该宣言受到跨国农业运动 "La Vía Campesina"(LVC)(即 "农民之路")的计划和运动的影响,同时也引入了一些新的内容。Vanhaute 在书的开头就指出,尽管农民面临越来越多的外部压力,但 "这些压力的复杂性表明,农民是创造自己历史的社会和政治行动者"(第 103 页),而且他们在现在和未来都将继续这样做。但是,正如马克思(1967 年)提醒我们的那样,'人们创造自己的历史,但他们并不随心所欲地创造历史',而在我看来,自新自由主义全球化以来,农民的回旋余地已被日益削弱,也许是致命的削弱。因此,对于 LVC 及其他农民和原住民运动(希望能与生态运动结成紧密联盟)来说,争取农民耕作的斗争面临着巨大的挑战。为了以可实现的方式指导这场斗争,如果 Vanhaute 还研究了 LVC 计划的战略和目标中需要克服的一些局限性,他的分析就会更有说服力。在这方面,可参阅 Henry Bernstein(2014 年)、Kees Jansen(2015 年)和 Mark Tilzey(2018 年)的分析,只有后一位作者在他的选读中被提及,但未被讨论;也可参阅 Jansen 等人(2022 年)和 Saturnine Borras Jr.(总之,本书填补了从第一代农民至今的农民和土地变革历史研究中的一大空白。尽管我提出了一些告诫,但由于本书的历史范围广泛、论述清晰,而且能够综合概括世界历史上农民的主要特征,因此非常适合学生和普通读者阅读。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Peasants in world history. By Eric Vanhaute, New York and London: Routledge. 2021. 146 pp. £136.81 (hbk); £36.59 (pbk). ISBN: 9780415740937, 9780415740944.

The author is faced with a major challenge in writing a textbook on peasants in ‘world history in action’ … ‘allowing discussions of changes and continuities’ and … ‘comparisons of relevant similarities and differences’ while evaluating them in ‘global contexts’ (p. ii). These citations are from the series editor of ‘Themes in World History’, and this book is the fifth in this series. Vanhaute follows this brief by analysing peasants in world history from 10,000 BCE (Before the Common Era) until today using a ‘peasant frontiers’ approach for this purpose. It is a useful organizing device, and each chapter, except for the introduction, includes the key term ‘frontiers’ followed by a subtitle. The exposition is chronological starting with ‘New Frontiers: From the first peasants to early agrarian states’, followed by ‘Extending Frontiers’, ‘Interconnecting Frontiers’, ‘Intensifying Frontiers’, ‘Globalizing Frontiers’ and finishing with ‘The End of Frontiers’, each with their respective subtitle. A question immediately arises in my mind—does the end of frontiers also mean the end of the peasantry? This has been a key question in the debates on the agrarian question and the future of the peasantry, and the author does not shy away from confronting it as we will see. It is with great interest and expectation that I started to read this book as it reminded me of a review I wrote over 40 years ago of a book with the title Peasants in History edited by Eric Hobsbawm et al.; see Kay (1982). Some of the themes discussed in this book also resurface in the book by Vanhaute such as the analysis of the transformation of the peasant economy and its future, although Hobsbawm et al.'s book is limited to the period from the transition of feudalism to capitalism to the late 1970s, hence before the neoliberal-globalization turn in the world system which figures prominently in Vanhaute's book. But in theoretical terms, Hobsbawm et al.'s book casts its net wider as Marxist and Chayanovian peasantist perpectives are well represented while Vanhaute's book is firmly rooted in the peasantist camp.

As expected, peasants are at the centre of the book under review even to the extent that they appear in the author's view to be at the centre of human history. There are, of course, different theoretical approaches for analysing the history of peasants, and in the literature on critical agrarian studies, there are two main contesting approaches—the peasantist and the Marxist. The peasantist approach derives mainly from the writings of Alexander Chayanov, Teodor Shanin, Jan Douwe van der Ploeg and Philip McMichael (all mentioned in the selected readings) while the Marxist approach derives mainly from Karl Marx, Vladimir Lenin, Karl Kautsky and Henry Bernstein (only Bernstein is mentioned in the readings). Vanhaute's approach is clearly embedded in the peasantist approach, as will became evident later, but he does include in the selected readings some Marxist authors of various shades, or texts which discuss the Marxist position, although he does not discuss their analysis. These two approaches have some common elements, and hence, we find authors who combine both approaches, but this is not the case in the book under review. Hence, it is not surprising to find in this book that there is no class analysis nor discussion of processes of social and economic differentiation among the peasantry, or other topics favoured by Marxism.

This text is not really set up to discuss the controversies on peasants in world history as Vanhaute's focus is to develop his own views on the matter while being aware of other interpretations and sometimes using them in his own particular way. Those readers interested mainly in the world history of the development of the world capitalist system, and its impact on the agrarian frontier and the peasantry may wish to focus their reading from Chapter 4 onwards, which is on interconnecting frontiers, imperial growth, commercial expansion and the peasantization of the world, starting roughly from 1500 CE (Common Era) continuing in subsequent chapters to the present with a proposal for the future. It is these chapters which are the focus of my review.

This book dispenses with direct references to authors as well as with footnotes or endnotes and only has about six quotations. This contributes to the fluidity of the writing and the slimness of the book. At the end of each chapter, there is a well-chosen list of selected readings organized under a few major headings. Those familiar with the literature will immediately recognize the particular source on which Vanhaute draws in his analysis. However, those readers unfamiliar with the literature will have to dip into the selected readings not knowing who are the main authors in these debates. Each chapter tends to start with a general argument about the processes of transformation during the particular frontier period under study followed by a brief analysis of the particular characteristics, commonalities and variations which these changes presented in various regions of the world. Tables, graphs and figures are also absent; instead, the reader is provided throughout the text with some key general data which provide the most significant empirical evidence for his historical analysis. For example, the fact that with the peasantization of the world after 1500 CE and the multiplication of agricultural frontiers ‘global croplands probably doubled between 1700 and 1850 CE’ (p. 84) and that with closing of the major frontiers after 1900 CE ‘still, the land used for pasture, arable crops and tree crops increased by about 25 percent between 1950 and 2000’ while ‘the agricultural workforce doubled to 1.3 billion’ thereby ‘putting strong downward pressure on average farm sizes, from 21 hectares in 1950 to a mere 5 hectare in 2000’ (p. 103) with the consequence that peasants had to work longer and harder on their land (which Chayanov referred to as self-exploitation) as well as seek other sources of income by pursuing non-agricultural activities on their farm and/or off-farm activities to gain their livelihood.

This leads me to Vanhaute's analysis of the interrelated processes of de-agrarianization and de-peasantization which have become more prominent and intensified with neoliberalism and globalization. De-agrarianization arises when peasant farmers can no longer make an adequate living from their agricultural activities but have to seek additional sources of income through non-agrarian on-farm activities and/or off-farm activities largely through seasonal wage employment or self-employment in the informal sector in rural, but more likely, in peri-urban and/or urban areas. As a consequence, the share of small-scale farming or petty commodity agricultural production declines relative to capitalist farming. Meanwhile de-peasantization or proletarianization means that peasants are losing their access to land as they no longer can make a living from it, or for other reasons, such as land grabbing, or other forms of land dispossession, or because they found, or expected to find, better employment and living conditions by migrating to cities or even migrating abroad. Some authors consider that de-peasantization also occurs when peasant farmers work under contract to agribusiness which determines what has to be produced, under what conditions and other requirements thereby losing control over farming and becoming ‘peasants in disguise’ and, in fact, like wage workers paid by result. Surprisingly, Vanhaute does not mention in the selected references the important writings of Anthony Bebbington (1999) and Ian Scoones (2015) on this topic using the rural livelihoods framework, which would have enriched his analysis.

However, Vanhaute also refers to processes of re-agrarianization and re-peasantization during this period of globalizing frontiers. He mentions that ‘reforms of rural worlds also created opportunities’ (it is not clear to which reforms he refers to), ‘peasants use of local spaces … where creativity and robust solutions to everyday problems and issues can unfold … have led to strategies of taking control of the territory, of re-agrarianization and re-peasantization’ (p. 122). I think this is expressed more in hope than what is mainly happening on the ground. In this sense, his analysis becomes ambiguous. Most of his analysis refers to ‘processes of dispossession and land concentration, … the abandonment of farming as a source of livelihood and a deluge of … landless proletarians’ and to ‘weakened peasantries live close to the threshold of survival’ (p. 121). Furthermore, ‘the global food system … has caused the destitution of a significant portion of the world peasantry’ (p. 122), and so on. Yet at the same time, he emphasizes the agency of the peasantry, their knowledge, culture, ecological capital and sovereignty as resources they can draw upon in their present-day struggles. Furthermore, ‘peasant agriculture is more resource-efficient and more productive per unit of farmland’ as compared to capital-intensive agricultural systems and hence ‘the continuity and promise of peasant farming fundamentally call into question the concept of de-agrarianization and de-peasantization’ (pp. 119–120). Again, he fails to refer to the debate on the efficiency between peasant farming and capitalist farming which is still rumbling on. This is partly due to the different meanings and ways to calculate efficiency. Also, some of the possible higher efficiency of peasant farming may be due to the self-exploitation of family labour. I certainly agree with Vanhaute that agricultural efficiency needs to be reconceptualized and his proposal makes sense as it includes ecological, biodiversity and conservation, among others, which favour peasant farming, see p. 138.

Chapter 6 on globalizing frontiers offers an excellent analysis of neoliberal transformation of the rural world, which has been dramatic as evidenced by the skilfully selected data he marshals which allows the reader to grasp the overall picture and not get lost in the details. It is a hard hitting and shocking reality whose magnitude I had not fully appreciated. It reveals the rising inequalities in the rural world, between and within the Global North and Global South. Additionally, ‘massive subsidies and lower export costs created a world market dominated by farmers from the North … benefited large-scale farmers and corporate growers and allowed them to increase productivity and depress prices, with devastating consequences for millions of peasant farmers in the South’ (pp. 116–117). It is a world agrarian system dominated by large agroindustrial conglomerates which intensified the peasant crisis leading to ‘the end of independent family farming’ (p. 129) whose members increasingly ‘live close to the threshold of survival’ (p. 121).

Returning to the initial, long standing and much debated question about the fate of the peasantry, Vanhaute in his last chapter on ‘the end of frontiers: the past and the future of the peasants’ critiques the argument on ‘peasant persistence’ as well as on ‘peasant extinction’ as being essentialist and teleological, respectively, and for both being a-historical and functionalist. He therefore argues that the peasant question needs to be reformulated and updated in view of the dramatic global agrarian transformations mentioned before. He explores various possibilities concluding that the peasant way is the only way as it has become a social and ecological imperative requiring a massive and sustained effort at re-peasantization. Some of his memorable phrases express this very forcefully, for example, ‘twenty-first-century agriculture does not need peasants, but the world does’ (p. 137) and ‘the world …. has to embrace the peasant way, if not by choice, then by necessity’ (p. 138). He sets out the various reasons for these statements in a veritable ‘Vanhaute manifesto’ which is influenced by the programme and campaigns of the transnational agrarian movement ‘La Vía Campesina’ (LVC), that is, The Peasant Way, while also introducing some new aspects. The book appropriately ends with a long quotation from LVC which aims at supporting peasant farming for food sovereignty, social justice and dignity as well as opposing corporate agriculture.

Vanhaute early in his book argues that despite the increasing external stresses facing peasants, ‘they reveal, in all their complexity, that peasants were social and political actors making their own history’ (p. 103) and that they continue to do so in the present as well as in the future. But as Marx (1967) reminds us ‘men make their own history, but they do not make it as they please’, and in my view, the peasants' room for manoeuvre has been increasingly undermined, and perhaps fatally so, since the neoliberal globalization. Hence, for LVC and other peasant and indigenous movements, hopefully in a close alliance with the ecological movements, the struggle for peasant farming faces enormous challenges. To guide the struggle in an achievable way, it would have further strengthened Vanhaute's analysis if he also had examined some of limitations of the strategy and aims of LVC's programme which need to be overcome. In this regard, see the analyses by Henry Bernstein (2014), Kees Jansen (2015) and Mark Tilzey (2018), only the latter author is mentioned in his selected readings but not discussed; see also Jansen et al. (2022) and Saturnine Borras Jr. (2020) who reminds us that there are also right-wing agrarian social movements who have a different agenda to that of LVC.

In short, this book fills a major gap in the historical studies on the peasantry and agrarian change from the first peasants to the present. It is well suited for students and general readers, despite my caveats, due to its wide historical range, clarity of exposition and remarkable ability to synthesize the key features of peasants in world history.

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来源期刊
CiteScore
5.20
自引率
8.00%
发文量
54
期刊介绍: The Journal of Agrarian Change is a journal of agrarian political economy. It promotes investigation of the social relations and dynamics of production, property and power in agrarian formations and their processes of change, both historical and contemporary. It encourages work within a broad interdisciplinary framework, informed by theory, and serves as a forum for serious comparative analysis and scholarly debate. Contributions are welcomed from political economists, historians, anthropologists, sociologists, political scientists, economists, geographers, lawyers, and others committed to the rigorous study and analysis of agrarian structure and change, past and present, in different parts of the world.
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