ACF公平分配程序中关于生态系统服务的法庭之友摘要

J. Ruhl
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引用次数: 1

摘要

河流不仅仅是往下坡流动的水。由此可见,公平分配原则不仅仅是关于有多少水必须沿着州线往下流。虽然这个量值通常是州际河流公平分配法令的最终产物,但指定这样一个量值的原则必须回答的潜在问题是,“分配的是什么,依据什么?”本“法庭之友”摘要的目的是提出利用“生态系统服务”这一科学学科的原则来帮助回答这个问题的案例,特别是在这一诉讼中,但也更普遍地适用于该原则。生态系统服务是人类从水、鱼和木材等自然资源和服务(如地下水补给、洪水缓解和盐度调节)中获得的利益,其中许多是公共或准公共产品,因此不容易在市场中核算。生态系统服务的存在不足为奇——像河流这样的自然资源不仅在生态上很重要,而且对人类社会也有经济价值。然而,直到20世纪90年代中期,当生态学家、经济学家、地理学家和其他传统领域的研究人员开始聚集在一起,专注于生态系统服务的识别和量化时,以生态系统服务研究为中心的学科才蓬勃兴起。河流的组成、分布和人类对生态系统服务的消耗是河流不仅仅是下坡的水的特征。从河流中提取的物理形式的水并不是人类从河流中消耗的唯一生态系统服务。它们还消耗防洪服务、河口盐度调节服务、商业渔业栖息地维护服务,以及一系列其他经济上有价值的效益,这些效益在很大程度上是由以物理形式顺流而下的水实现的。事实上,这些服务中的一些看起来是“生态的”,在商业市场上不容易货币化,但当人类消费它们时,它们的经济价值并不会降低。因此,公平分配原则应该考虑到人类从河流中消耗的所有生态系统服务,并分配流向下游的水,以便在各州之间公平分配这些服务。事实上,我在本摘要中认为,最高法院的公平分配原则已经包含了生态系统服务概念背后的所有关键原则,尽管在生态系统服务科学中使用的语言和指标中没有。公平分配原则的语言落后于生态系统服务科学,原因很简单,自从生态系统服务学科出现以综合和激励科学研究以来,法院还没有进行过这样的程序。但是几十年来,生态系统服务概念的精神已经嵌入到公平分配原则中。它的精神在其他法律领域,从联邦和州法规到机构法规和政策,再到司法普通法决定,都有实质性的体现。这一最初的管辖权程序为生态系统服务概念提供了一个明确的机会,并为另一个法律领域的决定提供了信息-法院的公平分配原则。本摘要的第一部分提供了法院关于生态系统服务学科的背景。第二部分追溯了整合生态系统服务原则的法律和政策的发展,包括最近白宫对联邦机构的指示,以证明它在与公平分配相关的法律领域获得了牵引力。第三部分认为,纳入生态系统服务原则以帮助解决分配决定完全符合法院的公平分配原则。最后,第四部分提出了这样做将有助于澄清本诉讼中关于阿巴拉契科拉-查塔胡奇-弗林特河流域(“ACF”)公平分配问题的解决方法。的确,在最高法院的历史上,也许还没有一个公平分配案件比这更明确、更迫切地提出了使用生态系统服务原则来指导分配决定的理由。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Amicus Brief on Ecosystem Services in the ACF Equitable Apportionment Proceeding
A river is more than water flowing downhill. It follows that equitable apportionment doctrine is about more than just how much water must flow downhill across a state line. While that quantum is often the end product of an interstate river equitable apportionment decree, the underlying question the doctrine must answer to designate such a quantum is, “What is being allocated, and on what basis?” The purpose of this amicus brief is to present the case for using principles from the scientific discipline of “ecosystem services” to help answer that question, specifically in this proceeding but also more generally for the doctrine. Ecosystem services are the benefits humans receive from natural resources in the form of goods, such as water, fish, and timber, and of services, such as groundwater recharge, flood mitigation, and salinity regulation, many of which are public or quasi-public goods and thus not easily accounted for in markets. It should come as no surprise that there are ecosystem services — that natural resources like rivers are not only ecologically important but also economically valuable to human communities. Nevertheless, a discipline centered on the study of ecosystem services did not emerge robustly until the mid-1990s, when ecologists, economists, geographers, and researchers from other traditionally siloed fields began coming together to focus on the identification and quantification of ecosystem services. The composition, distribution, and human consumption of ecosystem services are among the attributes that make a river more than water flowing downhill. Water extracted from a river in its physical form is not the only ecosystem service humans consume from a river. They also consume flood mitigation services, estuarine salinity regulation services, habitat maintenance services for commercial fisheries, and a suite of other economically valuable benefits made possible in large part by the water flowing in its physical form down the river. The fact that some of these services seem “ecological” and are not easily monetized in commercial markets does not make them any less economically valuable when humans consume them. It follows that equitable apportionment doctrine ought to take into account all of the ecosystem services humans consume from a river and allocate the water flowing downhill so as to provide an equitable division of those services between the states. Indeed, I argue in this brief that the Court’s equitable apportionment doctrine already incorporates all of the key principles behind the concept of ecosystem services, though not in the language and metrics used in ecosystem services science. The language of equitable apportionment doctrine has lagged behind the science of ecosystem services for the simple reason that the Court has not had a proceeding like this one since the ecosystem services discipline emerged to synthesize and galvanize scientific research. But the spirit of the ecosystem services concept has been embedded in equitable apportionment doctrine for decades. Its spirit has taken material form in other legal domains from federal and state statutes to agency regulations and policies to judicial common law decisions. This original jurisdiction proceeding presents the opportunity for the ecosystem services concept to become explicit and inform decisions in yet another legal domain — the Court’s doctrine of equitable apportionment. Part I of this brief provides the Court background on the discipline of ecosystem services. Part II traces developments in law and policy integrating ecosystem services principles, including a recent White House directive to federal agencies, to demonstrate that it has gained traction in legal domains related to equitable apportionment. Part III argues that it is fully consistent with the Court’s equitable apportionment doctrine to incorporate ecosystem services principles to help resolve the apportionment decision. Finally, Part IV suggests ways in which doing so will help clarify resolution of the equitable apportionment issues presented in this proceeding regarding the Apalachicola-Chattahoochee-Flint River Basin (“ACF”). Indeed, there has perhaps been no equitable apportionment case in the Court’s history that more starkly and imperatively makes the case for using principles of ecosystem services to guide the apportionment decision.
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