《干预与国家建设手册》导言:超越当前的正统观念

N. Lemay-Hébert
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引用次数: 1

摘要

对于国家衰弱或国家崩溃在当代世界政治中的重要性,研究者和实践者有着广泛的共识。毕竟,许多问题都被归入国家崩溃的大标题之下,包括种族冲突、难民潮、治理问题或对人类安全的威胁。对于2018年SIPRI年鉴的作者来说,一个重要的问题是,在一个国家的中央国家控制缺失、有限或腐败的地区,犯罪暴力是如何猖獗的(Smith 2018,第19页;另见本卷第27章洛林·艾略特关于跨国犯罪和国家建设的重点)。生活在叙利亚、也门或阿富汗的公民面临的日常挑战不容忽视。面对这些挑战,只有一小部分作者主张采取强硬的不干预政策(关于“重新开始”方法下的这一讨论的概述,请参见lemay - hsamet2019)。然而,如果在外部援助对经历重大危机的国家的重要性上达成共识,这种外部援助的确切性质-以及特定类型干预的有用性-仍然存在广泛的争论。过去干预的失败——2003年对伊拉克的军事干预和随之而来的占领是每个人都在想的——以及1999年以来在阿富汗、2004年以来在海地、以及在许多有维和部队的非洲国家缺乏进展,导致了政策圈对干预的有效性产生怀疑的新时代。在20世纪90年代和21世纪初的确定性之后,以列出失败国家的现代主义逻辑为标志,这使得随后的自上而下的干预按照简单的因果逻辑(“干预a”回应“问题B”并导致预期的“结果C”)合法化,干预者现在熟悉复杂性理论,并且(有时本能地)了解每种干预可能产生的意外结果的全部范围(“干预A”旨在回应“问题B”,但可能导致从C到Z的多种结果,并可能产生新问题;参见本卷大卫·钱德勒的第二章)。伊拉克的经验——军事干预导致了多年的混乱、不安全,以及随之而来的伊拉克和叙利亚伊斯兰国的崛起(见本卷第31章Yasmin Chilmeran和Jacqui True关于伊拉克和平建设的讨论);维持和平人员在海地引入霍乱——这种疾病导致1万多人死亡,10%的人口受到感染;涉及维和人员的多起性丑闻让人们明白,干预更有可能产生非线性的结果。适应性成为干预者的新座右铭,小的、有针对性的干预已经取代了现代自上而下的干预。本手册的出发点是,国家建设与国际干预有着不可分割的联系。首先,我们知道,无论是在理论上还是在实践中,国家脆弱性都与国家建设干预措施有关(lemay - h2013.020)。因此,国家虚弱
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Introduction to the Handbook on Intervention and Statebuilding: moving beyond the current orthodoxy
There is a wide consensus among researchers and practitioners on the importance of state weakness or state collapse in contemporary world politics. After all, a number of issues are subsumed under the wide rubric of state collapse, including ethnic conflicts, refugee flows, governance issues or threats to human security. For the authors of the 2018 SIPRI Yearbook, one of the important issues was how criminal violence thrives in areas of a country in which central state control is absent, limited or corrupted (Smith 2018, p. 19; see also Chapter 27 by Lorraine Elliott in this volume for a focus on transnational crimes and statebuilding). The everyday challenges for citizens living in Syria, Yemen or Afghanistan are hard to ignore. In the face of these challenges, only a marginal cluster of authors argue for hardline non-interventionary policies (for an overview of this discussion subsumed under the ‘fresh start’ approach, see Lemay-Hébert 2019). However, if there is a consensus on the importance of external assistance for states undergoing major crises, the exact nature of this external assistance – and the usefulness of specific types of interventions – is still widely debated. The failure of past interventions – the 2003 Iraqi military intervention and consequent occupation being on everyone’s mind – but also the lack of progress in Afghanistan since 1999, in Haiti since 2004, or in many African countries with a peacekeeping presence, has led to a new era of doubt in policy circles regarding the usefulness of interventions. After the certainties of the 1990s and early 2000s, marked by a modernistic logic of listing failed states, which legitimized subsequent top-down interventions following simple causation logics (‘intervention A’ responding to ‘problem B’ and leading to intended ‘outcome C’), interveners are now familiar with complexity theories and (sometimes instinctively) understand the full reach of possible unintended outcomes for each intervention (‘intervention A’ is meant to respond to ‘problem B’ but can lead to a multiple set of outcomes – from C to Z – as well as potentially creating new problems; see also Chapter 2 by David Chandler in this volume). The experience of Iraq – where the military intervention led to years of chaos, insecurity, and the concomitant rise of Islamic State of Iraq and Syria (see Chapter 31 by Yasmin Chilmeran and Jacqui True in this volume for a discussion of peacebuilding in Iraq); the peacekeepers’ introduction of cholera in Haiti – an illness which killed more than 10,000 people and infected 10 per cent of the population; and the multiple sexual scandals involving peacekeepers helped drive the point home that interventions are more likely to produce non-linear outcomes. Adaptability becomes the new motto for interveners, and small, targeted interventions have tended to replace the modern top-down interventions. This Handbook starts from the premise that statebuilding is intractably linked to international interventions. For a start, we know that state fragility is linked to statebuilding interventions, both in theory and in practice (Lemay-Hébert 2020). Hence, state weakness
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