基于DEA-BCC-Malmquist模型的高校科技成果转化效率分析

Lei Peng, Gao Shenghan
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摘要

本文基于2014 - 2017年36所旅游高校的面板数据,将旅游高校科技成果转化分为科研创造和成果转化两个阶段,运用DEA-BCC模型和DEA-Malmquist指数模型对旅游高校科技成果转化效率进行测度,并分析其变化趋势。结果表明:(1)从效率的静态分析来看,旅游高校第一阶段科技成果转化的平均综合效率在0.65左右,纯技术效率略高于规模效率,这在985和211高校中表现尤为明显;旅游高校科技成果转化第二阶段的综合效率值约为0.55,其纯技术效率和规模效率也在0.6-0.7之间,相对而言还有较大的提升空间。(2)从效率的动态分析来看,旅游高校科技成果转化全要素生产率指数在科研创造阶段均值为0.975,在科技成果转化阶段均值为1.609。进一步从效率分解指标来看,第一阶段除规模效率指标外,其他效率指标均小于1,而第二阶段的效率指标均大于1。因此,在未来的发展过程中,旅游高校应加强科技成果转化第一阶段的管理和技术水平,以避免技术进步和纯技术效率的过度损失。本文的研究成果有助于发现旅游高校科技成果转化效率存在的问题,引导旅游高校重视科技创新研究,本文将旅游高校科技成果转化分为科研创造和成果转化两个阶段。运用DEA-BCC模型和DEA-Malmquist指数模型对36所旅游高校2014 - 2017年科技成果转化效率进行静态和动态分析,得出以下结论:
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Transformation efficiency analysis of scientific and technological achievements in universities based on DEA-BCC-Malmquist model
Based on the panel data of 36 tourism universities from 2014 to 2017, this paper divided the transformation of scientific and technological achievements into two stages: research and creation and achievement transformation, and used DEA-BCC model and DEA-Malmquist index model to measure the transformation efficiency of scientific and technological achievements in tourism universities and analyzed its changing trend. The results show that :(1) From the static analysis of efficiency, the average comprehensive efficiency of the first stage of transformation of scientific and technological achievements in tourism universities is around 0.65, and the pure technical efficiency is slightly higher than the scale efficiency, which is particularly obvious in the 985 and 211 universities; In the second stage of the transformation of scientific and technological achievements in tourism universities, the comprehensive efficiency value is about 0.55, and its pure technical efficiency and scale efficiency are also between 0.6-0.7, relatively speaking, there is a large room for improvement. (2) From the dynamic analysis of efficiency, the mean value of total factor productivity index of scientific and technological achievements transformation in tourism universities is 0.975 in the stage of research creation, while 1.609 in the stage of achievement transformation. Further, from the efficiency decomposition index, all the efficiency indexes in the first stage except the scale efficiency index are less than 1, while all the efficiency indexes in the second stage are greater than 1. Therefore, in the future development process, tourism universities should strengthen the management and technical level in the first stage of transformation of scientific and technological achievements, in order to avoid excessive loss of technological progress and pure technical efficiency. The research results of this paper are helpful to find the problems existing in the transformation efficiency of scientific and technological achievements in tourism universities and guide tourism universities to pay attention to scientific and technological innovation, studies, this paper divides the transformation of scientific and technological achievements in tourism universities into two stages: research creation and achievement transformation. Furthermore, DEA-BCC model and DEA-Malmquist index model are used to carry out static and dynamic analysis on the transformation efficiency of scientific and technological achievements of 36 tourism universities from 2014 to 2017, and the following conclusions are drawn.
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