美国FTCA的自由裁量职能例外及其启示

H. Jeong
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引用次数: 0

摘要

2022年7月14日,大法院对“过度监禁国家赔偿要求案”做出了判决。(大法院判令第2017Da266771号)一名承认监禁时间为186天的前囚犯获得了150万韩元的国家赔偿金,另一名承认监禁时间为323天的前囚犯获得了300万韩元的国家赔偿金。大法院在此次判决中,以“人的尊严和价值”第10条为依据,认定了国家的损害赔偿责任,而不是以违反具体法律为依据。与韩国的《国家赔偿法》不同,美国以公职人员的侵权行为为基础的国家赔偿责任分别规定了公职人员故意侵权造成的国家赔偿责任和公职人员过失造成的国家赔偿责任。《联邦侵权索赔法》规定了自由裁量功能排除条款,美国最高法院在其裁决中承认这一排除条款。美国联邦巡回法院就联邦官员的非法行为排除自由裁量职能的范围提出了不同的裁决。在比文斯的诉讼中,所谓的违反联邦宪法的行为违反了非常具体的宪法条款,比如第一和第八修正案。它没有针对违反保障“作为人的尊严和价值”等基本人权意识形态的行为。对于比文斯案,美国大法院很难找到该州承认侵犯囚犯人权的侵权责任的案例。即使考虑到这些,国家赔偿责任也不应该以违反宪法第10条“人的尊严和价值”为依据,而应该以违反实际法律或具体规定为依据。有人担心,如果承认违反《宪法》第10条“人的尊严和价值”的国家赔偿责任,将成为今后类似的国家赔偿诉讼的起点。如果这一判决能成为促进为改善囚犯基本人权而制定新法律和建设新设施等补充工作的催化剂,在韩国大法院的判决也有意义。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The U.S FTCA’s the Discretionary Function Exception and Its Implication
On July 14, 2022, the Supreme Court of Korea made a ruling on the “state compensation claim case due to overcrowded incarceration.”(Korean Supreme Court Decision No. 2017Da266771) One ex-prisoner, recognized the overcrowded confinement period as 186 days, was awarded 1.5 million Korean Won in state compensation and the other ex-prisoner, recognized the overcrowded confinement period as 323 days, was awarded 3 million Korean Won in state compensation. The Supreme Court of Korea acknowledged the state’s damages liability based on the violation of ‘dignity and value as a human being’ Sect. 10 of Korean Constitution, not the violation of specific laws in this ruling. Unlike the National Compensation Act in Korea, the state compensation liability based on the tort of a public officer’s in the United States, which separately stipulates the state compensation liability due to the public officer’s intentional torts and the state compensation liability caused by the public officer’s negligence. The Federal Tort Claims Act has a discretionary function exclusion clause, and the U.S. Supreme Court recognizes this exclusion in its rulings. The U.S. Federal Circuit courts have presented different rulings on the scope of exclusion from discretionary function in relation to the illegal acts of federal officers. In Bivens claims, the alleged violation of the federal constitution here is a violation of very specific constitutional provisions, such as the 1st and 8th Amendments. It did not target violations of the ideology of guaranteeing basic human rights such as ‘dignity and value as a human being’. Regarding the Bivens claim, the U.S. Supreme Court would not hardly find cases in which the state recognized torts liability for the human rights violations of prisoners. Even considering these points, the state compensation liability should not be based on a violation of the Korean Constitution Sect. 10 ‘dignity and value as a human being’, but on a violation of the actual laws or specific regulations. There are concerns that the recognition of state compensation liability due to a violation of the Korean Constitution Sect. 10 ‘dignity and value as a human being’ would have provided a starting point for similar state compensation lawsuits in the future in Korea. If it becomes a catalyst to promote supplementary works such as new legislations and construction of new facilities to improve prisoner’s basic human rights, it might be also considered to be meaningful Korean Supreme Court’s decision in Korea.
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