大规模裁决的质量审查:退伍军人上诉委员会的随机自然实验,2003-16

Daniel E. Ho, Cassandra Handan-Nader, D. Ames, D. Marcus
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引用次数: 4

摘要

我们研究了一个独特的自然实验,在此过程中,随机抽取退伍军人上诉委员会(BVA)法官的5-10%的意见草案,由一个全职律师团队进行近15年的“质量审查”。这个执行程序的明确目标是测量准确性和减少上诉的逆转率。在法律错误的情况下,质量审查小组向法官写备忘录,允许在发表意见之前进行纠正。我们利用2002年至2016年近60万个案例的丰富内部管理数据,首次对这一审查过程进行了严格的研究。通过精确的估计,我们表明该计划对减少上诉或撤销没有明显的影响。基于内部记录,我们证明这种无效可能是设计的,因为满足“准确性”的性能度量与错误纠正是交叉的。这些发现揭示了法律、组织和官僚主义等长期存在的问题,包括绩效管理、审查标准和大规模裁决的制度设计。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Quality Review of Mass Adjudication: A Randomized Natural Experiment at the Board of Veterans Appeals, 2003–16
We study a unique natural experiment, during which 5-10% of draft opinions by judges of the Board of Veterans Appeals (BVA) were randomly selected for “quality review” by a team of full-time staff attorneys for nearly 15 years. This performance program had the express goals of measuring accuracy and reducing reversal rates on appeal. In cases of legal error, the quality review team wrote memoranda to judges to permit correction before opinions were issued. We use rich internal administrative data on nearly 600,000 cases from 2002-2016 to provide the first rigorous study of this review process. With precise estimates, we show that the program had no appreciable effect on reducing appeals or reversals. Based on internal records, we demonstrate that this inefficacy is likely by design, as meeting the performance measure of “accuracy” was at cross-purposes with error correction. These findings inform longstanding questions of law, organization, and bureaucracy, including performance management, standards of review, and the institutional design of mass adjudication.
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