城市移民与社会排斥:来自印度贫民窟和非正式住区的研究

S. Agarwal
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Four different groups of migrants were targeted: two groups of recent migrants (those less than one year in the city and those over one but less than two); seasonal migrants temporarily in the city; and older migrants settled in the city. These reflect different stages and forms of the migration process and the associated exclusions and challenges that migrants and their families face in terms of access to housing, basic services, social benefits and entitlements, and government identification. The study collected quantitative and qualitative data using questionnaires, focus group discussions and key informant interviews. Since migrants commonly live in informal settlements (bastis) throughout the city, members of women’s slum groups were trained by the Urban Health Resource Centre (UHRC) to help locate and purposively sample appropriate respondents for the survey. In total, 640 respondents were surveyed across the four migrant groups.A number of common disparities faced by the migrant groups were identified: • Low levels of basic service provision (e.g. piped water connections, sanitation, drainage, etc.) and high reliance on private healthcare • 80 per cent of all migrants who had access to any type of toilet had to share it with other families/persons • Poor housing often made of temporary or semipermanent materials • High reliance on rental housing in the informal sector • Difficulties in claiming rights to basic services and social welfare schemes in the absence of government identification cards for Indore • Access to the government’s universal ID and proof of address for the city was lowest among seasonal migrants, with Seasonal migrants experienced some of the most significant disparities: • 69 per cent lacked access to any sanitation facility and thus practiced open defecation • 68 per cent lived in temporary housing conditions or were squatting • 73 per cent lived in housing made from temporary materials • Many lacked washing facilities, forcing women to either bathe before dawn, or erect makeshift baths • Many lived and worked in brick kilns and construction sites, while others wandered the city as vendors and hawkers • 5 per cent had government ID cards and proof of address • 49 per cent were illiterate • 55 per cent registered their pregnancies Older settlers faced fewer disparities than other migrant groups: • 51 per cent lived in housing made of permanent materials • 75 per cent government ID cards and proof of address • 79 per cent had bank accounts • 38 per cent of children had all three doses of diphtheria, pertussis and tetanus toxoid (DPT) vaccineThe findings suggest that temporary and more recent urban migrants face immediate and significant challenges in accessing adequate housing and basic services, especially without the requisite identification for Indore. The findings also suggest that older migrants who have had more time to gain a foothold in the city have been able to gradually improve their situations. This suggests that policies and programmes targeting urban migrants must be sensitive to their different needs based on their unique circumstances.Based on the findings, a set of recommendations for urban practice and policy have been devised to integrate the different needs of migrants into a more inclusive urbanisation agenda for India. These are: • Municipal authorities should identify clusters in the city where disadvantaged urban migrants are located, and plot them on the city map to direct planning outreach efforts and ensure they are not excluded from government programmes. Such efforts should spread information about local healthcare facilities and dispensaries, the importance of antenatal care, immunisation and general health-seeking behaviour. The potential to involve women’s slum groups in the identification of migrant pockets and slums should be leveraged. • Frontline health and social workers should be supported to reach migrants and their families who lack access to basic services and schemes, especially those supporting preventive healthcare, including vaccinations. Pregnant women and lactating mothers who do not receive benefits should be actively sought out, particularly those living in brick kilns and construction sites. Mobile facilities capable of reaching migrants in these and other hard-to-reach sites should be supported as well. • Associations of township and commercial complex developers and of brick kiln owners should provide temporary soak-pit toilets onsite for every 10–12 workers. • An accidental death and disability insurance scheme, which is supported by the Prime Minister, could potentially benefit migrants working at construction sites, brick kilns and other such places where risk of injury is high. These efforts need to be accompanied by outreach initiatives in migrant habitations/pockets and by building the capacity of volunteers from migrant groups and their employers/contractors. The importance of small savings should be promoted. • Government departments themselves or in partnership with civil society organisations should proactively seek the involvement of migrants in developing and/or implementing social benefit schemes. 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These reflect different stages and forms of the migration process and the associated exclusions and challenges that migrants and their families face in terms of access to housing, basic services, social benefits and entitlements, and government identification. The study collected quantitative and qualitative data using questionnaires, focus group discussions and key informant interviews. Since migrants commonly live in informal settlements (bastis) throughout the city, members of women’s slum groups were trained by the Urban Health Resource Centre (UHRC) to help locate and purposively sample appropriate respondents for the survey. 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The potential to involve women’s slum groups in the identification of migrant pockets and slums should be leveraged. • Frontline health and social workers should be supported to reach migrants and their families who lack access to basic services and schemes, especially those supporting preventive healthcare, including vaccinations. Pregnant women and lactating mothers who do not receive benefits should be actively sought out, particularly those living in brick kilns and construction sites. Mobile facilities capable of reaching migrants in these and other hard-to-reach sites should be supported as well. • Associations of township and commercial complex developers and of brick kiln owners should provide temporary soak-pit toilets onsite for every 10–12 workers. • An accidental death and disability insurance scheme, which is supported by the Prime Minister, could potentially benefit migrants working at construction sites, brick kilns and other such places where risk of injury is high. 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引用次数: 8

摘要

到2030年,印度的城市人口预计将从3.77亿增长到5.9亿。这一增长的很大一部分将来自农村地区和小城镇的移民。但是,尽管移民对印度城市的未来具有重要意义,但移民在很大程度上仍然是隐形的、没有发言权的、无能为力的,尤其是在大城市。在没有官方承认或支持的情况下,城市移徙者越来越多地在非正规部门极端贫困和不稳定的条件下生活和工作。本工作文件旨在更好地理解移民在中央邦的经济中心和最大城市印多尔所经历的不同形式的排斥和剥夺。研究对象是四种不同的移民群体:两种是最近的移民群体(在这个城市不到一年的移民和一年以上但不到两年的移民);临时在城市的季节性流动人口;年长的移民定居在这个城市。这些反映了移徙过程的不同阶段和形式,以及移徙者及其家庭在获得住房、基本服务、社会福利和权利以及政府身份方面所面临的相关排斥和挑战。该研究通过问卷调查、焦点小组讨论和关键信息提供者访谈收集了定量和定性数据。由于移徙者通常居住在整个城市的非正式住区(bastis),城市卫生资源中心(UHRC)对妇女贫民窟小组的成员进行了培训,以帮助确定和有目的地抽样调查的适当答复者。在四个移民群体中,共有640名受访者接受了调查。确定了移徙群体面临的一些共同差异:•基本服务提供水平低(例如管道供水、卫生、排水、等)和高度依赖私人医疗•80%的移民获得任何类型的卫生间必须与其他家庭/个人分享•贫困住房往往由临时或非永久性的材料•高度依赖租房在非正规部门•困难声称权利基本服务和社会福利计划在缺乏政府身份证印多尔•获得政府的通用ID和城市的地址证明在季节性移民中最低,季节性移民经历了一些最显著的差异:•69%缺乏任何卫生设施,因此露天排便•68%住在临时住房条件下或蹲着•73%住在临时材料建造的住房中•许多人缺乏洗涤设施,迫使妇女要么在黎明前洗澡,要么搭建临时浴室•许多人在砖窑和建筑工地生活和工作,5%的人持有政府颁发的身份证和地址证明;49%的人不识字;55%的人登记怀孕;年龄较大的移民面临的差异比其他移民群体要小;•51%的人住在永久性材料建造的住房中•75%的人有政府身份证和地址证明•79%的人有银行账户•38%的儿童接种了白喉、百日咳和破伤风样毒素疫苗的全部三剂疫苗调查结果表明,临时和最近的城市移民在获得适足住房和基本服务方面面临着直接和重大的挑战,特别是没有必要的身份证。调查结果还表明,有更多时间在城市站稳脚跟的老年农民工能够逐渐改善他们的处境。这表明,针对城市移徙者的政策和方案必须根据他们的独特情况顾及他们的不同需要。根据调查结果,针对城市实践和政策提出了一套建议,旨在将移民的不同需求纳入印度更具包容性的城市化议程。•市政当局应在城市中确定弱势城市移民所在的群体,并将其绘制在城市地图上,以指导规划外展工作,并确保他们不被排除在政府方案之外。这种努力应传播有关当地保健设施和诊所、产前保健的重要性、免疫接种和一般求医行为的信息。应充分利用妇女贫民窟团体参与查明移民聚集地和贫民窟的潜力。•应支持一线保健和社会工作者接触无法获得基本服务和计划的移徙者及其家庭,特别是那些支持预防性保健,包括接种疫苗的服务和计划。应积极寻找没有领取津贴的孕妇和哺乳期妇女,特别是那些住在砖窑和建筑工地的妇女。 还应支持能够到达这些和其他难以到达的地点的移徙者的流动设施。•乡镇和商业综合体开发商协会以及砖窑业主应在现场为每10-12名工人提供临时的湿坑厕所。•总理支持的意外死亡和残疾保险计划可能惠及在建筑工地、砖窑和其他受伤风险高的地方工作的移徙者。在这些努力的同时,需要在移徙者居住地/口袋采取外联行动,并建立移徙者群体的志愿人员及其雇主/承包商的能力。应该提倡小额储蓄的重要性。•政府部门本身或与民间社会组织合作,应积极寻求移民参与制定和/或实施社会福利计划。这必须包括努力确保外来人口拥有政府颁发的身份证,以进入城市的此类计划。工作文件总结了该研究对促进可持续发展目标(SDG)的影响,特别是目标11:“建设包容、安全、有弹性和可持续的城市和人类住区”;目标10,涉及减少不平等和法律地位;具体目标3.7,涉及改善健康;目标8.8呼吁各国政府保护流动人口的劳工权利。虽然城市化为实现可持续发展目标的所有主要方面提供了关键机遇,但这取决于城市和城市当局是否包容弱势群体,尤其是移民。本文提出的建议旨在确保移民及其家庭不仅能够获得城市化带来的好处,而且能够参与制定他们在城市中过上健康和富有成效的生活所需的政策和方案。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Urban Migration and Social Exclusion: Study from Indore Slums and Informal Settlements
India’s urban population is expected to grow from 377 million to 590 million by 2030. Much of this growth will be the result of migration from rural areas and small cities and towns. But despite the significance of migration to India’s urban future, migrants remain largely invisible, voiceless and powerless, especially in the larger cities. Without official recognition or support, urban migrants are increasingly living and working in extremely poor and precarious conditions in the informal sector. This working paper seeks to better understand the different forms of exclusion and deprivation experienced by migrants in Indore, the economic centre and largest city of Madhya Pradesh. Four different groups of migrants were targeted: two groups of recent migrants (those less than one year in the city and those over one but less than two); seasonal migrants temporarily in the city; and older migrants settled in the city. These reflect different stages and forms of the migration process and the associated exclusions and challenges that migrants and their families face in terms of access to housing, basic services, social benefits and entitlements, and government identification. The study collected quantitative and qualitative data using questionnaires, focus group discussions and key informant interviews. Since migrants commonly live in informal settlements (bastis) throughout the city, members of women’s slum groups were trained by the Urban Health Resource Centre (UHRC) to help locate and purposively sample appropriate respondents for the survey. In total, 640 respondents were surveyed across the four migrant groups.A number of common disparities faced by the migrant groups were identified: • Low levels of basic service provision (e.g. piped water connections, sanitation, drainage, etc.) and high reliance on private healthcare • 80 per cent of all migrants who had access to any type of toilet had to share it with other families/persons • Poor housing often made of temporary or semipermanent materials • High reliance on rental housing in the informal sector • Difficulties in claiming rights to basic services and social welfare schemes in the absence of government identification cards for Indore • Access to the government’s universal ID and proof of address for the city was lowest among seasonal migrants, with Seasonal migrants experienced some of the most significant disparities: • 69 per cent lacked access to any sanitation facility and thus practiced open defecation • 68 per cent lived in temporary housing conditions or were squatting • 73 per cent lived in housing made from temporary materials • Many lacked washing facilities, forcing women to either bathe before dawn, or erect makeshift baths • Many lived and worked in brick kilns and construction sites, while others wandered the city as vendors and hawkers • 5 per cent had government ID cards and proof of address • 49 per cent were illiterate • 55 per cent registered their pregnancies Older settlers faced fewer disparities than other migrant groups: • 51 per cent lived in housing made of permanent materials • 75 per cent government ID cards and proof of address • 79 per cent had bank accounts • 38 per cent of children had all three doses of diphtheria, pertussis and tetanus toxoid (DPT) vaccineThe findings suggest that temporary and more recent urban migrants face immediate and significant challenges in accessing adequate housing and basic services, especially without the requisite identification for Indore. The findings also suggest that older migrants who have had more time to gain a foothold in the city have been able to gradually improve their situations. This suggests that policies and programmes targeting urban migrants must be sensitive to their different needs based on their unique circumstances.Based on the findings, a set of recommendations for urban practice and policy have been devised to integrate the different needs of migrants into a more inclusive urbanisation agenda for India. These are: • Municipal authorities should identify clusters in the city where disadvantaged urban migrants are located, and plot them on the city map to direct planning outreach efforts and ensure they are not excluded from government programmes. Such efforts should spread information about local healthcare facilities and dispensaries, the importance of antenatal care, immunisation and general health-seeking behaviour. The potential to involve women’s slum groups in the identification of migrant pockets and slums should be leveraged. • Frontline health and social workers should be supported to reach migrants and their families who lack access to basic services and schemes, especially those supporting preventive healthcare, including vaccinations. Pregnant women and lactating mothers who do not receive benefits should be actively sought out, particularly those living in brick kilns and construction sites. Mobile facilities capable of reaching migrants in these and other hard-to-reach sites should be supported as well. • Associations of township and commercial complex developers and of brick kiln owners should provide temporary soak-pit toilets onsite for every 10–12 workers. • An accidental death and disability insurance scheme, which is supported by the Prime Minister, could potentially benefit migrants working at construction sites, brick kilns and other such places where risk of injury is high. These efforts need to be accompanied by outreach initiatives in migrant habitations/pockets and by building the capacity of volunteers from migrant groups and their employers/contractors. The importance of small savings should be promoted. • Government departments themselves or in partnership with civil society organisations should proactively seek the involvement of migrants in developing and/or implementing social benefit schemes. This must involve efforts to ensure migrants have the government identification cards required to access such schemes in cities.The working paper concludes by drawing out the implications of the study for promoting the Sustainable Development Goals (SDG) – in particular Goal 11: “Making cities and human settlements inclusive, safe, resilient and sustainable”; Goal 10, which refers to reducing inequalities and legal status; target 3.7, which refers to improving health; and target 8.8, which calls on national governments to protect labour rights of migrant populations. While urbanisation presents a critical opportunity to achieve all major aspects of the SDGs, this depends on whether cities and urban authorities are inclusive of disadvantaged populations, not least migrants. The recommendations presented in this paper aim to ensure that migrants and their families are not only able to access the benefits presented by urbanisation, but also to participate in the design of policies and programmes they require to lead healthy and productive lives in cities.
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