“解X?”构建问题发现框架,为人工智能的长期治理策略奠定基础

Hin-Yan Liu, M. Maas
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引用次数: 2

摘要

变化并不是人类事务的新特征。然而,有些事情已经开始在变化中发生变化。面对一系列新出现的、复杂的、相互关联的全球挑战,社会的集体治理努力可能需要放在不同的基础上。其中许多挑战来自新兴的技术发展——以人工智能(AI)为例,它是许多当代治理学术和努力的焦点。人工智能治理策略主要面向明确、离散的预定义问题群。我们认为,这种“解决问题”的方法可能是必要的,但面对人工智能创造或驱动的许多“邪恶问题”,这也是不够的。因此,我们在本文中提出了一个补充框架,将复杂的新兴问题(如人工智能)的长期治理战略建立在“发现问题”的方向上。我们首先概述了人工智能带来的一系列政策问题,并提供了解决这些挑战的治理方法失败或不足的五个原因,从而提供了一个基本原理。相反,我们认为,对这些治理挑战进行创造性的、“发现问题”的研究不仅在科学上是合理的,而且在制定有效、有意义和长期有弹性的治理战略方面也至关重要。因此,我们通过阐述一个区分四个不同治理“层次”的框架来说明问题解决和问题发现研究之间的关系和互补性:问题解决研究通常从(第0级)“一切照旧”或(第1级)“治理难题解决”的角度来处理人工智能(治理)问题。相比之下,问题发现方法强调(第2级)“发现破坏者的治理”;或(第三级)“绘制宏观战略轨迹”。在整个分析过程中,我们将这一理论框架应用于围绕人工智能的当代治理辩论,以详细阐述并更好地说明我们的框架。最后,我们对这一长期治理框架的细微差别、影响和缺点进行了反思,并对层面内失效模式、层面间互补性、层面内路径依赖以及可治理性的绝对边界条件(“治理金发女孩区”)进行了一系列观察。我们认为,这一框架有助于为跨不同政策领域和背景的长期战略制定提供更全面的方法,并有助于在地方解决方案的具体政策与路径依赖社会轨迹的长期考虑之间架起桥梁,或在全球社区能够或应该团结起来的共同愿景之间架起桥梁。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
'Solving for X?' Towards a Problem-Finding Framework to Ground Long-Term Governance Strategies for Artificial Intelligence
Change is hardly a new feature in human affairs. Yet something has begun to change in change. In the face of a range of emerging, complex, and interconnected global challenges, society’s collective governance efforts may need to be put on a different footing. Many of these challenges derive from emerging technological developments – take Artificial Intelligence (AI), the focus of much contemporary governance scholarship and efforts. AI governance strategies have predominantly oriented themselves towards clear, discrete clusters of pre-defined problems. We argue that such ‘problem-solving’ approaches may be necessary, but are also insufficient in the face of many of the ‘wicked problems’ created or driven by AI.

Accordingly, we propose in this paper a complementary framework for grounding long-term governance strategies for complex emerging issues such as AI into a ‘problem-finding’ orientation. We first provide a rationale by sketching the range of policy problems created by AI, and providing five reasons why problem-solving governance approaches to these challenges fail or fall short. We conversely argue that that creative, ‘problem-finding’ research into these governance challenges is not only warranted scientifically, but will also be critical in the formulation of governance strategies that are effective, meaningful, and resilient over the long-term.

We accordingly illustrate the relation between- and the complementarity of problem-solving and problem-finding research, by articulating a framework that distinguishes between four distinct ‘levels’ of governance: problem-solving research generally approaches AI (governance) issues from a perspective of (Level 0) ‘business-as-usual’ or as (Level 1) ‘governance puzzle-solving’. In contrast, problem-finding approaches emphasize (Level 2) ‘governance Disruptor-Finding’; or (Level 3) ‘Charting Macrostrategic Trajectories’. We apply this theoretical framework to contemporary governance debates around AI throughout our analysis to elaborate upon and to better illustrate our framework.

We conclude with reflections on nuances, implications, and shortcomings of this long-term governance framework, offering a range of observations on intra-level failure modes, between-level complementarities, within-level path dependencies, and the categorical boundary conditions of governability (‘Governance Goldilocks Zone’). We suggest that this framework can help underpin more holistic approaches for long-term strategy-making across diverse policy domains and contexts, and help cross the bridge between concrete policies on local solutions, and longer-term considerations of path-dependent societal trajectories to avert, or joint visions towards which global communities can or should be rallied.
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