非洲联盟在实践中使用武力维护民主和宪政:我们走了多远?

Magdalena Sylister
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摘要

本文评估了非洲联盟(AU)在行使使用武力作为维护非洲大陆民主和宪政的工具之一的授权方面走了多远。这项评估的主要目的是仔细审查在非盟框架内使用武力作为维护民主和宪政的渠道之一的适用性。这项工作采用了定性研究方法,依靠一手和二手数据。与此同时,还参考了选定的非盟驻非洲特派团的四个案例研究(布隆迪两次、科摩罗、马里和冈比亚)。调查结果显示,总体而言,非盟在使用武力维护非洲民主和宪政、恢复和平、法治、稳定、人类安全以及维护人民意愿方面取得了重大进展。非盟也被证明是非洲宪法危机中可靠的第一反应者,因为联合国系统的干预需要太长时间才能参与,而且联合国不会在没有全面和平协议的地方部署维和部队。尽管取得了令人鼓舞的发展,但严峻的挑战仍然存在。非盟未能成功解决非洲一个臭名昭著的恶习,这在很大程度上导致了反复出现的宪法危机,即糟糕的治理。不尊重总统任期限制、裙带关系、在议会选举中无视国民的意愿等各种形式的不良治理都存在。其他挑战包括为大规模行动提供充足资金的财政限制、维和行动过度依赖捐助方、一些非洲国家缺乏政治意愿以及难以协调冲突各方的利益。为了应对这些挑战,非盟应该实现财政自治。它应进一步探讨带头国办法,并就这些国家参与和锚定和平支助行动的条件和条件建立一个更正式的制度。联合国还应作出更多努力,向非洲领导人灌输良好治理的文化,因为这将大大减少需要使用武力解决的宪法危机。最后,非盟应该阻止在没有得到宪法危机中所有关键角色自由同意的情况下达成和平协议。自由同意是确保和平协议得到充分尊重的关键。因此,这一评估的总体结果鼓励非盟继续不懈努力,改进使用武力的机制,因为事实证明,在适当的情况下,使用武力是维护民主和宪政的潜在工具。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The African Union Use of Force to Uphold Democracy and Constitutionalism in Practice: How Far Have We Gone?
This paper makes an assessment of how far the African Union (AU) has gone in exercising the mandate of use of force as one of tools for upholding democracy and constitutionalism within the continent. The key intention of this assessment is to scrutinize the suitability of the use of force in the AU’s framework as one of the channels for safeguarding democracy and constitutionalism. The work has employed qualitative research methods, relying on both primary and secondary data. Parallel to that, four case studies from selected AU missions in Africa have been relied upon (Burundi twice, Comoros, Mali and the Gambia). Findings reveal that generally the AU has made significant strides in utilizing its mandate in the use of force in upholding democracy and constitutionalism in Africa by restoring peace, rule of law, stability, human security and in safeguarding people’s will. The AU has also proved to be a reliable first responder in African constitutional crises given the fact that intervention by the UN system takes too long to be engaged and that the UN does not deploy peacekeeping forces where there is no comprehensive peace agreement. Despite that encouraging development, critical challenges still exist. The AU has not succeeded in addressing one notorious vice in Africa which largely contributes to recurrent constitutional crises, namely bad governance. Bad governance exists in various forms such as disrespect of presidential term limits, nepotism and willful disregard of the will of the people in general elections. Other challenges include financial constraints to adequately fund large scale operations, excessive reliance of donors for its peace operations, lack of political will from some African states, and difficulties in harmonizing interests of all parties to conflicts. In order to address these challenges, the AU should achieve its financial autonomy. It should explore further on the lead nation approach and put in place a more formal system on terms and conditions of participation of those nations and anchoring peace support operations. The UA should also make more efforts to instill upon African leaders the culture of good governance because it will greatly reduce constitutional crises which necessitate the use of force in addressing them. Lastly, the AU should discourage procuring of peace deals without the free consent of all the key actors in constitutional crises. Free consent is crucial in ensuring that the peace deals will be adequately respected. The overall outcome of this assessment therefore serves as an encouragement of the AU to continue working tirelessly in improving the mechanism of use of force because it has proved to be a potential tool for upholding democracy and constitutionalism in appropriate circumstances.
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