保护公众不受私人伤害?对私人不授权原则的觉醒

Yiqun Ye
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引用次数: 0

摘要

在普遍存在的公私协同治理下,人们从摇篮到坟墓,越来越多地感受到工业、金融、高科技巨头的强大权力和控制力。迫于公众对这些私人实体的担忧,政治家和律师可以使用反垄断工具箱来对抗这些巨头的垄断利益。但是,如果他们中的一些人通过与政府分享监管权力而获得竞争优势呢?在最近的美铁案中,法官和评论员重新讨论了一个相对较少被提及的宪法原则,即私人不授权原则,希望它能阻止政府在不承担后果的情况下行使权力。纵观美国最高法院判决的重要的私人非授权案件,很难对私人非授权原则进行系统的探究。法院允许私人实体作为“顾问或从属角色”参与行政过程,只要政府掌握对监管过程的最终控制权。然而,所有私人非授权的先例都没有构成有说服力的私人非授权调查。实际上,一个私人实体在其咨询角色进入违宪的代表团之前,在行政程序中可以参与多少?在形式化的方法中,通常会陷入定义和划线的困境。但从功能主义的角度来看,为了确保政府的最终控制并保护公共利益不受私人实体自身利益的影响,我们可以接受由多种宪法原则构成的全面和结构性调查,包括但不限于正当程序条款、任命条款、国家行动原则和私人不授权原则。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Protecting the public from the private? Disenchantment over the private nondelegation doctrine
ABSTRACT Under the pervasive public–private collaborative governance, people increasingly and constantly feel the strong power and control of industrial, financial, high-tech giants, from Cradle to Grave. Pressed by the public’s concern against these private entities, Politicians and lawyers can use antitrust toolbox to combat these giants’ monopolistic interest. But what if some of them gain competitive advantage from sharing regulatory power with the government? In the recent Amtrak cases, judges and commentators have brought a relatively less mentioned constitutional doctrine, the private nondelegation doctrine, back into discussion, hoping it can prevent the government from wielding power without owning up to consequence. Going thoroughly through important private nondelegation cases decided by the US Supreme Court, it’s hard to conclude a systematic inquiry of private nondelegation doctrine. The Court allows the private entities to participate as the ‘advisory or subordinate role’ in the administrative process, so long as the government seize the final control over the regulatory process. Yet, all private nondelegation precedents haven’t constituted a persuasive private nondelegation inquiry. Indeed, how much involvement may a private entity have in the administrative process before its advisory role trespasses into an unconstitutional delegation? In a formalistic approach, it’s usual to get bogged down in definition and drawing line. But from a functionalist perspective, to secure the government’s final control and protect the public interest from private entities’ self-interest, we can embrace a comprehensive and structural inquiry constituted by multiple constitutional doctrines, including but not limited to the Due Process Clause, the Appointments Clause, the State Action Doctrine, and the Private Nondelegation Doctrine.
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