企业尊重权利的责任:软法还是非法?

J. Nolan
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引用次数: 20

摘要

本文主要侧重于审查软法在规范企业人权方面的作用(和有效性)。第一节努力发展软法的一般定义,并在此过程中,审查软法律法规的优点和局限性。第二节概述了商业和人权领域的重要软法发展。鉴于这一部门的主要组成部分- -国家、公司和非政府组织- -的多样性,近几十年来软法一直是连接人权和企业的主要默认机制,这也许并不奇怪。第三节重点阐述了《指导原则》所体现的企业尊重责任的概念及其地位和意义。如果被视为软法律,那么它与以前的软法律文书有何区别?它在多大程度上可能比以前遏制企业侵犯人权的努力更有效或更不有效?虽然本文强调了使用软法要求公司对人权负责的许多局限性,但它也认识到依赖软法可能导致渐进式变化。软法律不一定与软结果相称。有所成就,即使不完美,也比一事无成要好。然而,要使软法(特别是《指导原则》中规定的企业应尊重的责任)成为有效和可持续的权利保护机制,我认为有必要与“硬”法(即具有法律约束力的法律)建立更密切的联系。这可以通过各种方式实现,但其中一种方式是要求国家责成公司遵守尊重责任的尽职调查部分。以目前的形式,公司尊重的责任体现了高度的脆弱性和灵活性,但在这一领域最迫切需要的是更强的稳健性和统一性,这不仅鼓励而且要求公司至少尊重人权。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Corporate Responsibility to Respect Rights: Soft Law or Not Law?
This paper is primarily focussed on examining the role (and effectiveness) of soft law in regulating businesses with respect to human rights. Section I grapples with developing a general definition of soft law, and in doing so, examines both the advantages and limitations of soft law regulation. Section II provides an overview of the significant soft law developments in the business and human rights field. Given the diversity of the principal constituents in this sector - States, corporations and NGOs - it is perhaps not surprising that soft law has been a principal default mechanism for connecting human rights and business in recent decades. Section III focuses on the SRSG’s concept of the corporate responsibility to respect as embodied in the Guiding Principles and its status and significance. If considered soft law, then what distinguishes it from prior soft law instruments and to what extent is it likely to be more or less effective than previous attempts to curb corporate human rights violations? While this paper highlights the many limitations of using soft law to hold corporations to account for human rights, it also recognises that reliance on soft law can result in incremental change. Soft law is not necessarily commensurate with soft results. Achieving something, even if not perfect, can be preferable to achieving nothing. However, for soft law (and in particular the corporate responsibility to respect as set out in the Guiding Principles) to be an effective and sustainable rights protection mechanism, I argue that there is a need for a more intimate connection to ‘hard’ - that is legally binding - law. This could be achieved in various ways but one is to require States to oblige corporations to comply with the due diligence component of the responsibility to respect. In its current format, the corporate responsibility to respect embodies a high degree of fragility and flexibility but what is needed most urgently in this field is greater robustness and uniformity that not only encourages but requires corporations to, at a minimum, respect human rights.
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