火星与金星之战:美国与欧洲对国际法的态度为何不同?

R. Delahunty
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引用次数: 5

摘要

为什么美国和欧洲对国际法的态度如此不同?如何解释美国(据称)在国际法上的典型“单边主义”?本文考察了耶鲁大学法学院的杰德•鲁本菲尔德教授提出的一种非常合理且吸引人的理论,并提出了另一种理论。更确切地说,这篇文章分析了鲁本菲尔德教授的理论,该理论主要是根据美国和欧洲宪法价值观的差异来构建的,并试图将其优点与另一种侧重于不同政治利益的理论进行权衡。鲁本菲尔德的理论建立在两种截然不同的宪法概念之间的对比之上:一种他称之为“民主宪政”,另一种他称之为“国际宪政”。民主立宪主义将国家的组织法追溯至一项大众立法的创始法案,体现了典型的美国观。国际宪政主义认为,宪法不是源于民主自治的行为,而是源于普遍的、因而是跨国的原则和权利。这些原则和权利——实际上是一种自然法则的总体结构,特定的国家政权应该嵌入其中——的作用是限制民主,而不是表达民主。按照鲁本菲尔德的说法,至少在一些主要的西欧国家,国际宪政是法律体系的基础。这些宪政概念中的每一种,反过来又产生了一种独特的国际法方法。在这篇文章中,作者认为,另一种理论似乎具有同样的解释力,如果不是更多的话。作者提出了美国和欧洲在国际法上的分歧理论,这种分歧听起来像是利益分歧,而不是价值分歧。在这种替代方法中,美国和欧洲的政策制定者和精英们都有效地利用国际法,以各种方式促进和服务于相互竞争的国家利益。最后,作者概述了一种可能的方法,试图调和鲁本菲尔德教授的价值基础理论与强调国家利益的理论。将欧美在国际法问题上的分歧视为一场两级博弈,人们可以认识到,首先,欧洲重要的国内政治选区可能基于这些选区所信奉的价值观和规范,对美国的外交和军事政策持强烈批评态度;第二,欧洲各国政府,当然包括其行政部门,将不可避免地对这些选民的需求高度敏感,并将在其政策审议和选择中反映这些需求;而且,第三,这些行政部门将在广泛的共同关心的问题上与美国打交道,将在许多问题上寻求美国的支持与合作,因此将不愿过度冒犯美国(或其行政部门)。因此,人们会期望发现一种模式,一方面,欧洲用国际法的语言对美国的外交和军事政策进行高度直言不讳的、基于价值观的谴责,另一方面,欧洲政府,尤其是行政部门,对同样的美国政策采取更低调、更少审查的态度。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Battle of Mars and Venus: Why do American and European Attitudes Toward International Law Differ?
Why do American and European attitudes towards international law appear to differ so profoundly? What explains the United States' (supposedly) characteristic "unilateralism" in international law? This essay examines one very plausible and attractive theory of the difference - that of Professor Jed Rubenfeld of the Yale Law School - and advances another. To be more exact, the essay analyzes Professor Rubenfeld's theory, which is framed primarily in terms of the differences between American and European constitutional values, and attempts to weight its merits against those of a theory that focuses instead on divergent political interests. Rubenfeld's theory depends on a contrast between two distinct conceptions of constitutional law: one that he calls "democratic constitutionalism," and the other that he calls "international constitutionalism." Democratic constitutionalism, which reflects a characteristically American outlook, traces the nation's organic law to a founding act of popular lawmaking. International constitutionalism sees constitutional law, not as deriving from an act of democratic self-government, but as deriving from universal, hence transnational, principles and rights. These principles and rights - in effect, an overarching structure of natural law in which particular national regimes should be embedded - operate to restrain rather than to express democracy. On Rubenfeld's account, international constitutionalism underlies the legal systems of at least some of the major western European nations. Each of these conceptions of constitutionalism generates, in turn, a distinctive approach to international law. In this essay, the author argues that an alternative theory seems to have equal, if not more, explanatory power. The author offers a theory of the international law divergence between the U.S. and Europe that sounds in interests rather than in values. On this alternative approach, both U.S. and European policymakers and elites use international law instrumentally, to promote and serve competing national interests in various ways. Finally, the author outlines a possible approach that seeks to reconcile Professor Rubenfeld's values-based theory with the theory that emphasizes national interests. Viewing Euro-American differences over international law as a two-level game, one can appreciate, first, that important European domestic political constituencies may have strongly critical views of American foreign and military policies, based on the values and norms that those constituencies espouse; second, that European governments, including of course their executive branches, will inevitably be highly sensitive to those constituencies' demands, and will reflect them in their policy deliberations and choices; but also that, third, those executive branches will be dealing with the United States across a wide array of matters of common concern, will look for the United States' support and cooperation on many of them, and will therefore be reluctant to offend the United States (or its executive) unduly. Hence one would expect to find a pattern of, on the one hand, highly vocal, values-based European condemnations of American foreign and military policies that uses the language of international law and, on the other hand, a more muted, less censorious approach to the same American policies on the part of European governments, especially executive branches.
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