The Paradox of Omnipotence: Courts, Constitutions, and Commitments

David S. Law
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引用次数: 5

Abstract

Sovereigns, like individuals, must sometimes make commitments that limit their freedom of action in order to accomplish their goals. Scholars have observed that constitutional arrangements can, by restricting a sovereign's power, enable the sovereign to make such commitments. The opposite, however, can also be true: constitutional arrangements can and do impede sovereign commitment by entrenching inalienable governmental powers and immunities. This Article explores the nature and origins of the commitment problems that sovereigns face, and the role of courts in solving such problems. It begins by setting forth an analytical distinction between effective and persuasive commitments. Effective commitments are made for the purpose of imposing actual restraint upon the commitment-maker; persuasive commitments, by contrast, are intended not to bind the commitment-maker, but rather to induce some third party to behave a particular way. Each type of commitment, in turn, poses a specific set of challenges for the sovereign or other actor that wishes to commit itself. Of particular relevance to sovereigns are the matching problems of what might be called undercommitment, on the one hand, and overcommitment, on the other. The problem of undercommitment is an acute one for sovereigns: the more powerful the sovereign, the more difficult it may be for the sovereign to make commitments that other actors find credible. At the same time, however, any solution to the problem of undercommitment runs the risk of overcommitment: no sovereign wishes to incapacitate itself to an unforeseen or undesirable extent. Courts, it is argued, have the capacity to assist the sovereign in making commitments that are credible yet do not hobble the sovereign. In doing so, however, courts risk damage to the basis of their own power - namely, their own reputation for rendering fair and efficacious judgments. The Article concludes by suggesting that our Constitution can itself be understood as a form of sovereign commitment - one that is intended both to restrict the sovereign and to persuade the people of the sovereign's legitimacy - and that the doctrine of sovereign immunity compromises both of these goals.
全能的悖论:法院、宪法和承诺
君主和个人一样,有时必须作出限制其行动自由的承诺,以实现其目标。学者们观察到,宪法安排可以通过限制君主的权力,使君主能够作出这种承诺。然而,相反的情况也可能是正确的:宪法安排可以而且确实通过巩固不可剥夺的政府权力和豁免来阻碍主权承诺。本文探讨了主权国家面临的承诺问题的性质和根源,以及法院在解决这些问题中的作用。它首先对有效承诺和说服性承诺进行了分析性区分。作出有效承诺是为了对承诺人施加实际约束;相比之下,有说服力的承诺不是为了约束做出承诺的人,而是为了诱导第三方以特定的方式行事。每一种类型的承诺,反过来又会给希望做出承诺的国家或其他行为者带来一系列特定的挑战。与主权债务特别相关的是,一方面可能被称为承诺不足,另一方面可能被称为承诺过度的匹配问题。对主权国家来说,承诺不足是一个严重的问题:主权国家越强大,就越难以做出其他行为体认为可信的承诺。然而,与此同时,任何解决承诺不足问题的办法都有承诺过度的风险:没有哪个主权国家希望使自己丧失能力到不可预见或不希望的程度。有人认为,法院有能力协助主权作出可信但不妨碍主权的承诺。然而,法院这样做有可能损害其自身权力的基础- -即损害其作出公正和有效判决的声誉。该条的结论是,我们的宪法本身可以被理解为一种主权承诺形式——一种旨在限制君主并说服人民相信君主合法性的承诺形式——主权豁免原则损害了这两个目标。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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