Human factors analysis and risk assessment during the spread of the Covid-19 epidemic: A case study of the 2019 Wuhan outbreak in China

Yu-jiang Wang, Q. Sun, Shuhan Yang, Ruirui Pei, Gu Xiao, Bei Liu
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Abstract

Abstract Since the discovery of novel coronavirus pneumonia (Covid-19) in Wuhan, China, in December 2019, it has spread to other Chinese provinces and continents in just one month, becoming a "public health emergency of international concern." The undesired behaviors of the public and patients during the Covid-19 epidemic cannot be ignored, but few scholars have studied them. In this study, we firstly adopted a qualitative analysis method based on a theoretical paradigm to to summarize the human factors in the spread of the COVID-19 epidemic, and defined the concept of "human factors of the epidemic." Then, we analyzed the distribution characteristics of "human factors of epidemic" at each stage by using statistical analysis, and constructed a human factors model of epidemic evolution. Finally, a multi-subject risk assessment model was constructed using a fuzzy Bayesian network analysis method to quantify the human factors risk in the spread of the COVID-19 epidemic. The results of the study are as follows. (1) The human factors of the COVID-19 epidemic mainly focused on five aspects, including cognitive bias, defective design, management bias, environmental defects, and intentional violations. (2) There were differences in the human factors at different stages of the spread of the COVID-19 epidemic. In the outbreak stage, human factors of the COVID-19 epidemic showed complex trends, with factors such as lack of knowledge and low awareness still prevailing on the one hand, and factors such as lack of capacity, overtly agree but covertly oppose, dereliction of duty, concealment and misreporting, lack of resources, protection defects, design defects, escape/fleeing, and public gathering on the other hand also being more prominent. (3) The risk of the spread of the COVID-19 epidemic due to undesired human factors in the subjects involved was high (p = 0.641) under conventional intervention scenarios. Risk factors such as low awareness, poor decision making, lack of resources, lack of awareness, system deficiencies, public agglomeration, inadequate protection, misreporting, and dereliction of duty had relatively large sensitivity factors and were key human factors for the spread of the epidemic in Wuhan. Finally, targeted recommendations are proposed based on the evolutionary pattern and risk level of the human factors of the COVID-19 epidemic.
新冠肺炎疫情传播过程中的人为因素分析与风险评估——以2019年中国武汉疫情为例
自2019年12月在中国武汉发现新型冠状病毒肺炎(Covid-19)以来,仅一个月时间就蔓延到中国其他省份和大陆,成为“国际关注的突发公共卫生事件”。新冠肺炎疫情期间公众和患者的不良行为不容忽视,但鲜有学者对此进行研究。在本研究中,我们首先采用基于理论范式的定性分析方法来总结COVID-19疫情传播中的人为因素,并定义了“疫情的人为因素”的概念。然后,运用统计分析方法,分析了各阶段“流行人为因素”的分布特征,构建了流行演变的人为因素模型。最后,采用模糊贝叶斯网络分析法构建多主体风险评估模型,量化新冠肺炎疫情传播中的人为因素风险。研究结果如下:(1)新冠肺炎疫情的人为因素主要集中在认知偏差、设计缺陷、管理偏差、环境缺陷和故意违规五个方面。(2)新冠肺炎疫情传播不同阶段的人为因素存在差异。疫情爆发阶段,新冠肺炎疫情的人为因素呈现复杂趋势,一方面是知识缺乏、意识不高等因素仍然普遍存在,另一方面是能力不足、明目张心、明目张心、玩忽职守、隐瞒误报、资源缺乏、保护缺陷、设计缺陷、逃避/逃离、公众聚集等因素也更加突出。(3)在常规干预情景下,受试者因不良人为因素传播新冠肺炎疫情的风险较高(p = 0.641)。认识低、决策差、资源不足、认识不足、制度缺陷、公众聚集、保护不到位、误报、失职等风险因素敏感性系数较大,是武汉疫情传播的关键人为因素。最后,根据2019冠状病毒病流行的人为因素演化模式和风险水平,提出针对性建议。
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