Reparative responsibility for the harms of forced migration

IF 1.1 3区 哲学 Q3 ETHICS
Laura Santi Amantini
{"title":"Reparative responsibility for the harms of forced migration","authors":"Laura Santi Amantini","doi":"10.1111/josp.12493","DOIUrl":null,"url":null,"abstract":"<p>According to the UNHCR (<span>2021</span>), in 2020 there were over 82 million displaced people worldwide who had been forced to migrate as a result of persecution, conflict, and violence. While few of them had reached Western countries to claim asylum, more than half (48 million) were internally displaced people (IDPs) and a large share of the internationally displaced had moved to neighboring countries. The magnitude of the forced-migration phenomenon is even more striking if we consider that many other people are forced to migrate within or across borders because of development projects, slow-onset environmental degradation, and natural disasters but do not fall under the UNHCR's mandate.</p><p>Assigning responsibility to address the plight of forced migrants is thus a pressing issue which has attracted increasing attention in normative political theory. It has been argued that, while not all forced migrants are targeted for persecution, all of them typically have their human rights violated and their basic needs unfulfilled. Human rights violations often trigger forced migration, which in turn makes displaced people particularly vulnerable to further human rights violations. Since forced migrants are in urgent need, the dominant understanding of responsibility for forced migrants, both in political theory and in policy, is based on a humanitarian principle sometimes called the “good Samaritan principle” (Parekh, <span>2020</span>, p. 649). As in Singer's (<span>1972</span>) pond case, when someone faces serious harm we have a moral duty to help if we are capable of helping at a reasonable cost (see Betts &amp; Collier, <span>2017</span>; Gibney, <span>2004</span>).</p><p>The humanitarian principle is forward looking and does not require any prior special connection between the rescuer and the rescued. Indeed, the causal and moral responsibility for the plight of refugees tends to be attributed to the state of origin, while external states tend to be presented as bystanders unimplicated in the harms of forced migration. The humanitarian principle does not determine fair shares of responsibility when several bystanders can step in.<sup>1</sup> Moreover, based on the humanitarian principle, the moral obligation to fulfill the needs of forced migrants is not a duty of justice and is subject to costs and capacity assessments.<sup>2</sup> In practice, the burden of taking care of forced migrants disproportionally falls upon geographically proximate states, although political theorists have often criticized the proximity distributive criterion as unfair (see Gibney, <span>2015</span>). Furthermore, the humanitarian principle does not clarify when a state has done its fair share, both in terms of the number of forced migrants it has taken responsibility for and in terms of what is owed to forced migrants (Parekh, <span>2020</span>, p. 65). In such an “ethics of rescue” frame (Owen, <span>2020</span>; Parekh, <span>2020</span>), admission to a safe haven and the fulfillment of basic survival needs might seem to suffice.</p><p>Serena Parekh (<span>2017</span>, <span>2020</span>) defends an alternative account which may ground stronger duties. In her view, protecting forced migrants' human rights is a matter of justice, rather than generosity. Indeed, she claims, external states, particularly Global North states, crucially contribute to the structural injustice of the refugee regime that confronts forced migrants with the tragic choice between encampment or urban destitution in the Global South and dangerous journeys to seek asylum in the Global North. Parekh's (<span>2020</span>, p. 172) account of responsibility, which draws on I. M. Young's social-connection model, is forward looking: external states are implicated in the injustice that forced migrants face once displaced, but such states are not responsible for causing displacement in the first place.</p><p>By contrast, I aim to defend a backwards-looking account of who owes what to forced migrants. The starting point of my account is a harms-based approach to forced migrants' needs. I assume that the needs of forced migrants depend on the specific harms of forced migration. As I have argued elsewhere (Santi Amantini, <span>2022</span>), forced migrants face a distinctive combination of harms which they would not have faced if they had not left their place of origin or had moved voluntarily. They lose control over life plans; they lose their homes and the social and cultural environment they were used to relying on. They leave behind their livelihoods and usually most of their belongings, they lose social status, and their forced move is often associated with violent and traumatic events which undermine their mental well-being. Hence, in addition to basic survival needs, forced migrants have special needs deriving from the harms of displacement. They need to regain control over their lives and recreate a “home environment” (i.e., a web of familiar geographical, social, and cultural landmarks on which they can rely to carry out their daily routines and make future plans). They need not only a source of economic income but also social recognition and mental health support.</p><p>Determining the specific harms of forced migration, therefore, allows us to better understand what is owed to forced migrants. Furthermore, it encourages us to explore the causes of such harms and thus to assess whether any external states or nonstate actors were causally implicated and whether this may ground reparative responsibility. The aim of this paper is indeed to defend an account of reparative responsibility for the harms of forced migration based on a backwards-looking assessment of states' (and nonstate actors') causal contribution to such harms.<sup>3</sup> A backwards-looking, reparative account of responsibility does not rule out forward-looking accounts but rather supplements them by offering the ground for additional, stronger reparative duties whenever states (or nonstate actors) can be individually or collectively debited the harms of forced migration.</p><p>Reparative responsibility has rarely been invoked in the ethics of forced migration although “you break it, you bought it” reasoning is commonplace in everyday moral reasoning. It has been noted that the causal links between actions and outcomes may be tenuous or hard to establish, that displacement may be an unintended side effect, and that the actions causing displacement may be justified and legitimate (Parekh, <span>2020</span>, p. 81). Moreover, it can be objected that causal responsibility might not suffice to ground reparative responsibility. However, David Owen (<span>2020</span>) has framed responsibility for refugees in reparative terms and James Souter (<span>2013</span>, <span>2014</span>, <span>2021</span>) has defended an account of asylum as reparation. I agree with Souter (<span>2021</span>) in grounding reparative responsibility on the existence of an “outcome responsibility”. The notion of outcome responsibility, which David Miller (<span>2007</span>) distinguishes from mere causal responsibility, requires that the outcome, though not necessarily intended, was foreseeable. The foreseeability of the outcome makes the relationship between the agent and the harmed subject morally relevant, even when the harmful action is not wrongful.<sup>4</sup></p><p>I argue that states (and nonstate actors) bear a reparative responsibility to meet the needs of forced migrants which derive from the harms of forced migration when such states (or nonstate actors) have directly or indirectly contributed, through their actions or through collective structures and processes, to foreseeably causing forced migration. Outcome responsibility for identifiable actions grounds individual reparative responsibility, while participation in collective structures and processes grounds collective reparative responsibility. The public acknowledgement of individual or collective contribution in causing forced migration is a key component of what a backwards-looking reparative-responsibility account requires while forward-looking approaches do not. As I illustrate, this has important implications concerning what is owed to forced migrants and what is expressed in policies addressing forced migrants' needs.</p><p>The paper is structured as follows. Section 2 argues that external states, companies and supranational institutions may directly and foreseeably contribute to forced migration through their actions and therefore bear individual reparative responsibility. Section 3 argues that when states participate in collective structures and processes that foreseeably contribute to forced migration, they bear collective reparative responsibility. Importantly, both individual and collective reparative responsibilities extend to IDPs. In Section 4, I propose three principles that policies should respect to count as reparations for the harms of forced migration: the specificity, continuity, and expressivity principles. In Section 5, I assess some policy implications of this reparative-justice approach, compared to humanitarian-aid and development-oriented policy approaches. Indeed, as I show, such policy approaches are both based on a forward-looking, humanitarian account of responsibility. Section 6 concludes.</p><p>Few would deny that states of origin should be held responsible for their unjust acts or omissions leading to forced migration.<sup>5</sup> Megan Bradley (<span>2013</span>) argues that states of origin owe refugees repatriation as a form of redress. Indeed, the home country's reparative responsibility for displaced people (including IDPs) is particularly relevant in postconflict situations and may be crucial for transitional-justice processes (Duthie, <span>2011</span>). I do not deny the reparative responsibility that states of origin bear in virtue of their actions or failures to live up to their special duties to protect the human and citizenship rights of their nationals. However, as Owen (<span>2020</span>) argues, in some cases specific external states bear “some significant portion of [outcome] responsibility” for displacement and this grounds special obligations towards those who have been forced to move. Indeed, such cases are more frequent than we might think. Certainly, as Gibney (<span>2004</span>, p. 51) notes, they are more frequent than acknowledged by those who adopt an “internalist approach”, according to which “the harms that generate refugees are caused solely by the states that they have fled.”</p><p>External states, including Western ones, do act in ways that directly lead to displacement. A paradigmatic case is military intervention: Gibney (<span>2004</span>, p. 52) recalls the examples of U.S. and Australian involvement in Vietnam in the 1960s and the NATO bombings in Kosovo in the 1990s.<sup>6</sup> Often, external intervention contributes to displacements in which the state of origin is also implicated. However, the intervening agency of the state of origin does not undermine the outcome responsibility of external states, whose actions crucially facilitated or enabled displacement (Souter, <span>2021</span>, pp. 77–8). External states may, for instance, supply military equipment or provide economic and political support to the domestic actors whose actions directly cause displacement (Gibney, <span>2004</span>, p. 52; see also Souter, <span>2021</span>, pp. 76–8). External states may also support dictatorial regimes, thus foreseeably facilitating persecution, or enable the breakdown of public order and thus the spread of generalized violence (Owen, <span>2020</span>, p. 87). Hence, not only actions directly causing displacement, such as military intervention, but also actions indirectly but foreseeably enabling or facilitating it, such as diplomatic or economic support to states that generate refugees, can make external states outcome responsible for displacement.</p><p>It might seem counterintuitive to impose reparative responsibilities upon external states when forced migration derives from morally legitimate actions, such as humanitarian intervention. If a state took up the responsibility to protect the lives or human rights of the citizens of a foreign country and this led to displacing some of them as inevitable collateral damage, it would seem unfair to impose on this state a duty to repair the harms of forced migration, particularly when other states refused to step in. Besides, this would discourage any displacement-enhancing intervention even when refraining from intervening amounts to culpable omission or collusion with a human rights–violating agent.</p><p>Clearly, the legitimacy of displacement makes a difference. When displacement is morally illegitimate, forced migrants are not only harmed but also wronged. In principle, if displacement was morally legitimate, I concede that it might not entail reparative responsibility. However, I contend that displacement could be legitimate only if the motivations behind it were so compelling to override the strong interest of individuals not to be displaced and the actions leading to displacement were procedurally just.<sup>7</sup> Consider displacement caused by an external state's military intervention: the legality of the intervention does not ensure that the resulting forced displacement is justified and does not generate reparative duties. In Owen's (<span>2020</span>) account, reparative responsibility does not arise when forced migration derives from actions “authorized under the norms of the international order of states” and therefore “consonant with,” or “representative of, this international order” (p. 122). By contrast, I argue that for a displacement-enhancing action such as a military intervention to be legitimate, it does not suffice that it is legal or authorized by the United Nations. It should be both morally justified and procedurally just and proportionate (i.e., genuinely striving at protecting the target population, not exploiting humanitarian justifications to pursue the interests of the intervening state; and genuinely attempting to minimize collateral damage, including forced displacement). In practice, few real-world examples meet both requirements. Thus, even adding the legitimacy caveat, states directly contributing to displacement typically retain reparative responsibility for the displaced people because displacement is not legitimate.</p><p>In line with Owen (<span>2020</span>) and Souter (<span>2021</span>), I have argued so far that external states bear a reparative responsibility for those displaced across borders when such states' individual actions directly and foreseeably contributed to displacing them. Such a claim does not appear particularly controversial, at least when displacement is illegitimate, provided that the causal link is identifiable. However, I argue that such an individual reparative responsibility should be further extended in three directions: scope, content, and actors.</p><p>First, concerning the scope of responsibility, I argue that external states bear reparative responsibilities also towards the IDPs whose displacement they have contributed to.<sup>8</sup> For instance, if the United States or the UK bears reparative responsibility for the Iraqis who have been forced to migrate across borders since the coalition attacked Saddam Hussein's regime in 2003, such responsibility also applies to those who have been displaced inside Iraq for the same reason. Likewise, the United States also has responsibility for those Colombian IDPs whose displacement can be linked to the U.S. Government's War on Drugs and War on Terror. Indeed, for decades the United States has provided strong support to Colombian military forces to both defeat left-wing guerrillas and curb drug trafficking (although colluding right-wing paramilitaries and even the Colombian army itself provoked extensive forced displacement and murders). Moreover, the United States carried out extensive chemical-fumigation operations to destroy coca fields and undermine the left-wing guerrillas relying on them. Both increased militarization and pollution caused by fumes are known to have fueled forced displacement.<sup>9</sup></p><p>Second, concerning the content of reparative obligations, granting admission to the territory of outcome-responsible external states would not exhaust what such states owe to the forcibly displaced. Besides admission, displaced people are owed the fulfillment of the distinctive needs deriving from the harms of forced migration. Outcome-responsible states owe this to those who moved into their territory. Moreover, they should also support host states or humanitarian agencies to ensure the fulfillment of the needs of those who migrated to other countries (e.g., neighboring countries). Note that this obligation to provide in situ assistance, from my perspective, derives from the reparative responsibility towards displaced people themselves. Thus, it does not arise as a duty to compensate the host state for the costs of fulfilling displaced people's needs. Fairness duties towards host states are independent from reparative duties towards forced migrants. Indeed, nonreparative, humanitarian accounts of states' obligations towards forced migrants can include distributive justice duties among states and thus duties to compensate those states doing more than their fair share in hosting forced migrants.<sup>10</sup> My account stresses that forced migrants themselves are the subjects towards whom outcome-responsible states have reparative obligations, including obligations to support other states in meeting their needs. Forced migrants are agents who may choose not to migrate to the external state which is outcome responsible for their displacement but are entitled to receive reparations from the outcome-responsible state nonetheless, despite being outside its territorial jurisdiction. This shows that efforts to externalize border controls and keep forced migrants distant do not weaken states' responsibility, because responsibility for harm does not depend on where the harmed person is located. While humanitarian duties to help may be weakened or evaded if other bystanders happen to be closer, reparative duties may not.</p><p>I have considered so far the scope and the content of states' individual reparative responsibilities. A third direction in which individual reparative responsibility should be extended concerns the range of actors to whom such a responsibility should apply. Along with states, supranational organizations and companies can be outcome responsible for displacement. For instance, the World Bank may fund development projects (e.g., dams) which involve mass evictions and sometimes environmental degradation leading to further forced migration.<sup>11</sup> It might be argued that some development projects which require displacement and resettlement might be morally justifiable if, at least, displacement is not arbitrary and the specific harms of displacement are prevented or minimized.<sup>12</sup> However, this is clearly not the case when the displaced population is not consulted, when displacement is carried out coercively using violence, threat, or deceit, when oustees are left uncompensated or households are arbitrarily dispersed, or when the negative externalities of development projects on the environment and nearby human settlements are not prevented or not even assessed.<sup>13</sup></p><p>Companies too may be involved in the unjust dispossession and removal of former settlers from the land they acquire or be implicated in environmental degradation leading to forced migration. For instance, companies may support paramilitary groups to unlawfully seize lands.<sup>14</sup> Moreover, they may legally buy extensive lands, including entire villages, at very low prices. Displaced people may thus be evicted without being consulted or even informed and receive risible compensation or none at all since they often lack property rights to the lands they live on.<sup>15</sup> It is not just the state's responsibility to impede unjustified displacement, to minimize the harms and to redress displaced people. Companies do not have a territorial jurisdiction or institutions to fulfill forced migrants' needs. However, they have both a duty not to harm and a duty to provide compensation and reparations (such as apologies) when they cause harm. Note that both duties have been acknowledged in the United Nations Guiding Principles on Business and Human Rights, which is a nonbinding, yet influential, soft-law document. Businesses are required “not to take any measures that will violate human rights and to ensure redress where these impacts occur during its activities” (Adeola, <span>2017</span>, p. 262 n100). Although such duties have not been applied to the harms of displacement, some scholars suggest that they should (see Adeola, <span>2017</span>, pp. 262–5). Indeed, the harms that forced migrants experience as a result of displacement undermine the essential human interests in place and purpose, which lie behind human rights (Kingston, <span>2019</span>). In that respect, the harms of displacement are analogous to human rights violations. Thus, though not yet legally obliged, private companies are morally required to avoid causing the harms of forced migration and to redress those who have been harmed. As in the case of states, companies' reparative duties are not duties of charity, but duties of justice.</p><p>I have argued that, often, not only states of origin but also specific external states individually bear reparative responsibility for specific groups of forced migrants, in virtue of their actions which make such states outcome responsible for their displacement. Moreover, I argued that nonstate actors such as corporations may also bear individual reparative responsibilities. However, sometimes it is hard to isolate specific states (or nonstate actors) as outcome responsible. Moreover, even when it is possible to attribute the proximate causes of displacement to the actions (or omissions) of some specific agents, such as local governments, such agents may have been in fact constrained, to a relevant extent, by processes or structures over which they had little control. Sometimes, as is often the case for the states in the Global South which originate most forced migrants, they may occupy a subordinate structural position or contribute the least to the processes which affect them.</p><p>An example of a global process may be climate change. The harms deriving from climate change, including forced displacement, do not seem straightforwardly and exclusively attributable to the actions of specific agents. Instead, they derive from a global process which can be described, in I. M. Young's (<span>2011</span>) terms, as “a complex combination of actions and policies by individual, corporate, and government agents” (p. 100).<sup>16</sup> Furthermore, such agents do not equally contribute to the process. Indeed, it has often been argued that those states which contribute the least to climate change pay the highest costs (McAdam, <span>2012</span>, p. 38). Citizens of such states may well be more vulnerable to displacement because of their governments' incapacity or unwillingness to mitigate or adapt to the slow-onset environmental changes and to cope with sudden disasters. Indeed, the fact that some social groups inside that country are more vulnerable than others may depend on domestic social injustices. However, their vulnerability and their state's incapacity to reduce it may also, at least in part, depend on other global processes and structures in which such states occupy a subordinate position.<sup>17</sup></p><p>According to I. M. Young (<span>2006</span>), structures include “the confluence of institutional rules and interactive routines” as well as the “mobilization of resources” (p. 112). As Young notes, structures remain relatively stable over time and “serve as background conditions for individual actions by presenting actors with options; they provide ‘channels’ that both enable action and constrain it” (p. 112). The global economy may be viewed as an example of such a global structure. Castles (<span>2003</span>) provocatively claims that “the North does more to cause forced migration than to stop it, through enforcing an international economic and political order that causes underdevelopment and conflict” (p. 18). Although the general claim that the global order causes forced migration is vague and thus hardly verifiable or falsifiable, it seems reasonable to credit more specific claims—for instance, that some structural processes, such as the rules regulating the appropriation and trade of natural resources, exacerbate local socioeconomic conflicts and sustain authoritarian regimes (see Wenar, <span>2016</span>). Such local socioeconomic conflicts and authoritarian regimes, I add, often appear as proximate causes of displacement.</p><p>Who, then, should be held outcome responsible for cases of forced migration triggered by global structures and processes, such as climate change and global trade? How can reparative responsibility be assigned when it seems impossible to attribute the outcome (solely) to specific actions of particular states or nonstate actors? According to Young's (<span>2006</span>) social-connection model, all participants in global structures “bear responsibility for structural injustice because they contribute by their actions to the processes that produce unjust outcomes” (p. 119). Thus, a backwards-looking assessment of contribution plays a role in Young's model.<sup>18</sup> However, she considers it inappropriate to hold single agents individually liable (i.e., morally responsible and thus blameable) when it is impossible to directly attribute a harmful outcome to a specific action intentionally meant to produce that outcome.<sup>19</sup> In such cases, she rejects reparative-justice accounts in favor of a forward-looking remedial responsibility to reform structures falling upon all contributors (Young, <span>2006</span>, pp. 121–2). Shall we then renounce adopting a backwards-looking, reparative approach when forced migration results from a complex chain of interrelated policies, norms, and practices?</p><p>Some theorists have recently defended backwards-looking approaches to responsibility for displacement cases of this sort, particularly for displacement caused by climate change. However, to do so they avoid adopting a structural frame and propose instead to trace the relative contribution of states as a proxy to determine their differentiated share of reparative responsibility. James Souter (<span>2021</span>), for instance, maintains that climate change and political economy do not count as “<i>pure</i> cases of structural injustice, for they are partly sustained by individual and often deliberate acts of wrongdoing by states and others, such as their efforts to uphold political and economic structures despite their foreseeably harmful consequences” (p. 80, emphasis in the original). Rebecca Buxton and Jamie Draper frame responsibility for displacement triggered by climate change in a similar way. Discussing the case of people forced to leave permanently sinking islands, Buxton defends the application of the Polluters Pay Principle (PPP), arguing that reparative responsibility for climate-induced displacement should be assigned to states based on their relative contribution to climate change through greenhouse gas emissions.<sup>20</sup> Analogously, focussing on international “climate migrants” whose states do not face extinction, Draper (<span>2019</span>, p. 67) argues that high-emitting states should be held outcome responsible, as they negligently failed to mitigate emissions notwithstanding the foreseeable harmful outcomes. Indeed, he notes, the possibility of displacement being triggered by climate change was already envisaged in the first Intergovernmental Panel on Climate Change in 1990 (Draper, <span>2019</span>, p. 68). All three proposals adopt a backwards-looking approach to the assessment of responsibility for forced migration, understood as a foreseeable outcome of climate change. Moreover, they all insist that responsibility to repair the harms suffered by climate migrants falls upon the high-emitting states. In sum, they propose to overcome the challenges of complex interconnections by tracing individual responsibility even in cases of forced migration triggered by global structures and processes.</p><p>By contrast, I propose to reconcile a structural understanding of global processes with a reparative approach to responsibility for forced migration.<sup>21</sup> A structural approach to responsibility for forced migration triggered by climate change or political economy has important explanatory and normative advantages. It sidesteps the epistemic challenges of tracing and measuring the individual responsibility of identifiable perpetrators for every case of displacement by acknowledging instead a collective reparative responsibility falling upon participants even when the causal contribution of each participant is hard to disentangle. Nevertheless, it is compatible with assessing individual reparative responsibility when particular agents can be held individually outcome responsible for specific cases of forced displacement happening against the background of global structures and processes. Collective reparative responsibility for structures does not rule out individual responsibility for discrete actions but acknowledges that discrete actions do not always tell the whole story. Second, a structural account allows us to see that such a collective responsibility is nonetheless differentiated: all contributors share some responsibility, but not equally. Third, it shows why those actors who bear the largest shares of reparative responsibility based on contribution to the structure are usually in practice the same actors that benefitted the most from it and that have the greatest ability to both reform the structure and compensate those who have been harmed. When it comes to climate change and global economy, reparative responsibility for their harmful effects seems to fall primarily on the countries of the Global North if we consider their relative (historical) contribution, benefit, and capacity to remedy. This is not a coincidence. Indeed, contribution, benefit, and capacity are all connected with the structural position of an agent. Thus, drawing on Young, I propose to adopt relative power<sup>22</sup> (instead of relative contribution, benefit, or ability) as a proxy to determine states' fair share of reparative responsibility for cases of forced migration triggered by global structures and processes such as the global economy and climate change.</p><p>Using power as a proxy highlights the frequent alignment of (historical) contribution to structural injustices, benefit and capacity to remedy. However, it may not cover cases where the three parameters do not align. When the power proxy does not work, it is because contribution, benefit and capacity, taken as grounds for responsibility, come into conflict. We can imagine, for instance, states that retain a great influence on a structure they historically contributed to shaping and benefitted from but no longer have sufficient capacity to address the harms caused by the structure. Other states might have gained an increasingly powerful position and stronger capacity although they historically contributed or benefitted less. Moreover, some states might have greatly benefitted from a structure or process over time despite their marginal contribution.<sup>23</sup> The power proxy does not aim to solve all cases of conflict among historical contribution, benefit, and current capacity. In such cases, we might prefer one parameter over others as a ground for reparative responsibility, or appeal to the humanitarian principle. Despite being imperfect, power remains a useful proxy to assign reparative responsibility when contribution, benefit and capacity converge.</p><p>Someone might object that this approach relies on a fully externalist explanation of the causes of forced migration, in which domestic injustices are merely epiphenomenal. I do not deny that some injustices may be essentially local (Gibney, <span>2004</span>, p. 235), and I recognize the responsibility of states of origin. My point, here, is to underline how external states can be connected to forced migrants not only through particular acts and omissions but also through global processes and structures in which they participate. When this is the case, they have obligations of justice to avoid or mitigate the foreseeable harms which such processes and structures may produce (including forced displacement) and to repair them. In virtue of such global connections, when forced migration is to a relevant extent a consequence of global structures and processes, forced migrants are not owed the fulfillment of their specific needs as a matter of humanitarianism but as a matter of reparative justice.</p><p>A backwards-looking approach to justice in forced migration requires recognizing that forced migrants' needs are specific and derive from the harms of displacement. Thus, as long as the harms of displacement affect their lives, forced migrants continue to have specific needs. Furthermore, a backwards-looking, reparative account of justice requires the recognition that such harms may depend on the actions of specific agents or on human-made structures and processes, rather than being a product of accident or bad luck. In this section, I offer three justice principles deriving from my harms-based, reparative account of responsibility for forced migration. Such principles ensure that policies recognize the connection between forced migrants' needs and the specific harms of displacement, address those needs as part of the reparations owed for harms and express the acknowledgement of reparative responsibility.</p><p>The first principle I propose is the specificity principle: it requires that temporary assistance policies and integration policies address forced migrants' specific needs,<sup>24</sup> and not just survival needs or general human rights. The second is the continuity principle, which requires that specific needs start to be addressed from the beginning of displacement until such needs cease. Finally, justice in forced migration requires policies to express two levels of recognition: the recognition of the specific needs of forced migrants, and the recognition of individual or collective reparative responsibility on the part of states (or nonstate actors). Let me now elaborate on each principle in turn.</p><p>The specificity principle highlights that forced migrants are not merely owed the fulfillment of basic needs qua vulnerable and destitute people and, in the long term, the protection of their basic human rights qua human beings. By contrast, policies should address specific needs which arise from the specific harms of forced migration. This implies recognizing forced migrants as people who have been forcibly displaced, instead of subsuming them into a generic category of “vulnerable” people in need of humanitarian concern until they eventually access a “durable solution” and become indistinguishable from the nondisplaced population, with whom they share the same claims to human rights protection.</p><p>Relatedly, the continuity principle prescribes overcoming a rigid temporal separation between a “displacement” phase and a “postdisplacement durable solution”. Among theorists, policy makers, and humanitarian agencies, there is a well-established consensus about three “durable solutions”: repatriation, local integration, and resettlement.<sup>25</sup> Until forced migrants reach one of those solutions, they are in a temporary assistance phase (still often equated with encampment) during which they should receive emergency humanitarian assistance. Ideally, displacement should be quickly solved, but it is now well known that displacement is usually protracted.<sup>26</sup> Indeed, repatriation is usually unfeasible and undesirable in the short term. Moreover, only a risible percentage of forced migrants are resettled: most remain inside their countries as IDPs or move to neighboring countries, while a minority make their own way to the Global North to claim asylum. Those who remain in the Global South are often denied local integration. Though over half of forced migrants now live outside camps, mostly in urban areas, they are often prevented from integrating into the local community.</p><p>I argue that the partition between the displacement phase and the durable-solution phase obscures the fact that forced migrants have distinctive needs both before and after they gain access to a durable solution. Indeed, the term “solution” might convey the misleading idea that being repatriated, resettled, or allowed to live and work in host countries is per se sufficient to end the displacement condition. On the contrary, the specific harms connected to displacement require prolonged assistance to be overcome. This includes support to regain control over their lives, recreate a home environment, regain both economic independence and social status, and recover psychological well-being. Specific support is to be guaranteed from the beginning of their displacement until they cease to have such needs, whether in host countries or in the home country, were they to return.<sup>27</sup> Furthermore, outcome-responsible actors continue to bear reparative duties even when forced migrants are repatriated or locally integrated elsewhere.</p><p>To publicly acknowledge and repair the harms of forced migration, a third principle is needed. The expressivity principle requires that policies directed at meeting forced migrants' needs be explicitly aimed at recognizing and repairing the past or enduring harms affecting them qua displaced people. Along with symbolic forms of apology, a range of social services may be used as forms of redress. States bearing individual reparative responsibility may directly provide services as reparations to those they contributed to displacing. However, such services may also be delivered by other states, while the outcome-responsible state or nonstate actor provides funds for those specific services. This can be the case when an external state contributes to internal displacement (i.e., when forced migrants remain within the jurisdiction of their state of origin). Moreover, this can be the case when nonstate actors, such as corporations, are outcome responsible, since they lack territory and institutions. Furthermore, policies may have a reparative value even when actors that issue them bear a collective responsibility for having participated in processes or structures leading to displacement. The expressivity principle affects both the public justification for policies and the way policies are implemented. For instance, policies directed at sustaining forced migrants' economic independence should not be implemented with the aim of quickly relieving the burden on the host state's welfare system or with the aim of contributing to the economic development of that state, although such policies can indeed contribute to these goals. Rather, policies should be based on the recognition that forced migrants were harmed (economically, but also socially and psychologically) when forced to abandon their source of livelihood and thus should be redressed.</p><p>Taken together, the three principles of specificity, continuity, and expressivity offer normative guidance in devising policies that take seriously the needs of forced migrants as individuals harmed by forced migration. Here, I do not attempt to provide a comprehensive set of political prescriptions for all cases of forced migration, which would both involve oversimplification and exceed the purpose of this theoretical discussion. However, I aim to illustrate how such principles help us to rethink some policies directed at meeting forced migrants' needs, compared to both policy approaches focussing on providing humanitarian aid and approaches framing forced migrants' protection within a development strategy in host countries. Both approaches, indeed, rely on a forward-looking conception of responsibility based on the humanitarian principle.</p><p>As Parekh (<span>2020</span>, p. 17) notes, theorists and policy makers usually adopt an ethics of rescue. This influences not only the kind of responsibility at stake but also what is thought to be owed and how it should be provided. The term “rescue” chosen by Parekh is evocative, since it recalls the image of migrants drowning in the Mediterranean. Forced migrants tend to be considered as people fleeing life threats, and thus in need of safety. This implies they should be offered emergency humanitarian assistance in situ whenever possible or admission to a country capable of providing temporary aid. Humanitarian-aid responses to forced migration are largely devoted to providing shelters, along with other essential goods such as food and water. Shelters are meant to be quickly available and provisional. Thus, they do not usually allow one to recover control over their private space and belongings or control over their future, which are necessary for a decent, minimally flourishing human life. Humanitarian-assistance responses also mainly focus on the present: they are not meant to redress past harms or to rebuild displaced people's future lives. Indeed, the emergency-assistance phase is presumed to precede one of the three durable solutions. In the meantime, forced migrants are not supported in remaking a home environment around their provisional shelters. Quite the opposite: formal norms or informal restrictions, including encampment or spatial segregation, are often used to discourage forced migrants from developing sufficient social and cultural resources to orient themselves in the environment, perceive their personal identity as meaningful within it, and conceive future plans because this would foster their local integration and make them more unlikely to eventually return to their place of origin.</p><p>A new house and a new home environment seem more than what is owed, on humanitarian grounds. However, they are owed to forced migrants as a redress for having been deprived of their previous house and home environment. Thus, even when settlement is expected to be provisional, it is unjust to prevent forced migrants from remaking home for an indefinite amount of time while waiting for a durable solution to come. The specificity and continuity principles help us to identify what states should ensure: not merely survival, which generically requires providing shelter, but those basic conditions for a dignified life that forced migration specifically undermined. This includes shelters allowing minimum control over one's private space, and support to quickly reorient in the surrounding spatial, social, and cultural environment. The expressivity principle also requires that these measures should not be publicly justified based on pragmatic or humanitarian reasons but based on the acknowledgement of the harms of displacement, such as the loss of control and the loss of the home environment.</p><p>One might think that, in the long term, the most appropriate way to meet forced migrants' need for a house and home environment would be restoring the original ones. However, return and restitution are not necessarily the morally preferable options to meet forced migrants' needs. Indeed, physical safety in the place of origin does not suffice. For those forced migrants who do return, states (and nonstate actors) outcome responsible for displacement retain the reparative duty to fulfill the needs that derive from the harms of displacement. This means ensuring returnees adequate support in the process of recovering control, remaking a home environment, regaining a source of livelihood and dignified social status, and recovering psychological well-being so that they can plan and lead a decent, reasonably flourishing life.</p><p>Analogously to return, resettlement and local integration should not be intended only to provide the legal permission to settle in the host country (or region). When it comes to remaking a home environment, housing security should be promoted so that forced migrants can be protected from sudden evictions. This may involve regularizing forced migrants' shelters by allowing them to have formal tenancy agreements and pay rent to live on the public or private lands or in the buildings where they are hosted, or to acquire ownership titles.<sup>28</sup> Indeed, land, housing, or a monetary equivalent, is owed as compensation to those whose land and housing cannot be restored or those who do not wish to return. However, such compensation (both monetary and in kind) cannot merely be calculated based on the market value of the land or house and cannot leave uncompensated those lacking legal title to their housing. Rather, compensation should provide reliable, decent, and safe housing facilities which do not undermine their control over their body, private space, and immediate future. Moreover, it should allow displaced people to develop a web of familiar geographical, social, and cultural landmarks on which they can rely to accomplish daily routines and make plans. The natural and human geography of the previous home environment should be taken into account. For instance, displaced indigenous and nomadic peoples cannot be considered fairly compensated if they are allocated flats in an unfamiliar urban environment or given a sum of money to navigate the city housing market on their own.</p><p>Development-oriented policies might seem more apt to satisfy the justice principles presented above, compared to the combination of emergency assistance (focussed on feeding and sheltering) and durable solutions (focussed on formal access to equal rights). Indeed, development-oriented approaches criticize protracted encampment and dependence on emergency humanitarian aid: they stress the importance of providing forced migrants with legal access to the job market to be economically self-reliant, to productively contribute to the economy of the host country, and to acquire (or maintain) skills that can be useful in their home country upon return (see Betts &amp; Collier, <span>2017</span>). Economic self-reliance in a geographically proximate host country is expected to discourage onward migration to the Global North while contributing to the economic development of that country and minimizing the economic, social, and political cost of hosting forced migrants. Businesses would also benefit. Moreover, keeping forced migrants well trained and close to their place of origin is predicted to make return more likely as soon as it is safe enough, assuming that forced migration is triggered by temporary mass violence and state fragility.<sup>29</sup> It is certainly more economically efficient for both Global North donor states and Global South host states to turn forced migrants into productive development actors, instead of burdensome recipients of humanitarian aid. All in all, development aid is a bargain, compared to humanitarian aid: it is a matter of investment, not charity (Betts &amp; Collier, <span>2017</span>, p. 175). Furthermore, it has been argued, it is also morally preferable, to the extent that it empowers forced migrants, while protracted humanitarian assistance is humiliating and disempowering (Brock, <span>2020</span>).</p><p>In contrast to approaches focussed on humanitarian assistance, development-oriented approaches are more apt to meet the continuity principle. First, such approaches suggest policies which do not reduce the time frame to the present, keeping lives “on hold”, but rather take the future into account. Nevertheless, development-oriented approaches fail to adequately meet the specificity and expressivity requirements, because they are not backwards-looking in identifying needs and in assigning responsibility to fulfill them. Defenders of development-oriented approaches may explicitly deny causal connections between displacement and the actions of external states. For instance, Betts and Collier (<span>2017</span>, p. 99) minimize “Western complicity” in forced migration as “occasional”, citing examples of direct military intervention in conflicts. Furthermore, they reject as a “lingering vestige of colonialism” the view that “in a globalized world, all injustice is structurally interconnected” (Betts &amp; Collier, <span>2017</span>, pp. 99–100). The Syrian war, for example, is depicted as an almost completely endogenous civil conflict regarding which external states do not bear any reparative responsibility for the mass displacement it involved.<sup>30</sup> For the proponents of development-oriented policies, the ground for responsibility remains a humanitarian, exclusively forward-looking one. External states, companies, and other nonstate potential “donors” resemble to a crowd of bystanders by the pond where forced migrants are about to drown. They all individually have a duty to rescue and should find a criterion (i.e., comparative advantage) to discharge it in a coordinated way.</p><p>Surely, showing that contributing to development-oriented policies both meets their interests and creates economic, political, and social benefits seems more effective in motivating states to fund employment, training, and education policies than arguments based on a disputable duty to repair harms which they have contributed to causing. However, the public reasons that justify policies matter. Part of what justice in forced migration requires is precisely the recognition that social services (including employment, training, and education policies) are owed as a form of redress, not as humanitarian or development aid. Indeed, the literature on reparative justice shows that, for social-service provision to work as a reparation, it should be publicly explained that “the social benefit is given to the victim in recognition of the harm suffered” and “as on obligation for the harm caused” (Pérez Murcia <span>2013</span>, p. 199). In sum, when based on a backwards-looking account of responsibility, social services carry a distinctive, reparative, expressive value.<sup>31</sup></p><p>To recover social and epistemic status, forced migrants are also owed truth telling about why they have been displaced and should be offered the opportunity to contribute as witnesses in reconstructing what happened. This might require judiciary trials in civil and even criminal courts, but also forms of truth telling which do not impose penalties on individuals or legal persons. According to Margaret Urban Walker (<span>2010</span>, p. 536), truth telling “addresses two intertwined and superadded harms that often befall victims: their epistemic impeachment and their degradation from the moral status of a credibly self-accounting actor. These harms constitute a fundamental form of moral disqualification, a morally annihilating insult added to the original injury”.</p><p>The literature on the role of truth telling in redressing the harms of displacement focusses on the responsibility of states of origin in reintegrating returnees and is limited to postconflict situations (Bradley, <span>2012b</span>, pp. 213–4). However, as Bradley (<span>2012b</span>) notes, truth telling may also make it more acceptable for forced migrants to settle elsewhere and consider other compensation options instead of restitution in kind and return (p. 215). This may apply to enduring conflict and postconflict situations where return is politically unfeasible (e.g., Palestine or Cyprus), but also to other kinds of displacement (including development-induced and environmentally induced displacement). As Walker (<span>2010</span>) puts it, truth telling is both a reparation measure in itself and a precondition to all other reparations. Whether or not this leads to return, forced migrants need truth to be reconstructed and publicly recognized to get on with their lives, recover self-esteem and social recognition, and overcome feelings of humiliation, guilt, fear, anger, or suspicion.<sup>32</sup></p><p>In the literature bridging forced-migration studies with postconflict and transitional-justice studies, truth telling is mostly exemplified by truth commissions (Bradley, <span>2012a</span>, <span>2012b</span>). However, other forms of truth telling include the collection and publication of oral, written, and visual testimonies. As credible and reliable witnesses, displaced persons regain social and epistemic status. Moreover, when their story is validated by actors bearing reparative responsibility and results in public apologies, this further strengthens forced migrants' status. Truth telling may also foster their trust in institutions as well as mutual trust between them and the nondisplaced population (either hosts or those who remained home, in the case of returnees).</p><p>I argued that individual reparative responsibilities for forced migration are more frequent than commonly acknowledged and apply to external states and nonstate actors along with states of origin. Furthermore, when state and nonstate actors participate in structures and processes that have plausibly contributed to forced migration, those actors bear a duty to publicly express, rather than deny, their collective outcome responsibility and the reparative responsibilities that this entails. In this case, reparative responsibility does not require expressing guilt for individual wrongdoing. Nevertheless, the public recognition of the participation to the structure or process triggering forced displacement plays an important expressive role. Indeed, it both contributes to meeting forced migrants' claim to truth telling and preludes commitment to reforming structures and processes to reduce future forced migration.</p><p>In this article I adopted a backwards-looking approach to responsibility for forced migrants. I argued that both states (including external states) and nonstate actors bear reparative duties of justice, rather than humanitarian duties, towards forced migrants, when they are outcome responsible for displacement. Such agents may have either individual reparative responsibility if their actions contributed to displacement or collective reparative responsibilities if they participate in structures and processes that contributed to displacement. Then, I considered the implications of this reparative-justice account concerning how forced migrants' needs should be met. I argued that policies should respect three principles. According to the specificity principle, policies should be targeted to forced migrants' distinctive needs qua forced migrants. Second, the continuity principle requires that the recognition of forced migrants' distinctive condition continues until the harms of displacement cease. Third, the expressivity principle prescribes that the policies addressing forced migrants' needs be publicly justified as part of the reparative duties for the harms of forced migration. These principles, I illustrated, have important implications for both temporary assistance policies and integration policies.</p><p>This work was partly funded by a Short-Term Postdoctoral Research Grant issued by the Society for Applied Philosophy.</p><p>The author declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.</p>","PeriodicalId":46756,"journal":{"name":"Journal of Social Philosophy","volume":"55 4","pages":"605-623"},"PeriodicalIF":1.1000,"publicationDate":"2022-09-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/josp.12493","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Social Philosophy","FirstCategoryId":"98","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/josp.12493","RegionNum":3,"RegionCategory":"哲学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"ETHICS","Score":null,"Total":0}
引用次数: 0

Abstract

According to the UNHCR (2021), in 2020 there were over 82 million displaced people worldwide who had been forced to migrate as a result of persecution, conflict, and violence. While few of them had reached Western countries to claim asylum, more than half (48 million) were internally displaced people (IDPs) and a large share of the internationally displaced had moved to neighboring countries. The magnitude of the forced-migration phenomenon is even more striking if we consider that many other people are forced to migrate within or across borders because of development projects, slow-onset environmental degradation, and natural disasters but do not fall under the UNHCR's mandate.

Assigning responsibility to address the plight of forced migrants is thus a pressing issue which has attracted increasing attention in normative political theory. It has been argued that, while not all forced migrants are targeted for persecution, all of them typically have their human rights violated and their basic needs unfulfilled. Human rights violations often trigger forced migration, which in turn makes displaced people particularly vulnerable to further human rights violations. Since forced migrants are in urgent need, the dominant understanding of responsibility for forced migrants, both in political theory and in policy, is based on a humanitarian principle sometimes called the “good Samaritan principle” (Parekh, 2020, p. 649). As in Singer's (1972) pond case, when someone faces serious harm we have a moral duty to help if we are capable of helping at a reasonable cost (see Betts & Collier, 2017; Gibney, 2004).

The humanitarian principle is forward looking and does not require any prior special connection between the rescuer and the rescued. Indeed, the causal and moral responsibility for the plight of refugees tends to be attributed to the state of origin, while external states tend to be presented as bystanders unimplicated in the harms of forced migration. The humanitarian principle does not determine fair shares of responsibility when several bystanders can step in.1 Moreover, based on the humanitarian principle, the moral obligation to fulfill the needs of forced migrants is not a duty of justice and is subject to costs and capacity assessments.2 In practice, the burden of taking care of forced migrants disproportionally falls upon geographically proximate states, although political theorists have often criticized the proximity distributive criterion as unfair (see Gibney, 2015). Furthermore, the humanitarian principle does not clarify when a state has done its fair share, both in terms of the number of forced migrants it has taken responsibility for and in terms of what is owed to forced migrants (Parekh, 2020, p. 65). In such an “ethics of rescue” frame (Owen, 2020; Parekh, 2020), admission to a safe haven and the fulfillment of basic survival needs might seem to suffice.

Serena Parekh (2017, 2020) defends an alternative account which may ground stronger duties. In her view, protecting forced migrants' human rights is a matter of justice, rather than generosity. Indeed, she claims, external states, particularly Global North states, crucially contribute to the structural injustice of the refugee regime that confronts forced migrants with the tragic choice between encampment or urban destitution in the Global South and dangerous journeys to seek asylum in the Global North. Parekh's (2020, p. 172) account of responsibility, which draws on I. M. Young's social-connection model, is forward looking: external states are implicated in the injustice that forced migrants face once displaced, but such states are not responsible for causing displacement in the first place.

By contrast, I aim to defend a backwards-looking account of who owes what to forced migrants. The starting point of my account is a harms-based approach to forced migrants' needs. I assume that the needs of forced migrants depend on the specific harms of forced migration. As I have argued elsewhere (Santi Amantini, 2022), forced migrants face a distinctive combination of harms which they would not have faced if they had not left their place of origin or had moved voluntarily. They lose control over life plans; they lose their homes and the social and cultural environment they were used to relying on. They leave behind their livelihoods and usually most of their belongings, they lose social status, and their forced move is often associated with violent and traumatic events which undermine their mental well-being. Hence, in addition to basic survival needs, forced migrants have special needs deriving from the harms of displacement. They need to regain control over their lives and recreate a “home environment” (i.e., a web of familiar geographical, social, and cultural landmarks on which they can rely to carry out their daily routines and make future plans). They need not only a source of economic income but also social recognition and mental health support.

Determining the specific harms of forced migration, therefore, allows us to better understand what is owed to forced migrants. Furthermore, it encourages us to explore the causes of such harms and thus to assess whether any external states or nonstate actors were causally implicated and whether this may ground reparative responsibility. The aim of this paper is indeed to defend an account of reparative responsibility for the harms of forced migration based on a backwards-looking assessment of states' (and nonstate actors') causal contribution to such harms.3 A backwards-looking, reparative account of responsibility does not rule out forward-looking accounts but rather supplements them by offering the ground for additional, stronger reparative duties whenever states (or nonstate actors) can be individually or collectively debited the harms of forced migration.

Reparative responsibility has rarely been invoked in the ethics of forced migration although “you break it, you bought it” reasoning is commonplace in everyday moral reasoning. It has been noted that the causal links between actions and outcomes may be tenuous or hard to establish, that displacement may be an unintended side effect, and that the actions causing displacement may be justified and legitimate (Parekh, 2020, p. 81). Moreover, it can be objected that causal responsibility might not suffice to ground reparative responsibility. However, David Owen (2020) has framed responsibility for refugees in reparative terms and James Souter (2013, 2014, 2021) has defended an account of asylum as reparation. I agree with Souter (2021) in grounding reparative responsibility on the existence of an “outcome responsibility”. The notion of outcome responsibility, which David Miller (2007) distinguishes from mere causal responsibility, requires that the outcome, though not necessarily intended, was foreseeable. The foreseeability of the outcome makes the relationship between the agent and the harmed subject morally relevant, even when the harmful action is not wrongful.4

I argue that states (and nonstate actors) bear a reparative responsibility to meet the needs of forced migrants which derive from the harms of forced migration when such states (or nonstate actors) have directly or indirectly contributed, through their actions or through collective structures and processes, to foreseeably causing forced migration. Outcome responsibility for identifiable actions grounds individual reparative responsibility, while participation in collective structures and processes grounds collective reparative responsibility. The public acknowledgement of individual or collective contribution in causing forced migration is a key component of what a backwards-looking reparative-responsibility account requires while forward-looking approaches do not. As I illustrate, this has important implications concerning what is owed to forced migrants and what is expressed in policies addressing forced migrants' needs.

The paper is structured as follows. Section 2 argues that external states, companies and supranational institutions may directly and foreseeably contribute to forced migration through their actions and therefore bear individual reparative responsibility. Section 3 argues that when states participate in collective structures and processes that foreseeably contribute to forced migration, they bear collective reparative responsibility. Importantly, both individual and collective reparative responsibilities extend to IDPs. In Section 4, I propose three principles that policies should respect to count as reparations for the harms of forced migration: the specificity, continuity, and expressivity principles. In Section 5, I assess some policy implications of this reparative-justice approach, compared to humanitarian-aid and development-oriented policy approaches. Indeed, as I show, such policy approaches are both based on a forward-looking, humanitarian account of responsibility. Section 6 concludes.

Few would deny that states of origin should be held responsible for their unjust acts or omissions leading to forced migration.5 Megan Bradley (2013) argues that states of origin owe refugees repatriation as a form of redress. Indeed, the home country's reparative responsibility for displaced people (including IDPs) is particularly relevant in postconflict situations and may be crucial for transitional-justice processes (Duthie, 2011). I do not deny the reparative responsibility that states of origin bear in virtue of their actions or failures to live up to their special duties to protect the human and citizenship rights of their nationals. However, as Owen (2020) argues, in some cases specific external states bear “some significant portion of [outcome] responsibility” for displacement and this grounds special obligations towards those who have been forced to move. Indeed, such cases are more frequent than we might think. Certainly, as Gibney (2004, p. 51) notes, they are more frequent than acknowledged by those who adopt an “internalist approach”, according to which “the harms that generate refugees are caused solely by the states that they have fled.”

External states, including Western ones, do act in ways that directly lead to displacement. A paradigmatic case is military intervention: Gibney (2004, p. 52) recalls the examples of U.S. and Australian involvement in Vietnam in the 1960s and the NATO bombings in Kosovo in the 1990s.6 Often, external intervention contributes to displacements in which the state of origin is also implicated. However, the intervening agency of the state of origin does not undermine the outcome responsibility of external states, whose actions crucially facilitated or enabled displacement (Souter, 2021, pp. 77–8). External states may, for instance, supply military equipment or provide economic and political support to the domestic actors whose actions directly cause displacement (Gibney, 2004, p. 52; see also Souter, 2021, pp. 76–8). External states may also support dictatorial regimes, thus foreseeably facilitating persecution, or enable the breakdown of public order and thus the spread of generalized violence (Owen, 2020, p. 87). Hence, not only actions directly causing displacement, such as military intervention, but also actions indirectly but foreseeably enabling or facilitating it, such as diplomatic or economic support to states that generate refugees, can make external states outcome responsible for displacement.

It might seem counterintuitive to impose reparative responsibilities upon external states when forced migration derives from morally legitimate actions, such as humanitarian intervention. If a state took up the responsibility to protect the lives or human rights of the citizens of a foreign country and this led to displacing some of them as inevitable collateral damage, it would seem unfair to impose on this state a duty to repair the harms of forced migration, particularly when other states refused to step in. Besides, this would discourage any displacement-enhancing intervention even when refraining from intervening amounts to culpable omission or collusion with a human rights–violating agent.

Clearly, the legitimacy of displacement makes a difference. When displacement is morally illegitimate, forced migrants are not only harmed but also wronged. In principle, if displacement was morally legitimate, I concede that it might not entail reparative responsibility. However, I contend that displacement could be legitimate only if the motivations behind it were so compelling to override the strong interest of individuals not to be displaced and the actions leading to displacement were procedurally just.7 Consider displacement caused by an external state's military intervention: the legality of the intervention does not ensure that the resulting forced displacement is justified and does not generate reparative duties. In Owen's (2020) account, reparative responsibility does not arise when forced migration derives from actions “authorized under the norms of the international order of states” and therefore “consonant with,” or “representative of, this international order” (p. 122). By contrast, I argue that for a displacement-enhancing action such as a military intervention to be legitimate, it does not suffice that it is legal or authorized by the United Nations. It should be both morally justified and procedurally just and proportionate (i.e., genuinely striving at protecting the target population, not exploiting humanitarian justifications to pursue the interests of the intervening state; and genuinely attempting to minimize collateral damage, including forced displacement). In practice, few real-world examples meet both requirements. Thus, even adding the legitimacy caveat, states directly contributing to displacement typically retain reparative responsibility for the displaced people because displacement is not legitimate.

In line with Owen (2020) and Souter (2021), I have argued so far that external states bear a reparative responsibility for those displaced across borders when such states' individual actions directly and foreseeably contributed to displacing them. Such a claim does not appear particularly controversial, at least when displacement is illegitimate, provided that the causal link is identifiable. However, I argue that such an individual reparative responsibility should be further extended in three directions: scope, content, and actors.

First, concerning the scope of responsibility, I argue that external states bear reparative responsibilities also towards the IDPs whose displacement they have contributed to.8 For instance, if the United States or the UK bears reparative responsibility for the Iraqis who have been forced to migrate across borders since the coalition attacked Saddam Hussein's regime in 2003, such responsibility also applies to those who have been displaced inside Iraq for the same reason. Likewise, the United States also has responsibility for those Colombian IDPs whose displacement can be linked to the U.S. Government's War on Drugs and War on Terror. Indeed, for decades the United States has provided strong support to Colombian military forces to both defeat left-wing guerrillas and curb drug trafficking (although colluding right-wing paramilitaries and even the Colombian army itself provoked extensive forced displacement and murders). Moreover, the United States carried out extensive chemical-fumigation operations to destroy coca fields and undermine the left-wing guerrillas relying on them. Both increased militarization and pollution caused by fumes are known to have fueled forced displacement.9

Second, concerning the content of reparative obligations, granting admission to the territory of outcome-responsible external states would not exhaust what such states owe to the forcibly displaced. Besides admission, displaced people are owed the fulfillment of the distinctive needs deriving from the harms of forced migration. Outcome-responsible states owe this to those who moved into their territory. Moreover, they should also support host states or humanitarian agencies to ensure the fulfillment of the needs of those who migrated to other countries (e.g., neighboring countries). Note that this obligation to provide in situ assistance, from my perspective, derives from the reparative responsibility towards displaced people themselves. Thus, it does not arise as a duty to compensate the host state for the costs of fulfilling displaced people's needs. Fairness duties towards host states are independent from reparative duties towards forced migrants. Indeed, nonreparative, humanitarian accounts of states' obligations towards forced migrants can include distributive justice duties among states and thus duties to compensate those states doing more than their fair share in hosting forced migrants.10 My account stresses that forced migrants themselves are the subjects towards whom outcome-responsible states have reparative obligations, including obligations to support other states in meeting their needs. Forced migrants are agents who may choose not to migrate to the external state which is outcome responsible for their displacement but are entitled to receive reparations from the outcome-responsible state nonetheless, despite being outside its territorial jurisdiction. This shows that efforts to externalize border controls and keep forced migrants distant do not weaken states' responsibility, because responsibility for harm does not depend on where the harmed person is located. While humanitarian duties to help may be weakened or evaded if other bystanders happen to be closer, reparative duties may not.

I have considered so far the scope and the content of states' individual reparative responsibilities. A third direction in which individual reparative responsibility should be extended concerns the range of actors to whom such a responsibility should apply. Along with states, supranational organizations and companies can be outcome responsible for displacement. For instance, the World Bank may fund development projects (e.g., dams) which involve mass evictions and sometimes environmental degradation leading to further forced migration.11 It might be argued that some development projects which require displacement and resettlement might be morally justifiable if, at least, displacement is not arbitrary and the specific harms of displacement are prevented or minimized.12 However, this is clearly not the case when the displaced population is not consulted, when displacement is carried out coercively using violence, threat, or deceit, when oustees are left uncompensated or households are arbitrarily dispersed, or when the negative externalities of development projects on the environment and nearby human settlements are not prevented or not even assessed.13

Companies too may be involved in the unjust dispossession and removal of former settlers from the land they acquire or be implicated in environmental degradation leading to forced migration. For instance, companies may support paramilitary groups to unlawfully seize lands.14 Moreover, they may legally buy extensive lands, including entire villages, at very low prices. Displaced people may thus be evicted without being consulted or even informed and receive risible compensation or none at all since they often lack property rights to the lands they live on.15 It is not just the state's responsibility to impede unjustified displacement, to minimize the harms and to redress displaced people. Companies do not have a territorial jurisdiction or institutions to fulfill forced migrants' needs. However, they have both a duty not to harm and a duty to provide compensation and reparations (such as apologies) when they cause harm. Note that both duties have been acknowledged in the United Nations Guiding Principles on Business and Human Rights, which is a nonbinding, yet influential, soft-law document. Businesses are required “not to take any measures that will violate human rights and to ensure redress where these impacts occur during its activities” (Adeola, 2017, p. 262 n100). Although such duties have not been applied to the harms of displacement, some scholars suggest that they should (see Adeola, 2017, pp. 262–5). Indeed, the harms that forced migrants experience as a result of displacement undermine the essential human interests in place and purpose, which lie behind human rights (Kingston, 2019). In that respect, the harms of displacement are analogous to human rights violations. Thus, though not yet legally obliged, private companies are morally required to avoid causing the harms of forced migration and to redress those who have been harmed. As in the case of states, companies' reparative duties are not duties of charity, but duties of justice.

I have argued that, often, not only states of origin but also specific external states individually bear reparative responsibility for specific groups of forced migrants, in virtue of their actions which make such states outcome responsible for their displacement. Moreover, I argued that nonstate actors such as corporations may also bear individual reparative responsibilities. However, sometimes it is hard to isolate specific states (or nonstate actors) as outcome responsible. Moreover, even when it is possible to attribute the proximate causes of displacement to the actions (or omissions) of some specific agents, such as local governments, such agents may have been in fact constrained, to a relevant extent, by processes or structures over which they had little control. Sometimes, as is often the case for the states in the Global South which originate most forced migrants, they may occupy a subordinate structural position or contribute the least to the processes which affect them.

An example of a global process may be climate change. The harms deriving from climate change, including forced displacement, do not seem straightforwardly and exclusively attributable to the actions of specific agents. Instead, they derive from a global process which can be described, in I. M. Young's (2011) terms, as “a complex combination of actions and policies by individual, corporate, and government agents” (p. 100).16 Furthermore, such agents do not equally contribute to the process. Indeed, it has often been argued that those states which contribute the least to climate change pay the highest costs (McAdam, 2012, p. 38). Citizens of such states may well be more vulnerable to displacement because of their governments' incapacity or unwillingness to mitigate or adapt to the slow-onset environmental changes and to cope with sudden disasters. Indeed, the fact that some social groups inside that country are more vulnerable than others may depend on domestic social injustices. However, their vulnerability and their state's incapacity to reduce it may also, at least in part, depend on other global processes and structures in which such states occupy a subordinate position.17

According to I. M. Young (2006), structures include “the confluence of institutional rules and interactive routines” as well as the “mobilization of resources” (p. 112). As Young notes, structures remain relatively stable over time and “serve as background conditions for individual actions by presenting actors with options; they provide ‘channels’ that both enable action and constrain it” (p. 112). The global economy may be viewed as an example of such a global structure. Castles (2003) provocatively claims that “the North does more to cause forced migration than to stop it, through enforcing an international economic and political order that causes underdevelopment and conflict” (p. 18). Although the general claim that the global order causes forced migration is vague and thus hardly verifiable or falsifiable, it seems reasonable to credit more specific claims—for instance, that some structural processes, such as the rules regulating the appropriation and trade of natural resources, exacerbate local socioeconomic conflicts and sustain authoritarian regimes (see Wenar, 2016). Such local socioeconomic conflicts and authoritarian regimes, I add, often appear as proximate causes of displacement.

Who, then, should be held outcome responsible for cases of forced migration triggered by global structures and processes, such as climate change and global trade? How can reparative responsibility be assigned when it seems impossible to attribute the outcome (solely) to specific actions of particular states or nonstate actors? According to Young's (2006) social-connection model, all participants in global structures “bear responsibility for structural injustice because they contribute by their actions to the processes that produce unjust outcomes” (p. 119). Thus, a backwards-looking assessment of contribution plays a role in Young's model.18 However, she considers it inappropriate to hold single agents individually liable (i.e., morally responsible and thus blameable) when it is impossible to directly attribute a harmful outcome to a specific action intentionally meant to produce that outcome.19 In such cases, she rejects reparative-justice accounts in favor of a forward-looking remedial responsibility to reform structures falling upon all contributors (Young, 2006, pp. 121–2). Shall we then renounce adopting a backwards-looking, reparative approach when forced migration results from a complex chain of interrelated policies, norms, and practices?

Some theorists have recently defended backwards-looking approaches to responsibility for displacement cases of this sort, particularly for displacement caused by climate change. However, to do so they avoid adopting a structural frame and propose instead to trace the relative contribution of states as a proxy to determine their differentiated share of reparative responsibility. James Souter (2021), for instance, maintains that climate change and political economy do not count as “pure cases of structural injustice, for they are partly sustained by individual and often deliberate acts of wrongdoing by states and others, such as their efforts to uphold political and economic structures despite their foreseeably harmful consequences” (p. 80, emphasis in the original). Rebecca Buxton and Jamie Draper frame responsibility for displacement triggered by climate change in a similar way. Discussing the case of people forced to leave permanently sinking islands, Buxton defends the application of the Polluters Pay Principle (PPP), arguing that reparative responsibility for climate-induced displacement should be assigned to states based on their relative contribution to climate change through greenhouse gas emissions.20 Analogously, focussing on international “climate migrants” whose states do not face extinction, Draper (2019, p. 67) argues that high-emitting states should be held outcome responsible, as they negligently failed to mitigate emissions notwithstanding the foreseeable harmful outcomes. Indeed, he notes, the possibility of displacement being triggered by climate change was already envisaged in the first Intergovernmental Panel on Climate Change in 1990 (Draper, 2019, p. 68). All three proposals adopt a backwards-looking approach to the assessment of responsibility for forced migration, understood as a foreseeable outcome of climate change. Moreover, they all insist that responsibility to repair the harms suffered by climate migrants falls upon the high-emitting states. In sum, they propose to overcome the challenges of complex interconnections by tracing individual responsibility even in cases of forced migration triggered by global structures and processes.

By contrast, I propose to reconcile a structural understanding of global processes with a reparative approach to responsibility for forced migration.21 A structural approach to responsibility for forced migration triggered by climate change or political economy has important explanatory and normative advantages. It sidesteps the epistemic challenges of tracing and measuring the individual responsibility of identifiable perpetrators for every case of displacement by acknowledging instead a collective reparative responsibility falling upon participants even when the causal contribution of each participant is hard to disentangle. Nevertheless, it is compatible with assessing individual reparative responsibility when particular agents can be held individually outcome responsible for specific cases of forced displacement happening against the background of global structures and processes. Collective reparative responsibility for structures does not rule out individual responsibility for discrete actions but acknowledges that discrete actions do not always tell the whole story. Second, a structural account allows us to see that such a collective responsibility is nonetheless differentiated: all contributors share some responsibility, but not equally. Third, it shows why those actors who bear the largest shares of reparative responsibility based on contribution to the structure are usually in practice the same actors that benefitted the most from it and that have the greatest ability to both reform the structure and compensate those who have been harmed. When it comes to climate change and global economy, reparative responsibility for their harmful effects seems to fall primarily on the countries of the Global North if we consider their relative (historical) contribution, benefit, and capacity to remedy. This is not a coincidence. Indeed, contribution, benefit, and capacity are all connected with the structural position of an agent. Thus, drawing on Young, I propose to adopt relative power22 (instead of relative contribution, benefit, or ability) as a proxy to determine states' fair share of reparative responsibility for cases of forced migration triggered by global structures and processes such as the global economy and climate change.

Using power as a proxy highlights the frequent alignment of (historical) contribution to structural injustices, benefit and capacity to remedy. However, it may not cover cases where the three parameters do not align. When the power proxy does not work, it is because contribution, benefit and capacity, taken as grounds for responsibility, come into conflict. We can imagine, for instance, states that retain a great influence on a structure they historically contributed to shaping and benefitted from but no longer have sufficient capacity to address the harms caused by the structure. Other states might have gained an increasingly powerful position and stronger capacity although they historically contributed or benefitted less. Moreover, some states might have greatly benefitted from a structure or process over time despite their marginal contribution.23 The power proxy does not aim to solve all cases of conflict among historical contribution, benefit, and current capacity. In such cases, we might prefer one parameter over others as a ground for reparative responsibility, or appeal to the humanitarian principle. Despite being imperfect, power remains a useful proxy to assign reparative responsibility when contribution, benefit and capacity converge.

Someone might object that this approach relies on a fully externalist explanation of the causes of forced migration, in which domestic injustices are merely epiphenomenal. I do not deny that some injustices may be essentially local (Gibney, 2004, p. 235), and I recognize the responsibility of states of origin. My point, here, is to underline how external states can be connected to forced migrants not only through particular acts and omissions but also through global processes and structures in which they participate. When this is the case, they have obligations of justice to avoid or mitigate the foreseeable harms which such processes and structures may produce (including forced displacement) and to repair them. In virtue of such global connections, when forced migration is to a relevant extent a consequence of global structures and processes, forced migrants are not owed the fulfillment of their specific needs as a matter of humanitarianism but as a matter of reparative justice.

A backwards-looking approach to justice in forced migration requires recognizing that forced migrants' needs are specific and derive from the harms of displacement. Thus, as long as the harms of displacement affect their lives, forced migrants continue to have specific needs. Furthermore, a backwards-looking, reparative account of justice requires the recognition that such harms may depend on the actions of specific agents or on human-made structures and processes, rather than being a product of accident or bad luck. In this section, I offer three justice principles deriving from my harms-based, reparative account of responsibility for forced migration. Such principles ensure that policies recognize the connection between forced migrants' needs and the specific harms of displacement, address those needs as part of the reparations owed for harms and express the acknowledgement of reparative responsibility.

The first principle I propose is the specificity principle: it requires that temporary assistance policies and integration policies address forced migrants' specific needs,24 and not just survival needs or general human rights. The second is the continuity principle, which requires that specific needs start to be addressed from the beginning of displacement until such needs cease. Finally, justice in forced migration requires policies to express two levels of recognition: the recognition of the specific needs of forced migrants, and the recognition of individual or collective reparative responsibility on the part of states (or nonstate actors). Let me now elaborate on each principle in turn.

The specificity principle highlights that forced migrants are not merely owed the fulfillment of basic needs qua vulnerable and destitute people and, in the long term, the protection of their basic human rights qua human beings. By contrast, policies should address specific needs which arise from the specific harms of forced migration. This implies recognizing forced migrants as people who have been forcibly displaced, instead of subsuming them into a generic category of “vulnerable” people in need of humanitarian concern until they eventually access a “durable solution” and become indistinguishable from the nondisplaced population, with whom they share the same claims to human rights protection.

Relatedly, the continuity principle prescribes overcoming a rigid temporal separation between a “displacement” phase and a “postdisplacement durable solution”. Among theorists, policy makers, and humanitarian agencies, there is a well-established consensus about three “durable solutions”: repatriation, local integration, and resettlement.25 Until forced migrants reach one of those solutions, they are in a temporary assistance phase (still often equated with encampment) during which they should receive emergency humanitarian assistance. Ideally, displacement should be quickly solved, but it is now well known that displacement is usually protracted.26 Indeed, repatriation is usually unfeasible and undesirable in the short term. Moreover, only a risible percentage of forced migrants are resettled: most remain inside their countries as IDPs or move to neighboring countries, while a minority make their own way to the Global North to claim asylum. Those who remain in the Global South are often denied local integration. Though over half of forced migrants now live outside camps, mostly in urban areas, they are often prevented from integrating into the local community.

I argue that the partition between the displacement phase and the durable-solution phase obscures the fact that forced migrants have distinctive needs both before and after they gain access to a durable solution. Indeed, the term “solution” might convey the misleading idea that being repatriated, resettled, or allowed to live and work in host countries is per se sufficient to end the displacement condition. On the contrary, the specific harms connected to displacement require prolonged assistance to be overcome. This includes support to regain control over their lives, recreate a home environment, regain both economic independence and social status, and recover psychological well-being. Specific support is to be guaranteed from the beginning of their displacement until they cease to have such needs, whether in host countries or in the home country, were they to return.27 Furthermore, outcome-responsible actors continue to bear reparative duties even when forced migrants are repatriated or locally integrated elsewhere.

To publicly acknowledge and repair the harms of forced migration, a third principle is needed. The expressivity principle requires that policies directed at meeting forced migrants' needs be explicitly aimed at recognizing and repairing the past or enduring harms affecting them qua displaced people. Along with symbolic forms of apology, a range of social services may be used as forms of redress. States bearing individual reparative responsibility may directly provide services as reparations to those they contributed to displacing. However, such services may also be delivered by other states, while the outcome-responsible state or nonstate actor provides funds for those specific services. This can be the case when an external state contributes to internal displacement (i.e., when forced migrants remain within the jurisdiction of their state of origin). Moreover, this can be the case when nonstate actors, such as corporations, are outcome responsible, since they lack territory and institutions. Furthermore, policies may have a reparative value even when actors that issue them bear a collective responsibility for having participated in processes or structures leading to displacement. The expressivity principle affects both the public justification for policies and the way policies are implemented. For instance, policies directed at sustaining forced migrants' economic independence should not be implemented with the aim of quickly relieving the burden on the host state's welfare system or with the aim of contributing to the economic development of that state, although such policies can indeed contribute to these goals. Rather, policies should be based on the recognition that forced migrants were harmed (economically, but also socially and psychologically) when forced to abandon their source of livelihood and thus should be redressed.

Taken together, the three principles of specificity, continuity, and expressivity offer normative guidance in devising policies that take seriously the needs of forced migrants as individuals harmed by forced migration. Here, I do not attempt to provide a comprehensive set of political prescriptions for all cases of forced migration, which would both involve oversimplification and exceed the purpose of this theoretical discussion. However, I aim to illustrate how such principles help us to rethink some policies directed at meeting forced migrants' needs, compared to both policy approaches focussing on providing humanitarian aid and approaches framing forced migrants' protection within a development strategy in host countries. Both approaches, indeed, rely on a forward-looking conception of responsibility based on the humanitarian principle.

As Parekh (2020, p. 17) notes, theorists and policy makers usually adopt an ethics of rescue. This influences not only the kind of responsibility at stake but also what is thought to be owed and how it should be provided. The term “rescue” chosen by Parekh is evocative, since it recalls the image of migrants drowning in the Mediterranean. Forced migrants tend to be considered as people fleeing life threats, and thus in need of safety. This implies they should be offered emergency humanitarian assistance in situ whenever possible or admission to a country capable of providing temporary aid. Humanitarian-aid responses to forced migration are largely devoted to providing shelters, along with other essential goods such as food and water. Shelters are meant to be quickly available and provisional. Thus, they do not usually allow one to recover control over their private space and belongings or control over their future, which are necessary for a decent, minimally flourishing human life. Humanitarian-assistance responses also mainly focus on the present: they are not meant to redress past harms or to rebuild displaced people's future lives. Indeed, the emergency-assistance phase is presumed to precede one of the three durable solutions. In the meantime, forced migrants are not supported in remaking a home environment around their provisional shelters. Quite the opposite: formal norms or informal restrictions, including encampment or spatial segregation, are often used to discourage forced migrants from developing sufficient social and cultural resources to orient themselves in the environment, perceive their personal identity as meaningful within it, and conceive future plans because this would foster their local integration and make them more unlikely to eventually return to their place of origin.

A new house and a new home environment seem more than what is owed, on humanitarian grounds. However, they are owed to forced migrants as a redress for having been deprived of their previous house and home environment. Thus, even when settlement is expected to be provisional, it is unjust to prevent forced migrants from remaking home for an indefinite amount of time while waiting for a durable solution to come. The specificity and continuity principles help us to identify what states should ensure: not merely survival, which generically requires providing shelter, but those basic conditions for a dignified life that forced migration specifically undermined. This includes shelters allowing minimum control over one's private space, and support to quickly reorient in the surrounding spatial, social, and cultural environment. The expressivity principle also requires that these measures should not be publicly justified based on pragmatic or humanitarian reasons but based on the acknowledgement of the harms of displacement, such as the loss of control and the loss of the home environment.

One might think that, in the long term, the most appropriate way to meet forced migrants' need for a house and home environment would be restoring the original ones. However, return and restitution are not necessarily the morally preferable options to meet forced migrants' needs. Indeed, physical safety in the place of origin does not suffice. For those forced migrants who do return, states (and nonstate actors) outcome responsible for displacement retain the reparative duty to fulfill the needs that derive from the harms of displacement. This means ensuring returnees adequate support in the process of recovering control, remaking a home environment, regaining a source of livelihood and dignified social status, and recovering psychological well-being so that they can plan and lead a decent, reasonably flourishing life.

Analogously to return, resettlement and local integration should not be intended only to provide the legal permission to settle in the host country (or region). When it comes to remaking a home environment, housing security should be promoted so that forced migrants can be protected from sudden evictions. This may involve regularizing forced migrants' shelters by allowing them to have formal tenancy agreements and pay rent to live on the public or private lands or in the buildings where they are hosted, or to acquire ownership titles.28 Indeed, land, housing, or a monetary equivalent, is owed as compensation to those whose land and housing cannot be restored or those who do not wish to return. However, such compensation (both monetary and in kind) cannot merely be calculated based on the market value of the land or house and cannot leave uncompensated those lacking legal title to their housing. Rather, compensation should provide reliable, decent, and safe housing facilities which do not undermine their control over their body, private space, and immediate future. Moreover, it should allow displaced people to develop a web of familiar geographical, social, and cultural landmarks on which they can rely to accomplish daily routines and make plans. The natural and human geography of the previous home environment should be taken into account. For instance, displaced indigenous and nomadic peoples cannot be considered fairly compensated if they are allocated flats in an unfamiliar urban environment or given a sum of money to navigate the city housing market on their own.

Development-oriented policies might seem more apt to satisfy the justice principles presented above, compared to the combination of emergency assistance (focussed on feeding and sheltering) and durable solutions (focussed on formal access to equal rights). Indeed, development-oriented approaches criticize protracted encampment and dependence on emergency humanitarian aid: they stress the importance of providing forced migrants with legal access to the job market to be economically self-reliant, to productively contribute to the economy of the host country, and to acquire (or maintain) skills that can be useful in their home country upon return (see Betts & Collier, 2017). Economic self-reliance in a geographically proximate host country is expected to discourage onward migration to the Global North while contributing to the economic development of that country and minimizing the economic, social, and political cost of hosting forced migrants. Businesses would also benefit. Moreover, keeping forced migrants well trained and close to their place of origin is predicted to make return more likely as soon as it is safe enough, assuming that forced migration is triggered by temporary mass violence and state fragility.29 It is certainly more economically efficient for both Global North donor states and Global South host states to turn forced migrants into productive development actors, instead of burdensome recipients of humanitarian aid. All in all, development aid is a bargain, compared to humanitarian aid: it is a matter of investment, not charity (Betts & Collier, 2017, p. 175). Furthermore, it has been argued, it is also morally preferable, to the extent that it empowers forced migrants, while protracted humanitarian assistance is humiliating and disempowering (Brock, 2020).

In contrast to approaches focussed on humanitarian assistance, development-oriented approaches are more apt to meet the continuity principle. First, such approaches suggest policies which do not reduce the time frame to the present, keeping lives “on hold”, but rather take the future into account. Nevertheless, development-oriented approaches fail to adequately meet the specificity and expressivity requirements, because they are not backwards-looking in identifying needs and in assigning responsibility to fulfill them. Defenders of development-oriented approaches may explicitly deny causal connections between displacement and the actions of external states. For instance, Betts and Collier (2017, p. 99) minimize “Western complicity” in forced migration as “occasional”, citing examples of direct military intervention in conflicts. Furthermore, they reject as a “lingering vestige of colonialism” the view that “in a globalized world, all injustice is structurally interconnected” (Betts & Collier, 2017, pp. 99–100). The Syrian war, for example, is depicted as an almost completely endogenous civil conflict regarding which external states do not bear any reparative responsibility for the mass displacement it involved.30 For the proponents of development-oriented policies, the ground for responsibility remains a humanitarian, exclusively forward-looking one. External states, companies, and other nonstate potential “donors” resemble to a crowd of bystanders by the pond where forced migrants are about to drown. They all individually have a duty to rescue and should find a criterion (i.e., comparative advantage) to discharge it in a coordinated way.

Surely, showing that contributing to development-oriented policies both meets their interests and creates economic, political, and social benefits seems more effective in motivating states to fund employment, training, and education policies than arguments based on a disputable duty to repair harms which they have contributed to causing. However, the public reasons that justify policies matter. Part of what justice in forced migration requires is precisely the recognition that social services (including employment, training, and education policies) are owed as a form of redress, not as humanitarian or development aid. Indeed, the literature on reparative justice shows that, for social-service provision to work as a reparation, it should be publicly explained that “the social benefit is given to the victim in recognition of the harm suffered” and “as on obligation for the harm caused” (Pérez Murcia 2013, p. 199). In sum, when based on a backwards-looking account of responsibility, social services carry a distinctive, reparative, expressive value.31

To recover social and epistemic status, forced migrants are also owed truth telling about why they have been displaced and should be offered the opportunity to contribute as witnesses in reconstructing what happened. This might require judiciary trials in civil and even criminal courts, but also forms of truth telling which do not impose penalties on individuals or legal persons. According to Margaret Urban Walker (2010, p. 536), truth telling “addresses two intertwined and superadded harms that often befall victims: their epistemic impeachment and their degradation from the moral status of a credibly self-accounting actor. These harms constitute a fundamental form of moral disqualification, a morally annihilating insult added to the original injury”.

The literature on the role of truth telling in redressing the harms of displacement focusses on the responsibility of states of origin in reintegrating returnees and is limited to postconflict situations (Bradley, 2012b, pp. 213–4). However, as Bradley (2012b) notes, truth telling may also make it more acceptable for forced migrants to settle elsewhere and consider other compensation options instead of restitution in kind and return (p. 215). This may apply to enduring conflict and postconflict situations where return is politically unfeasible (e.g., Palestine or Cyprus), but also to other kinds of displacement (including development-induced and environmentally induced displacement). As Walker (2010) puts it, truth telling is both a reparation measure in itself and a precondition to all other reparations. Whether or not this leads to return, forced migrants need truth to be reconstructed and publicly recognized to get on with their lives, recover self-esteem and social recognition, and overcome feelings of humiliation, guilt, fear, anger, or suspicion.32

In the literature bridging forced-migration studies with postconflict and transitional-justice studies, truth telling is mostly exemplified by truth commissions (Bradley, 2012a, 2012b). However, other forms of truth telling include the collection and publication of oral, written, and visual testimonies. As credible and reliable witnesses, displaced persons regain social and epistemic status. Moreover, when their story is validated by actors bearing reparative responsibility and results in public apologies, this further strengthens forced migrants' status. Truth telling may also foster their trust in institutions as well as mutual trust between them and the nondisplaced population (either hosts or those who remained home, in the case of returnees).

I argued that individual reparative responsibilities for forced migration are more frequent than commonly acknowledged and apply to external states and nonstate actors along with states of origin. Furthermore, when state and nonstate actors participate in structures and processes that have plausibly contributed to forced migration, those actors bear a duty to publicly express, rather than deny, their collective outcome responsibility and the reparative responsibilities that this entails. In this case, reparative responsibility does not require expressing guilt for individual wrongdoing. Nevertheless, the public recognition of the participation to the structure or process triggering forced displacement plays an important expressive role. Indeed, it both contributes to meeting forced migrants' claim to truth telling and preludes commitment to reforming structures and processes to reduce future forced migration.

In this article I adopted a backwards-looking approach to responsibility for forced migrants. I argued that both states (including external states) and nonstate actors bear reparative duties of justice, rather than humanitarian duties, towards forced migrants, when they are outcome responsible for displacement. Such agents may have either individual reparative responsibility if their actions contributed to displacement or collective reparative responsibilities if they participate in structures and processes that contributed to displacement. Then, I considered the implications of this reparative-justice account concerning how forced migrants' needs should be met. I argued that policies should respect three principles. According to the specificity principle, policies should be targeted to forced migrants' distinctive needs qua forced migrants. Second, the continuity principle requires that the recognition of forced migrants' distinctive condition continues until the harms of displacement cease. Third, the expressivity principle prescribes that the policies addressing forced migrants' needs be publicly justified as part of the reparative duties for the harms of forced migration. These principles, I illustrated, have important implications for both temporary assistance policies and integration policies.

This work was partly funded by a Short-Term Postdoctoral Research Grant issued by the Society for Applied Philosophy.

The author declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.

对强迫移徙造成的伤害承担赔偿责任
根据联合国难民署(2021年)的数据,2020年,全球有8200多万流离失所者因迫害、冲突和暴力而被迫迁移。虽然他们中很少有人到西方国家申请庇护,但一半以上(4800万人)是国内流离失所者,国际流离失所者中很大一部分已迁往邻国。如果我们考虑到许多其他人由于发展项目、缓慢发生的环境退化和自然灾害而被迫在境内或跨境迁移,但这些人并不属于联合国难民署的任务范围,那么强迫移民现象的规模就更加惊人。因此,分配责任来解决被迫移徙者的困境是一个紧迫的问题,在规范政治理论中引起了越来越多的注意。有人认为,虽然并非所有被迫移徙者都成为迫害的对象,但他们的人权都受到侵犯,基本需要得不到满足。侵犯人权行为往往引发被迫移徙,这反过来又使流离失所者特别容易受到进一步侵犯人权行为的伤害。由于被迫移民的需求迫切,在政治理论和政策中,对被迫移民责任的主要理解是基于一种有时被称为“好撒玛利亚人原则”的人道主义原则(Parekh, 2020, p. 649)。就像Singer(1972)的池塘案例一样,当某人面临严重伤害时,如果我们能够以合理的成本提供帮助,我们就有道义上的责任去帮助他(见Betts &amp;科利尔,2017;吉,2004)。人道主义原则是前瞻性的,并不要求救援者和被救援者之间有任何事先的特殊联系。事实上,难民困境的因果和道德责任往往归咎于原籍国,而外部国家往往被视为与强迫移民的危害无关的旁观者。当几个旁观者可以介入时,人道主义原则不能确定责任的公平分担此外,根据人道主义原则,满足被迫移徙者需要的道义义务不是正义的义务,需要进行费用和能力评估在实践中,照顾被迫移民的负担不成比例地落在地理上邻近的国家身上,尽管政治理论家经常批评邻近分配标准是不公平的(见Gibney, 2015)。此外,人道主义原则并没有明确一个国家何时完成了公平的份额,无论是在它承担的被迫移民数量方面,还是在对被迫移民的亏欠方面(Parekh, 2020,第65页)。在这种“拯救伦理”框架下(Owen, 2020;Parekh, 2020),进入一个安全的避风港并满足基本的生存需求似乎就足够了。Serena Parekh(2017,2020)为另一种可能产生更强关税的说法辩护。在她看来,保护被迫移民的人权是一个正义的问题,而不是慷慨。事实上,她声称,外部国家,特别是全球北方国家,对难民制度的结构性不公正起到了至关重要的作用,这种不公正使被迫移民面临悲惨的选择,是在全球南方的营地或城市贫困中,还是在全球北方寻求庇护的危险旅程中。Parekh(2020,第172页)的责任解释借鉴了i.m. Young的社会联系模型,具有前瞻性:外部国家与被迫移民一旦流离失所所面临的不公正有关,但这些国家首先不应对造成流离失所负责。相比之下,我的目的是捍卫一种回溯性的叙述,即谁欠了被迫移民什么。我的叙述的出发点是一种基于伤害的方法来满足被迫移民的需求。我认为,被迫移民的需要取决于被迫移民的具体危害。正如我在其他地方所说(Santi Amantini, 2022),被迫移民面临着独特的伤害组合,如果他们没有离开原籍地或自愿迁移,他们就不会面临这些伤害。他们失去了对生活计划的控制;他们失去了家园,失去了曾经赖以生存的社会和文化环境。他们留下了生计和大部分财产,他们失去了社会地位,他们的被迫迁移往往与暴力和创伤事件有关,这些事件损害了他们的精神健康。因此,除了基本的生存需要外,被迫移徙者还有由于流离失所的危害而产生的特殊需要。他们需要重新掌控自己的生活,重新创造一个“家庭环境”(即一个由熟悉的地理、社会和文化地标组成的网络,他们可以依靠它来完成日常生活和制定未来计划)。他们不仅需要经济收入来源,还需要社会认可和心理健康支持。 的确,土地、住房或货币等价物是欠那些土地和住房不能恢复或不愿恢复的人的补偿。但是,这种补偿(货币和实物)不能仅仅根据土地或房屋的市场价值来计算,也不能让那些对其住房没有合法所有权的人得不到补偿。相反,补偿应该提供可靠、体面和安全的住房设施,这些设施不会损害他们对自己身体、私人空间和未来的控制。此外,它应该允许流离失所的人建立一个熟悉的地理、社会和文化地标网络,他们可以依靠这些地标来完成日常事务和制定计划。应该考虑到以前家庭环境的自然和人文地理。例如,如果流离失所的土著和游牧民族在不熟悉的城市环境中被分配到公寓,或者给他们一笔钱让他们自己在城市住房市场上穿行,他们就不能被认为得到了公平的补偿。与紧急援助(侧重于提供食物和住所)和持久解决办法(侧重于正式获得平等权利)相结合相比,面向发展的政策似乎更容易满足上述正义原则。事实上,以发展为导向的方法批评长期扎营和对紧急人道主义援助的依赖:它们强调向被迫移徙者提供合法进入就业市场的重要性,以便在经济上自力更生,为东道国的经济作出富有成效的贡献,并获得(或保持)在返回原籍国后有用的技能(见Betts &amp;科利尔,2017)。在地理位置接近的东道国,经济上的自力更生预计会阻止向全球北方的移民,同时有助于该国的经济发展,并尽量减少收容被迫移民的经济、社会和政治成本。企业也会受益。此外,假定强迫移徙是由暂时的大规模暴力和国家脆弱性引发的,预计使强迫移徙者得到良好训练并靠近其原籍地,在足够安全的情况下更有可能返回对于全球北方的捐助国和全球南方的东道国来说,将被迫移民转变为富有成效的发展参与者,而不是繁重的人道主义援助接受者,在经济上肯定更有效率。总而言之,与人道主义援助相比,发展援助是一笔便宜货:它是一种投资,而不是慈善。Collier, 2017,第175页)。此外,有人认为,它在道德上也是可取的,因为它赋予了被迫移民权力,而长期的人道主义援助是羞辱和剥夺权力的(Brock, 2020)。与侧重于人道主义援助的办法相比,面向发展的办法更容易符合连续性原则。首先,这些方法建议的政策不是把时间框架缩小到现在,让生命“暂停”,而是考虑到未来。然而,面向发展的办法未能充分满足具体和表达性的要求,因为它们在确定需要和分配满足这些需要的责任方面没有向后看。发展导向方法的捍卫者可能明确否认流离失所与外部国家行为之间的因果关系。例如,贝茨和科利尔(2017年,第99页)将强迫移民中的“西方共谋”最小化为“偶尔”,并引用了直接军事干预冲突的例子。此外,他们反对“在全球化的世界中,所有的不公正在结构上是相互联系的”的观点,认为这是“殖民主义的残余”。Collier, 2017, pp. 99-100)。例如,叙利亚战争被描述为一场几乎完全内生的国内冲突,外部国家对其所涉及的大规模流离失所不承担任何赔偿责任对于面向发展的政策的支持者来说,责任的基础仍然是人道主义的,完全是前瞻性的。外部国家、公司和其他非国家的潜在“捐助者”就像一群旁观者,站在被迫移民即将被淹死的池塘边。他们每个人都有拯救的责任,应该找到一个标准(即比较优势),以协调的方式履行这一义务。可以肯定的是,在激励国家为就业、培训和教育政策提供资金方面,表明为发展导向的政策做出贡献既符合他们的利益,又能创造经济、政治和社会效益,似乎比基于有争议的责任来修复他们造成的伤害的论点更有效。然而,为政策辩护的公众理由很重要。 在被迫移徙问题上实现正义,恰恰需要人们认识到,社会服务(包括就业、培训和教育政策)是一种救济形式,而不是人道主义或发展援助。事实上,关于赔偿正义的文献表明,为了使社会服务作为一种补偿发挥作用,应该公开解释“给予受害者社会福利是对所遭受伤害的承认”和“作为对所造成伤害的义务”(p<s:1> rez Murcia 2013, p. 199)。总而言之,当基于向后看的责任解释时,社会服务具有独特的、修复的、表达的价值。31 .为了恢复社会地位和认知地位,被迫移民也有责任说出他们为什么流离失所的真相,并有机会作为证人在重建所发生的事情中作出贡献。这可能需要民事甚至刑事法庭的司法审判,但也需要不对个人或法人施加惩罚的说实话形式。玛格丽特·厄本·沃克(Margaret Urban Walker, 2010,第536页)认为,讲真相“解决了经常降临在受害者身上的两个相互交织和附加的伤害:他们的认知弹劾和他们从一个可信的自我会计演员的道德地位上的堕落。”这些伤害构成了道德丧失资格的基本形式,是对原有伤害的道德毁灭性侮辱”。关于讲述真相在消除流离失所危害中的作用的文献侧重于原籍国在重新融入返回者方面的责任,并且仅限于冲突后情况(Bradley, 2012b, pp. 213-4)。然而,正如Bradley (2012b)所指出的那样,说实话也可能使被迫移民更容易接受在其他地方定居,并考虑其他补偿选择,而不是实物赔偿和返回(第215页)。这可能适用于政治上不可行的持久冲突和冲突后局势(例如巴勒斯坦或塞浦路斯),也适用于其他类型的流离失所(包括发展引起的和环境引起的流离失所)。正如Walker(2010)所说,说实话本身就是一种赔偿措施,也是所有其他赔偿的先决条件。无论这是否会导致他们返回,被迫移民都需要重建真相并得到公众认可,以便继续他们的生活,恢复自尊和社会认可,并克服羞辱、内疚、恐惧、愤怒或怀疑的感觉。32在将强迫移民研究与冲突后和过渡时期司法研究联系起来的文献中,真相委员会主要以讲述真相为例(Bradley, 2012a, 2012b)。然而,其他形式的真相讲述包括收集和出版口头、书面和视觉证词。作为可信和可靠的证人,流离失所者重新获得社会和知识地位。此外,当他们的故事得到承担赔偿责任的行为者的证实并导致公开道歉时,这进一步加强了被迫移民的地位。讲真话也可以促进他们对机构的信任,以及他们与非流离失所人口之间的相互信任(就回返者而言,要么是收容者,要么是留在家中的人)。我认为,强迫移民的个人赔偿责任比普遍承认的更为频繁,并适用于外部国家和非国家行为体以及原籍国。此外,当国家和非国家行为体参与可能导致被迫移民的结构和进程时,这些行为体有责任公开表达,而不是否认他们的集体后果责任以及由此带来的补救责任。在这种情况下,补偿性责任并不要求对个人的不法行为表示内疚。然而,公众对参与引发被迫流离失所的结构或过程的认识发挥了重要的表达作用。事实上,它既有助于满足被迫移徙者说出真相的要求,也有助于承诺改革结构和进程,以减少未来的被迫移徙。在这篇文章中,我对被迫移民的责任采取了一种向后看的态度。我认为,国家(包括外部国家)和非国家行为体对被迫移民负有司法赔偿义务,而不是人道主义义务,因为他们对流离失所负有最终责任。如果这些行为者的行动导致流离失所,他们可能负有个人赔偿责任;如果他们参与了导致流离失所的结构和进程,他们可能负有集体赔偿责任。然后,我考虑了这种关于如何满足被迫移民需求的赔偿正义解释的含义。我认为政策应该尊重三个原则。 根据特殊性原则,政策应针对被迫移民的特殊需求。第二,连续性原则要求继续承认被迫移徙者的独特状况,直到流离失所的危害停止。第三,表达性原则规定,解决强迫移徙者需要的政策应作为对强迫移徙危害的赔偿义务的一部分公开证明其合理性。我指出,这些原则对临时援助政策和一体化政策都具有重要意义。本研究部分由应用哲学学会短期博士后研究基金资助。作者声明在本文的研究、作者身份和/或发表方面没有潜在的利益冲突。 因此,确定强迫移民的具体危害,使我们能够更好地了解对强迫移民的亏欠。此外,它鼓励我们探索这种伤害的原因,从而评估是否有任何外部国家或非国家行为者受到因果牵连,以及这是否可以作为赔偿责任的基础。本文的目的确实是在对国家(和非国家行为体)造成这种伤害的因果贡献进行回顾性评估的基础上,为强迫移民伤害的赔偿责任的解释辩护回溯性的、补偿性的责任解释并不排除前瞻性的解释,而是通过在国家(或非国家行为体)可以单独或集体地对强迫移民的危害承担责任时提供额外的、更强有力的补偿性责任的基础来补充这些解释。尽管“你打破了它,你就买了它”的推理在日常道德推理中是司空见惯的,但在强迫移民的伦理中很少援引补偿性责任。人们注意到,行为和结果之间的因果关系可能是脆弱的或难以建立的,流离失所可能是一种意想不到的副作用,导致流离失所的行为可能是合理的和合法的(Parekh, 2020,第81页)。此外,可以反对因果责任可能不足以作为赔偿责任的依据。然而,大卫·欧文(David Owen, 2020)将对难民的责任框定为赔偿,詹姆斯·苏特(James Souter, 2013、2014、2021)为庇护作为赔偿的说法进行了辩护。我同意苏特(2021)将修复责任建立在“结果责任”的存在之上的观点。David Miller(2007)将结果责任的概念与单纯的因果责任区分开来,结果责任要求结果虽然不一定是有意的,但却是可预见的。结果的可预见性使得行为人和受伤害主体之间的关系具有道德相关性,即使当伤害行为并非错误行为时也是如此。我认为,当国家(或非国家行为体)通过其行动或通过集体结构和进程直接或间接地促成了可预见的强迫移民时,国家(和非国家行为体)应承担赔偿责任,以满足因强迫移民的危害而产生的强迫移民的需求。可识别行动的结果责任构成个人补救责任,而参与集体结构和过程构成集体补救责任。公开承认个人或集体对造成被迫移徙的贡献是向后看的赔偿责任说明所需要的一个关键组成部分,而前瞻性方法则不需要。正如我所说明的,这对被迫移徙者欠下什么以及解决被迫移徙者需求的政策所表达的内容具有重要影响。本文的结构如下。第2节认为,外部国家、公司和超国家机构可能通过其行动直接和可预见地促成被迫移徙,因此承担个人赔偿责任。第3节认为,当国家参与可预见会导致被迫移民的集体结构和过程时,它们应承担集体赔偿责任。重要的是,个人和集体的赔偿责任延伸到国内流离失所者。在第4节中,我提出了政策应尊重的三项原则,即特异性原则、连续性原则和表达性原则,才能算作对强迫移民危害的赔偿。在第5节中,与人道主义援助和以发展为导向的政策方法相比,我评估了这种赔偿正义方法的一些政策含义。事实上,正如我所展示的,这些政策方法都是基于对责任的前瞻性、人道主义解释。第6节总结。很少有人会否认原籍国应该对其导致被迫移徙的不公正行为或不作为负责Megan Bradley(2013)认为原籍国应将难民遣返作为一种补偿形式。事实上,母国对流离失所者(包括国内流离失所者)的赔偿责任在冲突后局势中尤为重要,可能对过渡司法进程至关重要(Duthie, 2011)。我不否认原籍国因其行动或未能履行其保护其国民的人权和公民权利的特殊义务而负有赔偿责任。然而,正如Owen(2020)所指出的,在某些情况下,特定的外部国家对流离失所负有“相当大一部分[结果]责任”,这就要求对被迫迁移的人负有特殊义务。事实上,这种情况比我们想象的要频繁得多。当然,正如Gibney (2004, p。 51)注意到,他们比那些采用“内部主义方法”的人所承认的更频繁,根据这种方法,“产生难民的伤害完全是由他们逃离的国家造成的。”外部国家,包括西方国家,确实以直接导致流离失所的方式行事。一个典型的例子是军事干预:吉布尼(2004,第52页)回顾了美国和澳大利亚在20世纪60年代卷入越南战争和北约在90年代轰炸科索沃的例子外来干预往往助长了原籍国也牵涉其中的流离失所。然而,原籍国的干预机构并没有削弱外部国家的结果责任,这些国家的行动至关重要地促进或使流离失所成为可能(Souter, 2021, pp. 77-8)。例如,外部国家可以向其行为直接导致流离失所的国内行动者提供军事装备或经济和政治支持(Gibney, 2004,第52页;另见苏特,2021年,第76-8页)。外部国家也可能支持独裁政权,从而可以预见地促进迫害,或者使公共秩序崩溃,从而传播普遍的暴力(Owen, 2020, p. 87)。因此,不仅直接导致流离失所的行动,如军事干预,而且间接但可预见地促成或促进流离失所的行动,如向产生难民的国家提供外交或经济支持,都可能使外部国家对流离失所负责。当强迫移民源于道德上合法的行为(如人道主义干预)时,将赔偿责任强加给外部国家似乎是违反直觉的。如果一个国家承担起保护外国公民生命或人权的责任,而这导致其中一些人作为不可避免的附带损害而流离失所,那么强加给这个国家修复强迫移民造成的伤害的责任似乎是不公平的,尤其是在其他国家拒绝介入的情况下。此外,这将阻碍任何促进流离失所的干预,即使不干预相当于有罪的疏忽或与侵犯人权的代理人勾结。显然,流离失所的合法性会产生影响。当流离失所在道德上是非法的,被迫移民不仅受到伤害,而且受到冤枉。原则上,如果流离失所在道德上是合法的,我承认它可能不需要承担赔偿责任。但是,我认为,只有当流离失所背后的动机如此令人信服,足以压倒不愿流离失所的个人的强烈利益,并且导致流离失所的行动在程序上是正当的,流离失所才是合法的考虑由外部国家军事干预造成的流离失所:干预的合法性并不能确保由此产生的被迫流离失所是合理的,也不会产生赔偿义务。在欧文(2020)的描述中,当强迫移民源于“根据国际秩序规范授权的”行动,因此“符合”或“代表”这种国际秩序时,不产生赔偿责任(第122页)。相比之下,我认为军事干预等促进流离失所的行动是合法的,仅仅是合法的或得到联合国的授权是不够的。它应该在道德上合理,在程序上公正和相称(即,真正努力保护目标人口,而不是利用人道主义理由来追求干预国的利益;并真诚地试图将附带损害(包括被迫流离失所)降到最低。在实践中,很少有现实世界的例子同时满足这两个要求。因此,即使加上合法性警告,直接导致流离失所的国家通常也要对流离失所者承担赔偿责任,因为流离失所是不合法的。与Owen(2020)和Souter(2021)的观点一致,到目前为止,我一直认为,当外部国家的个人行为直接和可预见地导致这些人流离失所时,这些国家对跨境流离失所者负有赔偿责任。这种说法似乎并不特别有争议,至少在流离失所是非法的情况下,只要可以确定因果关系。然而,我认为这种个人赔偿责任应该在三个方向上进一步扩展:范围、内容和行为者。首先,关于责任范围,我认为,外部国家也对它们造成流离失所的国内流离失所者承担赔偿责任。 例如,如果美国或英国对自2003年联军袭击萨达姆政权以来被迫越境迁移的伊拉克人负有赔偿责任,那么这种责任也适用于那些因同样原因在伊拉克境内流离失所的人。同样,美国也对那些哥伦比亚境内流离失所者负有责任,他们的流离失所可能与美国政府的禁毒战争和反恐战争有关。事实上,几十年来,美国一直为哥伦比亚军队提供强有力的支持,以打击左翼游击队和遏制毒品走私(尽管右翼准军事组织甚至哥伦比亚军队本身都相互勾结,引发了大规模的被迫流离失所和谋杀)。此外,美国进行了广泛的化学熏蒸行动,以摧毁古柯田并削弱依赖它们的左翼游击队。众所周知,军事化程度的提高和烟雾造成的污染加剧了被迫流离失所。第二,关于赔偿义务的内容,允许对结果负责的外部国家进入领土不会耗尽这些国家对被迫流离失所者的债务。除了接纳之外,还应满足流离失所者因被迫移徙的危害而产生的特殊需要。对结果负责的国家应该对迁入其领土的人负责。此外,它们还应支持东道国或人道主义机构确保满足移徙到其他国家(例如邻国)的人的需求。请注意,在我看来,这种就地提供援助的义务源于对流离失所者本身的赔偿责任。因此,补偿东道国为满足流离失所者的需要而付出的代价并不是一种义务。对东道国的公平义务独立于对被迫移民的赔偿义务。事实上,对国家对被迫移民义务的非补偿性人道主义解释可以包括国家之间的分配正义义务,从而包括补偿那些在收容被迫移民方面做得超过公平份额的国家的义务我的解释强调,对结果负责的国家对被迫移民本身负有赔偿义务,包括支持其他国家满足其需求的义务。被迫移徙者是一种代理人,他们可以选择不移徙到导致其流离失所的外部国家,但有权从结果负责国获得赔偿,尽管不在其领土管辖范围之内。这表明,将边境管制外部化并使被迫移民远离的努力并没有削弱国家的责任,因为对伤害的责任并不取决于受伤害的人在哪里。如果其他旁观者碰巧离他们更近,人道主义援助的义务可能会被削弱或逃避,但赔偿义务可能不会。到目前为止,我已经考虑了国家个人赔偿责任的范围和内容。应扩大个人赔偿责任的第三个方向涉及这种责任应适用的行为者的范围。与国家一样,超国家组织和公司也可能对流离失所负责。例如,世界银行可能资助涉及大规模驱逐和有时导致进一步被迫移徙的环境退化的发展项目(例如水坝)可能有人认为,一些需要流离失所和重新安置的发展项目在道德上可能是合理的,至少如果流离失所不是任意的,并且流离失所的具体危害得到预防或尽量减少然而,如果没有征求流离失所者的意见,如果强行使用暴力、威胁或欺骗进行流离失所,如果被驱逐者得不到补偿或家庭被任意分散,或者发展项目对环境和附近人类住区的负面外部影响没有得到预防或甚至没有得到评估,情况显然不是这样。13 .公司也可能参与不公正地剥夺和驱逐前定居者所获得的土地,或卷入导致被迫移徙的环境退化。例如,公司可能支持准军事集团非法夺取土地此外,他们可以合法地以非常低的价格购买大片土地,包括整个村庄。因此,流离失所者可能在没有征求他们的意见,甚至没有通知他们的情况下就被驱逐,并得到看得见的补偿,或者根本得不到补偿,因为他们往往对所居住的土地没有财产权国家不仅有责任阻止不合理的流离失所,将伤害降到最低,并为流离失所者提供补偿。 公司没有领土管辖权或机构来满足被迫移徙者的需求。然而,当他们造成伤害时,他们有义务不伤害他人,也有义务提供补偿和赔偿(如道歉)。请注意,《联合国工商业与人权指导原则》承认了这两项义务,这是一份不具约束力但有影响力的软法文件。企业被要求“不采取任何侵犯人权的措施,并确保在其活动中对这些影响进行补救”(Adeola, 2017, p. 262 n100)。尽管这些义务尚未适用于流离失所的危害,但一些学者建议它们应该适用(见Adeola, 2017,第262-5页)。事实上,被迫移徙者因流离失所而遭受的伤害破坏了人权背后的基本人类利益和目的(Kingston, 2019)。在这方面,流离失所的危害类似于侵犯人权。因此,虽然在法律上没有义务,但在道义上要求私营公司避免造成强迫移徙的伤害,并赔偿那些受到伤害的人。与国家的情况一样,公司的赔偿义务不是慈善义务,而是正义义务。我认为,通常,不仅原籍国,而且特定的外部国家也单独对特定的被迫移民群体承担赔偿责任,因为它们的行为使这些国家的结果对他们的流离失所负责。此外,我认为非国家行为体,如公司,也可能承担个人赔偿责任。然而,有时很难将特定的国家(或非国家行为体)作为负责任的结果。此外,即使有可能将流离失所的直接原因归因于某些特定行为者(如地方政府)的行为(或不作为),这些行为者实际上也可能在一定程度上受到他们几乎无法控制的过程或结构的限制。有时,就像全球南方国家经常出现的情况那样,它们可能占据从属的结构地位,或者对影响它们的进程贡献最小。全球进程的一个例子可能是气候变化。气候变化造成的危害,包括被迫流离失所,似乎不能直接和完全归因于特定因素的行为。相反,它们源于一个全球过程,用i.m. Young(2011)的话来说,这个过程可以被描述为“个人、企业和政府代理人的行动和政策的复杂组合”(第100页)此外,这些代理人对这一进程的贡献也不尽相同。事实上,人们经常认为,那些对气候变化贡献最小的州付出的代价最高(麦克亚当,2012年,第38页)。这些国家的公民很可能更容易流离失所,因为他们的政府没有能力或不愿减轻或适应缓慢发生的环境变化,也不愿应对突如其来的灾难。事实上,该国某些社会群体比其他群体更脆弱的事实可能取决于国内社会的不公正。然而,他们的脆弱性以及他们的国家减少脆弱性的能力,至少在一定程度上,也可能取决于其他全球进程和结构,这些国家在这些进程和结构中处于从属地位。17根据i.m. Young(2006)的观点,结构包括“制度规则和互动惯例的汇合”以及“资源的动员”(第112页)。正如Young所指出的,随着时间的推移,结构保持相对稳定,“通过向参与者提供选项,作为个体行动的背景条件;它们提供了既允许行动又限制行动的‘通道’”(第112页)。全球经济可以被视为这种全球结构的一个例子。卡斯尔斯(2003)挑衅性地声称,“北方通过执行导致不发达和冲突的国际经济和政治秩序,更多地造成了强迫移民,而不是阻止它”(第18页)。尽管全球秩序导致被迫移民的普遍说法是模糊的,因此很难验证或证伪,但似乎有理由相信更具体的说法——例如,一些结构性过程,如规范自然资源的挪用和贸易的规则,加剧了当地的社会经济冲突,并维持了独裁政权(见Wenar, 2016)。我补充说,这种地方社会经济冲突和专制政权往往是流离失所的直接原因。 那么,谁应该为气候变化和全球贸易等全球结构和进程引发的被迫移民事件的结果负责呢?当不可能将结果(完全)归因于特定国家或非国家行为者的具体行为时,如何分配赔偿责任?根据Young(2006)的社会联系模型,全球结构中的所有参与者“对结构性不公正负有责任,因为他们通过自己的行为对产生不公正结果的过程做出了贡献”(第119页)。因此,对贡献的回溯性评估在Young的模型中发挥了作用然而,她认为,当不可能将有害的结果直接归因于有意产生这种结果的特定行为时,要求单个行为人承担个人责任(即道德责任,因此应受谴责)是不恰当的在这种情况下,她拒绝了赔偿正义的说法,赞成前瞻性的补救责任,改革结构落在所有贡献者身上(Young, 2006,第121-2页)。那么,当被迫移民是由一系列相互关联的政策、规范和实践造成的复杂链条时,我们是否应该放弃采取一种向后看的、修复性的方法?最近,一些理论家为这类流离失所案件的责任追究方法进行了辩护,尤其是对气候变化引起的流离失所案件。然而,为了做到这一点,他们避免采用结构框架,而是建议追踪各国的相对贡献,以此作为代理,以确定它们在赔偿责任中所占的不同份额。例如,James Souter(2021)认为,气候变化和政治经济不能算作“纯粹的结构性不公正的案例,因为它们在一定程度上是由国家和其他方面的个人和故意的不法行为维持的,例如他们不顾可预见的有害后果而努力维护政治和经济结构”(第80页,原文强调)。丽贝卡·巴克斯顿(Rebecca Buxton)和杰米·德雷珀(Jamie Draper)以类似的方式为气候变化引发的流离失所负责。在讨论人们被迫离开永久下沉的岛屿的案例时,巴克斯顿为污染者付费原则(PPP)的应用辩护,认为应对气候导致的流离失所承担赔偿责任,应根据各州通过温室气体排放对气候变化的相对贡献来分配类似地,德雷珀(2019,第67页)关注的是那些国家没有面临灭绝的国际“气候移民”,他认为,高排放国家应该对结果负责,因为尽管有可预见的有害后果,它们还是疏忽大意地未能减少排放。事实上,他指出,1990年第一届政府间气候变化专门委员会已经设想了气候变化引发流离失所的可能性(Draper, 2019年,第68页)。这三个提议都采用了一种回顾过去的方法来评估被迫移民的责任,被迫移民被理解为气候变化的一个可预见的结果。此外,他们都坚持认为,修复气候移民所遭受损害的责任应由高排放国家承担。总而言之,他们建议通过追踪个人责任来克服复杂相互联系的挑战,即使是在全球结构和进程引发的被迫移徙的情况下。相比之下,我建议将对全球进程的结构性理解与对被迫移徙责任的补救办法相协调对气候变化或政治经济引发的被迫移徙的责任采取结构性办法具有重要的解释性和规范性优势。它回避了追踪和衡量每个流离失所案例中可识别的肇事者的个人责任的认知挑战,而是承认了参与者的集体赔偿责任,即使每个参与者的因果贡献很难分开。然而,如果在全球结构和进程的背景下发生的强迫流离失所的具体案件中,某些代理人可以被要求对个别的结果负责,那么评估个人的赔偿责任是符合的。对结构的集体修复责任并不排除个别行为的责任,但承认个别行为并不总是说明全部情况。其次,结构性解释让我们看到,尽管如此,这种集体责任是有区别的:所有贡献者都分担一些责任,但不是平等的。 第三,它说明了为什么那些根据对结构的贡献承担最大份额赔偿责任的行为者实际上通常是从结构中获益最多的行为者,并且最有能力改革结构并赔偿那些受到损害的人。当涉及到气候变化和全球经济时,如果我们考虑到全球北方国家的相对(历史)贡献、利益和补救能力,那么它们对其有害影响的赔偿责任似乎主要落在了它们身上。这并非巧合。事实上,贡献、利益和能力都与代理人的结构地位有关。因此,借鉴杨的观点,我建议采用相对实力(而不是相对贡献、利益或能力)作为代理,来确定各国在由全球经济和气候变化等全球结构和进程引发的被迫移民案件中应承担的公平赔偿责任份额。以权力为代表凸显了(历史上)对结构性不公正的贡献、利益和补救能力的频繁一致性。但是,它可能不包括三个参数不对齐的情况。当权力代理不起作用时,这是因为作为责任依据的贡献、利益和能力发生了冲突。例如,我们可以想象,一些国家对其历史上参与塑造并从中受益的结构保持着巨大的影响力,但不再有足够的能力来解决这种结构造成的危害。其他国家可能会获得越来越强大的地位和更强的能力,尽管它们在历史上的贡献或受益较少。此外,一些国家可能随着时间的推移从某种结构或过程中获得了巨大的利益,尽管它们的贡献很小权力代理并不旨在解决历史贡献、利益和当前能力之间的所有冲突。在这种情况下,我们可以选择一个参数作为赔偿责任的依据,或者诉诸人道主义原则。尽管不完美,但当贡献、利益和能力趋同时,权力仍然是分配补偿性责任的有用代理。有人可能会反对说,这种方法完全依赖于对被迫移徙原因的外部主义解释,在这种解释中,国内的不公正只是一种现象。我不否认一些不公正本质上可能是地方性的(Gibney, 2004, p. 235),我承认原籍国的责任。在这里,我的观点是强调外部国家如何不仅通过特定的行为和不作为,而且通过他们参与的全球进程和结构与被迫移民联系起来。在这种情况下,他们有司法义务避免或减轻这种进程和结构可能产生的可预见的损害(包括被迫流离失所)并加以修复。由于这种全球联系,当被迫移徙在一定程度上是全球结构和进程的结果时,被迫移徙者的具体需要不应作为人道主义问题得到满足,而应作为补救正义问题得到满足。在被迫移徙问题上采取向后看的司法方法,需要认识到被迫移徙者的需求是特定的,并且源于流离失所的危害。因此,只要流离失所的危害影响到他们的生活,被迫移徙者就继续有特殊需要。此外,向后看,对司法的补偿性解释需要认识到,这种伤害可能取决于特定代理人的行为或人为的结构和过程,而不是事故或坏运气的产物。在本节中,我将提出三条正义原则,这些原则源于我对强迫移民责任的基于伤害的补偿性解释。这些原则确保政策承认被迫移徙者的需要与流离失所的具体危害之间的联系,将这些需要作为损害赔偿的一部分加以处理,并表示承认赔偿责任。我提出的第一个原则是具体原则:它要求临时援助政策和融入政策解决被迫移民的具体需求,而不仅仅是生存需求或一般人权。第二个是连续性原则,它要求从流离失所开始到这种需要停止为止,必须开始处理具体的需要。最后,强迫移民中的正义要求政策表达两个层面的承认:承认强迫移民的具体需求,以及承认国家(或非国家行为体)的个人或集体赔偿责任。现在让我依次阐述每一项原则。 特殊性原则强调,强迫移徙不仅是为了满足脆弱和贫困人民的基本需要,从长远来看,也是为了保护他们作为人的基本人权。相反,政策应解决因被迫移徙的具体危害而产生的具体需要。这意味着承认被迫移徙者是被迫流离失所的人,而不是将他们归入需要人道主义关注的“脆弱”人的一般类别,直到他们最终获得“持久解决”,并与非流离失所者无法区分,他们与非流离失所者享有同样的人权保护要求。相对地,连续性原则规定克服“位移”阶段和“位移后持久解决”之间的刚性时间分离。在理论家、政策制定者和人道主义机构中,关于三种“持久解决方案”有一个公认的共识:遣返、当地融合和重新安置在被迫移徙者找到其中一种解决办法之前,他们处于临时援助阶段(仍然往往等同于扎营),在此期间,他们应该获得紧急人道主义援助。理想情况下,位移问题应该很快得到解决,但现在众所周知,位移问题通常是旷日持久的事实上,遣返在短期内通常是不可行和不可取的。此外,只有一小部分被迫移徙者得到重新安置:大多数人作为国内流离失所者留在本国或移居邻国,而少数人则自己前往全球北方寻求庇护。那些留在全球南方的人往往无法融入当地社会。尽管半数以上的被迫移徙者现在住在营地之外,大部分在城市地区,但他们往往无法融入当地社区。我认为,流离失所阶段和持久解决阶段之间的划分模糊了一个事实,即被迫移民在获得持久解决方案之前和之后都有不同的需求。事实上,“解决”一词可能会传达一种误导的想法,即遣返、重新安置或允许在东道国生活和工作本身就足以结束流离失所的情况。相反,与流离失所有关的具体危害需要长期援助才能克服。这包括支持他们重新控制生活,重建家庭环境,重新获得经济独立和社会地位,以及恢复心理健康。从他们流离失所开始到他们不再有这种需要为止,无论是在东道国还是在他们返回后的原籍国,都将保证提供具体支助此外,即使被迫移徙者被遣返或在其他地方融入当地社会,对结果负责的行为者也继续承担赔偿责任。要公开承认和修复强迫移民的危害,还需要第三个原则。表达性原则要求,旨在满足被迫移徙者需要的政策应明确旨在承认和纠正过去或对他们作为流离失所者造成影响的持久伤害。除了象征性的道歉,一系列的社会服务也可以作为补救的形式。承担个别赔偿责任的国家可直接向它们造成流离失所的人提供服务作为赔偿。然而,这些服务也可能由其他国家提供,而负责结果的国家或非国家行为体则为这些具体服务提供资金。当外部国家助长国内流离失所(即被迫移徙者仍在其原籍国的管辖范围内)时,就可能出现这种情况。此外,当非国家行为体(如公司)对结果负责时,也可能出现这种情况,因为它们缺乏领土和制度。此外,政策可能具有补救价值,即使颁布政策的行为者对参与导致流离失所的进程或结构负有集体责任。表达性原则既影响政策的公开论证,也影响政策的实施方式。例如,旨在维持被迫移民的经济独立的政策不应该以迅速减轻东道国福利制度的负担或以促进该国的经济发展为目的来实施,尽管这些政策确实可以有助于实现这些目标。相反,政策应该基于这样一种认识,即被迫移徙者在被迫放弃其生计来源时受到伤害(经济上,但也有社会和心理上的伤害),因此应该得到纠正。特殊性、连续性和表达性三项原则合在一起,为制定政策提供了规范性指导,这些政策将认真考虑受强迫移徙伤害的被迫移徙者的需要。 在这里,我并不试图为所有被迫移徙的情况提供一套全面的政治处方,因为这既过于简单化,也超出了本理论讨论的目的。然而,我的目的是说明,与侧重于提供人道主义援助的政策方法和在东道国发展战略框架内保护被迫移民的方法相比,这些原则如何帮助我们重新思考一些旨在满足被迫移民需求的政策。事实上,这两种方法都依赖于一种基于人道主义原则的前瞻性责任概念。正如Parekh(2020,第17页)指出的那样,理论家和政策制定者通常采用拯救伦理。这不仅影响到利害攸关的责任种类,也影响到人们认为应该承担什么责任以及应该如何承担责任。帕雷克选择的“救援”一词很能唤起人们的共鸣,因为它让人想起了移民在地中海溺毙的画面。被迫移民往往被认为是逃离生命威胁的人,因此需要安全。这意味着应尽可能就地向他们提供紧急人道主义援助,或允许他们进入有能力提供临时援助的国家。针对被迫移民的人道主义援助主要是提供庇护所,以及食物和水等其他必需品。避难所的目的是迅速提供临时住所。因此,它们通常不允许一个人重新控制自己的私人空间和财产,也不允许一个人控制自己的未来,而这些是体面的、最低限度繁荣的人类生活所必需的。人道主义援助反应也主要集中在当前:它们不是为了纠正过去的伤害或重建流离失所者未来的生活。事实上,紧急援助阶段被假定在三个持久解决办法之一之前。与此同时,被迫移徙者在其临时住所周围重建家庭环境方面得不到支持。恰恰相反:正式规范或非正式限制,包括营地或空间隔离,经常被用来阻止被迫移民发展足够的社会和文化资源,使他们无法在环境中定位自己,认为他们的个人身份在环境中是有意义的,并设想未来的计划,因为这将促进他们融入当地,使他们更不可能最终返回原籍地。一所新房子和一个新的家庭环境似乎比人道主义理由所欠的更多。但是,他们欠被迫移徙者的钱,因为他们被剥夺了以前的住房和家庭环境。因此,即使预期定居是临时的,在等待持久解决办法到来的同时,不让被迫移民无限期地重返家园是不公正的。特殊性和连续性原则帮助我们确定国家应该确保什么:不仅是生存(这通常需要提供住所),而且是那些强制移民特别破坏的有尊严生活的基本条件。这包括庇护所,允许对个人私人空间的最小控制,并支持在周围的空间,社会和文化环境中快速重新定位。表达性原则还要求,这些措施不应以实用主义或人道主义理由为公开理由,而应以承认流离失所的危害为基础,例如失去控制和失去家庭环境。有人可能会认为,从长远来看,满足被迫移民对住房和家庭环境需求的最合适方式是恢复原来的住房和家庭环境。然而,返回和归还并不一定是满足被迫移徙者需要的道德上更可取的选择。事实上,原产地的人身安全是不够的。对于那些被迫返回的移民,对流离失所负有责任的国家(和非国家行为体)保留了补偿义务,以满足因流离失所的危害而产生的需求。这意味着确保回返者在恢复控制、重建家庭环境、重新获得生计来源和有尊严的社会地位以及恢复心理健康的过程中得到充分的支助,以便他们能够规划和过一种体面、合理繁荣的生活。同样地,返回、重新安置和融入当地社会的目的不应仅仅是提供在东道国(或区域)定居的法律许可。在改造家庭环境方面,应促进住房安全,使被迫移民免受突然驱逐。这可能涉及使强迫移徙者的住所正规化,允许他们签订正式的租赁协议并支付租金,住在公共或私人土地或他们所居住的建筑物内,或获得所有权。
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来源期刊
CiteScore
2.20
自引率
12.50%
发文量
44
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