Purity of crystalline strata

Abstract

Let $p$ be a prime. Let $n\in\mathbb N-\{0\}$. Let $\mathcal C$ be an $F^n$-crystal over a locally noetherian $\mathbb F_p$-scheme $S$. Let $(a,b)\in\mathbb N^2$. We show that the reduced locally closed subscheme of $S$ whose points are exactly those $x\in S$ such that $(a,b)$ is a break point of the Newton polygon of the fiber $\mathcal C_x$ of $\mathcal C$ at $x$ is pure in $S$, i.e., it is an affine $S$-scheme. This result refines and reobtains previous results of de Jong--Oort, Vasiu, and Yang. As an application, we show that for all $m\in \mathbb N$ the reduced locally closed subscheme of $S$ whose points are exactly those $x\in S$ for which the $p$-rank of $\mathcal C_x$ is $m$ is pure in $S$; the case $n=1$ was previously obtained by Deligne (unpublished) and the general case $n\ge 1$ refines and reobtains a result of Zink.