Equitable Data Governance Models for the Participatory Sciences

Caren Cooper, Vincent Martin, Omega Wilson, Lisa Rasmussen
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Abstract

When participants share data to a central entity, those who have taken on the responsibility of accepting the data and handling its management may also have control of decisions about the data, including its use, re-use, accessibility, and more. Such concentrated control of data is often a default practice across many forms of participatory sciences, which can be extractive in some contexts and a way to protect participants in other contexts. To avoid extractive practices and related harms, projects can adopt structures so that those who make decisions about the data set and/or each datum are different from those responsible for executing the subsequent decisions about data management. We propose two alternative models for improving equity in data governance, each model representing a spectrum of options. With an individualized control model, each participant can place their data in a central repository while still retaining control of it, such as through simple opt-in or opt-out features or through blockchain technology. With a shared control model, representatives of salient participant groups, such as through participant advisory boards, collectively make decisions on behalf of their constituents. These equitable models are relevant to all participatory science systems, and particularly necessary in contexts where dominant-culture institutions engage marginalized peoples.

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参与式科学的公平数据治理模型
当参与者向中心实体共享数据时,那些承担了接受数据和处理数据管理责任的人也可以控制有关数据的决策,包括数据的使用、重用、可访问性等。这种对数据的集中控制通常是许多参与性科学形式的默认做法,在某些情况下可能是抽取性的,而在其他情况下则是保护参与者的一种方式。为了避免抽取的做法和相关的危害,项目可以采用结构,使那些对数据集和/或每个数据做出决策的人与负责执行有关数据管理的后续决策的人不同。我们提出了两种可供选择的模型来改善数据治理中的公平性,每个模型都代表了一系列的选择。通过个性化的控制模型,每个参与者都可以将他们的数据放置在中央存储库中,同时仍然保留对其的控制,例如通过简单的选择加入或选择退出功能或通过区块链技术。在共享控制模型中,重要参与者群体的代表,例如通过参与者咨询委员会,共同代表他们的选民做出决策。这些公平的模式与所有参与式科学系统相关,在主导文化机构吸引边缘化人群的背景下尤其必要。
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