{"title":"Official apologies as reparations for dirty hands","authors":"Christina Nick","doi":"10.1111/josp.12490","DOIUrl":null,"url":null,"abstract":"<p>The problem of dirty hands is, roughly speaking, concerned with situations in which an agent is faced with a choice between two evils so that, no matter what they do, they will have to violate something of important moral value. Theorists have been primarily concerned with dirty hands choices arising in politics because they are thought to be particularly frequent and pressing in this sphere.<sup>1</sup> Much of the subsequent discussion in the literature has focused on the impact that such choices have on a well-functioning democracy and how, if at all, we can ensure that a politician dirtying their hands does not undermine core democratic values and processes. A particular concern has been whether dirty-handed politicians ought to publicly reveal their actions after the fact and whether they should be held accountable through some form of punishment. The first aim of this paper is to point out that the focus on what is required in the wake of a dirty-handed decision, based on the need to protect the democratic system ought to be balanced with a genuine concern for reparative justice and what is owed to the victims of dirty hands. In the second part of this paper, I then examine the suitability of one common way in which perpetrators partly repair the damage they have done to victims, namely apologizing, in the dirty hands context.</p><p>The problem of dirty hands is a particular kind of moral conflict. Moral conflicts arise whenever an agent is faced with a choice between two morally valuable options which can be performed separately but not jointly. As a result, the agent is forced to forego one of the moral values but does so for good moral reasons, that is, to pursue the other morally valuable option. Having to choose between these two valuable options results in a moral remainder because, even if they choose the all-thing-considered better one, the lesser option has a value that cannot completely be made up for by the chosen one. This remainder is associated with a corresponding negative emotional response such as regret or remorse.<sup>2</sup> The problem of dirty hands is concerned with a particular subset of such moral conflicts, namely those that result in a grave moral remainder.<sup>3</sup></p><p>The theoretical example given most frequently to illustrate this problem is Michael Walzer's ticking bomb scenario (1973). Walzer asks us to imagine a morally good politician who genuinely wants to act in the best interest of her citizens. Unfortunately, she is confronted with a situation in which a suspect in custody is refusing to give up the location of a number of bombs hidden in the capital city. Were they to explode, hundreds of innocent citizens could die. The politician now has to consider whether she ought to authorize the torture of the subject in order to extract the information from them. She is torn between upholding the ban on torture on the one hand and protecting her citizens on the other. Whatever option she chooses, she will get her hands dirty,<sup>4</sup> and her choice generates a moral remainder and negative emotional response termed by Stephen de Wijze (<span>2004</span>) as “tragic-remorse.”<sup>5</sup> Even if she chose the lesser of two evils, she will feel anguished and polluted.</p><p>How do dirty hands theorists explain this remainder, and the fact that an agent may feel a form of remorse for having done what they considered to be the all-things-considered best option available to them? To understand this, it will be helpful to take a brief look at Michael Stocker's (<span>1990</span>) analysis of dirty hands situations. In the ticking bomb scenario, it is wrong to torture people and it is also wrong to let hundreds of innocent people die when one could prevent it. In this hypothetical scenario, however, these two requirements are mutually exclusive; what we are faced with, according to Stocker, are “impossible oughts” (1990, p. 13). There are two moral requirements that the politician ought to follow, but she can, in this instance, only do one or the other but not both. Let us assume that she now decides, after careful deliberation, that it would be the lesser evil to torture the suspect. The wrongness of letting innocent people die if she could prevent it then turns into the “action-guiding” (1990, p. 11) consideration, while the wrongness of torturing people in this case becomes the “non-action-guiding” (1990, p. 13) one. The former is the reason that pushes her to take a certain course of action, while the other one, even though accepted as a good moral reason, is not acted upon. It is at this point, Stocker argues, that most moral theories stop. One course of action has been identified as the lesser evil and is therefore the right thing to do; end of story. As long as the politician has chosen the lesser evil, she should wholeheartedly commit to it and embrace her action as the morally right one. This, however, overlooks what now happens with the non-action-guiding feature; because she sees the wrongness of torturing people as a genuine moral demand she “double-count[s]” it; “the dirty feature is taken into account once in determining the overall value of the act and again on its own” (1990, p. 12). While she has identified the lesser evil in the situation, she in this way gives due weight to something she takes to be a genuine moral requirement; she is taking the wrongness of torture seriously and it becomes a remainder that attaches to her evaluation of the course of action taken. This remainder is then the source of a strong negative emotional response. Such an approach emphasizes that she ought to react with due consideration to every feature of the situation, whether she acted upon it or not. This focus on the non-action-guiding side, for Stocker, better reflects the complexity of our moral experience than a theory that concentrates simply on “action-guidingness.” The problem of dirty hands therefore illustrates the tragic possibility of situations in which it can be wrong to do what is right and in which we can dirty our hands by doing what we ought to do.</p><p>For the purposes of this paper, I will not be able to take up a more sustained defense of the dirty hands analysis of such conflict scenarios; instead, I will simply assume that it presents us with an accurate reflection of our moral reality.<sup>6</sup></p><p>Let us illustrate these ideas with a real-life example. While I acknowledge that real-life examples will be a lot messier than hypothetical ones, and that we are unlikely to have all of the relevant information available, they can help us focus our attention on the morally salient features of the problem of dirty hands that merit investigation. Some of these features may be easily missed when confining our attention to more commonly used theoretical examples, such as the ticking bomb scenario, in which we focus on abstract moral agents rather than real human beings whose lives are impacted by political decisions.</p><p>On the evening of 18th June 1994, several locals congregated in Heights Bar, a small establishment in Loughinisland, Northern Ireland to watch the opening match of the football world cup between Ireland and Italy, when two gunmen from the Ulster Volunteer Force (UVF) entered the bar with automatic assault rifles and opened fire. Six men between the ages of 34 and 87 were killed in the attack; all of them were Catholics. The next day, the then Secretary of State for Northern Ireland, Sir Patrick Mayhew gave an interview in which he condemned the attack and promised that the assailants were “going to be caught sooner or later. The RUC [Royal Ulster Constabulary] never give up” (Gibney, <span>2017</span>). A few days later, local policemen attended the wake of one of the victims and promised the family “we will leave no stone unturned until we get the perpetrators of this” (Gibney, <span>2017</span>). The message to the public and those directly affected by the attack was therefore clear: officials would do everything in their power to identify and prosecute those responsible for the attack.</p><p>Local police showed a good initial response to the incident: they sealed off the crime scene, put out vehicle checkpoints and used a helicopter to surveil the surrounding area. The morning after the attack, the fully intact getaway car was discovered by a local farmer in a nearby field. Because of a mechanical error the car had been pushed off the road and the two gunmen and the getaway driver escaped on foot across the field. This was a very lucky find because standard practice in the UVF would have been to burn the car in order to destroy evidence. Police did, however, fail to forensically examine the surrounding field for further evidence and, curiously, in early 1995 the car was disposed of by the police. Later that day the police also received important information from Special Branch, the unit tasked with investigating terrorist activities and handling police informants. They told senior investigators the names of five individuals who formed part of a particular UVF cell they believed were likely responsible for the attack. Three of them had been seen talking together earlier on the day of the shooting. Less than a day after the attack the police had the names of a handful of suspects and had found the getaway car, yet no attempts to bring in any of the suspects for questioning were made that day.</p><p>A few weeks later police discovered the rifles that had been used in the attack in a field close to where the car had been found. They also recovered a bag containing gloves, handguns, balaclavas and, most importantly, a hair follicle found inside one of the balaclavas. Throughout July and August, the RUC brought in a series of suspects for questioning. Unfortunately, we do not know anything more about these interviews because it is believed that all transcripts were destroyed in 1998 because of an asbestos contamination. What we do know, however, is that on the night before the August arrests the suspects were warned by a police officer of their imminent detention. In the end, none of the suspects were charged. Six months after the attack, an anonymous caller contacted the police stating that they knew the identities of the people involved in the Loughinisland Massacre. The names they provided matched up with those provided to police by Special Branch months earlier. The call was followed by an anonymous letter sent to a local councilor who forwarded it to the police as evidence. Local police knew the identity of the anonymous source because they recognized her voice on the phone; she was the wife of one of the suspects. She was brought in for questioning but was later on released without any charges despite her claims that she had been involved in planning the attack. After a while, the families of the victims stopped receiving regular updates from the police about what was being done to solve the crime, and the investigation petered out. Despite the initial assertions of both the Secretary of State and the local police force that everything would be done to apprehend the attackers, the case remains unsolved to this day.</p><p>As a result of the continuous pressure of the families, in 2016 the then Police Ombudsman for Northern Ireland, Michael Maguire, published a report on the massacre.<sup>7</sup> Maguire states in it that “the failures to bring the killers to justice cannot be explained solely […] by a failure or otherwise of investigative actions” (Maguire, <span>2018</span>, p. 139) and that he has “no hesitation in unambiguously determining that collusion is a significant feature of the Loughinisland murders” (2018, p. 7). According to him “a legitimate suspect, was not only an informant for the RUC at the time but continued in this role for a number of years after the Loughinisland attack” (2018, p. 118) and he could “only conclude that the desire to protect informants may have influenced policing activity and undermined the police investigation into those who ordered and carried out the attack” (2018, p. 138). One of the police officers who worked on the case concurred in this assessment, stating that “you'd have to say someone was being protected” (Gibney, <span>2017</span>).</p><p>Maguire identifies a moral trade-off that had to be made in the messy context of a violent conflict. On the one hand, the use of informants can help prevent atrocities and save lives. On the other hand, in order to procure the information vital to preventing future attacks, informants have to be an integral part of their respective organizations, which likely entails a sustained engagement in the group's criminal activities. Public officials therefore have to weigh up the value of the future lives that could potentially be saved by protecting the informant with the value of bringing the perpetrators of crimes to justice. When public officials<sup>9</sup> make such a trade-off, they will inevitably get their hands dirty.<sup>10</sup></p><p>So, what should be done in the wake of a dirty-handed decision such as the one described above? The dirty hands literature has focused in particular on the question of whether officials should reveal their dirty hands to the public after the decision and whether we should hold the official accountable, understood in a narrow retributive sense, by punishing them in some form or another.</p><p>We can roughly carve up the debate on truth and accountability into three positions. First up we have a position that requires public officials to reveal their dirty hands, who then ought to be held accountable through some form of punishment. S.L. Sutherland argues that unless officials reveal their dirty hands, there will exist “an unbridgeable gulf between those who lead and those who are led,” turning the public into “a passive collection of individuals” (Sutherland, <span>1995</span>, p. 483) instead of a meaningful political actor, which excludes “the prospect of the reciprocity between citizens and leaders” (1995, p. 486). She adds that to legitimize political actors avoiding this process of accountability would be to disregard the rule of law, and the checks and balances that the public has to limit the power exercised by the officials that act for them. She concludes that in cases of dirty hands situations in democratic societies, we need to ensure that “public judgment takes the place of the autonomous phase of self-judgment” (1995, p. 491) of the dirty-handed agent.</p><p>There is a further position that could be taken that agrees that officials ought to make public their dirty hands, but that they should not be held accountable through a form of punishment for their actions. While a phase of accountability in the sense of explaining their behavior seems to be necessary to uphold the democratic process, it might be thought that to actually hold officials liable, for example, by punishing or sanctioning them, would be both counter-productive and immoral. One might think that if the official is able to explain herself, the need to take any further action and to hold her liable simply vanishes. Tamar Meisels argues that when a public official has dirtied his hands for us and in our names, the act of holding him liable is morally dubious; “punishing him for what we ourselves would have wanted him to do is no longer an irony or a paradox; it is simply wrong” (Meisels, <span>2008</span>, p. 173). She goes on to say that if an official can successfully show that she acted under the constraints of necessity (put on her both by external circumstances as well as by the demands of citizens), she should be excused for her action. Not excusing her and, indeed, punishing her is for Meisels “analogous to the indefensible case of punishing the innocent” (2008, p. 173). When an official can give a satisfactory explanation for her dirty hands there is, according to Meisels, no reason for us to punish her.</p><p>Finally, there are those who think that a dirty-handed public official should not reveal her actions to the public. Naturally, this position also means that the official should not, and in fact could not, be held accountable for her actions. These accounts put forward the view that dirty-handed officials, instead of revealing their guilt, should be wearing “clean gloves” (Bellamy, <span>2010</span>) in public. To wear clean gloves is not to admit to one's dirty hands and to keep them secret. Bellamy in his examination for the need to wear these clean gloves argues that “political legitimacy […] depends on both parties [i.e. officials and citizens] keeping faith with ideal liberal democratic forms and norms even while selectively disregarding them. […] So [officials] have good reason to be cautious” (2010, p. 426). Bellamy sees the nature of politics as inherently conflictual and follows from this that democratic practice can never live up fully to the liberal ideals on which it is built. In order for the basis of democratic politics not to be undermined by this, it is therefore important for all the parties involved to keep up the faith in these ideals even though we know that they can never be fully realized. Revealing dirty hands could pose a dangerous disruption to democratic politics because the public official is torn between a non-ideal political reality and the idealistic picture held by the public that requires the official not to show anything that is ordinarily conceived of as a vice. Taken to the extreme, this position could argue that there are certain dirty-handed actions that should never be revealed (e.g., because keeping them secret is crucial to national security). I find this claim unconvincing, though. Even if the secrecy of a dirty-handed decision is, and remains for a long time, politically necessary, ultimately circumstances will change sufficiently so that the information can safely be revealed. There will come a point at which it is appropriate for the clean gloves to come off. It does mean though, that in some cases, so much time will have passed that the dirty-handed action will have turned into a historical injustice. The decision to keep dirty hands secret for an extended time presents the agent with an additional dirty hands problem; their hands will be doubly dirty.<sup>11</sup></p><p>What all of these three positions have in common is that they are mainly concerned with the way in which truth-telling and accountability either uphold or endanger important democratic and procedural values. In the case of accountability there also seems to be some concern about what the dirty-handed agent does or does not deserve given that they were damned if they did and damned if they did not. However, thinking back to the cover-up in the wake of Loughinisland massacre there seems to be something fundamental missing in these discussions, i.e. a concern for the victims and what may be owed to them. When the barman Aidan O'Toole, for example, recounted the events of the night in 1994 over 20 years later, he was still on the verge of tears. One of the survivors of the massacre, Brendan Valentine, painfully recounted how “for twenty years on […] you put the head on the pillow at night and you reminisce about things. Never goes away. You were living and these critters were dead” (Gibney, <span>2017</span>). At the reading of the Police Ombudsman Report the lawyer of the Loughinisland families noted that it had been “twenty-two years that these families have waited patiently, with dignity, they have campaigned ferociously. Everybody knows the pain and trauma that you have gone through” (Gibney, <span>2017</span>). What is absent in much of the discussions in the dirty hands literature is a sustained engagement with what kind of reparations are owed to the victims and those that have been left worse off for the harm that they have had to endure.</p><p>Of course, truth-telling and bringing perpetrators to justice can be important steps in achieving reparative justice.<sup>12</sup> The reason why I think that, despite debates on these two issues, the dirty hands literature has not sufficiently engaged with the idea of reparative justice is that, when talking about the need for officials to reveal their dirty hands and be subject to punitive measures, the focus appears to be less on restoring dignity and equal standing to the victim and more on the upkeep of democratic procedures. The focus is therefore more on the dirty-handed agent and procedural values rather than on the victims. Because reparations are marked by a specific concern for the victim, current discussions on dirty hands have not given sufficient consideration to reparative justice explicitly. This is not to say that the work done on both truth-telling and accountability in the wake of dirty hands is not important. There are clearly interesting philosophical problems to be solved in this area; the claim of this paper is simply that we should balance this by giving some attention to those that are negatively affected by the dirty-handed decision and the question of what we can do to repair the harm done to them. In fact, as I will show in the final section of this paper, there are interesting philosophical puzzles to be found in this part of the dirty hands world as well.</p><p>There are a handful of mentions of reparations (beyond truth-telling and punishment in the above-mentioned sense) or restitution, compensation and apology more specifically,<sup>13</sup> throughout the dirty hands literature, but these tend to be brief without offering any sustained discussion. Martha Nussbaum states that “the recognition that one has ‘dirty hands’ […] informs the chooser that he may owe reparations” (Nussbaum, <span>2000</span>, p. 1009) because her conduct, “while in a sense inevitable, was also unethical” (2000, p. 1017). Cristina Roadevin puts forward a similar argument and concludes that “this is why [the dirty-handed agent] owes reparations to the victim” (2019, p. 131). Later on in her paper she elaborates on this by saying that repairing the harm to victim may, for example, be done “by offering compensation” (2019, p. 136). Peter Digeser also employs the language of compensation when he argues that, in response to a dirty-handed action “justice demands compensating the victim and responding to the actor who has done wrong” (1998, p. 709), where the latter ought to take the form of punishment. Steve de Wijze states that, as part of an official's process of atonement for a dirty-handed act, they may have to pay reparations to the victims. Reparations, according to him, respond to two distinct issues: “the material harm done and the moral wrong committed” (2013, p. 891). In an earlier paper he has also talked about ensuring that “there is restitution to those harmed” (2004, p. 468). With regards to reparations, he acknowledges two problems when considering the dirty hands context. Firstly, he argues that while it is important that dirty-handed officials are held to account, in some situations revealing their dirty hands may not be appropriate until long after the violation occurred. As a result, victims may be “subject to a further injustice by having their legitimate claims forgotten or ignored for a long period” (<span>2018</span>, p. 143). Secondly, because public officials act for us and in our names, citizens may be, to a certain extent, complicit in their actions. There is therefore a further question to be asked about the way in which the cost of reparations ought to be spread to citizens as well. Neil Levy takes up this last point and states that, because citizens share in the responsibility for the actions of the officials that represent them, “society should compensate the wronged, if possible” (2007, p. 50). The idea of an apology as a form of reparation for dirty hands is only taken up on very few occasions in the literature. Roadevin asserts that a dirty-handed agent may have a moral obligation “to apologize to the victim” (2019, p. 136). In his discussion of the way in which dirty-handed agents ought to atone their actions, de Wijze considers apologies as one of the elements in this process: “atonement occurs when the offender undergoes expiation for her wrongdoing which involves four stages: repentance, apology, reparation and penance” (2013, p. 890).</p><p>While there seems to have been some limited acknowledgement of the need for reparative justice in the wake of dirty hands, discussions have stayed at a very superficial level so far. In the remainder of the paper I want to look at the suitability of apologies as one way of making partial reparation to the victims of dirty hands because, as I will show, they present us with a particularly interesting puzzle.</p><p>Before going into the nature of apologies, let us briefly consider who we think could legitimately apologize for a dirty-handed decision. Going back to the Loughinisland case will help us consider some of the possibilities. One option would be for individual police officers to apologize for any actions they took within their official capacity that enabled the covering up of the involvement of a police informant (e.g., warning the suspect of their arrest, not following up a particular lead, not asking certain questions during an interrogation). While such individual apologies would most likely not be without meaning for the victims and their loved ones, they cannot, in and of themselves, account for and respond to the entire wrong committed and harm done to the victims. Instead, such an apology only covers the actions of a single individual within the group that enabled the implementation of the dirty-handed decision. We might therefore think that an apology should be offered, either in addition to or instead of any individual apologies, by an authorized representative of the group that, as a whole, made and implemented the dirty-handed decision. Michael Murphy (<span>2011</span>, p. 50) has argued that the choice of representative will be crucial in shaping the meaning of the apology because it signals how seriously it is being taken by the group in question and how much respect it is willing to accord to the victims of injustice. In the case at hand, the most likely candidate to offer such a representative apology would be the lead investigator.</p><p>The lead investigator could apologize not only for the particular actions that they took within their official capacity, but for the decisions and actions of their team as a whole that enabled the involvement of a police informant to be covered up. An apology on behalf of the whole investigative team would signal to the victims an acknowledgement that what happened to them was not an isolated incident caused by the actions of a single individual but a consequence of the calculated decisions of a whole group of police officials. An apology in the name of all of those who were directly involved in the implementation of the dirty-handed decision may be able to send a stronger signal to the victims and their loved ones that what happened is being officially acknowledged and dealt with than in the case of a single police officer apologizing only for their own actions.</p><p>There is, however, a lingering worry in the Loughinisland case that even an apology from the lead investigator on behalf of the whole investigative team would not get to the root of things. It is unclear whether the decision to protect the informant in this case was made by the lead investigator or by someone higher up in either the police or government. If that was the case, victims might rightfully expect those in political power to acknowledge and apologize for their involvement as well. And even if, in this particular case, the decision had been made by the lead investigator alone, we might expect that a representative of the UK government should recognize and apologize for the sometimes devastating consequences of their overarching policy on the use of police informants during the Troubles. Murphy (<span>2011</span>, p. 51) has argued that it is important that injustices are recognized both at the micro (e.g., the suffering caused by leaving survivors and families of an atrocity in the dark about what happened) and the macro level (e.g., the systemic issues surrounding the use of police informants in a violent conflict). In the dirty hands case in question here, this macro level of the systemic and institutional nature of the problem can only be fully acknowledged and apologized for by the government itself.<sup>14</sup></p><p>Who ought to apologize in the wake of a dirty-handed action is not straightforward and, ideally, may require a variety of actors and institutions to apologize for the part that they played in the wrongdoing. One of the most important considerations in who ought to apologize is listening to what the victims and their loved ones require to feel that the fractured relationship between them and those that got their hands dirty can, at least partially, be repaired. Murphy (<span>2011</span>, p. 51), for example, suggests that it can often be helpful to include the victims, survivors or their close ones in this process to negotiate the apology because it is a sign of respect and reaffirms their agency by engaging in mutual dialogue.</p><p>Before we can discuss the suitability of apologies as a form of partial reparation in the wake of a dirty-handed decision, we need to consider what is required for something to constitute an apology. Ernesto Verdeja has argued that the elements of an apology can be, broadly speaking, put into two different categories; one is that of “moral redress” while the other is that of “practical redress” (Verdeja, <span>2010</span>, p. 567).<sup>15</sup> The extent to which an apology provides moral redress depends on whether the perpetrator, in a manner appropriate to the context, acknowledges the harm inflicted on the victim, accepts responsibility for that harm, and expresses remorse for having been the source of that harm, thereby acknowledging the victim's rightful claim for respect and reaffirming their moral standing in the community. This is what is required for us to call a particular act an apology. Let us imagine that I am walking on the pavement with a cup of coffee in my hand when a reckless cyclist turns a corner without looking and crashes into me, causing me to spill my coffee. Now the cyclist says: “I'm really sorry about bumping into you and making you spill all your coffee. This was totally my fault; I should have been looking more carefully where I was going. I feel really bad about this. I hope you're ok!” This utterance would appear to satisfy the requirements necessary to be called an apology.</p><p>Usually, however, we are looking for more than an utterance that provides moral redress; we also want to see a form of practical redress by which we can judge the sincerity of the apology. Without such a forward-looking part, apologies will often ring hollow. The extent to which an apology is accompanied by suitable practical redress depends on whether the perpetrator, in a manner appropriate to the context, aims to compensate the victim, vows not to commit a similar transgression in future and works on transforming themselves or the relevant institutional set ups, thereby repairing some of the material harm and providing reassurance to the victim. In the case above, for example, the cyclist may offer to buy me a new coffee and promise to be more careful in future—which appears believable because they leave the scene of the accident using the designated cycle lane rather than the pavement for pedestrians. Were the cyclist to ride away from the scene of the accident just as recklessly as before, we would probably judge their apology to be hollow and insincere.<sup>16</sup></p><p>When we think about using official apologies as a reparative response in the wake of a dirty-handed decision we are faced with a complication, though. While dirty-handed agents take responsibility for their actions and experience “tragic remorse,” they did the best they could, given the constraints in which they were acting. After all, they chose the lesser evil. As a result, the dirty-handed agent cannot promise that they would not commit a similar harm in future, in fact they may even be committed to doing exactly the same again should the tragic occasion arise. de Wijze points out that in a normal apology we would expect the offender to “acknowledge her wrongdoing and simultaneously disown it thereby dissociating the true self from the guilty self” (2013, p. 891). Does this mean that official apologies in the wake of dirty hands are doomed to be insincere because they do not offer the required practical redress? After all, if the cyclist in the previous example were to say to me: “I'm really sorry about bumping into you and making you spill all your coffee. This was totally my fault; I should have been looking more carefully where I was going. I feel really bad about this. I hope you're ok! But, just to let you know, I'd do the same again in future,” we would think that the cyclist's apology is not actually sincere.</p><p>In dirty hands scenarios, however, I do not think that this has to be case. The reason why we usually think that someone who fails to promise not to reoffend is insincere in their apology, is because we take this as evidence that the remorse they expressed was not genuine. It relies on the assumption that it is impossible to feel, what D. Z. Phillips and H. S. Price have called, “remorse without repudiation” (Phillips & Price, <span>1967</span>) about the act in question. And in the case of the cyclist, this assumption appears to make sense; when they tell us that they are sorry but they will continue to drive recklessly in future, this appears to suggest that the remorse they expressed in their apology is not actually sincere and that they do not genuinely care about the harm that they have caused. But in dirty hands cases, the story is more complicated than this. Once we allow for the possibility of situations in which it can be wrong to do what is right and in which we can dirty our hands by doing what we ought to do, we also need to allow for the possibility that the agent can be genuinely remorseful about the action they committed while at the same time taking the position that they would act in the same way in future, should a similar tragic situation occur. In dirty hands cases the fact that the agent is unable to promise not to reoffend in future is therefore not a sign that the remorse they express as part of their apology is not genuine. Apologies in the wake of dirty hands are therefore not doomed to be insincere, even though the agent is unable to promise that they will not act similarly again in future.</p><p>Now someone might object that while apologies are appropriate for the binary of morally just and unjust actions, it is simply not a concept suitable for more complex situations in which we can get our hands dirty by doing what we ought to do. Maybe what is more appropriate in such instances is a showing of regret or heartfelt sympathy (in Verdeja's words a kind of moral redress) combined with either restitution or a form of compensation (in Verdeja's words a kind of practical redress). After all, when an agent did the best they possibly could in the circumstances, is an alternative response such as this not more appropriate than a conventional apology?<sup>17</sup></p><p>Once we take seriously the story that dirty hands theorizing tells us about the reality of moral conflict, I think it becomes clear that an alternative to an apology would not be a fitting response in dirty hands situations. When we acknowledge that we commit a genuine moral wrong when getting our hands dirty, emotional responses such as regret or heartfelt sympathy are not morally sufficient. As de Wijze has argued, “to feel mere regret about this state of affairs would fail to do justice to the serious moral violation” (2004, p. 464). Instead, a form of remorse (what de Wijze has called “tragic-remorse”) is the most appropriate response to acknowledge one's guilt in consciously choosing to violate a core moral value. If we accept this, we are firmly in the territory of apologies which require, as argued earlier, that perpetrators acknowledge the harm they cause, take responsibility and express their remorse for having caused the harm. I therefore believe that apologies, rather than some alternative course of action, are an appropriate response to getting one's hands dirty, even if one did the best one could in difficult circumstances.</p><p>This conclusion is further supported if we consider the way in which apologies for dirty hands are able to fulfill the full range of social functions that we would expect more ordinary apologies to realize. Firstly, an apology for the harm caused as a result of one's dirty-handed actions can fulfill important functions for the perpetrator. Now we might think that this should not be our primary concern, especially given the purpose of this paper is to shift some of the focus from dirty-handed agents to the victims of their actions. For completeness' sake, however, it will be useful to note that the function more ordinary apologies can play for offenders, they can fulfill in the case of dirty-handed agents, too. Apologies can help restore at least some of the offender's moral integrity and enable them to reclaim their standing in the moral community by acknowledging their transgression and reaffirming the common moral values we hold dear (Gill, <span>2000</span>, p. 17). Additionally, an apology can help the offender to relieve some of their feelings of guilt and shame for what they have done by reassuring them that they have taken action, both symbolic and practical, to help those that have been left worse off as a result of their action (Lazare, <span>2005</span>, pp. 107–113). That an apology can play these functions for the apologizer may be thought particularly important in the case of dirty hands scenarios in which the agent was limited to a choice between lesser evils and tried to act the best way they could give the limited options available to them.</p><p>Secondly, and more importantly, an apology in the wake of dirty hands can fulfill important functions for the victims. Nicholas Tavuchis has argued that the most important function of any kind of apology in the public sphere is that it can set the official record straight (Tavuchis, <span>1991</span>, pp. 70–72). This is particularly important in the case of dirty hands because they will often involve secrecy, lies and deception (Thompson, <span>1987</span>, p. 32). Such means can result in a violation of the democratic process and a secondary dirty hands problem. Take the following example: in 1993, it was leaked that Prime Minister John Major had secretly been in contact with the Provisional IRA over the ongoing conflicts in Northern Ireland. At the time, these negotiations were part of a wider attempt to end the continuing violent struggles in the country and bring peace. We can assume that, in the first instance, Major had to make a decision between the conflicting values of not negotiating with a paramilitary organization on the one hand, and doing everything in his power to facilitate the peace process on the other. What was so interesting about the leak at that point in time was that it came only weeks after Major had declared to parliament that talking to the Provisional IRA “would turn my stomach” (Bevins et al., <span>1993</span>). In addition to the primary conflict he faced, Major also had to make the following choice: either he was to publicize these negotiations and risk upsetting the delicate balance that had been struck, or he was to keep them a secret while at the same time putting on the mask of someone who wholeheartedly opposed negotiating with a paramilitary group. Secrecy, lies, and deception such as this will frequently accompany dirty-handed decisions in democratic politics. The apology of a dirty-handed actor can therefore fulfill the important function of setting the record straight, and of making the denial or minimization of the harm inflicted on victims more difficult to achieve (Murphy, <span>2011</span>, p. 55). As a result of this it can also help to afford victims the status of truth-tellers (Harvey, <span>1995</span>, p. 62) by acknowledging that their version of events accurately reflects what really happened.</p><p>Another vital function of apologies is that they can provide reassurance to the victims and the wider public that the offender is committed to our common moral and societal norms and vows to uphold them to the best of her ability. This will also give some assurance that they are unlikely to commit similar transgressions in future (Gill, <span>2000</span>, pp. 16–17). Apologies in the wake of dirty hands can most definitely fulfill the first part of this function. When a dirty-handed agent apologizes for the harm their actions caused, they can use this as an opportunity to express their heartfelt tragic-remorse, which shows a commitment to the forgone value. The experience of tragic-remorse is a sign that the agent is giving due consideration to the value that was lost out on because it reminds them of the different moral requirements that were at stake. Things are, as mentioned earlier, slightly trickier when it comes to reassuring others that the dirty-handed agents will not commit similar actions in future. Because she chose the lesser evil, she cannot promise not to do the same again, should a similar tragic situation arise. Nonetheless, I think that an apology in the wake of dirty hands can provide some important reassurance to the victims and the wider public. This is because by expressing her tragic-remorse, the agent can make her behavior intelligible to others. This idea can be found in Bernard Williams's account of the importance of emotions when he argues that “in some cases the relevant unity in a man's behavior, the pattern into which his judgments and actions together fit, must be understood in terms of an emotional structure underlying them” (Williams, <span>1999</span>, p. 222). Without an apology that brings to light the details of the difficult choice the agent had to make, victims and the public may justifiably believe that the agent violated an important moral value without good reason, thereby showing a complete disregard for the particular norm in question. When, however, the dirty-handed agent apologizes and explains the nature of the situation in which they found themselves, and expresses their genuine tragic-remorse for what they had to do, they can evidence that they hold the moral value in question very dear despite violating it on this occasion. This can provide at least some reassurance to victims and the public in as much as they know that similar transgressions would only arise in a very limited set of tragic situations and are therefore unlikely. An expression of tragic-remorse can also indicate to the victims that the dirty-handed agent is paying, at least part of the price, for the harm that she chose to inflict on others (Lazare, <span>2005</span>, pp. 53–54).</p><p>Apologies also reaffirm the moral standing and status of the victims. The original injustice was in effect a communication that the offender did not regard the victims as deserving of the same rights and respect as the rest of the moral community. While an apology is not able to undo the harm, what it can do is recall this implicit message. By acknowledging that the action in question was wrong, and by acknowledging the harm this caused to the victims, the offender recognizes that their victims deserve to stand on an equal moral footing to themselves and the rest of the community. Apologies can therefore restore some of the dignity to victims and can help them to recover a sense of self-worth and confidence (Gill, <span>2000</span>, p. 16; Govier & Verwoerd, <span>2002</span>, p. 69; Thompson, <span>2008</span>, p. 34). When a dirty-handed agent apologizes she can exhibit that, even though the all-things considered better option meant violating the rights of their victims, she is nonetheless committed to seeing them as equal members in the moral community deserving of the same respect and dignity as everyone else.</p><p>Finally, an apology can also be a tool that supports victims in seeking practical redress for the injustice they have suffered (Murphy, <span>2011</span>, p. 63; Nobles, <span>2008</span>, pp. 29–30). By bringing public attention to the way in which important moral and social standards have been the violated, and to the harm done to the victims, as well as by putting the offender on the record as admitting responsibility, an apology will be able to strengthen the case for having to mitigate or make up for the injustice in tangible ways. As mentioned earlier, a variety of writers (de Wijze, <span>2013</span>; Digeser, <span>1998</span>; Levy, <span>2007</span>; Roadevin, <span>2019</span>) have hinted at a need for reparations in the wake of dirty hands, so apologies could play the important function of initiating a process of providing practical redress to those who have been harmed by a dirty-handed decision.</p><p>What I hope to have shown in this section is that, even though dirty-handed agents cannot make a promise not to reoffend, this does not entail that their apology has to be insincere, and that it can in fact realize the full range of social functions that we would expect a more ordinary apology to fulfill.<sup>18</sup> Obviously, apologies are only one amongst many other measures that can advance reparative justice. Adequately responding to the harm caused by a dirty-handed decision may also involve, for instance, conducting official enquiries, paying compensation or establishing certain commemorative practices. What exactly is required will be dependent on the particular case in question.</p><p>The purpose of this paper has been twofold. First, I argued that the dirty hands literature has missed a crucial consideration in its discussions on what we ought to do in the wake of a dirty-handed action. In particular, I pointed out that by focusing almost exclusively on whether the agent ought to publicly reveal her dirty hands, and on whether we should punish her for her actions in order to uphold democratic and procedural values, barely any attention had been paid to what may be owed to those that have been harmed or left worse off as a result, and whether any form of reparation may be owed to them. Second, I explored the suitability of one common way in which perpetrators can partly satisfy the demands of reparative justice—apologizing—in the dirty-hands context. The worry was that if dirty-handed agents did the all-things-considered best they could, then they could not vow not to repeat the action in future which would make any apology for dirty hands, at best, insincere. I argued that this worry is misguided once we allow for the reality of genuine remorse without repudiation. I concluded by showing that apologies for dirty hands can fulfill the full range of social functions that we expect more ordinary apologies to realize. As such, apologies can be an important part of providing reparations to the victims of dirty hands. While it is certainly important to consider the way in which we can uphold and promote important democratic values and processes in the face of dirty-handed decision-making, I hope that this paper can open up a wider discussion about the need for a genuine concern about reparative justice in the wake of dirty hands.</p>","PeriodicalId":46756,"journal":{"name":"Journal of Social Philosophy","volume":"55 4","pages":"746-761"},"PeriodicalIF":1.1000,"publicationDate":"2022-07-07","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/josp.12490","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Social Philosophy","FirstCategoryId":"98","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/josp.12490","RegionNum":3,"RegionCategory":"哲学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"ETHICS","Score":null,"Total":0}
引用次数: 0
Abstract
The problem of dirty hands is, roughly speaking, concerned with situations in which an agent is faced with a choice between two evils so that, no matter what they do, they will have to violate something of important moral value. Theorists have been primarily concerned with dirty hands choices arising in politics because they are thought to be particularly frequent and pressing in this sphere.1 Much of the subsequent discussion in the literature has focused on the impact that such choices have on a well-functioning democracy and how, if at all, we can ensure that a politician dirtying their hands does not undermine core democratic values and processes. A particular concern has been whether dirty-handed politicians ought to publicly reveal their actions after the fact and whether they should be held accountable through some form of punishment. The first aim of this paper is to point out that the focus on what is required in the wake of a dirty-handed decision, based on the need to protect the democratic system ought to be balanced with a genuine concern for reparative justice and what is owed to the victims of dirty hands. In the second part of this paper, I then examine the suitability of one common way in which perpetrators partly repair the damage they have done to victims, namely apologizing, in the dirty hands context.
The problem of dirty hands is a particular kind of moral conflict. Moral conflicts arise whenever an agent is faced with a choice between two morally valuable options which can be performed separately but not jointly. As a result, the agent is forced to forego one of the moral values but does so for good moral reasons, that is, to pursue the other morally valuable option. Having to choose between these two valuable options results in a moral remainder because, even if they choose the all-thing-considered better one, the lesser option has a value that cannot completely be made up for by the chosen one. This remainder is associated with a corresponding negative emotional response such as regret or remorse.2 The problem of dirty hands is concerned with a particular subset of such moral conflicts, namely those that result in a grave moral remainder.3
The theoretical example given most frequently to illustrate this problem is Michael Walzer's ticking bomb scenario (1973). Walzer asks us to imagine a morally good politician who genuinely wants to act in the best interest of her citizens. Unfortunately, she is confronted with a situation in which a suspect in custody is refusing to give up the location of a number of bombs hidden in the capital city. Were they to explode, hundreds of innocent citizens could die. The politician now has to consider whether she ought to authorize the torture of the subject in order to extract the information from them. She is torn between upholding the ban on torture on the one hand and protecting her citizens on the other. Whatever option she chooses, she will get her hands dirty,4 and her choice generates a moral remainder and negative emotional response termed by Stephen de Wijze (2004) as “tragic-remorse.”5 Even if she chose the lesser of two evils, she will feel anguished and polluted.
How do dirty hands theorists explain this remainder, and the fact that an agent may feel a form of remorse for having done what they considered to be the all-things-considered best option available to them? To understand this, it will be helpful to take a brief look at Michael Stocker's (1990) analysis of dirty hands situations. In the ticking bomb scenario, it is wrong to torture people and it is also wrong to let hundreds of innocent people die when one could prevent it. In this hypothetical scenario, however, these two requirements are mutually exclusive; what we are faced with, according to Stocker, are “impossible oughts” (1990, p. 13). There are two moral requirements that the politician ought to follow, but she can, in this instance, only do one or the other but not both. Let us assume that she now decides, after careful deliberation, that it would be the lesser evil to torture the suspect. The wrongness of letting innocent people die if she could prevent it then turns into the “action-guiding” (1990, p. 11) consideration, while the wrongness of torturing people in this case becomes the “non-action-guiding” (1990, p. 13) one. The former is the reason that pushes her to take a certain course of action, while the other one, even though accepted as a good moral reason, is not acted upon. It is at this point, Stocker argues, that most moral theories stop. One course of action has been identified as the lesser evil and is therefore the right thing to do; end of story. As long as the politician has chosen the lesser evil, she should wholeheartedly commit to it and embrace her action as the morally right one. This, however, overlooks what now happens with the non-action-guiding feature; because she sees the wrongness of torturing people as a genuine moral demand she “double-count[s]” it; “the dirty feature is taken into account once in determining the overall value of the act and again on its own” (1990, p. 12). While she has identified the lesser evil in the situation, she in this way gives due weight to something she takes to be a genuine moral requirement; she is taking the wrongness of torture seriously and it becomes a remainder that attaches to her evaluation of the course of action taken. This remainder is then the source of a strong negative emotional response. Such an approach emphasizes that she ought to react with due consideration to every feature of the situation, whether she acted upon it or not. This focus on the non-action-guiding side, for Stocker, better reflects the complexity of our moral experience than a theory that concentrates simply on “action-guidingness.” The problem of dirty hands therefore illustrates the tragic possibility of situations in which it can be wrong to do what is right and in which we can dirty our hands by doing what we ought to do.
For the purposes of this paper, I will not be able to take up a more sustained defense of the dirty hands analysis of such conflict scenarios; instead, I will simply assume that it presents us with an accurate reflection of our moral reality.6
Let us illustrate these ideas with a real-life example. While I acknowledge that real-life examples will be a lot messier than hypothetical ones, and that we are unlikely to have all of the relevant information available, they can help us focus our attention on the morally salient features of the problem of dirty hands that merit investigation. Some of these features may be easily missed when confining our attention to more commonly used theoretical examples, such as the ticking bomb scenario, in which we focus on abstract moral agents rather than real human beings whose lives are impacted by political decisions.
On the evening of 18th June 1994, several locals congregated in Heights Bar, a small establishment in Loughinisland, Northern Ireland to watch the opening match of the football world cup between Ireland and Italy, when two gunmen from the Ulster Volunteer Force (UVF) entered the bar with automatic assault rifles and opened fire. Six men between the ages of 34 and 87 were killed in the attack; all of them were Catholics. The next day, the then Secretary of State for Northern Ireland, Sir Patrick Mayhew gave an interview in which he condemned the attack and promised that the assailants were “going to be caught sooner or later. The RUC [Royal Ulster Constabulary] never give up” (Gibney, 2017). A few days later, local policemen attended the wake of one of the victims and promised the family “we will leave no stone unturned until we get the perpetrators of this” (Gibney, 2017). The message to the public and those directly affected by the attack was therefore clear: officials would do everything in their power to identify and prosecute those responsible for the attack.
Local police showed a good initial response to the incident: they sealed off the crime scene, put out vehicle checkpoints and used a helicopter to surveil the surrounding area. The morning after the attack, the fully intact getaway car was discovered by a local farmer in a nearby field. Because of a mechanical error the car had been pushed off the road and the two gunmen and the getaway driver escaped on foot across the field. This was a very lucky find because standard practice in the UVF would have been to burn the car in order to destroy evidence. Police did, however, fail to forensically examine the surrounding field for further evidence and, curiously, in early 1995 the car was disposed of by the police. Later that day the police also received important information from Special Branch, the unit tasked with investigating terrorist activities and handling police informants. They told senior investigators the names of five individuals who formed part of a particular UVF cell they believed were likely responsible for the attack. Three of them had been seen talking together earlier on the day of the shooting. Less than a day after the attack the police had the names of a handful of suspects and had found the getaway car, yet no attempts to bring in any of the suspects for questioning were made that day.
A few weeks later police discovered the rifles that had been used in the attack in a field close to where the car had been found. They also recovered a bag containing gloves, handguns, balaclavas and, most importantly, a hair follicle found inside one of the balaclavas. Throughout July and August, the RUC brought in a series of suspects for questioning. Unfortunately, we do not know anything more about these interviews because it is believed that all transcripts were destroyed in 1998 because of an asbestos contamination. What we do know, however, is that on the night before the August arrests the suspects were warned by a police officer of their imminent detention. In the end, none of the suspects were charged. Six months after the attack, an anonymous caller contacted the police stating that they knew the identities of the people involved in the Loughinisland Massacre. The names they provided matched up with those provided to police by Special Branch months earlier. The call was followed by an anonymous letter sent to a local councilor who forwarded it to the police as evidence. Local police knew the identity of the anonymous source because they recognized her voice on the phone; she was the wife of one of the suspects. She was brought in for questioning but was later on released without any charges despite her claims that she had been involved in planning the attack. After a while, the families of the victims stopped receiving regular updates from the police about what was being done to solve the crime, and the investigation petered out. Despite the initial assertions of both the Secretary of State and the local police force that everything would be done to apprehend the attackers, the case remains unsolved to this day.
As a result of the continuous pressure of the families, in 2016 the then Police Ombudsman for Northern Ireland, Michael Maguire, published a report on the massacre.7 Maguire states in it that “the failures to bring the killers to justice cannot be explained solely […] by a failure or otherwise of investigative actions” (Maguire, 2018, p. 139) and that he has “no hesitation in unambiguously determining that collusion is a significant feature of the Loughinisland murders” (2018, p. 7). According to him “a legitimate suspect, was not only an informant for the RUC at the time but continued in this role for a number of years after the Loughinisland attack” (2018, p. 118) and he could “only conclude that the desire to protect informants may have influenced policing activity and undermined the police investigation into those who ordered and carried out the attack” (2018, p. 138). One of the police officers who worked on the case concurred in this assessment, stating that “you'd have to say someone was being protected” (Gibney, 2017).
Maguire identifies a moral trade-off that had to be made in the messy context of a violent conflict. On the one hand, the use of informants can help prevent atrocities and save lives. On the other hand, in order to procure the information vital to preventing future attacks, informants have to be an integral part of their respective organizations, which likely entails a sustained engagement in the group's criminal activities. Public officials therefore have to weigh up the value of the future lives that could potentially be saved by protecting the informant with the value of bringing the perpetrators of crimes to justice. When public officials9 make such a trade-off, they will inevitably get their hands dirty.10
So, what should be done in the wake of a dirty-handed decision such as the one described above? The dirty hands literature has focused in particular on the question of whether officials should reveal their dirty hands to the public after the decision and whether we should hold the official accountable, understood in a narrow retributive sense, by punishing them in some form or another.
We can roughly carve up the debate on truth and accountability into three positions. First up we have a position that requires public officials to reveal their dirty hands, who then ought to be held accountable through some form of punishment. S.L. Sutherland argues that unless officials reveal their dirty hands, there will exist “an unbridgeable gulf between those who lead and those who are led,” turning the public into “a passive collection of individuals” (Sutherland, 1995, p. 483) instead of a meaningful political actor, which excludes “the prospect of the reciprocity between citizens and leaders” (1995, p. 486). She adds that to legitimize political actors avoiding this process of accountability would be to disregard the rule of law, and the checks and balances that the public has to limit the power exercised by the officials that act for them. She concludes that in cases of dirty hands situations in democratic societies, we need to ensure that “public judgment takes the place of the autonomous phase of self-judgment” (1995, p. 491) of the dirty-handed agent.
There is a further position that could be taken that agrees that officials ought to make public their dirty hands, but that they should not be held accountable through a form of punishment for their actions. While a phase of accountability in the sense of explaining their behavior seems to be necessary to uphold the democratic process, it might be thought that to actually hold officials liable, for example, by punishing or sanctioning them, would be both counter-productive and immoral. One might think that if the official is able to explain herself, the need to take any further action and to hold her liable simply vanishes. Tamar Meisels argues that when a public official has dirtied his hands for us and in our names, the act of holding him liable is morally dubious; “punishing him for what we ourselves would have wanted him to do is no longer an irony or a paradox; it is simply wrong” (Meisels, 2008, p. 173). She goes on to say that if an official can successfully show that she acted under the constraints of necessity (put on her both by external circumstances as well as by the demands of citizens), she should be excused for her action. Not excusing her and, indeed, punishing her is for Meisels “analogous to the indefensible case of punishing the innocent” (2008, p. 173). When an official can give a satisfactory explanation for her dirty hands there is, according to Meisels, no reason for us to punish her.
Finally, there are those who think that a dirty-handed public official should not reveal her actions to the public. Naturally, this position also means that the official should not, and in fact could not, be held accountable for her actions. These accounts put forward the view that dirty-handed officials, instead of revealing their guilt, should be wearing “clean gloves” (Bellamy, 2010) in public. To wear clean gloves is not to admit to one's dirty hands and to keep them secret. Bellamy in his examination for the need to wear these clean gloves argues that “political legitimacy […] depends on both parties [i.e. officials and citizens] keeping faith with ideal liberal democratic forms and norms even while selectively disregarding them. […] So [officials] have good reason to be cautious” (2010, p. 426). Bellamy sees the nature of politics as inherently conflictual and follows from this that democratic practice can never live up fully to the liberal ideals on which it is built. In order for the basis of democratic politics not to be undermined by this, it is therefore important for all the parties involved to keep up the faith in these ideals even though we know that they can never be fully realized. Revealing dirty hands could pose a dangerous disruption to democratic politics because the public official is torn between a non-ideal political reality and the idealistic picture held by the public that requires the official not to show anything that is ordinarily conceived of as a vice. Taken to the extreme, this position could argue that there are certain dirty-handed actions that should never be revealed (e.g., because keeping them secret is crucial to national security). I find this claim unconvincing, though. Even if the secrecy of a dirty-handed decision is, and remains for a long time, politically necessary, ultimately circumstances will change sufficiently so that the information can safely be revealed. There will come a point at which it is appropriate for the clean gloves to come off. It does mean though, that in some cases, so much time will have passed that the dirty-handed action will have turned into a historical injustice. The decision to keep dirty hands secret for an extended time presents the agent with an additional dirty hands problem; their hands will be doubly dirty.11
What all of these three positions have in common is that they are mainly concerned with the way in which truth-telling and accountability either uphold or endanger important democratic and procedural values. In the case of accountability there also seems to be some concern about what the dirty-handed agent does or does not deserve given that they were damned if they did and damned if they did not. However, thinking back to the cover-up in the wake of Loughinisland massacre there seems to be something fundamental missing in these discussions, i.e. a concern for the victims and what may be owed to them. When the barman Aidan O'Toole, for example, recounted the events of the night in 1994 over 20 years later, he was still on the verge of tears. One of the survivors of the massacre, Brendan Valentine, painfully recounted how “for twenty years on […] you put the head on the pillow at night and you reminisce about things. Never goes away. You were living and these critters were dead” (Gibney, 2017). At the reading of the Police Ombudsman Report the lawyer of the Loughinisland families noted that it had been “twenty-two years that these families have waited patiently, with dignity, they have campaigned ferociously. Everybody knows the pain and trauma that you have gone through” (Gibney, 2017). What is absent in much of the discussions in the dirty hands literature is a sustained engagement with what kind of reparations are owed to the victims and those that have been left worse off for the harm that they have had to endure.
Of course, truth-telling and bringing perpetrators to justice can be important steps in achieving reparative justice.12 The reason why I think that, despite debates on these two issues, the dirty hands literature has not sufficiently engaged with the idea of reparative justice is that, when talking about the need for officials to reveal their dirty hands and be subject to punitive measures, the focus appears to be less on restoring dignity and equal standing to the victim and more on the upkeep of democratic procedures. The focus is therefore more on the dirty-handed agent and procedural values rather than on the victims. Because reparations are marked by a specific concern for the victim, current discussions on dirty hands have not given sufficient consideration to reparative justice explicitly. This is not to say that the work done on both truth-telling and accountability in the wake of dirty hands is not important. There are clearly interesting philosophical problems to be solved in this area; the claim of this paper is simply that we should balance this by giving some attention to those that are negatively affected by the dirty-handed decision and the question of what we can do to repair the harm done to them. In fact, as I will show in the final section of this paper, there are interesting philosophical puzzles to be found in this part of the dirty hands world as well.
There are a handful of mentions of reparations (beyond truth-telling and punishment in the above-mentioned sense) or restitution, compensation and apology more specifically,13 throughout the dirty hands literature, but these tend to be brief without offering any sustained discussion. Martha Nussbaum states that “the recognition that one has ‘dirty hands’ […] informs the chooser that he may owe reparations” (Nussbaum, 2000, p. 1009) because her conduct, “while in a sense inevitable, was also unethical” (2000, p. 1017). Cristina Roadevin puts forward a similar argument and concludes that “this is why [the dirty-handed agent] owes reparations to the victim” (2019, p. 131). Later on in her paper she elaborates on this by saying that repairing the harm to victim may, for example, be done “by offering compensation” (2019, p. 136). Peter Digeser also employs the language of compensation when he argues that, in response to a dirty-handed action “justice demands compensating the victim and responding to the actor who has done wrong” (1998, p. 709), where the latter ought to take the form of punishment. Steve de Wijze states that, as part of an official's process of atonement for a dirty-handed act, they may have to pay reparations to the victims. Reparations, according to him, respond to two distinct issues: “the material harm done and the moral wrong committed” (2013, p. 891). In an earlier paper he has also talked about ensuring that “there is restitution to those harmed” (2004, p. 468). With regards to reparations, he acknowledges two problems when considering the dirty hands context. Firstly, he argues that while it is important that dirty-handed officials are held to account, in some situations revealing their dirty hands may not be appropriate until long after the violation occurred. As a result, victims may be “subject to a further injustice by having their legitimate claims forgotten or ignored for a long period” (2018, p. 143). Secondly, because public officials act for us and in our names, citizens may be, to a certain extent, complicit in their actions. There is therefore a further question to be asked about the way in which the cost of reparations ought to be spread to citizens as well. Neil Levy takes up this last point and states that, because citizens share in the responsibility for the actions of the officials that represent them, “society should compensate the wronged, if possible” (2007, p. 50). The idea of an apology as a form of reparation for dirty hands is only taken up on very few occasions in the literature. Roadevin asserts that a dirty-handed agent may have a moral obligation “to apologize to the victim” (2019, p. 136). In his discussion of the way in which dirty-handed agents ought to atone their actions, de Wijze considers apologies as one of the elements in this process: “atonement occurs when the offender undergoes expiation for her wrongdoing which involves four stages: repentance, apology, reparation and penance” (2013, p. 890).
While there seems to have been some limited acknowledgement of the need for reparative justice in the wake of dirty hands, discussions have stayed at a very superficial level so far. In the remainder of the paper I want to look at the suitability of apologies as one way of making partial reparation to the victims of dirty hands because, as I will show, they present us with a particularly interesting puzzle.
Before going into the nature of apologies, let us briefly consider who we think could legitimately apologize for a dirty-handed decision. Going back to the Loughinisland case will help us consider some of the possibilities. One option would be for individual police officers to apologize for any actions they took within their official capacity that enabled the covering up of the involvement of a police informant (e.g., warning the suspect of their arrest, not following up a particular lead, not asking certain questions during an interrogation). While such individual apologies would most likely not be without meaning for the victims and their loved ones, they cannot, in and of themselves, account for and respond to the entire wrong committed and harm done to the victims. Instead, such an apology only covers the actions of a single individual within the group that enabled the implementation of the dirty-handed decision. We might therefore think that an apology should be offered, either in addition to or instead of any individual apologies, by an authorized representative of the group that, as a whole, made and implemented the dirty-handed decision. Michael Murphy (2011, p. 50) has argued that the choice of representative will be crucial in shaping the meaning of the apology because it signals how seriously it is being taken by the group in question and how much respect it is willing to accord to the victims of injustice. In the case at hand, the most likely candidate to offer such a representative apology would be the lead investigator.
The lead investigator could apologize not only for the particular actions that they took within their official capacity, but for the decisions and actions of their team as a whole that enabled the involvement of a police informant to be covered up. An apology on behalf of the whole investigative team would signal to the victims an acknowledgement that what happened to them was not an isolated incident caused by the actions of a single individual but a consequence of the calculated decisions of a whole group of police officials. An apology in the name of all of those who were directly involved in the implementation of the dirty-handed decision may be able to send a stronger signal to the victims and their loved ones that what happened is being officially acknowledged and dealt with than in the case of a single police officer apologizing only for their own actions.
There is, however, a lingering worry in the Loughinisland case that even an apology from the lead investigator on behalf of the whole investigative team would not get to the root of things. It is unclear whether the decision to protect the informant in this case was made by the lead investigator or by someone higher up in either the police or government. If that was the case, victims might rightfully expect those in political power to acknowledge and apologize for their involvement as well. And even if, in this particular case, the decision had been made by the lead investigator alone, we might expect that a representative of the UK government should recognize and apologize for the sometimes devastating consequences of their overarching policy on the use of police informants during the Troubles. Murphy (2011, p. 51) has argued that it is important that injustices are recognized both at the micro (e.g., the suffering caused by leaving survivors and families of an atrocity in the dark about what happened) and the macro level (e.g., the systemic issues surrounding the use of police informants in a violent conflict). In the dirty hands case in question here, this macro level of the systemic and institutional nature of the problem can only be fully acknowledged and apologized for by the government itself.14
Who ought to apologize in the wake of a dirty-handed action is not straightforward and, ideally, may require a variety of actors and institutions to apologize for the part that they played in the wrongdoing. One of the most important considerations in who ought to apologize is listening to what the victims and their loved ones require to feel that the fractured relationship between them and those that got their hands dirty can, at least partially, be repaired. Murphy (2011, p. 51), for example, suggests that it can often be helpful to include the victims, survivors or their close ones in this process to negotiate the apology because it is a sign of respect and reaffirms their agency by engaging in mutual dialogue.
Before we can discuss the suitability of apologies as a form of partial reparation in the wake of a dirty-handed decision, we need to consider what is required for something to constitute an apology. Ernesto Verdeja has argued that the elements of an apology can be, broadly speaking, put into two different categories; one is that of “moral redress” while the other is that of “practical redress” (Verdeja, 2010, p. 567).15 The extent to which an apology provides moral redress depends on whether the perpetrator, in a manner appropriate to the context, acknowledges the harm inflicted on the victim, accepts responsibility for that harm, and expresses remorse for having been the source of that harm, thereby acknowledging the victim's rightful claim for respect and reaffirming their moral standing in the community. This is what is required for us to call a particular act an apology. Let us imagine that I am walking on the pavement with a cup of coffee in my hand when a reckless cyclist turns a corner without looking and crashes into me, causing me to spill my coffee. Now the cyclist says: “I'm really sorry about bumping into you and making you spill all your coffee. This was totally my fault; I should have been looking more carefully where I was going. I feel really bad about this. I hope you're ok!” This utterance would appear to satisfy the requirements necessary to be called an apology.
Usually, however, we are looking for more than an utterance that provides moral redress; we also want to see a form of practical redress by which we can judge the sincerity of the apology. Without such a forward-looking part, apologies will often ring hollow. The extent to which an apology is accompanied by suitable practical redress depends on whether the perpetrator, in a manner appropriate to the context, aims to compensate the victim, vows not to commit a similar transgression in future and works on transforming themselves or the relevant institutional set ups, thereby repairing some of the material harm and providing reassurance to the victim. In the case above, for example, the cyclist may offer to buy me a new coffee and promise to be more careful in future—which appears believable because they leave the scene of the accident using the designated cycle lane rather than the pavement for pedestrians. Were the cyclist to ride away from the scene of the accident just as recklessly as before, we would probably judge their apology to be hollow and insincere.16
When we think about using official apologies as a reparative response in the wake of a dirty-handed decision we are faced with a complication, though. While dirty-handed agents take responsibility for their actions and experience “tragic remorse,” they did the best they could, given the constraints in which they were acting. After all, they chose the lesser evil. As a result, the dirty-handed agent cannot promise that they would not commit a similar harm in future, in fact they may even be committed to doing exactly the same again should the tragic occasion arise. de Wijze points out that in a normal apology we would expect the offender to “acknowledge her wrongdoing and simultaneously disown it thereby dissociating the true self from the guilty self” (2013, p. 891). Does this mean that official apologies in the wake of dirty hands are doomed to be insincere because they do not offer the required practical redress? After all, if the cyclist in the previous example were to say to me: “I'm really sorry about bumping into you and making you spill all your coffee. This was totally my fault; I should have been looking more carefully where I was going. I feel really bad about this. I hope you're ok! But, just to let you know, I'd do the same again in future,” we would think that the cyclist's apology is not actually sincere.
In dirty hands scenarios, however, I do not think that this has to be case. The reason why we usually think that someone who fails to promise not to reoffend is insincere in their apology, is because we take this as evidence that the remorse they expressed was not genuine. It relies on the assumption that it is impossible to feel, what D. Z. Phillips and H. S. Price have called, “remorse without repudiation” (Phillips & Price, 1967) about the act in question. And in the case of the cyclist, this assumption appears to make sense; when they tell us that they are sorry but they will continue to drive recklessly in future, this appears to suggest that the remorse they expressed in their apology is not actually sincere and that they do not genuinely care about the harm that they have caused. But in dirty hands cases, the story is more complicated than this. Once we allow for the possibility of situations in which it can be wrong to do what is right and in which we can dirty our hands by doing what we ought to do, we also need to allow for the possibility that the agent can be genuinely remorseful about the action they committed while at the same time taking the position that they would act in the same way in future, should a similar tragic situation occur. In dirty hands cases the fact that the agent is unable to promise not to reoffend in future is therefore not a sign that the remorse they express as part of their apology is not genuine. Apologies in the wake of dirty hands are therefore not doomed to be insincere, even though the agent is unable to promise that they will not act similarly again in future.
Now someone might object that while apologies are appropriate for the binary of morally just and unjust actions, it is simply not a concept suitable for more complex situations in which we can get our hands dirty by doing what we ought to do. Maybe what is more appropriate in such instances is a showing of regret or heartfelt sympathy (in Verdeja's words a kind of moral redress) combined with either restitution or a form of compensation (in Verdeja's words a kind of practical redress). After all, when an agent did the best they possibly could in the circumstances, is an alternative response such as this not more appropriate than a conventional apology?17
Once we take seriously the story that dirty hands theorizing tells us about the reality of moral conflict, I think it becomes clear that an alternative to an apology would not be a fitting response in dirty hands situations. When we acknowledge that we commit a genuine moral wrong when getting our hands dirty, emotional responses such as regret or heartfelt sympathy are not morally sufficient. As de Wijze has argued, “to feel mere regret about this state of affairs would fail to do justice to the serious moral violation” (2004, p. 464). Instead, a form of remorse (what de Wijze has called “tragic-remorse”) is the most appropriate response to acknowledge one's guilt in consciously choosing to violate a core moral value. If we accept this, we are firmly in the territory of apologies which require, as argued earlier, that perpetrators acknowledge the harm they cause, take responsibility and express their remorse for having caused the harm. I therefore believe that apologies, rather than some alternative course of action, are an appropriate response to getting one's hands dirty, even if one did the best one could in difficult circumstances.
This conclusion is further supported if we consider the way in which apologies for dirty hands are able to fulfill the full range of social functions that we would expect more ordinary apologies to realize. Firstly, an apology for the harm caused as a result of one's dirty-handed actions can fulfill important functions for the perpetrator. Now we might think that this should not be our primary concern, especially given the purpose of this paper is to shift some of the focus from dirty-handed agents to the victims of their actions. For completeness' sake, however, it will be useful to note that the function more ordinary apologies can play for offenders, they can fulfill in the case of dirty-handed agents, too. Apologies can help restore at least some of the offender's moral integrity and enable them to reclaim their standing in the moral community by acknowledging their transgression and reaffirming the common moral values we hold dear (Gill, 2000, p. 17). Additionally, an apology can help the offender to relieve some of their feelings of guilt and shame for what they have done by reassuring them that they have taken action, both symbolic and practical, to help those that have been left worse off as a result of their action (Lazare, 2005, pp. 107–113). That an apology can play these functions for the apologizer may be thought particularly important in the case of dirty hands scenarios in which the agent was limited to a choice between lesser evils and tried to act the best way they could give the limited options available to them.
Secondly, and more importantly, an apology in the wake of dirty hands can fulfill important functions for the victims. Nicholas Tavuchis has argued that the most important function of any kind of apology in the public sphere is that it can set the official record straight (Tavuchis, 1991, pp. 70–72). This is particularly important in the case of dirty hands because they will often involve secrecy, lies and deception (Thompson, 1987, p. 32). Such means can result in a violation of the democratic process and a secondary dirty hands problem. Take the following example: in 1993, it was leaked that Prime Minister John Major had secretly been in contact with the Provisional IRA over the ongoing conflicts in Northern Ireland. At the time, these negotiations were part of a wider attempt to end the continuing violent struggles in the country and bring peace. We can assume that, in the first instance, Major had to make a decision between the conflicting values of not negotiating with a paramilitary organization on the one hand, and doing everything in his power to facilitate the peace process on the other. What was so interesting about the leak at that point in time was that it came only weeks after Major had declared to parliament that talking to the Provisional IRA “would turn my stomach” (Bevins et al., 1993). In addition to the primary conflict he faced, Major also had to make the following choice: either he was to publicize these negotiations and risk upsetting the delicate balance that had been struck, or he was to keep them a secret while at the same time putting on the mask of someone who wholeheartedly opposed negotiating with a paramilitary group. Secrecy, lies, and deception such as this will frequently accompany dirty-handed decisions in democratic politics. The apology of a dirty-handed actor can therefore fulfill the important function of setting the record straight, and of making the denial or minimization of the harm inflicted on victims more difficult to achieve (Murphy, 2011, p. 55). As a result of this it can also help to afford victims the status of truth-tellers (Harvey, 1995, p. 62) by acknowledging that their version of events accurately reflects what really happened.
Another vital function of apologies is that they can provide reassurance to the victims and the wider public that the offender is committed to our common moral and societal norms and vows to uphold them to the best of her ability. This will also give some assurance that they are unlikely to commit similar transgressions in future (Gill, 2000, pp. 16–17). Apologies in the wake of dirty hands can most definitely fulfill the first part of this function. When a dirty-handed agent apologizes for the harm their actions caused, they can use this as an opportunity to express their heartfelt tragic-remorse, which shows a commitment to the forgone value. The experience of tragic-remorse is a sign that the agent is giving due consideration to the value that was lost out on because it reminds them of the different moral requirements that were at stake. Things are, as mentioned earlier, slightly trickier when it comes to reassuring others that the dirty-handed agents will not commit similar actions in future. Because she chose the lesser evil, she cannot promise not to do the same again, should a similar tragic situation arise. Nonetheless, I think that an apology in the wake of dirty hands can provide some important reassurance to the victims and the wider public. This is because by expressing her tragic-remorse, the agent can make her behavior intelligible to others. This idea can be found in Bernard Williams's account of the importance of emotions when he argues that “in some cases the relevant unity in a man's behavior, the pattern into which his judgments and actions together fit, must be understood in terms of an emotional structure underlying them” (Williams, 1999, p. 222). Without an apology that brings to light the details of the difficult choice the agent had to make, victims and the public may justifiably believe that the agent violated an important moral value without good reason, thereby showing a complete disregard for the particular norm in question. When, however, the dirty-handed agent apologizes and explains the nature of the situation in which they found themselves, and expresses their genuine tragic-remorse for what they had to do, they can evidence that they hold the moral value in question very dear despite violating it on this occasion. This can provide at least some reassurance to victims and the public in as much as they know that similar transgressions would only arise in a very limited set of tragic situations and are therefore unlikely. An expression of tragic-remorse can also indicate to the victims that the dirty-handed agent is paying, at least part of the price, for the harm that she chose to inflict on others (Lazare, 2005, pp. 53–54).
Apologies also reaffirm the moral standing and status of the victims. The original injustice was in effect a communication that the offender did not regard the victims as deserving of the same rights and respect as the rest of the moral community. While an apology is not able to undo the harm, what it can do is recall this implicit message. By acknowledging that the action in question was wrong, and by acknowledging the harm this caused to the victims, the offender recognizes that their victims deserve to stand on an equal moral footing to themselves and the rest of the community. Apologies can therefore restore some of the dignity to victims and can help them to recover a sense of self-worth and confidence (Gill, 2000, p. 16; Govier & Verwoerd, 2002, p. 69; Thompson, 2008, p. 34). When a dirty-handed agent apologizes she can exhibit that, even though the all-things considered better option meant violating the rights of their victims, she is nonetheless committed to seeing them as equal members in the moral community deserving of the same respect and dignity as everyone else.
Finally, an apology can also be a tool that supports victims in seeking practical redress for the injustice they have suffered (Murphy, 2011, p. 63; Nobles, 2008, pp. 29–30). By bringing public attention to the way in which important moral and social standards have been the violated, and to the harm done to the victims, as well as by putting the offender on the record as admitting responsibility, an apology will be able to strengthen the case for having to mitigate or make up for the injustice in tangible ways. As mentioned earlier, a variety of writers (de Wijze, 2013; Digeser, 1998; Levy, 2007; Roadevin, 2019) have hinted at a need for reparations in the wake of dirty hands, so apologies could play the important function of initiating a process of providing practical redress to those who have been harmed by a dirty-handed decision.
What I hope to have shown in this section is that, even though dirty-handed agents cannot make a promise not to reoffend, this does not entail that their apology has to be insincere, and that it can in fact realize the full range of social functions that we would expect a more ordinary apology to fulfill.18 Obviously, apologies are only one amongst many other measures that can advance reparative justice. Adequately responding to the harm caused by a dirty-handed decision may also involve, for instance, conducting official enquiries, paying compensation or establishing certain commemorative practices. What exactly is required will be dependent on the particular case in question.
The purpose of this paper has been twofold. First, I argued that the dirty hands literature has missed a crucial consideration in its discussions on what we ought to do in the wake of a dirty-handed action. In particular, I pointed out that by focusing almost exclusively on whether the agent ought to publicly reveal her dirty hands, and on whether we should punish her for her actions in order to uphold democratic and procedural values, barely any attention had been paid to what may be owed to those that have been harmed or left worse off as a result, and whether any form of reparation may be owed to them. Second, I explored the suitability of one common way in which perpetrators can partly satisfy the demands of reparative justice—apologizing—in the dirty-hands context. The worry was that if dirty-handed agents did the all-things-considered best they could, then they could not vow not to repeat the action in future which would make any apology for dirty hands, at best, insincere. I argued that this worry is misguided once we allow for the reality of genuine remorse without repudiation. I concluded by showing that apologies for dirty hands can fulfill the full range of social functions that we expect more ordinary apologies to realize. As such, apologies can be an important part of providing reparations to the victims of dirty hands. While it is certainly important to consider the way in which we can uphold and promote important democratic values and processes in the face of dirty-handed decision-making, I hope that this paper can open up a wider discussion about the need for a genuine concern about reparative justice in the wake of dirty hands.
粗略地说,“脏手”问题涉及的是这样一种情况,即行动者面临两种罪恶之间的选择,无论他们做什么,都必须违反一些重要的道德价值。理论家们主要关注政治中出现的脏手选择,因为他们被认为在这个领域特别频繁和紧迫随后的文献讨论大多集中在这些选择对一个运转良好的民主制度的影响上,以及如果有的话,我们如何才能确保政客弄脏他们的手不会破坏民主的核心价值观和进程。一个特别值得关注的问题是,腐败的政客是否应该在事后公开披露他们的行为,以及他们是否应该通过某种形式的惩罚来追究责任。本文的第一个目的是指出,在一项以保护民主制度为基础的肮脏的决定之后所需要做的事情的重点,应当与对补偿性正义和对肮脏的受害者所欠的东西的真正关切相平衡。在本文的第二部分,我接着研究了一种常见的方式的适用性,即在肮脏的手的背景下,肇事者部分地修复他们对受害者造成的伤害,即道歉。脏手问题是一种特殊的道德冲突。当一个行为者面临两个有道德价值的选择时,道德冲突就产生了,这两个选择可以单独执行,但不能联合执行。结果,行为人被迫放弃其中一种道德价值,但这样做是出于良好的道德理由,即追求另一种道德价值选择。必须在这两个有价值的选项之间做出选择,会导致道德剩余,因为即使他们选择了所有被认为更好的选项,较小选项的价值也不能完全被所选择的选项所弥补。剩下的部分与相应的消极情绪反应有关,如后悔或悔恨“脏手”问题关注的是此类道德冲突的一个特定子集,即那些导致严重道德残余的冲突。最常被用来说明这个问题的理论例子是迈克尔·沃尔泽(Michael Walzer)的定时炸弹场景(1973)。沃尔泽让我们想象一个道德高尚的政治家,他真诚地想为她的公民的最大利益行事。不幸的是,她面临的情况是,一名被拘留的嫌疑人拒绝透露隐藏在首都的一些炸弹的位置。如果它们爆炸,数以百计的无辜市民可能会丧生。政治家现在必须考虑,她是否应该授权对调查对象施以酷刑,以便从他们那里榨取信息。一方面,她坚持禁止酷刑,另一方面,她保护她的公民。无论她选择什么,她都会弄脏自己的手,4她的选择产生了一种道德剩余和消极的情绪反应,斯蒂芬·德·维泽(2004)称之为“悲剧性悔恨”。即使她选择两害相权取其轻,她也会感到痛苦和被玷污。脏手理论家如何解释这种余数,以及一个行为者可能会因为做了他们认为是最优的选择而感到某种形式的悔恨?为了理解这一点,简单看一下Michael Stocker(1990)对脏手情况的分析将会有所帮助。在定时炸弹的情况下,折磨人是错误的,在可以防止的情况下让数百名无辜的人死去也是错误的。然而,在这个假设的场景中,这两个要求是相互排斥的;根据斯托克的说法,我们所面临的是“不可能的应该”(1990,第13页)。政治家应该遵循两条道德要求,但在这种情况下,她只能做到其中一条,而不能两者兼得。让我们假设,经过仔细考虑,她现在决定,折磨嫌疑犯是一种较小的罪恶。如果她能阻止无辜的人死去,那么让无辜的人死去的错误就变成了“指导行动”的考虑(1990,p. 11),而在这种情况下折磨人的错误就变成了“非指导行动”的考虑(1990,p. 13)。前者是促使她采取某种行动的原因,而后者,尽管被认为是一个很好的道德原因,却没有被付诸行动。斯托克认为,正是在这一点上,大多数道德理论止步不前。一种行为被认为是较小的罪恶,因此是正确的;故事结束了。只要政治家选择了较小的邪恶,她就应该全心全意地致力于它,并接受她的行为是道德上正确的。 通过使公众注意到重要的道德和社会标准是如何被违反的,以及对受害者造成的伤害,以及通过将犯罪者作为承认责任的人记录在案,道歉将能够加强必须以切实的方式减轻或弥补不公正的情况。如前所述,各种作家(de Wijze, 2013;Digeser, 1998;税,2007;roaddevin, 2019)暗示,在肮脏的手之后,需要进行赔偿,因此道歉可以发挥重要作用,启动一个过程,为那些受到肮脏决定伤害的人提供实际补救。我希望在本节中展示的是,尽管肮脏的行为者不能承诺不再犯罪,但这并不意味着他们的道歉必须是不真诚的,事实上,它可以实现我们期望一个更普通的道歉所能实现的全部社会功能显然,道歉只是许多其他可以促进赔偿正义的措施之一。对肮脏的决定所造成的损害作出适当的反应也可能涉及,例如进行正式调查、支付赔偿或建立某些纪念做法。具体需要什么取决于所讨论的具体情况。本文的目的是双重的。首先,我认为肮脏的手文学在讨论我们在肮脏的行为之后应该做些什么时遗漏了一个关键的考虑。我特别指出,由于几乎只关注代理人是否应该公开揭露她的脏手,以及为了维护民主和程序价值,我们是否应该惩罚她的行为,几乎没有注意到对那些受到伤害或因此变得更糟的人可能欠什么,以及是否可能欠他们任何形式的赔偿。其次,我探索了一种常见的方式的适用性,在肮脏的背景下,肇事者可以部分地满足赔偿正义的要求-道歉。令人担心的是,如果手脏的特工们尽了他们认为最好的努力,那么他们就不能发誓以后不再重复这种行为,而这充其量只能使任何对手脏的道歉显得不真诚。我认为,一旦我们承认没有否认的真正悔恨的现实,这种担忧就被误导了。我的结论是,为脏手道歉可以实现我们期望更普通的道歉所能实现的全部社会功能。因此,道歉可以成为向脏手受害者提供赔偿的重要组成部分。虽然考虑我们如何在面对肮脏的决策时维护和促进重要的民主价值观和进程当然很重要,但我希望本文能够开启一场更广泛的讨论,即在肮脏的手之后,需要真正关注赔偿正义。 然而,这忽略了非行动指导功能现在所发生的情况;因为她认为折磨人是错误的,是一种真正的道德要求,所以她“重复计算”了它;“肮脏的特征在确定行为的总体价值时被考虑一次,并再次单独考虑”(1990,第12页)。当她在这种情况下确定了较小的邪恶时,她以这种方式给予了她认为是真正道德要求的东西应有的重视;她正在认真对待虐待的错误,这成为她对所采取行动的评估的剩余部分。这种余量就是强烈的消极情绪反应的来源。这种方法强调,无论她是否采取行动,她都应该对情况的每一个特征做出适当的考虑。在斯托克看来,这种对非行动指导性方面的关注,比单纯关注“行动指导性”的理论更能反映出我们道德经验的复杂性。因此,脏手的问题说明了一种悲惨的可能性,在这种情况下,做正确的事可能是错误的,而我们做我们应该做的事可能会弄脏我们的手。出于本文的目的,我将无法对这种冲突场景的脏手分析进行更持久的辩护;相反,我将简单地假设它向我们展示了我们道德现实的准确反映。让我们用一个现实生活中的例子来说明这些观点。虽然我承认,现实生活中的例子比假设的例子要混乱得多,而且我们不太可能掌握所有相关信息,但它们可以帮助我们把注意力集中在脏手问题的道德显著特征上,这些特征值得调查。当我们把注意力集中在更常用的理论例子上时,其中一些特征可能很容易被忽略,比如定时炸弹场景,在这个场景中,我们关注的是抽象的道德行为者,而不是生活受到政治决策影响的真实人类。1994年6月18日晚上,几名当地人聚集在北爱尔兰洛金岛的一家小酒馆Heights Bar观看爱尔兰对意大利足球世界杯的开幕赛,这时阿尔斯特志愿军(UVF)的两名枪手带着自动突击步枪进入酒吧并开火。6名年龄在34岁至87岁之间的男子在袭击中丧生;他们都是天主教徒。第二天,当时的北爱尔兰事务大臣帕特里克·梅休爵士(Sir Patrick Mayhew)在接受采访时谴责了这次袭击,并承诺袭击者“迟早会被抓住”。皇家阿尔斯特警察永不放弃”(Gibney, 2017)。几天后,当地警察参加了其中一名受害者的守夜活动,并向其家人承诺“我们将不遗余力,直到我们找到肇事者”(Gibney, 2017)。因此,向公众和直接受袭击影响的人发出的信息是明确的:官员们将尽其所能查明并起诉那些应对袭击负责的人。当地警方对这起事件做出了良好的初步反应:他们封锁了犯罪现场,设立了车辆检查站,并使用一架直升机监视周围地区。袭击发生后的第二天早上,一名当地农民在附近的田地里发现了完好无损的逃跑汽车。由于机械故障,汽车被推离公路,两名枪手和逃跑的司机步行穿过田野逃跑。这是一个非常幸运的发现,因为UVF的标准做法是烧毁汽车以销毁证据。但是,警察没有对周围的田野进行法医检查,以寻找进一步的证据,奇怪的是,1995年初,这辆车被警察处理掉了。当天晚些时候,警察还收到了特别处的重要情报,特别处的任务是调查恐怖主义活动和处理警方线人。他们向高级调查人员提供了五个人的名字,他们认为这五个人是一个特定UVF小组的一部分,他们认为可能对这次袭击负责。枪击当天早些时候,有人看到其中三人在一起交谈。袭击发生后不到一天,警方就掌握了几名嫌疑人的姓名,并找到了逃跑的汽车,但当天没有试图将任何嫌疑人带进来问话。几周后,警方在发现汽车的地方附近发现了袭击中使用的步枪。他们还发现了一个装有手套、手枪、巴拉克拉法帽的袋子,最重要的是,在其中一个巴拉克拉法帽内发现了一个毛囊。在整个7月和8月,中国人民解放军带回了一系列嫌疑人进行讯问。不幸的是,我们对这些采访一无所知,因为据信所有的笔录都在1998年因石棉污染而被销毁。 然而,我们所知道的是,在8月逮捕行动的前一天晚上,一名警官警告说,他们即将被拘留。最后,没有一个嫌疑人被起诉。袭击发生六个月后,一个匿名电话联系了警方,声称他们知道参与洛金岛大屠杀的人的身份。他们提供的名字与几个月前特别处提供给警方的名字相符。在这通电话之后,一名当地议员收到了一封匿名信,后者将其作为证据转交给了警方。当地警方知道匿名线人的身份,因为他们在电话里听出了她的声音;她是其中一名嫌疑人的妻子。她被带去接受讯问,但后来被释放,没有受到任何指控,尽管她声称自己参与了袭击计划。过了一段时间,受害者家属不再定期收到警方关于破案进展的最新消息,调查也逐渐结束。尽管国务卿和当地警方最初都声称将尽一切努力逮捕袭击者,但此案至今仍未得到解决。由于家属的持续压力,2016年,当时的北爱尔兰警察监察员迈克尔·马奎尔(Michael Maguire)发表了一份关于大屠杀的报告Maguire在其中指出,“未能将凶手绳之以法不能仅仅解释为[…]调查行动的失败或其他方面”(Maguire, 2018,第139页),他“毫不犹豫地明确认定,勾结是Loughinisland谋杀案的一个重要特征”(2018,第7页)。不仅是当时RUC的线人,而且在Loughinisland袭击事件发生后的数年里一直担任这一角色”(2018年,第118页),他“只能得出结论,保护线人的愿望可能影响了警务活动,并破坏了警方对下令和实施袭击的人的调查”(2018年,第138页)。参与此案的一名警官同意这一评估,称“你不得不说有人受到了保护”(Gibney, 2017)。马奎尔指出,在暴力冲突的混乱背景下,必须做出道德上的权衡。一方面,使用线人可以帮助防止暴行和挽救生命。另一方面,为了获得对防止未来攻击至关重要的信息,举报人必须是各自组织的组成部分,这可能需要持续参与该组织的犯罪活动。因此,政府官员必须权衡保护举报人可能挽救的未来生命的价值与将犯罪者绳之以法的价值。当政府官员做出这样的取舍时,他们将不可避免地弄脏自己的手。那么,在如上所述的肮脏的决定之后,我们应该做些什么呢?关于肮脏的手的文献特别关注的问题是官员是否应该在做出决定后向公众揭露他们的肮脏的手,以及我们是否应该让官员承担责任,从狭义的报复性的意义上理解,通过以某种形式惩罚他们。我们可以将关于真相和责任的争论大致分为三种立场。首先,我们有一个立场,要求政府官员揭露他们的脏手,然后他们应该通过某种形式的惩罚来追究责任。S.L.萨瑟兰认为,除非官员们揭露他们的脏手,否则将存在“领导者和被领导者之间不可逾越的鸿沟”,将公众变成“个人的被动收集”(萨瑟兰,1995,第483页),而不是一个有意义的政治行动者,这排除了“公民和领导人之间互惠的前景”(1995,第486页)。她补充说,使政治行为者合法化,避免这种问责程序,将是无视法治,以及公众必须限制代表他们行事的官员行使权力的制衡。她的结论是,在民主社会中肮脏的情况下,我们需要确保“公共判断取代了肮脏行为者自我判断的自主阶段”(1995,第491页)。还有一种进一步的立场是,官员应该公开他们的脏手,但不应该通过某种形式的惩罚来追究他们的责任。虽然在解释其行为的意义上的问责阶段似乎是维护民主进程所必需的,但人们可能认为,例如通过惩罚或制裁来实际追究官员的责任,将是适得其反和不道德的。 有人可能会认为,如果这位官员能够解释自己,那么采取任何进一步行动并追究其责任的必要性就会消失。塔玛尔·梅塞尔斯(Tamar Meisels)认为,当一名公职人员以我们的名义为我们弄脏了自己的手时,追究他的责任在道德上是可疑的;“因为我们自己希望他做的事而惩罚他,不再是一种讽刺或悖论;这是完全错误的”(Meisels, 2008, p. 173)。她接着说,如果一个官员能够成功地证明她是在必要的约束下行事的(外部环境和公民的要求都给她施加了限制),她应该为自己的行为辩解。不原谅她,事实上,惩罚她对梅塞尔来说是“类似于惩罚无辜者的站不住脚的情况”(2008,第173页)。根据梅塞尔斯的说法,当一个官员能够对她的脏手给出令人满意的解释时,我们就没有理由惩罚她。最后,有些人认为,一个肮脏的政府官员不应该向公众透露她的行为。当然,这种立场也意味着官员不应该,事实上也不可能为自己的行为负责。这些说法提出了这样一种观点,即手脏的官员在公开场合不应该暴露自己的罪行,而应该戴上“干净的手套”(Bellamy, 2010)。戴上干净的手套,就是不承认自己的手很脏,也不隐瞒。贝拉米在他对戴上干净手套的必要性的研究中认为,“政治合法性[…]取决于双方(即官员和公民)对理想的自由民主形式和规范的信仰,即使有选择地无视它们。”[…]因此[官员]有充分的理由保持谨慎”(2010,第426页)。贝拉米认为政治的本质是内在的冲突,并由此得出结论,民主实践永远不可能完全符合其赖以建立的自由主义理想。因此,为了使民主政治的基础不受这种情况的破坏,所有有关各方都必须保持对这些理想的信念,尽管我们知道这些理想永远不可能完全实现。暴露肮脏的手可能会对民主政治造成危险的破坏,因为公职人员在非理想的政治现实和公众持有的理想主义图景之间摇摆不定,理想主义要求官员不要展示任何通常被认为是恶习的东西。极端地说,这种立场可能会争辩说,某些肮脏的行为永远不应该被披露(例如,因为保密对国家安全至关重要)。不过,我觉得这种说法没有说服力。即使在很长一段时间内,对一项肮脏的决定保密在政治上是必要的,但最终情况会发生足够的变化,使信息能够安全地披露出来。总会有一个合适的时刻,那就是脱下干净的手套。但这确实意味着,在某些情况下,时间已经过去了,肮脏的行为将变成历史上的不公正。在很长一段时间内对“脏手”保密的决定给代理带来了一个额外的“脏手”问题;他们的手会更脏。这三种立场的共同之处在于,它们主要关注的是说真话和问责是维护还是危及重要的民主和程序价值。在问责制的情况下,似乎也有一些关于肮脏的代理人应该得到什么或不应该得到什么的担忧,因为他们如果做了就会受到诅咒,如果不做就会受到诅咒。然而,回想一下Loughinisland大屠杀之后的掩盖,这些讨论中似乎缺少了一些根本的东西,即对受害者的关注以及对他们的亏欠。例如,当酒吧招待艾丹·奥图尔(Aidan O'Toole)在20多年后回忆起1994年那个晚上发生的事情时,他仍然泪流满面。大屠杀的幸存者之一Brendan Valentine痛苦地讲述了“20年过去了……晚上你把他的头放在枕头上,回忆往事。”永远不会消失。你还活着,而这些动物已经死了”(吉布尼,2017)。在阅读警察司法特派员的报告时,洛金岛家庭的律师指出,“22年来,这些家庭耐心地、有尊严地等待着,他们进行了激烈的斗争。每个人都知道你所经历的痛苦和创伤”(吉布尼,2017)。在关于脏手的文献中,很多讨论都缺少的是对受害者和那些因为他们不得不忍受的伤害而变得更糟的人应该得到什么样的赔偿的持续关注。当然,说出真相并将肇事者绳之以法可能是实现补偿性司法的重要步骤。 一种选择是,个别警官应为他们在公务范围内采取的任何行动道歉,这些行动掩盖了警方线人的参与(例如,警告嫌疑人他们被捕,不追查某条线索,在审讯期间不询问某些问题)。虽然这种个人道歉很可能对受害者及其亲人没有意义,但它们本身并不能解释和回应所犯的全部错误和对受害者造成的伤害。相反,这样的道歉只涵盖了群体中一个人的行为,这个行为使得这个肮脏的决定得以实施。因此,我们可能认为,应该由作出和执行这一肮脏决定的整个集团的一名授权代表,在任何个人道歉之外或代替道歉。Michael Murphy (2011, p. 50)认为,代表的选择对于塑造道歉的意义至关重要,因为它表明了有问题的群体对道歉的重视程度,以及它愿意给予不公正受害者多大的尊重。在目前的情况下,最有可能做出这种具有代表性的道歉的候选人将是首席调查员。首席调查员不仅可以为他们在其官方职权范围内采取的特定行动道歉,而且可以为他们整个小组的决定和行动道歉,这些决定和行动使一名警察线人的参与得以掩盖。以整个调查小组的名义道歉将向受害者发出一个信号,即承认发生在他们身上的事情不是由一个人的行为造成的孤立事件,而是整个警察集团经过深思熟虑的决定的结果。以所有直接参与实施这一肮脏决定的人的名义道歉,可能会向受害者及其亲人发出更强烈的信号,即所发生的事情正在得到官方承认和处理,而不是一个警察只为自己的行为道歉。然而,在Loughinisland案中,一个挥之不去的担忧是,即使首席调查员代表整个调查小组道歉,也不会触及事情的根源。目前尚不清楚在本案中保护举报人的决定是由首席调查员做出的,还是由警方或政府高层做出的。如果是这样的话,受害者也许有理由期待那些掌权的人也承认并为他们的参与道歉。即使在这个特殊的案例中,这个决定是由首席调查员单独做出的,我们也可以期望英国政府的一位代表应该承认并道歉,因为他们在“麻烦”期间使用警方线人的总体政策有时会造成毁灭性的后果。Murphy (2011, p. 51)认为,重要的是,在微观层面(例如,让暴行的幸存者和家属对所发生的事情一无所知所造成的痛苦)和宏观层面(例如,围绕在暴力冲突中使用警察线人的系统问题)认识到不公正是很重要的。在这里讨论的脏手事件中,这个宏观层面的系统性和制度性问题只能由政府自己完全承认和道歉。谁应该在不正当行为发生后道歉并不是一个直截了当的问题,理想情况下,可能需要各种行为者和机构为他们在不法行为中所扮演的角色道歉。在谁应该道歉的问题上,最重要的考虑因素之一是倾听受害者和他们的亲人的需求,让他们感到,他们和那些弄脏了自己手的人之间破裂的关系可以,至少部分地得到修复。例如,Murphy (2011, p. 51)认为,在这个过程中让受害者、幸存者或他们的近亲参与道歉谈判通常是有帮助的,因为这是尊重的标志,并通过参与相互对话来重申他们的能动性。在我们讨论道歉是否适合作为一种肮脏的决定之后的部分补偿形式之前,我们需要考虑一下构成道歉的条件。Ernesto Verdeja认为,道歉的要素大致可以分为两类;一个是“道德补救”,另一个是“实践补救”(Verdeja, 2010, p. 567)。 因此,在“脏手”之后的道歉并不一定是不真诚的,即使代理人无法保证他们将来不会再做出类似的行为。现在有人可能会反对说,虽然道歉适用于道德上公正和不公正的二元行为,但它根本不适合更复杂的情况,在这种情况下,我们可能会通过做我们应该做的事情来弄脏自己的手。也许在这种情况下,更合适的是表现出遗憾或发自内心的同情(用Verdeja的话来说是一种道德上的纠正),并结合赔偿或某种形式的补偿(用Verdeja的话来说是一种实际的纠正)。毕竟,当一个特工在这种情况下尽了最大努力时,这样的替代回应难道不比传统的道歉更合适吗?一旦我们认真对待“脏手”理论化告诉我们的关于道德冲突现实的故事,我认为很明显,在“脏手”的情况下,除了道歉之外的其他选择并不是一个合适的回应。当我们承认自己在弄脏自己的手时犯了真正的道德错误时,诸如后悔或发自内心的同情之类的情感反应在道德上是不够的。正如de Wijze所主张的,“仅仅对这种事态感到遗憾将无法公正地对待严重的道德侵犯”(2004年,第464页)。相反,一种悔恨的形式(德维泽称之为“悲剧性悔恨”)是承认自己在有意识地选择违反核心道德价值观时所犯下的罪行的最合适的反应。如果我们接受这一点,我们就坚定地处于道歉的范畴,正如前面所说的那样,这需要肇事者承认他们造成的伤害,承担责任,并对造成的伤害表示悔恨。因此,我认为道歉,而不是其他的行动方案,是对自己弄脏了自己的手的恰当回应,即使一个人在困难的情况下尽了最大的努力。如果我们考虑到为脏手道歉的方式能够实现我们期望更普通的道歉所能实现的全部社会功能,那么这个结论就得到了进一步的支持。首先,为自己的肮脏行为所造成的伤害道歉可以为犯罪者履行重要的功能。现在我们可能会认为这不应该是我们的主要关注点,特别是考虑到本文的目的是将一些焦点从肮脏的行为人转移到其行为的受害者身上。然而,为了完整起见,有必要指出,更普通的道歉对违规者的作用,也可以在黑手的情况下发挥作用。道歉至少可以帮助恢复一些冒犯者的道德诚信,并通过承认他们的过错和重申我们所珍视的共同道德价值观,使他们能够在道德社区中重新确立自己的地位(Gill, 2000, p. 17)。此外,道歉可以帮助冒犯者减轻他们对自己行为的负罪感和羞耻感,让他们放心,他们已经采取了行动,无论是象征性的还是实际的,来帮助那些因为他们的行为而变得更糟的人(Lazare, 2005,第107-113页)。道歉可以为道歉者发挥这些功能,这一点可能被认为在脏手的情况下尤为重要,在这种情况下,行为主体只能在较小的罪恶之间做出选择,并试图在有限的选择中以最好的方式行事。其次,更重要的是,在肮脏的手之后道歉可以为受害者履行重要的功能。Nicholas Tavuchis认为,在公共领域,任何形式的道歉最重要的功能是它可以澄清官方记录(Tavuchis, 1991, pp. 70-72)。这在“脏手”的情况下尤为重要,因为它们通常涉及秘密、谎言和欺骗(Thompson, 1987, p. 32)。这种手段可能导致违反民主进程和次要的脏手问题。举个例子:1993年,首相约翰·梅杰就北爱尔兰持续不断的冲突与临时爱尔兰共和军秘密接触的消息被泄露。当时,这些谈判是结束该国持续的暴力斗争并带来和平的更广泛尝试的一部分。我们可以假设,在第一种情况下,梅杰必须在两种相互冲突的价值观之间做出决定:一方面不与准军事组织谈判,另一方面尽其所能促进和平进程。那次泄密的有趣之处在于,就在几周前,梅杰刚刚向议会宣布,与临时爱尔兰共和军谈判“会让我反胃”(Bevins et al., 1993)。 除了他面临的主要冲突之外,梅杰还必须做出以下选择:要么公开这些谈判,冒着破坏已经达成的微妙平衡的风险;要么保守秘密,同时戴上一个全心全意反对与准军事组织谈判的面具。在民主政治中,诸如此类的秘密、谎言和欺骗常常伴随着肮脏的决策。因此,肮脏行为者的道歉可以履行澄清事实的重要功能,并使对受害者造成的伤害的否认或最小化更难以实现(Murphy, 2011, p. 55)。因此,它也可以通过承认他们的事件版本准确地反映了真实发生的事情,从而帮助受害者获得真相讲述者的地位(Harvey, 1995, p. 62)。道歉的另一个重要功能是,它们可以向受害者和更广泛的公众保证,冒犯者是致力于我们共同的道德和社会规范的,并发誓要尽其所能地维护它们。这也将在一定程度上保证他们不太可能在未来犯下类似的罪行(Gill, 2000, pp. 16-17)。在“脏手”之后道歉绝对可以实现这一功能的第一部分。当一个肮脏的代理人为他们的行为造成的伤害道歉时,他们可以利用这个机会表达他们衷心的悲剧性悔恨,这表明了他们对放弃的价值的承诺。悲剧性悔恨的经历表明行为人对失去的价值给予了应有的考虑,因为它提醒了他们不同的道德要求处于危险之中。如前所述,当涉及到向其他人保证脏手的代理人将来不会再犯类似的行为时,事情就有点棘手了。因为她选择了较轻的恶,她不能保证如果类似的悲剧再次发生,她不会再做同样的事情。尽管如此,我认为在“脏手事件”之后的道歉可以为受害者和更广泛的公众提供一些重要的安慰。这是因为通过表达她的悲痛欲悔,代理可以让其他人理解她的行为。这一观点可以在伯纳德·威廉姆斯关于情感重要性的论述中找到,他认为“在某些情况下,一个人的行为中的相关统一性,他的判断和行动相适应的模式,必须根据其背后的情感结构来理解”(威廉姆斯,1999,第222页)。如果没有道歉来揭示代理人不得不做出的艰难选择的细节,受害者和公众可能有理由认为代理人没有充分理由违反了重要的道德价值,从而表现出对所讨论的特定规范的完全无视。然而,当肮脏的代理人道歉并解释他们所处的情况的性质,并对他们不得不做的事情表示真正的悲剧性悔恨时,他们可以证明他们非常珍视所讨论的道德价值,尽管在这种情况下违反了它。这至少可以给受害者和公众提供一些安慰,因为他们知道类似的违法行为只会在非常有限的悲惨情况下出现,因此不太可能发生。悲情悔恨的表达也可以向受害者表明,肮脏的代理人正在为她选择对他人造成的伤害付出代价,至少是部分代价(Lazare, 2005, pp. 53-54)。道歉也重申了受害者的道德地位和地位。最初的不公正实际上是一种信息,即犯罪者不认为受害者应享有与道德共同体其他成员同样的权利和尊重。虽然道歉不能消除伤害,但它能做的是回忆起这个隐含的信息。通过承认有问题的行为是错误的,通过承认这对受害者造成的伤害,犯罪者认识到他们的受害者应该站在与他们自己和社区其他人平等的道德基础上。因此,道歉可以为受害者恢复一些尊严,并可以帮助他们恢复自我价值感和信心(Gill, 2000, p. 16;Govier,Verwoerd, 2002,第69页;汤普森,2008年,第34页)。当一个肮脏的代理人道歉时,她可以表现出,即使所有被认为更好的选择意味着侵犯受害者的权利,她仍然致力于将他们视为道德社区中平等的成员,应该得到与其他人一样的尊重和尊严。最后,道歉也可以成为一种工具,支持受害者为他们所遭受的不公正寻求实际补救(Murphy, 2011, p. 63;《贵族》,2008,第29-30页)。