Precedent and Discretion

IF 2 2区 社会学 Q1 LAW
William Baude
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引用次数: 5

Abstract

Supreme Court precedent is a topic of perennial prominence. The Court overruled or severely limited multiple precedents last year, just as it did the year before that. Because of our widely-repeated norm of stare decisis, every overruling is criticized. Scholars have then debated whether the Court needs a stronger norm of stare decisis, so that it overrules fewer cases. This focus is misguided. Rather than worrying about which cases will be cast aside, we should pay more attention to those precedents that are left standing in place. Many of the Court’s questionable precedents nonetheless go unquestioned. The real problem is not that the Court overrules too much, but that it overrules without a theory that explains why it overrules so little. At last, it seems such theories may be coming. Last term, Justice Thomas (in Gamble v United States) and Justice Alito (in Gundy v United States) each attempted to explain some of their decisions to reject and adhere to precedent. These explanations deserve serious scholarly scrutiny, which they have not yet received. Unfortunately, these interventions do not solve, and indeed they exacerbate, the problem. What they propose is neither a regime of adherence to precedent, nor a regime without precedent, but rather a regime in which individual Justices have substantial discretion whether to adhere to precedent or not. This turns precedent from a tool to constrain discretion into a tool to expand discretion, and ultimately into a tool to evade more fundamental legal principles. Part I describes the state of stare decisis in the Court today. Part II discusses Justice Thomas’s theory that precedent must be overruled when it is “demonstrably erroneous.” Part III describes Justice Alito’s theory that precedents ought not be overruled on the basis of “halfway originalism.” Part IV explains why discretionary precedent — of which these theories are examples — are worse than no precedent at all.
先例与自由裁量权
最高法院判例是一个经久不衰的重要话题。最高法院去年推翻或严重限制了多项判例,就像前一年一样。由于我们广泛重复的规则,每一个否决都会受到批评。随后,学者们就最高法院是否需要一个更严格的准则,以减少推翻的案件进行了辩论。这种关注是错误的。我们不应该担心哪些案例会被抛弃,而应该更多地关注那些留在原地的先例。然而,法院的许多有问题的先例却没有受到质疑。真正的问题不在于最高法院否决了太多,而在于它的否决没有一个理论来解释为什么它否决的这么少。这样的理论似乎终于要出现了。上个学期,托马斯大法官(在甘布尔诉美国案中)和阿利托大法官(在甘迪诉美国案中)都试图解释他们拒绝和坚持先例的一些决定。这些解释值得认真的学术审查,他们还没有得到。不幸的是,这些干预措施并没有解决问题,反而加剧了问题。他们提出的既不是一种遵循先例的制度,也不是一种没有先例的制度,而是一种法官个人在是否遵循先例方面拥有实质性自由裁量权的制度。这使得先例从限制自由裁量权的工具变成了扩大自由裁量权的工具,并最终变成了逃避更基本法律原则的工具。第一部分描述了当今最高法院的判决状况。第二部分讨论了托马斯法官的理论,即先例“明显错误”时必须被推翻。第三部分描述了阿利托大法官的理论,即先例不应该在“半原旨主义”的基础上被推翻。第四部分解释了为什么自由裁量先例——这些理论都是例子——比没有先例还要糟糕。
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来源期刊
CiteScore
1.80
自引率
5.00%
发文量
13
期刊介绍: Since it first appeared in 1960, the Supreme Court Review has won acclaim for providing a sustained and authoritative survey of the implications of the Court"s most significant decisions. SCR is an in-depth annual critique of the Supreme Court and its work, keeping up on the forefront of the origins, reforms, and interpretations of American law. SCR is written by and for legal academics, judges, political scientists, journalists, historians, economists, policy planners, and sociologists.
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