Physics-Guided Invariant Causal Representation Learning for Blind Domain Generalization in Bearing Fault Diagnosis

IF 4.5 2区 综合性期刊 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC
IEEE Sensors Journal Pub Date : 2026-10-15 Epub Date: 2026-09-03 DOI:10.1109/JSEN.2026.3728678
Wei Quan;Yongle Jia;Quanhai Ma;Yingmin Yi
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Abstract

Under conditions of limited samples, severe noise, and non-stationary operations, data-driven fault diagnosis often fails in blind domain generalization (BDG) by fitting spurious environmental correlations. To reduce the limitations of purely statistical fitting, this article proposes a Physics-guided Invariant Causal Representation Network (PICR-Net) that structurally fuses signal processing principles, bearing kinematic priors, and causal inference. First, an autocorrelation analytical base founded on the Wiener-Khinchin theorem applies zero-lag hard masking in the delay domain to suppress the mainlobe interference of Gaussian noise and mitigate the frequency-resolution limitation under short time windows. Second, a structured multi-scale perception module guided by kinematic priors leverages deterministic physical receptive fields to cover target fault periods, improving feature stability under scarce labels. Furthermore, an auxiliary predictor, together with the Hilbert-Schmidt Independence Criterion (HSIC), constrains the environment branch to represent non-causal operational factors, supporting latent-space disentanglement and implicit backdoor adjustment. Under the prior-free blind-domain protocol with 1% source labels and target-domain $\text {SNR}=-{4}$ dB, PICR-Net achieves average accuracies of 88.80% on six bidirectional OU-Bearing tasks and 83.28% on an external Mendeley Data variable-speed bearing subset. With only 8.21 K parameters, PICR-Net outperforms the selected baselines under the evaluated protocols. Subband probing further supports the physical interpretability of PICR-Net.
面向轴承故障诊断盲域泛化的物理引导不变因果表示学习
在有限样本、严重噪声和非平稳运行条件下,数据驱动的故障诊断往往无法通过拟合虚假的环境相关性进行盲域泛化(BDG)。为了减少纯统计拟合的局限性,本文提出了一种物理引导的不变因果表示网络(PICR-Net),该网络在结构上融合了信号处理原理、轴承运动学先验和因果推理。首先,基于Wiener-Khinchin定理的自相关分析在延迟域应用零滞后硬掩蔽来抑制高斯噪声的主瓣干扰,缓解短时间窗下的频率分辨率限制。其次,基于运动学先验的结构化多尺度感知模块利用确定性物理感受场覆盖目标故障周期,提高稀缺标签下的特征稳定性。此外,一个辅助预测器,连同Hilbert-Schmidt独立准则(HSIC),约束环境分支来表示非因果操作因素,支持潜在空间解纠缠和隐式后门调整。在1%源标签和目标域$\text {SNR}=-{4}$ dB的无先验盲域协议下,PICR-Net在6个双向ou方位任务上的平均准确率为88.80%,在外部Mendeley Data变速方位子集上的平均准确率为83.28%。只有8.21 K个参数,PICR-Net在评估协议下优于所选基线。子带探测进一步支持picr网的物理可解释性。
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来源期刊
IEEE Sensors Journal
IEEE Sensors Journal 工程技术-工程:电子与电气
CiteScore
7.70
自引率
14.00%
发文量
2058
审稿时长
5.2 months
期刊介绍: The fields of interest of the IEEE Sensors Journal are the theory, design , fabrication, manufacturing and applications of devices for sensing and transducing physical, chemical and biological phenomena, with emphasis on the electronics and physics aspect of sensors and integrated sensors-actuators. IEEE Sensors Journal deals with the following: -Sensor Phenomenology, Modelling, and Evaluation -Sensor Materials, Processing, and Fabrication -Chemical and Gas Sensors -Microfluidics and Biosensors -Optical Sensors -Physical Sensors: Temperature, Mechanical, Magnetic, and others -Acoustic and Ultrasonic Sensors -Sensor Packaging -Sensor Networks -Sensor Applications -Sensor Systems: Signals, Processing, and Interfaces -Actuators and Sensor Power Systems -Sensor Signal Processing for high precision and stability (amplification, filtering, linearization, modulation/demodulation) and under harsh conditions (EMC, radiation, humidity, temperature); energy consumption/harvesting -Sensor Data Processing (soft computing with sensor data, e.g., pattern recognition, machine learning, evolutionary computation; sensor data fusion, processing of wave e.g., electromagnetic and acoustic; and non-wave, e.g., chemical, gravity, particle, thermal, radiative and non-radiative sensor data, detection, estimation and classification based on sensor data) -Sensors in Industrial Practice
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