Multi-source imbalanced generalization wavelet network for heterogeneous imbalanced mechanical fault diagnosis under unknown time-varying working conditions.

IF 6.5
Yefeng Li, Hong Jiang, Xiangfeng Zhang, Dong Han
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Abstract

In recent years, fault diagnosis of rotating machinery under unknown working conditions has been investigated. However, in real industrial scenarios, due to the complexity of equipment and the diversity of operating conditions, problems such as class imbalance and domain shift frequently occur under unknown working conditions. In addition, there are interferences from non-stationary time-varying rotational speed conditions and insufficient revelation of fault characteristics, which severely limit the cross-domain generalization performance of models. Therefore, this paper proposes a Multi-Source Imbalanced Generalization Wavelet Network (MS-IGWN). Firstly, a wavelet-enhanced residual network is constructed as the feature extractor. A db4-initialized learnable wavelet filter bank is embedded in the residual network to obtain complementary frequency-selective representations and learn multi-scale discriminative features, and the residual network is combined to learn deep discriminative features. Then, Multi-Head Self-Attention (MHSA) and Multi-order Gated Aggregation Block (MogaBlock) are introduced to strengthen the spatiotemporal correlation of features and the focusing of key information. Secondly, a Semantic-Consistent Mixup (SCMix) mechanism is introduced to enrich minority-class representations by interpolating same-label samples from different source domains. In addition, Cross-Domain Invariant Triplet Loss (CITL) promotes cross-domain intra-class compactness and inter-class separation. Performance tests of MS-IGWN are conducted on the University of Ottawa (Ottawa) bearing dataset and the Mechanical Diagnosis Gear dataset (LJS). Imbalanced domain generalization experiments under unknown time-varying rotational speed conditions show that the proposed MS-IGWN method has better clustering performance, higher classification accuracy, as well as superior generalization and robustness.

多源不平衡泛化小波网络在未知时变工况下的异质不平衡机械故障诊断。
近年来,人们对未知工况下旋转机械的故障诊断进行了研究。然而,在实际工业场景中,由于设备的复杂性和运行工况的多样性,在未知工况下经常会出现类不平衡、域移位等问题。此外,非平稳时变转速条件的干扰和故障特征的不充分揭示严重限制了模型的跨域泛化性能。为此,本文提出了一种多源不平衡泛化小波网络(MS-IGWN)。首先,构建小波增强残差网络作为特征提取器;在残差网络中嵌入一个db4初始化的可学习小波滤波器组,获得互补的选频表示,学习多尺度判别特征,并结合残差网络学习深度判别特征。然后,引入多头自注意(MHSA)和多阶门控聚合块(MogaBlock)来加强特征的时空相关性和关键信息的聚焦。其次,引入语义一致混合(Semantic-Consistent Mixup, SCMix)机制,通过插值来自不同源域的相同标签样本来丰富少数类表示。此外,跨域不变三重态损失(CITL)促进了跨域类内紧密性和类间分离。MS-IGWN在渥太华大学(Ottawa)轴承数据集和机械诊断齿轮数据集(LJS)上进行了性能测试。未知时变转速条件下的不平衡域泛化实验表明,本文提出的MS-IGWN方法具有更好的聚类性能、更高的分类精度以及较好的泛化和鲁棒性。
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