Verification and Synthesis of Compatible Control Lyapunov and Multiple High-Order Control Barrier Functions

IF 7 1区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS
IEEE Transactions on Automatic Control Pub Date : 2026-10-01 Epub Date: 2026-03-11 DOI:10.1109/TAC.2026.3692000
Chuanrui Jiang;Hongkai Dai;Andrew Clark
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引用次数: 0

Abstract

Stability and safety are important properties of control systems. control Lyapunov functions (CLF) and control barrier functions (CBF) have been proposed to enforce stability and safety properties, respectively. However CLFs and CBFs could fail to guarantee joint safety and stability when there does not exist a common control action that simultaneously satisfies both the CBF and CLF constraints. In this article, for control-affine dynamical systems both with and without input limits, we propose the necessary and sufficient condition for compatible CLFs and multiple high-order control barrier functions. We derive the compatibility condition using Farkas’ Lemma and Positivstellensatz, and formulate an sum-of-squares (SOS) program to numerically verify the compatibility condition. Based on the proposed verification framework, we propose a bilinear-alternating method to synthesize compatible CLFs and CBFs with a large safe region and region-of-attraction. Moreover, we derive the necessary and sufficient condition for the continuity of the CLF-CBF-quadratic program controller, which we can verify through solving an SOS program. We showcase our approach in several numerical examples, including adaptive cruise control, an inverted pendulum, and a 13-state quadrotor.
兼容控制Lyapunov和多高阶控制势垒函数的验证与综合
稳定性和安全性是控制系统的重要特性。控制李雅普诺夫函数(CLF)和控制屏障函数(CBF)分别被提出用于增强稳定性和安全性。然而,当不存在同时满足CBF和CLF约束的共同控制行为时,CLF和CBF可能无法保证联合安全和稳定。对于有输入限制和无输入限制的控制-仿射动力系统,我们给出了clf和多个高阶控制势垒函数兼容的充分必要条件。利用Farkas引理和Positivstellensatz导出了相容条件,并编制了平方和(SOS)程序对相容条件进行了数值验证。基于所提出的验证框架,我们提出了一种双线性交替的方法来合成具有大安全区域和吸引区域的兼容clf和cbf。此外,我们还得到了clf - cbf -二次规划控制器的连续性的充分必要条件,并通过求解一个SOS程序进行了验证。我们在几个数值示例中展示了我们的方法,包括自适应巡航控制,倒立摆和13状态四旋翼飞行器。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
IEEE Transactions on Automatic Control
IEEE Transactions on Automatic Control 工程技术-工程:电子与电气
CiteScore
11.30
自引率
5.90%
发文量
824
审稿时长
9 months
期刊介绍: In the IEEE Transactions on Automatic Control, the IEEE Control Systems Society publishes high-quality papers on the theory, design, and applications of control engineering. Two types of contributions are regularly considered: 1) Papers: Presentation of significant research, development, or application of control concepts. 2) Technical Notes and Correspondence: Brief technical notes, comments on published areas or established control topics, corrections to papers and notes published in the Transactions. In addition, special papers (tutorials, surveys, and perspectives on the theory and applications of control systems topics) are solicited.
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