International Progress and Colonial Critique in E.H. Carr's Reflexive Realism

IF 1 Q3 POLITICAL SCIENCE
Arturo Chang
{"title":"International Progress and Colonial Critique in E.H. Carr's Reflexive Realism","authors":"Arturo Chang","doi":"10.1111/1467-8675.70051","DOIUrl":null,"url":null,"abstract":"<p>As ecological, material, and social crises converge on the global stage, research in political theory has returned to debates on the importance of utopian critiques that remain attentive to the inescapability of power (Brincat <span>2009</span>; Butler <span>2015</span>; Thaler <span>2018</span>, <span>2024</span>; Wagle <span>2022</span>). This wave of scholarship centers on the transformative dimensions of critical imagination—as manifested in both popular politics and individual works—to problematize the notion that aspirational politics produce little more than an <i>appeal</i> to change. These interventions emerge as others call for “realistic” utopias, a term that assumes the relative impracticality of ideal proposals and seeks to ground ideal proposals in “real-world” politics (Wright <span>2010</span>; Bregman <span>2017</span>). In other words, the field continues to situate utopia and reality in contention to one another. As a result, the value of ideal politics as a dimension of critique remains unsettled.1</p><p>While the linguistic bannisters that surround political change span appeals to “ideal,” “aspirational,” “imaginative,” “objective,” and “empirical” lenses, they have importantly mapped onto the binary of “realistic” and “idealistic” interpretation. These categories are particularly salient in international relations (IR) theory and political theory, two research areas with overlapping concerns but largely segregated conversations. In IR, structural and neoclassical realism have taken hold as central frameworks in the discipline that operate on the assumption that aspirational politics must be displaced in favor of “objective” accounts of power (Waltz <span>1979</span>; Booth <span>1991</span>; Mearsheimer <span>2005</span>, <span>2019</span>; Booth <span>2010</span>). These ontologies have been critiqued in IR theory, but they remain fundamental to the field's macrostructural understanding of both international order and the justification of power (Booth <span>1991</span>, <span>2010</span>; Mearsheimer <span>2005</span>; Brincat <span>2009</span>; Kohn and McBride <span>2011</span>). Simultaneously, theories of utopia and reality among political philosophers contend for the importance of normative models within realistic lenses (Aytac and Rossi <span>2022</span>; Favara <span>2022</span>; Rossi <span>2019</span>; Sigwart <span>2013</span>). Similarly, scholars of utopia argue for the critical dimensions of imaginative and aspirational politics (Wagle <span>2022</span>; Thaler <span>2018</span>; Shklar <span>1969a</span>, <span>1998a</span>, <span>1998b</span>; Moylan <span>2014</span>). As the separation between realist IR and realist political philosophy endures, so do methodological, interpretive, and political problems regarding the relation between ideal politics and the justification of power in international politics.2 The tension between utopia and reality perseveres when the two categories are primarily treated as analytical and ontological problems. That is, on the one hand, as interpretive lenses invested in the “empirical” study of power and its deployment (Aytac and Rossi <span>2022</span>; Favara <span>2022</span>; Rossi <span>2016</span>, <span>2019</span>). On the other hand, there is an assumption about the <i>nature</i> of international politics and the structural conditions that mediate power within the nation-state system (Mearsheimer <span>2005</span>; Booth <span>2010</span>; Ikenberry <span>2020</span>).</p><p>This article argues for a reflexive understanding of realism and utopia that assumes that the two categories operate as mutually necessary facets of critique regarding the role of power in international politics. This reflexive framework assumes a <i>necessary interaction</i> between a realistic assessment of the use of power and the transformative visions that guide its justification. This emphasis on reflexivity draws on the social theory of Pierre Bourdieu, which approaches the production of knowledge as resulting from the convergence between the objectification of reality as the normative contingency of humanity's collective condition.3 A reflexive theory of utopia and reality maintains the comparative value of open-dialectical approaches (Brincat <span>2009</span>, 583) but reduces the antithetical space between the two concepts. The result is a framework that moves away from the “empirical” versus “normative” distinction; instead, it links realism and utopia as fundamental lenses for the recognition, as well as response, to the inescapability of power.</p><p>To illustrate this reflexive turn, I look to Edward Hallett Carr's foundational realism, as it sought to reconcile the “realistic” premises of international power with the importance of international progress as a guide for political action. I contend that the realistic hermeneutics deployed throughout Carr's political thought, especially as illustrated in works like <i>The Twenty Years' Crisis</i> (1939), <i>Nationalism and After</i> (1945), <i>The New Society</i> (1951), and <i>Conditions of Peace</i> (1944), leveraged a reflexive connection between utopia and reality that reconciled humanity's progressive aspirations with their subjection to power politics. In particular, I argue that the importance of colonial critique in framing Carr's reflexive realism as well as his critique of liberal internationalists has been largely overlooked. I demonstrate that Carr's concerns with the premises of liberal progress resided, not in a dismissal of progressive politics but in liberalism's inheritance of Enlightenment ontologies, and thus colonial logics, of linear progress. While scholars of Carr, such as Paul Howe (<span>1994</span>), Haro Karkour (<span>2022a</span>, <span>2022b</span>, <span>2023</span>), Michael Cox (<span>2000</span>, <span>2016</span>), and Tim Rood (<span>2026</span>), the hermeneutic and political importance of colonial critique in Carr's thought remains largely overlooked.</p><p>Attending to colonial politics in Carr helps clarify the scope of his rejection of utopia as a project of European modernity. Carr did not view realism as antithetical to utopian thinking. Rather, his realism calls for a break from modernity in the sense that, with new parameters for realistic inquiry, so emerged a need for novel utopias.4 Thus, for Carr, liberal frameworks that adopted the aspirational politics of the Enlightenment were also willingly replicating the already-apparent failures of colonial modernity—what he called the “beginning of the end of Western Civilization,” under his pseudonym, John Hallett (<span>1933</span>). This rejection of Enlightenment idealism in turn fueled Carr's skepticism of nationalism and liberalism as the foundations for a nascent global order—two principles that he called the “children” and “Siamese twins” of the Enlightenment tradition (Carr [1945] <span>2021</span>, xxxiv, xxxix).</p><p>Beyond Carr, returning to the realism-utopia debates of the early 20th century proves useful for contextualizing the importance of colonial power in framing both the normative and realistic premises of liberal international politics writ large. This article situates Carr and his interlocutors within a broader moment of epistemic, political, and social crisis that responded to the decay of European hegemony, rise of anti-colonial movements throughout the world, and more broadly, to the apparent failure of modernity as a project of global order.5 Carr and his contemporaries demonstrate that appeals to utopia and reality during the early 20th century operated as genealogical critiques regarding the trajectory of global politics under European hegemony (Getachew <span>2019</span>; Valdez <span>2019</span>). Utopia and reality, in other words, should also be historicized as terms that link the legacies of colonial power with the possibilities of global progress.</p><p>My argument is divided into three sections. The article begins by outlining the parameters for a reflexive approach to utopia and reality. I do so by placing realist-utopian debates in political theory in conversation with IR theory. Section two analyzes E.H. Carr's realistic hermeneutics as proposed in <i>The Twenty Years' Crisis</i> (1939) and places in conversation with his other writings on colonialism, “Enlightenment idealism” (Carr <span>2016</span>, 208), and the progress narratives of modernity that framed liberal international frameworks. The article concludes by addressing the value of realist-utopian reflexivity beyond Carr's context. I do so by suggesting that Carr's call for a realistic break from Enlightenment idealisms holds much in common with postcolonial thought as a tradition that similarly contends with the possibility of progress from within the realm of power politics.</p><p>It is no longer polemical to claim that reality and utopia, as well as realist and utopian thought, are related lenses. It is the conditions of their relation that remain in flux. Nonetheless, some methodological assumptions are mostly settled and prove helpful in refining this analysis. For example, in realist political philosophy, Ugur Aytac and Enzo Rossi make strong arguments for the possibility of engaging in realist ideology critique in a way that is devoid of the “moralisms found in much of analytic political philosophy” by targeting practices and beliefs that are a “product of self-justified power” (Aytac and Rossi <span>2022</span>, 1; Rossi <span>2016</span>, <span>2019</span>). These interventions move academic debate beyond questions of <i>whether</i> realism embraces ethical investments and moral responsibility. As these contributions show, philosophical realism holds a particularly high commitment to moral responsibility once it has adequately addressed the justifiability of power. Similar principles hold in relation to ideal politics. Greta Favara (<span>2022</span>, 5–6) move the field away from characterizations that situate ideal theory and realism in contention by demonstrating that realist approaches benefit from ideal “models” that guide normative expectations. In short, realist politics understands normative models as narrowly <i>justified</i> observations rather than broad <i>expectations</i> of how the world operates.</p><p>A realistic study of politics does not prescribe the elimination of utopian visions, but it does require that the pursuit of knowledge target the “real motivation<i>”</i> behind political phenomena (Geuss <span>2008</span>, 9). An “actual” understanding of politics, in a realist sense, starts from the recognition that “politics is in the first instance about action and the contexts of action” rather than belief or proposition (Geuss <span>2008</span>, 9). Thus, meaning becomes a relational and contingent construct: “Understanding politics means seeing that [generalist statements] have clear meaning at all only relative to their specific context, and this context is one of historically structured forms of action” (Geuss <span>2008</span>, 14).</p><p>This emphasis on relational meaning and the historical contingency of political action holds similar grounding among theorists of utopia. The main difference, it seems, lies in the avenues taken to problematize moral and political ontologies. Theorists such as Mathias Thaler, for example, argue for the importance of “critical and antinomian” utopias as tools that “productively unsettle” politics (Thaler <span>2018</span>, 672). This wave of scholarship builds on the work of Judith Shklar, another postwar theorist who has inspired research in both realist and utopian politics and, in that way, offers an example of how the two terms became connected in the early 20th century. As Katrina Forrester (<span>2011</span>) shows, while Shklar is conventionally portrayed as a realist and supporter of the liberal state, this is a reductive portrayal. Forrester's account of hope in Shklar's realism is helpful in shifting readers away from Shklar's treatment of the term “utopia” and toward an appraisal of the links between realistic interpretation and critical-aspirational politics (<span>2011</span>, 595). This, by extension, situates the compatibility of realist and utopian practices as centered on <i>improving</i> the world. As Shklar concedes, moving beyond utopia meant ridding ourselves of universalist ideals—uncritical assumptions about the world. However, this move had to preserve the importance of emancipatory visions within a social criticism that eliminated “erroneous and destructive beliefs” as a dimension of realist interpretation (Shklar <span>1998b</span>). While her assessment of utopia maintains some of its universalist demands for truth, it is mostly characterized by an investment in the “elimination of erroneous and destructive beliefs”—a task that holds much in common with contemporary realism (Shklar <span>1998b</span>, 177).</p><p>Perhaps the primary change at hand among utopian politics lies in moving beyond blueprint utopias—both in pejorative and idealist terms—to define the forward-looking dimensions of this lens. As Shklar suggests, the analytical confusion surrounding utopia emerges from its deployment to “label projects as both undesirable and impossible” (Shklar <span>1998b</span>, 176). This assessment remains somewhat true today, especially where the language of “realistic utopias” or “utopian realism” is deployed to reconcile the otherwise uncomfortable relation between transformative programs and present conditions (Booth <span>1991</span>; Bregman <span>2017</span>). As Shklar shows, however, even classical and early modern utopian frameworks such as Thomas More's <i>Utopia</i> and Jean-Jacques Rousseau's <i>Emile</i> assumed a deeply “pessimistic” form of critique that aspired to illustrate the space between moral psychology and reality (Shklar <span>1998b</span>, 179). Approaching utopia as transformative critique, rather than a plan to be accomplished, centers the social-theoretical components of aspirational politics while limiting the teleological character sometimes associated with it. Thus, the emphasis in this critical utopian approach lies in the problematization of assumed beliefs, the contention with power as a subjecting force, and a search for avenues of political imagination that allow for transformative programs (Shklar <span>1998b</span>; Harvey <span>2000</span>; Moylan <span>2014</span>; Thaler <span>2018</span>).</p><p>The hermeneutic and methodological interventions of realist political philosophy have not directly folded into debates on realism in IR. While the IR realist literature is certainly broad in scope and methodologically diverse, it holds onto shared ontological assumptions surrounding the terms of global order that help situate a generalizable, if limited, characterization. The first, to use Jennifer Pitts' account, is that of a “community of states that respect one another's autonomy, while offering assistance when needed,” which mostly operates as an “aspiration couched as a description” (Marwah et al. <span>2020</span>, 280). This ontology—conventionally referred to as the <i>anarchy problématique</i> (Ashley <span>1988</span>; Waltz <span>2001</span>; Deudney <span>2010</span>)—builds on the political thought of Topian European theorists such as Nicolo Machiavelli, Thomas Hobbes, and Jean-Jacques Rousseau regarding human nature as well as the social and material conditions of political life (Ochoa Espejo <span>2020</span>, 123). This genealogy matters insofar as it reveals shared figures in the canon of critical-utopian and realist paradigms. In this case, Jean-Jacques Rousseau appears as a prominent interlocutor on the corrupting character of society and the ambitions of humanity, but his hermeneutic utility lands on both sides. For Shklar, Rousseau offers a reminder of the deconstructive power of utopia—an appeal to a parallel reality that by association reveals the preventable evils of human society (<span>1969b</span>). For Waltz, Rousseau and his contemporaries offer an absolute assessment of the realities of political life that then formulate the conditions for the social scientific study of international politics (Waltz <span>2001</span>; Deudney <span>2010</span>, 23).</p><p>This realist ontology is far from unanimous in the field of IR, but it is certainly characteristic in the sense that many pressing questions must respond to structural and neoclassical realism. This leads us to the second prominent characteristic of IR realist interpretation. Namely, the anarchic nature of politics propels a need to assess threats to international order as a nation-state centered system through the balance of power (Waltz <span>1979</span>, <span>2001</span>; Mearsheimer <span>2001</span>). By extension, these ontologies lead scholars of liberal internationalism to call for the protection of an assumed fragile global order (Deudney <span>2010</span>; Ikenberry <span>2020</span>). In this regard, notions of international progress and security are generally bound with the preservation of classical and neo-liberal frameworks of international peace and interstate cooperation—two principles that Carr was broadly skeptical of, as I show in the following section. IR theorists have certainly critiqued this position and, in this regard, have turned toward utopian lenses as a way to revitalize the role of political imagination in the field (Brincat <span>2009</span>, 583). Even these approaches, however, tend to position utopia in contradistinction to realism—usually as a dialectical exercise between what <i>is</i> and what <i>could</i> be (Brincat <span>2009</span>, 584). Thus, the critical dimensions of utopia remain overlooked, and by extension, so are the utopian dimensions of realist lenses.</p><p>The scope and histories of realist debates across political philosophy and IR, as well as the varied definitions of utopia and realism within them, make settling the two categories an almost tangential endeavor. Instead, I emphasize the shared political stakes that the above analysis reveals between the ostensibly separate investments of realist and utopian lenses. Both traditions are invested in problematizing the use and justification of power as an irreplaceable component of political life. To do so, the two frameworks emphasize reflexive feedback between humanity's social condition (reality) and its political aspirations (utopia). Bridging these areas of work opens avenues to interpret reality and utopia as reflexive categories that provide cyclical feedback between realistic observation and transformative critique. Rather than treating utopian and realistic lenses as entirely separate approaches, a reflexive understanding of the two allows for a recognition that empirical analysis is not devoid of normative investments or assumptions, as political philosophers show. Rather, in a Bourdieuian sense, a realism that builds from the aspirational license of utopian politics extends the reach of realistic thought by recognizing that social knowledge is always constructed from a standpoint that intersects our lived realities and aspirational futures. In other words, reintroducing utopia to realistic politics allows the interpreter to locate the connection between the present political moment and contending visions of a future, improved conditions for humanity, both of which are contextually bound and historically contingent.</p><p>For theorists living during the early 20th century, the First and Second World Wars created an unavoidable dilemma: how did regional conflict in Europe alter the normative expectations for progress in the world? The urgency of this question propelled the development of realistic frameworks that could simultaneously attend to the permanence of power while preserving the guiding role of moral responsibility. The ideological premises of these debates—of the antithesis between utopian and realist interpretation—continue to influence the way political science thinks about international politics and progress. Given their priming power, it is worthwhile to return to these debates from the premise of historical contingency. That is, from the assumption that the debates, problems, and conclusions surrounding utopia and realism were not generalizable frameworks, but rather contextual outcomes related to contemporaneous experiences of power that emerged during the First and Second World Wars.</p><p>For E.H. Carr and his contemporaries, establishing the nascent priorities of social science interpretation was a matter of global trajectory. In his view, the problem of utopian idealism was connected to a broader crisis of modernity that put in question the normative trajectory of European hegemony and the viability of liberal internationalism as the leading framework of international relations. By modernity in this sense, I refer to the system of global order that assumed and reified European rule throughout the world, and which developed from the advent of colonialism as well as the exportation of Enlightenment political thought. This “planetary consciousness,” in Mary-Louise Pratt's terms, emerged multiplicitly across colonial systems but also linked European rule through the establishment of international institutions such as the global market, international colonial law, racial caste systems, and imperial boundaries (Pratt <span>2007</span>, 15; Valdez <span>2019</span>, 24; Habermas <span>1990</span>, 12; Pratt <span>2007</span>, 15; Quijano <span>2000</span>; Eisenstadt <span>2000</span>). In so doing, these colonial institutions produced a self-referential system for gauging and regulating progress that subjected colonized publics and propped European ideals as the guiding post for progressive concepts such as civilization, scientific inquiry, and religious practice. Modernity, in other words, is relevant to this argument because, as a system of global international order undergirded by colonial legacies, it links the precarious stability of state relations with a transcendental notion of ethics bound to European hegemony. With the rise of the two World Wars, as peace in Europe fell, so did the teleological validity and normative license of modernity.</p><p>The link between the problematization of utopian thought and the crisis of modernity is, nonetheless, far from idiosyncratic to Carr. As Judith Shklar writes, literary and political utopias linked an “adventurous imagination” with the “discovery of the Americas” (Shklar <span>1998b</span>, 177). The exploratory and imaginative dimensions of utopia rose to popularity with the distribution of travel and <i>conquista</i> writings on the “New World,” which in turn redefined the markers of “possible” and “impossible” among European observers (Cañizares-Esguerra <span>2002</span>, 12–13; Pratt <span>2007</span>, 23). These narratives of exploration, foundation, and settlement not only centered Europe in an incipient global order but also opened novel hermeneutic and epistemic problems surrounding history, natural science, politics, and commerce (Cañizares-Esguerra <span>2002</span>, 24–26; Quijano <span>2007</span>, 169). In this regard, enlightenment conceptions of utopian imagination operated paradoxically by projecting self-referential narratives of exploration and wonder that nonetheless protected European rule as the standard of global progress. For Carr, the colonial legacies of European modernity hindered foreign policy because liberal internationalists were too bound to the moral prescriptions and “optimism” of enlightenment theorists (Carr <span>2016</span>, 27). Thus, the future of global international order required a critical assessment of the ethics of progress that became associated with European hegemony and the imperial state. Carr's science of politics has been mischaracterized at times as diminishing the normative features of inquiry entailed in “utopian” thought by advocating for a “realistic” lens (Morgenthau <span>1948</span>; Mearsheimer <span>2005</span>; Kenealy and Kostagiannis <span>2012</span>). To some extent, this reflects Carr's own ambiguous position in <i>The Twenty Years' Crisis</i> (1939), where he calls utopia the “antithesis” of reality while also conceding their “necessary combination” as the “interdependence of theory and practice” (Carr [1939] <span>2016</span>, 14, 19). Recent work in IR has fruitfully explicated these ambiguities to offer a more thorough understanding of Carr's realism at both a conceptual and historical level. Scholars of E.H. Carr, including Paul Howe (<span>1994</span>), Peter Wilson (<span>1998</span>), Adam Lerner (<span>2022</span>), Haro Karkour (<span>2022a</span>), Michael Cox (<span>2016</span>), and Tim Rood (<span>2026</span>), have shown that Carr's work certainly responded to the rise of nationalism, capitalism, and social science in the world. Haro Karkour (<span>2022b</span>) and Seán Molloy (<span>2021</span>), in particular, have, respectively demonstrated the importance of crisis and liberal modernity in defining Carr's epistemic and ontological concerns—namely, that liberal internationalism proceeded despite clear flaws in its assumptions about international cooperation. This article builds on these contributions by suggesting that Carr's trepidations surrounding modernity, international progress, and capitalism addressed problems that preceded liberalism. Namely, he viewed the rise of liberal internationalism alongside competing nationalist sentiments as a <i>repeat</i> mistake of colonial modernity—the first universalist framework that attempted to reconcile international peace and a competitive powers system in Europe. Indeed, Carr called these factions the “Siamese Twins” born of the Enlightenment—language he uses in “Nationalism: The World's Bane” under his pseudonym John Hallet, to contend that nationalists and liberal democrats were inheriting the “excesses of the modern history” that led to international wars in the first place (Hallet <span>1933</span>, 697). Thus, far from markers of innovation in international progress, Carr anticipated that these projects would lead to a “functional internationalism” that remained utopian in the sense that it abandoned the “unresolved issue of power” for presumed cooperation, as he later wrote in <i>Nationalism and After</i> (1945).</p><p>Given Carr's own account of enlightenment “excess” and its influence on the international politics of the early 20th century, my contention is that attending to the crisis of modernity in Carr's political thought helps elucidate the role of colonial critique in his skepticism of both nationalist and liberal internationalist projects. Accounting for his genealogy of enlightenment legacies, for example, elucidates his vacillating conceptual language regarding the possibilities for international progress following the two World Wars. This is especially true of his use of utopia, which operates along two registers in <i>The Twenty Years' Crisis</i> (1939), <i>Nationalism and After</i> (1945), and <i>Conditions of Peace</i> (1942). The first is a utopian form that manifests as an appraisive morality detached from the contingency of reality—an absolute idealism premised on distant perfection. In this conception, colonial modernity (Carr most commonly uses the “enlightenment”) appears at once. On this register, Carr targets theorists such as Rousseau, Kant, Comte, and the Abbé Saint Pierre, who “devote themselves whole-heartedly to the elaboration of visionary projects…whose simplicity and perfection give them an easy and universal appeal” (Carr [1939] <span>2016</span>, 27). This “infantile” period of utopianism, beyond the merits of Carr's account of early modern political thought, illustrates his skepticism of the most prominent figures of European modernity. Importantly, Carr does not treat enlightenment utopianism as a concern of the past but rather as a living legacy that continued to influence “popular preaching” and “political oratory” among liberal internationalists (Carr [1939] <span>2016</span>, 27).</p><p>Carr's rejection of enlightenment utopianism, however, did not mark a rejection of utopia <i>in toto</i>. <i>The Twenty Years' Crisis</i> was originally titled <i>Reality and Utopia</i>, after all, and the first chapter of the text is devoted to concept (Carr [1939] <span>2016</span>, 6; Cox <span>2016</span>, xxvii). In contrast, as Paul Howe (<span>1994</span>, 286) shows, moral responsibility is a central factor for Carr in developing a <i>realistic</i> approach to knowledge production. Here, the distinction between contentious versus reflexive interpretations of the utopia-reality binary becomes useful for understanding the political exercise of reconciling the historical contingency of political action with a <i>responsibility</i> for progress. The second utopian form—the one Carr holds in favor—is a critical lens that views moral judgment as a necessary component for a social scientific pursuit of realistic progress. As Carr reminds his readers, “political science is the science not only of what <i>is</i>, but of what <i>ought</i> to be” (Carr [1939] <span>2016</span>, 6). It is precisely this form of “utopianism” that leads Carr to use the language of “social justice” in <i>Nationalism and After</i> to argue for the necessity of “equality of opportunity,” “freedom from want,” and a “world which rejects the principle of discrimination on grounds of nationality” (Carr [1945] <span>2021</span>, 51, 53). For Carr, these visions of international progress were <i>necessary</i> and far from “utopian.” Rather, it would be utopian, as he writes, to assume that international peace could be achieved through a singular solution (Carr [1945] <span>2021</span>, 53). While fundamental to his realism, the “social justice” dimensions of Carr remain largely overlooked in favor of interpretations that center power but lose sight of equity as one of the central goals of international politics.</p><p>Recovering these facets of Carr's thought is important for settling some of the hermeneutic debates regarding the role of progress within the classical realism now attributed to his political thought. For Carr, the study of politics requires a precise understanding of our historical positionalities, present conditions, and from there, it demands that we move toward a clearer set of normative conclusions. Reflexively speaking, these factors operate as a set of feedback points that simultaneously reveal the present conditions of political life and the ideal trajectory to be pursued through collective action, all while remaining attentive to the inescapability of power as a facet of humanity's political condition. Interpreted in this way, Carr's method situates him closer to the philosophical realism of Bernard Williams (<span>2005</span>) and Raymond Geuss (<span>2008</span>), as well as Rossi (<span>2019</span>), Aytac and Rossi (<span>2022</span>), and Favara (<span>2022</span>).</p><p>Given the prominence of the utopian language in Carr, the question remains of why his commitment to aspirational politics remains a point of debate. As recent reassessments of Carr show (Howe <span>1994</span>; Molloy <span>2009</span>; Cox <span>2016</span>; Karkour <span>2022b</span>), this is likely because his own evaluation of utopia is relatively limited. Attending to the colonial legacies behind Carr's assessment of utopian politics, however, shows that he falters linguistically but not necessarily substantively. Carr's critique of “infantile” thought problematizes the moral naiveté of modernity as a universalist conception of linear progress precisely because it lost track of the contingency of knowledge and ethics. In contrast to the transcendental ethics of Hans Morgenthau, the critical–theoretical value of Carr's framework resides in a recognition that both morality and political knowledge are precarious (Morgenthau <span>1948</span>; Molloy <span>2009</span>; Babík <span>2013</span>). In this regard, Carr's critique of Enlightenment principles and the universalist vision of modernity was not only a historical problematization but also a concern regarding the blanket continuation of its ethical vision into liberal-international frameworks.</p><p>Carr's conception of utopian thought also produced a dual temporality that powered his critique of the trajectory of international order. By linking colonial legacies with liberal internationalism, Carr made a case for the importance of historical materialism in the incipient fields of social science and IR—a move that likely stemmed from his self-professed investment in “applying” Marxist “ways of thinking” in novel studies of politics (Cox <span>2016</span>, xxxv). Carr's depiction of liberal internationalism as an extension of enlightenment naivete allowed him to point to the precarity of regional cooperation in European history and, further, to argue that these hurdles would only worsen with the rise of nationalism and capitalism. The priming power of colonial legacies for the emergence of the nation-state system is especially clear in “Nationalism: the World's Bane” (Hallett <span>1933</span>), which Carr wrote under his pseudonym, John Hallett.</p><p>As “Hallett” writes, European political thought was replete which “eternal verities” that “no longer abide thought or question”—nationalism, like the dynastic and monarchic politics of the 18th century, was only the latest organizing myth that moved “like a golden thread” from the 19th century and into the 20th (Hallett <span>1933</span>, 694). During the interwar period, the proposal of “international peace” inherited an “almost mystical” character that sought to reconcile the “intoxicating qualities” of nationalism with the “queer and slightly paradoxical ingredient” of Wilsonian liberalism (Hallett <span>1933</span>, 694, 697). The novelty of liberal internationalism, along with its promise to complete the universalist ideals of modernity, offered a “tonic” which assumed a “transatlantic label” but offered only a repetition of what had been “invented and freely used by its [Europe's] own grandfathers and grandmothers.” Not only did postwar Europeans take the tonic with “uncritical enthusiasm,” as Hallett writes, they also believed that the 20th century “vindicated the wisdom” of their Enlightenment predecessors (Hallett <span>1933</span>, 696). Carr would later say as much, under his own name, in the <i>Conditions of Peace</i> (1942), where he characterizes European powers as “looking back on the past” with “pardonable self-satisfaction” and with a “belief in progress as a normal condition of civilized human existence” (Carr <span>1944</span>, ix–xi).</p><p>While John Hallett was particularly honest about his concerns, a contextualist reading of the <i>Twenty Years' Crisis</i> proves similarly revealing for understanding why and how Carr linked colonial legacies and liberal internationalism.6 Carr wrote the book following his time in the British Foreign Office and as a response to Woodrow Wilson's proposal for the establishment of a League of Nations, as well as to British “Left” politicians who advocated for liberal internationalist frameworks (Lamb <span>2014</span>). Like his account of utopia, the analysis relied on a caricature that nonetheless proved useful as a framing device. Carr's portrays British foreign policy in the early 20th as operating from a breach between idealists and realists debating the future of international order. Recent scholarship has complicated this history by demonstrating that Carr overstated the homogeneity and polarity of foreign policy stances and at times even overlooked commonalities he held with the British Left (Ashworth <span>2008</span>; Lamb <span>2014</span>). With that in mind, it is more fruitful to approach Carr's homogenized targets genealogically—that is, through the legacies at play in critiquing them.</p><p>Utopian politics of the kind premised on an extension of modernity's universalist vision committed three primary errors, according to Carr. First, it assumed that state cooperation could become more likely than interstate conflict (Carr [1939] <span>2016</span>, 50). Second, the prominence of global capitalism led to assumptions that private and collective interests would naturally overlap and thus that free trade would universally benefit state interests (Carr <span>2000</span>, xvii). Third, the two previous conditions would then lead to a “natural harmony” of interests at local, national, and international levels—a claim that Carr calls the “paradoxical” premise of the “paradise of <i>laissez-faire</i>” (Carr [1939] <span>2016</span>, 44). Thus, the crux of Carr's concerns targets the <i>necessary</i> and <i>realistic</i> outcomes of capitalist and nation-state orders as the two most influential conditions of global politics in the early 20th century. Carr's skepticism regarding the possibility of international cooperation did not rely on ontological claims surrounding the <i>nature</i> of politics but instead responded to the way these two systems incentivized individual and national interests.</p><p>Carr's reception of global capitalism and foreign policy shows that his pejorative conception of utopian politics was not exclusive to leftist politics. Rather, it was primarily concerned with the transition and connection between intellectual frameworks and the practical burdens of governance. For example, as Peter Lamb shows (Lamb <span>2014</span>, 535), Carr was broadly supportive of the Bolshevik Revolution, which he considered a superior “Left” movement, and he also had a positive reception of Stalin's vision for the Soviet Union. Once in power, however, Carr viewed the movement as having transitioned toward a “Right” conservatism that ideologically deteriorated as it struggled to implement its ideals. Carr's reception of the Bolshevik revolution proves a helpful example of the reflexive dimensions of his utopia-reality binary. In this case, the revolution's utopian visions should frame a realistic implementation of its goals via governance as an <i>outcome</i> from the interaction between moral ideals and realistic political assessment. Far from a dialectical operation or a contradictory relationship, Carr's vision of utopia and reality assumed cyclical feedback that linked material, social, and political realities with transformative political action. The question, then, is how to best ensure a productive relationship between these two interpretive markers. Here, the crisis of modernity becomes useful for understanding the genealogical premises behind the <i>Twenty Years' Crisis</i>'s critique of stagnated moralistic politics.</p><p>Carr viewed organizations that advocated for cooperative principles under the League of Nations, such as the Geneva Institute of International Relations, as little more than a mimicry of 19th-century ideals of regional peace (Lamb <span>2014</span>, 532). What began as utopian visions of “exploration,” as Judith Shklar (<span>1998b</span>, 177) characterizes them, quickly evolved into a framework of transcendental ethics premised on European hegemony that mapped onto the transition from imperial to nation-state systems. Thus, the “moralistic façade” of international cooperation as deployed by early 20th-century liberals, as Carr calls it, sought to update the frameworks of the Abbé Saint-Pierre, Jean-Jacques Rousseau, and Immanuel Kant. Carr's critique is not generous to his contemporaries, but as Inés Valdez demonstrates (<span>2019</span>), Enlightenment principles of international and regional cooperation did play a prominent role in early 20th-century political movements vying for the future of the nation-state system. My suggestion is that one should read Carr's turn to Enlightenment politics not as an accurate historical or theoretical assessment but rather as a genealogical account of the power of colonial legacies in framing the development of contemporary proposals for international cooperation and global order. The link between colonial orders and international politics has been established by John Hobson (<span>2012</span>), Margaret Kohn and Keally McBride (<span>2011</span>), and Patricia Owens (<span>2017</span>). Haro Karkour (<span>2022a</span>) also places Carr within the extant scholarship on empire and liberalism. The framing power of colonialism in Carr's genealogical critique, however, remains overlooked as an important concern related to the potential failures of liberal international politics.</p><p>The divergence between Carr and British liberals resided in the <i>terms</i> of international order and the <i>sources</i> of moral guidance that would ultimately lead foreign policy. In this case, Carr rejected extending Enlightenment principles of cosmopolitan peace into the era of power politics and economic crisis, which he believed put liberal democracy in a position to fail. As he writes, “nobody has ever been able to make gold in a laboratory, so nobody has ever been able to live in Plato's republic or in a world of universal free trade o in Fourier's phalansteries… it is, nevertheless, perfectly right to venerate Confucius and Plato as founders of political science, Adam Smith as the founder of political economy, and Fourier and Owen as the founders of socialism…The initial stage of aspiration toward an end is an essential foundation of human thinking” (Carr <span>2016</span>, 8).</p><p>Carr's discursive and intellectual context reveals a seemingly paradoxical position that reflects the vacillating interpretive stance found in the <i>Twenty Years' Crisis</i>. On the one hand, we find Carr, the skeptic of the British “Left” and his “sweeping criticism of western liberalism” and its vision for a cooperative international sphere that nonetheless assumed the inevitability of conflict (Carr <span>2000</span>, xvii). On the other hand, we find the historical materialist Carr, who viewed the turn to social science as a tool for revolutionary political action—one that could operate with parallel ambition to the Bolshevik revolution. This form of realistic interpretation does not abandon the premise of ideal progress. Rather, it amends political progress so that it is no longer conceptualized in unidirectional and universalist terms, as it was in modernity. This move is realist in itself given that Carr amends his own expectations of utopia in response to the contingent character of state power in the early 20th century.</p><p>Carr's “exposure” of the “hidden foundations of utopian theory” is most concerned with the relation between fact and imagination, as well the practical conclusions we can reach in response to them. In methodological terms, his concern is that utopia <i>reverses</i> the order of knowledge production, beginning first with natural and moral presuppositions that are devoid of history the contextual practices they intend to understand. Progress, as Carr argues, cannot be achieved if we do not begin with the immediate realities of our political condition, which in turn guide not only what is true in the present but also what is possible in the future.</p><p>Carr's methodological intervention seeks to balance the extreme realist and extreme utopian by reconciling his audience with the unpredictable nature of the world. Carr demonstrates that both the utopian and realist approaches run the risk of obscuring the human limitations of politics by means of impulsive moralizations (utopia) or by rendering political activity simplistic (realism). Drawing on recent work working through the premise of utopian realism, it is helpful to move away from dichotomous and dialectical premises by instead emphasizing the <i>reflexive</i> character of reality and political imagination (Booth <span>1991</span>, 527; Kenealy and Kostagiannis <span>2012</span>). It is not that reality is in constant pitting against utopias but rather that the two only produce meaning in conjunction. The uniting concern in <i>The Twenty Years' Crisis</i> and Carr's broader realistic premise is the prevalence of deterministic lenses (realist or utopian) in the study of politics, which in turn negate self-reflective questions about what we are doing, for what reason, and what we hope might come from our actions in the world.</p><p>Thinking from the living legacies of colonialism and modernity helps situate the subjection to power as both an ontological condition and a historically contingent fact that manifests among the political struggles of anti-colonial and postcolonial movements. While Carr did not identify as a postcolonial thinker, his thought has been fruitfully analyzed in those terms (Karkour <span>2022a</span>). Here, I build on Haro Karkour's work by suggesting that Carr's realism holds common principles with postcolonial thought. The centrality of colonial critique in framing his skepticism of both liberal internationalism and nationalist self-determination, for example, certainly points us in that direction. Like many postcolonial theorists, Carr was invested in interrogating the permanence of power politics and its role in producing universalist moral structures that proved insufficient in guiding the normative trajectory of the world. Insofar as this article is invested in more accurately defining the relationship between aspirational and realistic politics, it is equally important to situate Carr's politics within the postcolonial tradition and thus illustrate otherwise missed points of overlap.</p><p>Postcolonial and anti-colonial critique emerged parallel to the IR realism of the early 20th century. In this regard, there were two parties invested in attending to the crisis of modernity and the primacy of colonial legacies for defining the global order of the postwar era. On the one hand, we have the realism of European observers, such as Carr, who reflected on the longevity and sustainability of modernity's principles as the foundation for colonial and interstate governance. This is especially clear in the case of Carr, who, as a former British state official, was pushed to reconcile his national and imperial investments alongside his more radical, revolutionary reception of Marxist critique (Carr <span>2000</span>, xviii). On the other hand, we have figures invested in fomenting junctures within colonial order as a means toward destabilizing the holding power of modernity from a <i>realistic</i> account of their subjection to power. These thinkers have recently been reinterpreted as standing within the realist tradition. Among these are Mahatma Gandhi, Kwame Nkrumah, and W.E.B. Du Bois, each of whom were relatively contemporary to Carr and who were reacting to similar structural shifts in the balance of power throughout the world (Mantena <span>2012</span>; Getachew <span>2019</span>, 102; Valdez <span>2019</span>, 103; Karkour <span>2022a</span>). Similar to these 20th-century anti-colonial thinkers, Carr's realism emerged from a simultaneous recognition about the primacy of colonial power for contemporary politics. The first was that colonialism indeed brought a “social revolution” to the world, as he writes in <i>The New Society</i> (Carr <span>1951</span>, 91), which permanently altered the realities of politics. The second was that the postwar period surfaced the fallacies of colonial modernity and, as such, that the world could not rely on the Enlightenment tradition to define the politics of the future. In this regard, Carr's fruitful overlap with the post- and anti-colonial tradition resides in clarifying the critical dimensions of his realistic politics.</p><p>Beyond a matter of ideological or intellectual overlap, bringing colonial subjection and postcolonial theory into this analysis allows for an account of the different branching off points of realist-utopian reflexivity and its concrete political investments. On this point, I offer two primary guideposts from which to identify the cyclical feedback between realistic and transformative interpretation. First, there is a recognition of humanity's subjection and dependence on power—material, social, political, ideological—and the need to continuously assess the use of power such that its deployment does not become a self-justified act. Second, in recognition of this reality is a commitment to transformative politics as a practice that links aspirational visions with political action. This reflexive conception of reality and utopia, more than resolving the tension between power and progress, instead assumes a necessary interaction between what <i>is</i> and what <i>may</i> yet come to be.</p><p>Importantly, however, situating this reflexive interaction among similar postcolonial critiques of modernity illustrate that these questions operate more as a political program than a hermeneutic or ontological question. Here, one might think of the future-oriented visions of the Haitian Revolution, Indigenous Latin American revolutions, or more contemporarily, of recent episodes of popular organizing that speak to the links between colonial legacies and the possibility of emancipatory futures (Getachew <span>2016</span>; Chang and Garcia Montoya <span>2021</span>; Chang and Rodriguez <span>2021</span>; Chang <span>2023</span>). Like these movements, a reflexive account of the relation between utopia and reality hinges largely on the political act of attempting to establish the space between unending subjection and absolute ideals. In this regard, Carr's pessimism vis-à-vis the possibility of successfully mediating these vectors of social critique also holds much in common with how postcolonial theorists have discussed the holding power of coloniality (Quijano <span>2000</span>; Lugones <span>2016</span>; Rivera Cusicanqui <span>2020</span>).</p><p>This is not to say that realist and utopian reflexivity is bound to be a kind of universalism that similarly frames the imaginaries of the colonial world. In contrast, as Carr shows, realist critique situates power within historical contingency, and as more contemporary realists argue, any normative conclusions should operate within that contextual specificity. The reflexive framework—perhaps what Carr calls a “realist utopia”—nonetheless demonstrates the importance of attending to a broader set of political experiences that humanity acts upon continuously: collectivity, appeals to progressive futures, and the preservation of a common world. In this regard, the unavoidability of power and its deployment, more than ontological reality, is also an imperative toward a realist ethics of care. Carr himself seems to go in this direction in the latter half of <i>The Twenty Years' Crisis</i> by suggesting that the permanence of power in political change has been misguidedly understood as a primarily <i>moral</i> question of “just” and “unjust” uses of force: “Every effective demand for change, like every other effective political force, is compounded of power and morality.” The object of realistic interpretation—at least one that does not absolve itself of the importance of moral progress—must concede, as Carr writes, that “peaceful change can be expressed in terms neither of pure power nor of pure morality” (Carr <span>2016</span>, 192).</p><p>The authors declare no conflicts of interest.</p>","PeriodicalId":51578,"journal":{"name":"Constellations-An International Journal of Critical and Democratic Theory","volume":"33 3","pages":"311-320"},"PeriodicalIF":1.0000,"publicationDate":"2026-09-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/1467-8675.70051","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Constellations-An International Journal of Critical and Democratic Theory","FirstCategoryId":"1085","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/1467-8675.70051","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2026/4/5 0:00:00","PubModel":"Epub","JCR":"Q3","JCRName":"POLITICAL SCIENCE","Score":null,"Total":0}
引用次数: 0

Abstract

As ecological, material, and social crises converge on the global stage, research in political theory has returned to debates on the importance of utopian critiques that remain attentive to the inescapability of power (Brincat 2009; Butler 2015; Thaler 2018, 2024; Wagle 2022). This wave of scholarship centers on the transformative dimensions of critical imagination—as manifested in both popular politics and individual works—to problematize the notion that aspirational politics produce little more than an appeal to change. These interventions emerge as others call for “realistic” utopias, a term that assumes the relative impracticality of ideal proposals and seeks to ground ideal proposals in “real-world” politics (Wright 2010; Bregman 2017). In other words, the field continues to situate utopia and reality in contention to one another. As a result, the value of ideal politics as a dimension of critique remains unsettled.1

While the linguistic bannisters that surround political change span appeals to “ideal,” “aspirational,” “imaginative,” “objective,” and “empirical” lenses, they have importantly mapped onto the binary of “realistic” and “idealistic” interpretation. These categories are particularly salient in international relations (IR) theory and political theory, two research areas with overlapping concerns but largely segregated conversations. In IR, structural and neoclassical realism have taken hold as central frameworks in the discipline that operate on the assumption that aspirational politics must be displaced in favor of “objective” accounts of power (Waltz 1979; Booth 1991; Mearsheimer 2005, 2019; Booth 2010). These ontologies have been critiqued in IR theory, but they remain fundamental to the field's macrostructural understanding of both international order and the justification of power (Booth 1991, 2010; Mearsheimer 2005; Brincat 2009; Kohn and McBride 2011). Simultaneously, theories of utopia and reality among political philosophers contend for the importance of normative models within realistic lenses (Aytac and Rossi 2022; Favara 2022; Rossi 2019; Sigwart 2013). Similarly, scholars of utopia argue for the critical dimensions of imaginative and aspirational politics (Wagle 2022; Thaler 2018; Shklar 1969a, 1998a, 1998b; Moylan 2014). As the separation between realist IR and realist political philosophy endures, so do methodological, interpretive, and political problems regarding the relation between ideal politics and the justification of power in international politics.2 The tension between utopia and reality perseveres when the two categories are primarily treated as analytical and ontological problems. That is, on the one hand, as interpretive lenses invested in the “empirical” study of power and its deployment (Aytac and Rossi 2022; Favara 2022; Rossi 2016, 2019). On the other hand, there is an assumption about the nature of international politics and the structural conditions that mediate power within the nation-state system (Mearsheimer 2005; Booth 2010; Ikenberry 2020).

This article argues for a reflexive understanding of realism and utopia that assumes that the two categories operate as mutually necessary facets of critique regarding the role of power in international politics. This reflexive framework assumes a necessary interaction between a realistic assessment of the use of power and the transformative visions that guide its justification. This emphasis on reflexivity draws on the social theory of Pierre Bourdieu, which approaches the production of knowledge as resulting from the convergence between the objectification of reality as the normative contingency of humanity's collective condition.3 A reflexive theory of utopia and reality maintains the comparative value of open-dialectical approaches (Brincat 2009, 583) but reduces the antithetical space between the two concepts. The result is a framework that moves away from the “empirical” versus “normative” distinction; instead, it links realism and utopia as fundamental lenses for the recognition, as well as response, to the inescapability of power.

To illustrate this reflexive turn, I look to Edward Hallett Carr's foundational realism, as it sought to reconcile the “realistic” premises of international power with the importance of international progress as a guide for political action. I contend that the realistic hermeneutics deployed throughout Carr's political thought, especially as illustrated in works like The Twenty Years' Crisis (1939), Nationalism and After (1945), The New Society (1951), and Conditions of Peace (1944), leveraged a reflexive connection between utopia and reality that reconciled humanity's progressive aspirations with their subjection to power politics. In particular, I argue that the importance of colonial critique in framing Carr's reflexive realism as well as his critique of liberal internationalists has been largely overlooked. I demonstrate that Carr's concerns with the premises of liberal progress resided, not in a dismissal of progressive politics but in liberalism's inheritance of Enlightenment ontologies, and thus colonial logics, of linear progress. While scholars of Carr, such as Paul Howe (1994), Haro Karkour (2022a, 2022b, 2023), Michael Cox (2000, 2016), and Tim Rood (2026), the hermeneutic and political importance of colonial critique in Carr's thought remains largely overlooked.

Attending to colonial politics in Carr helps clarify the scope of his rejection of utopia as a project of European modernity. Carr did not view realism as antithetical to utopian thinking. Rather, his realism calls for a break from modernity in the sense that, with new parameters for realistic inquiry, so emerged a need for novel utopias.4 Thus, for Carr, liberal frameworks that adopted the aspirational politics of the Enlightenment were also willingly replicating the already-apparent failures of colonial modernity—what he called the “beginning of the end of Western Civilization,” under his pseudonym, John Hallett (1933). This rejection of Enlightenment idealism in turn fueled Carr's skepticism of nationalism and liberalism as the foundations for a nascent global order—two principles that he called the “children” and “Siamese twins” of the Enlightenment tradition (Carr [1945] 2021, xxxiv, xxxix).

Beyond Carr, returning to the realism-utopia debates of the early 20th century proves useful for contextualizing the importance of colonial power in framing both the normative and realistic premises of liberal international politics writ large. This article situates Carr and his interlocutors within a broader moment of epistemic, political, and social crisis that responded to the decay of European hegemony, rise of anti-colonial movements throughout the world, and more broadly, to the apparent failure of modernity as a project of global order.5 Carr and his contemporaries demonstrate that appeals to utopia and reality during the early 20th century operated as genealogical critiques regarding the trajectory of global politics under European hegemony (Getachew 2019; Valdez 2019). Utopia and reality, in other words, should also be historicized as terms that link the legacies of colonial power with the possibilities of global progress.

My argument is divided into three sections. The article begins by outlining the parameters for a reflexive approach to utopia and reality. I do so by placing realist-utopian debates in political theory in conversation with IR theory. Section two analyzes E.H. Carr's realistic hermeneutics as proposed in The Twenty Years' Crisis (1939) and places in conversation with his other writings on colonialism, “Enlightenment idealism” (Carr 2016, 208), and the progress narratives of modernity that framed liberal international frameworks. The article concludes by addressing the value of realist-utopian reflexivity beyond Carr's context. I do so by suggesting that Carr's call for a realistic break from Enlightenment idealisms holds much in common with postcolonial thought as a tradition that similarly contends with the possibility of progress from within the realm of power politics.

It is no longer polemical to claim that reality and utopia, as well as realist and utopian thought, are related lenses. It is the conditions of their relation that remain in flux. Nonetheless, some methodological assumptions are mostly settled and prove helpful in refining this analysis. For example, in realist political philosophy, Ugur Aytac and Enzo Rossi make strong arguments for the possibility of engaging in realist ideology critique in a way that is devoid of the “moralisms found in much of analytic political philosophy” by targeting practices and beliefs that are a “product of self-justified power” (Aytac and Rossi 2022, 1; Rossi 2016, 2019). These interventions move academic debate beyond questions of whether realism embraces ethical investments and moral responsibility. As these contributions show, philosophical realism holds a particularly high commitment to moral responsibility once it has adequately addressed the justifiability of power. Similar principles hold in relation to ideal politics. Greta Favara (2022, 5–6) move the field away from characterizations that situate ideal theory and realism in contention by demonstrating that realist approaches benefit from ideal “models” that guide normative expectations. In short, realist politics understands normative models as narrowly justified observations rather than broad expectations of how the world operates.

A realistic study of politics does not prescribe the elimination of utopian visions, but it does require that the pursuit of knowledge target the “real motivation” behind political phenomena (Geuss 2008, 9). An “actual” understanding of politics, in a realist sense, starts from the recognition that “politics is in the first instance about action and the contexts of action” rather than belief or proposition (Geuss 2008, 9). Thus, meaning becomes a relational and contingent construct: “Understanding politics means seeing that [generalist statements] have clear meaning at all only relative to their specific context, and this context is one of historically structured forms of action” (Geuss 2008, 14).

This emphasis on relational meaning and the historical contingency of political action holds similar grounding among theorists of utopia. The main difference, it seems, lies in the avenues taken to problematize moral and political ontologies. Theorists such as Mathias Thaler, for example, argue for the importance of “critical and antinomian” utopias as tools that “productively unsettle” politics (Thaler 2018, 672). This wave of scholarship builds on the work of Judith Shklar, another postwar theorist who has inspired research in both realist and utopian politics and, in that way, offers an example of how the two terms became connected in the early 20th century. As Katrina Forrester (2011) shows, while Shklar is conventionally portrayed as a realist and supporter of the liberal state, this is a reductive portrayal. Forrester's account of hope in Shklar's realism is helpful in shifting readers away from Shklar's treatment of the term “utopia” and toward an appraisal of the links between realistic interpretation and critical-aspirational politics (2011, 595). This, by extension, situates the compatibility of realist and utopian practices as centered on improving the world. As Shklar concedes, moving beyond utopia meant ridding ourselves of universalist ideals—uncritical assumptions about the world. However, this move had to preserve the importance of emancipatory visions within a social criticism that eliminated “erroneous and destructive beliefs” as a dimension of realist interpretation (Shklar 1998b). While her assessment of utopia maintains some of its universalist demands for truth, it is mostly characterized by an investment in the “elimination of erroneous and destructive beliefs”—a task that holds much in common with contemporary realism (Shklar 1998b, 177).

Perhaps the primary change at hand among utopian politics lies in moving beyond blueprint utopias—both in pejorative and idealist terms—to define the forward-looking dimensions of this lens. As Shklar suggests, the analytical confusion surrounding utopia emerges from its deployment to “label projects as both undesirable and impossible” (Shklar 1998b, 176). This assessment remains somewhat true today, especially where the language of “realistic utopias” or “utopian realism” is deployed to reconcile the otherwise uncomfortable relation between transformative programs and present conditions (Booth 1991; Bregman 2017). As Shklar shows, however, even classical and early modern utopian frameworks such as Thomas More's Utopia and Jean-Jacques Rousseau's Emile assumed a deeply “pessimistic” form of critique that aspired to illustrate the space between moral psychology and reality (Shklar 1998b, 179). Approaching utopia as transformative critique, rather than a plan to be accomplished, centers the social-theoretical components of aspirational politics while limiting the teleological character sometimes associated with it. Thus, the emphasis in this critical utopian approach lies in the problematization of assumed beliefs, the contention with power as a subjecting force, and a search for avenues of political imagination that allow for transformative programs (Shklar 1998b; Harvey 2000; Moylan 2014; Thaler 2018).

The hermeneutic and methodological interventions of realist political philosophy have not directly folded into debates on realism in IR. While the IR realist literature is certainly broad in scope and methodologically diverse, it holds onto shared ontological assumptions surrounding the terms of global order that help situate a generalizable, if limited, characterization. The first, to use Jennifer Pitts' account, is that of a “community of states that respect one another's autonomy, while offering assistance when needed,” which mostly operates as an “aspiration couched as a description” (Marwah et al. 2020, 280). This ontology—conventionally referred to as the anarchy problématique (Ashley 1988; Waltz 2001; Deudney 2010)—builds on the political thought of Topian European theorists such as Nicolo Machiavelli, Thomas Hobbes, and Jean-Jacques Rousseau regarding human nature as well as the social and material conditions of political life (Ochoa Espejo 2020, 123). This genealogy matters insofar as it reveals shared figures in the canon of critical-utopian and realist paradigms. In this case, Jean-Jacques Rousseau appears as a prominent interlocutor on the corrupting character of society and the ambitions of humanity, but his hermeneutic utility lands on both sides. For Shklar, Rousseau offers a reminder of the deconstructive power of utopia—an appeal to a parallel reality that by association reveals the preventable evils of human society (1969b). For Waltz, Rousseau and his contemporaries offer an absolute assessment of the realities of political life that then formulate the conditions for the social scientific study of international politics (Waltz 2001; Deudney 2010, 23).

This realist ontology is far from unanimous in the field of IR, but it is certainly characteristic in the sense that many pressing questions must respond to structural and neoclassical realism. This leads us to the second prominent characteristic of IR realist interpretation. Namely, the anarchic nature of politics propels a need to assess threats to international order as a nation-state centered system through the balance of power (Waltz 1979, 2001; Mearsheimer 2001). By extension, these ontologies lead scholars of liberal internationalism to call for the protection of an assumed fragile global order (Deudney 2010; Ikenberry 2020). In this regard, notions of international progress and security are generally bound with the preservation of classical and neo-liberal frameworks of international peace and interstate cooperation—two principles that Carr was broadly skeptical of, as I show in the following section. IR theorists have certainly critiqued this position and, in this regard, have turned toward utopian lenses as a way to revitalize the role of political imagination in the field (Brincat 2009, 583). Even these approaches, however, tend to position utopia in contradistinction to realism—usually as a dialectical exercise between what is and what could be (Brincat 2009, 584). Thus, the critical dimensions of utopia remain overlooked, and by extension, so are the utopian dimensions of realist lenses.

The scope and histories of realist debates across political philosophy and IR, as well as the varied definitions of utopia and realism within them, make settling the two categories an almost tangential endeavor. Instead, I emphasize the shared political stakes that the above analysis reveals between the ostensibly separate investments of realist and utopian lenses. Both traditions are invested in problematizing the use and justification of power as an irreplaceable component of political life. To do so, the two frameworks emphasize reflexive feedback between humanity's social condition (reality) and its political aspirations (utopia). Bridging these areas of work opens avenues to interpret reality and utopia as reflexive categories that provide cyclical feedback between realistic observation and transformative critique. Rather than treating utopian and realistic lenses as entirely separate approaches, a reflexive understanding of the two allows for a recognition that empirical analysis is not devoid of normative investments or assumptions, as political philosophers show. Rather, in a Bourdieuian sense, a realism that builds from the aspirational license of utopian politics extends the reach of realistic thought by recognizing that social knowledge is always constructed from a standpoint that intersects our lived realities and aspirational futures. In other words, reintroducing utopia to realistic politics allows the interpreter to locate the connection between the present political moment and contending visions of a future, improved conditions for humanity, both of which are contextually bound and historically contingent.

For theorists living during the early 20th century, the First and Second World Wars created an unavoidable dilemma: how did regional conflict in Europe alter the normative expectations for progress in the world? The urgency of this question propelled the development of realistic frameworks that could simultaneously attend to the permanence of power while preserving the guiding role of moral responsibility. The ideological premises of these debates—of the antithesis between utopian and realist interpretation—continue to influence the way political science thinks about international politics and progress. Given their priming power, it is worthwhile to return to these debates from the premise of historical contingency. That is, from the assumption that the debates, problems, and conclusions surrounding utopia and realism were not generalizable frameworks, but rather contextual outcomes related to contemporaneous experiences of power that emerged during the First and Second World Wars.

For E.H. Carr and his contemporaries, establishing the nascent priorities of social science interpretation was a matter of global trajectory. In his view, the problem of utopian idealism was connected to a broader crisis of modernity that put in question the normative trajectory of European hegemony and the viability of liberal internationalism as the leading framework of international relations. By modernity in this sense, I refer to the system of global order that assumed and reified European rule throughout the world, and which developed from the advent of colonialism as well as the exportation of Enlightenment political thought. This “planetary consciousness,” in Mary-Louise Pratt's terms, emerged multiplicitly across colonial systems but also linked European rule through the establishment of international institutions such as the global market, international colonial law, racial caste systems, and imperial boundaries (Pratt 2007, 15; Valdez 2019, 24; Habermas 1990, 12; Pratt 2007, 15; Quijano 2000; Eisenstadt 2000). In so doing, these colonial institutions produced a self-referential system for gauging and regulating progress that subjected colonized publics and propped European ideals as the guiding post for progressive concepts such as civilization, scientific inquiry, and religious practice. Modernity, in other words, is relevant to this argument because, as a system of global international order undergirded by colonial legacies, it links the precarious stability of state relations with a transcendental notion of ethics bound to European hegemony. With the rise of the two World Wars, as peace in Europe fell, so did the teleological validity and normative license of modernity.

The link between the problematization of utopian thought and the crisis of modernity is, nonetheless, far from idiosyncratic to Carr. As Judith Shklar writes, literary and political utopias linked an “adventurous imagination” with the “discovery of the Americas” (Shklar 1998b, 177). The exploratory and imaginative dimensions of utopia rose to popularity with the distribution of travel and conquista writings on the “New World,” which in turn redefined the markers of “possible” and “impossible” among European observers (Cañizares-Esguerra 2002, 12–13; Pratt 2007, 23). These narratives of exploration, foundation, and settlement not only centered Europe in an incipient global order but also opened novel hermeneutic and epistemic problems surrounding history, natural science, politics, and commerce (Cañizares-Esguerra 2002, 24–26; Quijano 2007, 169). In this regard, enlightenment conceptions of utopian imagination operated paradoxically by projecting self-referential narratives of exploration and wonder that nonetheless protected European rule as the standard of global progress. For Carr, the colonial legacies of European modernity hindered foreign policy because liberal internationalists were too bound to the moral prescriptions and “optimism” of enlightenment theorists (Carr 2016, 27). Thus, the future of global international order required a critical assessment of the ethics of progress that became associated with European hegemony and the imperial state. Carr's science of politics has been mischaracterized at times as diminishing the normative features of inquiry entailed in “utopian” thought by advocating for a “realistic” lens (Morgenthau 1948; Mearsheimer 2005; Kenealy and Kostagiannis 2012). To some extent, this reflects Carr's own ambiguous position in The Twenty Years' Crisis (1939), where he calls utopia the “antithesis” of reality while also conceding their “necessary combination” as the “interdependence of theory and practice” (Carr [1939] 2016, 14, 19). Recent work in IR has fruitfully explicated these ambiguities to offer a more thorough understanding of Carr's realism at both a conceptual and historical level. Scholars of E.H. Carr, including Paul Howe (1994), Peter Wilson (1998), Adam Lerner (2022), Haro Karkour (2022a), Michael Cox (2016), and Tim Rood (2026), have shown that Carr's work certainly responded to the rise of nationalism, capitalism, and social science in the world. Haro Karkour (2022b) and Seán Molloy (2021), in particular, have, respectively demonstrated the importance of crisis and liberal modernity in defining Carr's epistemic and ontological concerns—namely, that liberal internationalism proceeded despite clear flaws in its assumptions about international cooperation. This article builds on these contributions by suggesting that Carr's trepidations surrounding modernity, international progress, and capitalism addressed problems that preceded liberalism. Namely, he viewed the rise of liberal internationalism alongside competing nationalist sentiments as a repeat mistake of colonial modernity—the first universalist framework that attempted to reconcile international peace and a competitive powers system in Europe. Indeed, Carr called these factions the “Siamese Twins” born of the Enlightenment—language he uses in “Nationalism: The World's Bane” under his pseudonym John Hallet, to contend that nationalists and liberal democrats were inheriting the “excesses of the modern history” that led to international wars in the first place (Hallet 1933, 697). Thus, far from markers of innovation in international progress, Carr anticipated that these projects would lead to a “functional internationalism” that remained utopian in the sense that it abandoned the “unresolved issue of power” for presumed cooperation, as he later wrote in Nationalism and After (1945).

Given Carr's own account of enlightenment “excess” and its influence on the international politics of the early 20th century, my contention is that attending to the crisis of modernity in Carr's political thought helps elucidate the role of colonial critique in his skepticism of both nationalist and liberal internationalist projects. Accounting for his genealogy of enlightenment legacies, for example, elucidates his vacillating conceptual language regarding the possibilities for international progress following the two World Wars. This is especially true of his use of utopia, which operates along two registers in The Twenty Years' Crisis (1939), Nationalism and After (1945), and Conditions of Peace (1942). The first is a utopian form that manifests as an appraisive morality detached from the contingency of reality—an absolute idealism premised on distant perfection. In this conception, colonial modernity (Carr most commonly uses the “enlightenment”) appears at once. On this register, Carr targets theorists such as Rousseau, Kant, Comte, and the Abbé Saint Pierre, who “devote themselves whole-heartedly to the elaboration of visionary projects…whose simplicity and perfection give them an easy and universal appeal” (Carr [1939] 2016, 27). This “infantile” period of utopianism, beyond the merits of Carr's account of early modern political thought, illustrates his skepticism of the most prominent figures of European modernity. Importantly, Carr does not treat enlightenment utopianism as a concern of the past but rather as a living legacy that continued to influence “popular preaching” and “political oratory” among liberal internationalists (Carr [1939] 2016, 27).

Carr's rejection of enlightenment utopianism, however, did not mark a rejection of utopia in toto. The Twenty Years' Crisis was originally titled Reality and Utopia, after all, and the first chapter of the text is devoted to concept (Carr [1939] 2016, 6; Cox 2016, xxvii). In contrast, as Paul Howe (1994, 286) shows, moral responsibility is a central factor for Carr in developing a realistic approach to knowledge production. Here, the distinction between contentious versus reflexive interpretations of the utopia-reality binary becomes useful for understanding the political exercise of reconciling the historical contingency of political action with a responsibility for progress. The second utopian form—the one Carr holds in favor—is a critical lens that views moral judgment as a necessary component for a social scientific pursuit of realistic progress. As Carr reminds his readers, “political science is the science not only of what is, but of what ought to be” (Carr [1939] 2016, 6). It is precisely this form of “utopianism” that leads Carr to use the language of “social justice” in Nationalism and After to argue for the necessity of “equality of opportunity,” “freedom from want,” and a “world which rejects the principle of discrimination on grounds of nationality” (Carr [1945] 2021, 51, 53). For Carr, these visions of international progress were necessary and far from “utopian.” Rather, it would be utopian, as he writes, to assume that international peace could be achieved through a singular solution (Carr [1945] 2021, 53). While fundamental to his realism, the “social justice” dimensions of Carr remain largely overlooked in favor of interpretations that center power but lose sight of equity as one of the central goals of international politics.

Recovering these facets of Carr's thought is important for settling some of the hermeneutic debates regarding the role of progress within the classical realism now attributed to his political thought. For Carr, the study of politics requires a precise understanding of our historical positionalities, present conditions, and from there, it demands that we move toward a clearer set of normative conclusions. Reflexively speaking, these factors operate as a set of feedback points that simultaneously reveal the present conditions of political life and the ideal trajectory to be pursued through collective action, all while remaining attentive to the inescapability of power as a facet of humanity's political condition. Interpreted in this way, Carr's method situates him closer to the philosophical realism of Bernard Williams (2005) and Raymond Geuss (2008), as well as Rossi (2019), Aytac and Rossi (2022), and Favara (2022).

Given the prominence of the utopian language in Carr, the question remains of why his commitment to aspirational politics remains a point of debate. As recent reassessments of Carr show (Howe 1994; Molloy 2009; Cox 2016; Karkour 2022b), this is likely because his own evaluation of utopia is relatively limited. Attending to the colonial legacies behind Carr's assessment of utopian politics, however, shows that he falters linguistically but not necessarily substantively. Carr's critique of “infantile” thought problematizes the moral naiveté of modernity as a universalist conception of linear progress precisely because it lost track of the contingency of knowledge and ethics. In contrast to the transcendental ethics of Hans Morgenthau, the critical–theoretical value of Carr's framework resides in a recognition that both morality and political knowledge are precarious (Morgenthau 1948; Molloy 2009; Babík 2013). In this regard, Carr's critique of Enlightenment principles and the universalist vision of modernity was not only a historical problematization but also a concern regarding the blanket continuation of its ethical vision into liberal-international frameworks.

Carr's conception of utopian thought also produced a dual temporality that powered his critique of the trajectory of international order. By linking colonial legacies with liberal internationalism, Carr made a case for the importance of historical materialism in the incipient fields of social science and IR—a move that likely stemmed from his self-professed investment in “applying” Marxist “ways of thinking” in novel studies of politics (Cox 2016, xxxv). Carr's depiction of liberal internationalism as an extension of enlightenment naivete allowed him to point to the precarity of regional cooperation in European history and, further, to argue that these hurdles would only worsen with the rise of nationalism and capitalism. The priming power of colonial legacies for the emergence of the nation-state system is especially clear in “Nationalism: the World's Bane” (Hallett 1933), which Carr wrote under his pseudonym, John Hallett.

As “Hallett” writes, European political thought was replete which “eternal verities” that “no longer abide thought or question”—nationalism, like the dynastic and monarchic politics of the 18th century, was only the latest organizing myth that moved “like a golden thread” from the 19th century and into the 20th (Hallett 1933, 694). During the interwar period, the proposal of “international peace” inherited an “almost mystical” character that sought to reconcile the “intoxicating qualities” of nationalism with the “queer and slightly paradoxical ingredient” of Wilsonian liberalism (Hallett 1933, 694, 697). The novelty of liberal internationalism, along with its promise to complete the universalist ideals of modernity, offered a “tonic” which assumed a “transatlantic label” but offered only a repetition of what had been “invented and freely used by its [Europe's] own grandfathers and grandmothers.” Not only did postwar Europeans take the tonic with “uncritical enthusiasm,” as Hallett writes, they also believed that the 20th century “vindicated the wisdom” of their Enlightenment predecessors (Hallett 1933, 696). Carr would later say as much, under his own name, in the Conditions of Peace (1942), where he characterizes European powers as “looking back on the past” with “pardonable self-satisfaction” and with a “belief in progress as a normal condition of civilized human existence” (Carr 1944, ix–xi).

While John Hallett was particularly honest about his concerns, a contextualist reading of the Twenty Years' Crisis proves similarly revealing for understanding why and how Carr linked colonial legacies and liberal internationalism.6 Carr wrote the book following his time in the British Foreign Office and as a response to Woodrow Wilson's proposal for the establishment of a League of Nations, as well as to British “Left” politicians who advocated for liberal internationalist frameworks (Lamb 2014). Like his account of utopia, the analysis relied on a caricature that nonetheless proved useful as a framing device. Carr's portrays British foreign policy in the early 20th as operating from a breach between idealists and realists debating the future of international order. Recent scholarship has complicated this history by demonstrating that Carr overstated the homogeneity and polarity of foreign policy stances and at times even overlooked commonalities he held with the British Left (Ashworth 2008; Lamb 2014). With that in mind, it is more fruitful to approach Carr's homogenized targets genealogically—that is, through the legacies at play in critiquing them.

Utopian politics of the kind premised on an extension of modernity's universalist vision committed three primary errors, according to Carr. First, it assumed that state cooperation could become more likely than interstate conflict (Carr [1939] 2016, 50). Second, the prominence of global capitalism led to assumptions that private and collective interests would naturally overlap and thus that free trade would universally benefit state interests (Carr 2000, xvii). Third, the two previous conditions would then lead to a “natural harmony” of interests at local, national, and international levels—a claim that Carr calls the “paradoxical” premise of the “paradise of laissez-faire” (Carr [1939] 2016, 44). Thus, the crux of Carr's concerns targets the necessary and realistic outcomes of capitalist and nation-state orders as the two most influential conditions of global politics in the early 20th century. Carr's skepticism regarding the possibility of international cooperation did not rely on ontological claims surrounding the nature of politics but instead responded to the way these two systems incentivized individual and national interests.

Carr's reception of global capitalism and foreign policy shows that his pejorative conception of utopian politics was not exclusive to leftist politics. Rather, it was primarily concerned with the transition and connection between intellectual frameworks and the practical burdens of governance. For example, as Peter Lamb shows (Lamb 2014, 535), Carr was broadly supportive of the Bolshevik Revolution, which he considered a superior “Left” movement, and he also had a positive reception of Stalin's vision for the Soviet Union. Once in power, however, Carr viewed the movement as having transitioned toward a “Right” conservatism that ideologically deteriorated as it struggled to implement its ideals. Carr's reception of the Bolshevik revolution proves a helpful example of the reflexive dimensions of his utopia-reality binary. In this case, the revolution's utopian visions should frame a realistic implementation of its goals via governance as an outcome from the interaction between moral ideals and realistic political assessment. Far from a dialectical operation or a contradictory relationship, Carr's vision of utopia and reality assumed cyclical feedback that linked material, social, and political realities with transformative political action. The question, then, is how to best ensure a productive relationship between these two interpretive markers. Here, the crisis of modernity becomes useful for understanding the genealogical premises behind the Twenty Years' Crisis's critique of stagnated moralistic politics.

Carr viewed organizations that advocated for cooperative principles under the League of Nations, such as the Geneva Institute of International Relations, as little more than a mimicry of 19th-century ideals of regional peace (Lamb 2014, 532). What began as utopian visions of “exploration,” as Judith Shklar (1998b, 177) characterizes them, quickly evolved into a framework of transcendental ethics premised on European hegemony that mapped onto the transition from imperial to nation-state systems. Thus, the “moralistic façade” of international cooperation as deployed by early 20th-century liberals, as Carr calls it, sought to update the frameworks of the Abbé Saint-Pierre, Jean-Jacques Rousseau, and Immanuel Kant. Carr's critique is not generous to his contemporaries, but as Inés Valdez demonstrates (2019), Enlightenment principles of international and regional cooperation did play a prominent role in early 20th-century political movements vying for the future of the nation-state system. My suggestion is that one should read Carr's turn to Enlightenment politics not as an accurate historical or theoretical assessment but rather as a genealogical account of the power of colonial legacies in framing the development of contemporary proposals for international cooperation and global order. The link between colonial orders and international politics has been established by John Hobson (2012), Margaret Kohn and Keally McBride (2011), and Patricia Owens (2017). Haro Karkour (2022a) also places Carr within the extant scholarship on empire and liberalism. The framing power of colonialism in Carr's genealogical critique, however, remains overlooked as an important concern related to the potential failures of liberal international politics.

The divergence between Carr and British liberals resided in the terms of international order and the sources of moral guidance that would ultimately lead foreign policy. In this case, Carr rejected extending Enlightenment principles of cosmopolitan peace into the era of power politics and economic crisis, which he believed put liberal democracy in a position to fail. As he writes, “nobody has ever been able to make gold in a laboratory, so nobody has ever been able to live in Plato's republic or in a world of universal free trade o in Fourier's phalansteries… it is, nevertheless, perfectly right to venerate Confucius and Plato as founders of political science, Adam Smith as the founder of political economy, and Fourier and Owen as the founders of socialism…The initial stage of aspiration toward an end is an essential foundation of human thinking” (Carr 2016, 8).

Carr's discursive and intellectual context reveals a seemingly paradoxical position that reflects the vacillating interpretive stance found in the Twenty Years' Crisis. On the one hand, we find Carr, the skeptic of the British “Left” and his “sweeping criticism of western liberalism” and its vision for a cooperative international sphere that nonetheless assumed the inevitability of conflict (Carr 2000, xvii). On the other hand, we find the historical materialist Carr, who viewed the turn to social science as a tool for revolutionary political action—one that could operate with parallel ambition to the Bolshevik revolution. This form of realistic interpretation does not abandon the premise of ideal progress. Rather, it amends political progress so that it is no longer conceptualized in unidirectional and universalist terms, as it was in modernity. This move is realist in itself given that Carr amends his own expectations of utopia in response to the contingent character of state power in the early 20th century.

Carr's “exposure” of the “hidden foundations of utopian theory” is most concerned with the relation between fact and imagination, as well the practical conclusions we can reach in response to them. In methodological terms, his concern is that utopia reverses the order of knowledge production, beginning first with natural and moral presuppositions that are devoid of history the contextual practices they intend to understand. Progress, as Carr argues, cannot be achieved if we do not begin with the immediate realities of our political condition, which in turn guide not only what is true in the present but also what is possible in the future.

Carr's methodological intervention seeks to balance the extreme realist and extreme utopian by reconciling his audience with the unpredictable nature of the world. Carr demonstrates that both the utopian and realist approaches run the risk of obscuring the human limitations of politics by means of impulsive moralizations (utopia) or by rendering political activity simplistic (realism). Drawing on recent work working through the premise of utopian realism, it is helpful to move away from dichotomous and dialectical premises by instead emphasizing the reflexive character of reality and political imagination (Booth 1991, 527; Kenealy and Kostagiannis 2012). It is not that reality is in constant pitting against utopias but rather that the two only produce meaning in conjunction. The uniting concern in The Twenty Years' Crisis and Carr's broader realistic premise is the prevalence of deterministic lenses (realist or utopian) in the study of politics, which in turn negate self-reflective questions about what we are doing, for what reason, and what we hope might come from our actions in the world.

Thinking from the living legacies of colonialism and modernity helps situate the subjection to power as both an ontological condition and a historically contingent fact that manifests among the political struggles of anti-colonial and postcolonial movements. While Carr did not identify as a postcolonial thinker, his thought has been fruitfully analyzed in those terms (Karkour 2022a). Here, I build on Haro Karkour's work by suggesting that Carr's realism holds common principles with postcolonial thought. The centrality of colonial critique in framing his skepticism of both liberal internationalism and nationalist self-determination, for example, certainly points us in that direction. Like many postcolonial theorists, Carr was invested in interrogating the permanence of power politics and its role in producing universalist moral structures that proved insufficient in guiding the normative trajectory of the world. Insofar as this article is invested in more accurately defining the relationship between aspirational and realistic politics, it is equally important to situate Carr's politics within the postcolonial tradition and thus illustrate otherwise missed points of overlap.

Postcolonial and anti-colonial critique emerged parallel to the IR realism of the early 20th century. In this regard, there were two parties invested in attending to the crisis of modernity and the primacy of colonial legacies for defining the global order of the postwar era. On the one hand, we have the realism of European observers, such as Carr, who reflected on the longevity and sustainability of modernity's principles as the foundation for colonial and interstate governance. This is especially clear in the case of Carr, who, as a former British state official, was pushed to reconcile his national and imperial investments alongside his more radical, revolutionary reception of Marxist critique (Carr 2000, xviii). On the other hand, we have figures invested in fomenting junctures within colonial order as a means toward destabilizing the holding power of modernity from a realistic account of their subjection to power. These thinkers have recently been reinterpreted as standing within the realist tradition. Among these are Mahatma Gandhi, Kwame Nkrumah, and W.E.B. Du Bois, each of whom were relatively contemporary to Carr and who were reacting to similar structural shifts in the balance of power throughout the world (Mantena 2012; Getachew 2019, 102; Valdez 2019, 103; Karkour 2022a). Similar to these 20th-century anti-colonial thinkers, Carr's realism emerged from a simultaneous recognition about the primacy of colonial power for contemporary politics. The first was that colonialism indeed brought a “social revolution” to the world, as he writes in The New Society (Carr 1951, 91), which permanently altered the realities of politics. The second was that the postwar period surfaced the fallacies of colonial modernity and, as such, that the world could not rely on the Enlightenment tradition to define the politics of the future. In this regard, Carr's fruitful overlap with the post- and anti-colonial tradition resides in clarifying the critical dimensions of his realistic politics.

Beyond a matter of ideological or intellectual overlap, bringing colonial subjection and postcolonial theory into this analysis allows for an account of the different branching off points of realist-utopian reflexivity and its concrete political investments. On this point, I offer two primary guideposts from which to identify the cyclical feedback between realistic and transformative interpretation. First, there is a recognition of humanity's subjection and dependence on power—material, social, political, ideological—and the need to continuously assess the use of power such that its deployment does not become a self-justified act. Second, in recognition of this reality is a commitment to transformative politics as a practice that links aspirational visions with political action. This reflexive conception of reality and utopia, more than resolving the tension between power and progress, instead assumes a necessary interaction between what is and what may yet come to be.

Importantly, however, situating this reflexive interaction among similar postcolonial critiques of modernity illustrate that these questions operate more as a political program than a hermeneutic or ontological question. Here, one might think of the future-oriented visions of the Haitian Revolution, Indigenous Latin American revolutions, or more contemporarily, of recent episodes of popular organizing that speak to the links between colonial legacies and the possibility of emancipatory futures (Getachew 2016; Chang and Garcia Montoya 2021; Chang and Rodriguez 2021; Chang 2023). Like these movements, a reflexive account of the relation between utopia and reality hinges largely on the political act of attempting to establish the space between unending subjection and absolute ideals. In this regard, Carr's pessimism vis-à-vis the possibility of successfully mediating these vectors of social critique also holds much in common with how postcolonial theorists have discussed the holding power of coloniality (Quijano 2000; Lugones 2016; Rivera Cusicanqui 2020).

This is not to say that realist and utopian reflexivity is bound to be a kind of universalism that similarly frames the imaginaries of the colonial world. In contrast, as Carr shows, realist critique situates power within historical contingency, and as more contemporary realists argue, any normative conclusions should operate within that contextual specificity. The reflexive framework—perhaps what Carr calls a “realist utopia”—nonetheless demonstrates the importance of attending to a broader set of political experiences that humanity acts upon continuously: collectivity, appeals to progressive futures, and the preservation of a common world. In this regard, the unavoidability of power and its deployment, more than ontological reality, is also an imperative toward a realist ethics of care. Carr himself seems to go in this direction in the latter half of The Twenty Years' Crisis by suggesting that the permanence of power in political change has been misguidedly understood as a primarily moral question of “just” and “unjust” uses of force: “Every effective demand for change, like every other effective political force, is compounded of power and morality.” The object of realistic interpretation—at least one that does not absolve itself of the importance of moral progress—must concede, as Carr writes, that “peaceful change can be expressed in terms neither of pure power nor of pure morality” (Carr 2016, 192).

The authors declare no conflicts of interest.

卡尔反身现实主义的国际进步与殖民批判
随着生态、物质和社会危机在全球舞台上的融合,政治理论的研究又回到了关于乌托邦批评的重要性的辩论,这些批评仍然关注权力的不可逃避性(Brincat 2009; Butler 2015; Thaler 2018, 2024; Wagle 2022)。这波学术浪潮集中在批判性想象的变革维度上——正如在大众政治和个人作品中所表现出来的那样——以质疑那种认为有抱负的政治只不过是呼吁变革的观念。当其他人呼吁“现实主义”乌托邦时,这些干预措施出现了,这个术语假设理想提案相对不现实,并寻求在“现实世界”政治中建立理想提案(Wright 2010; Bregman 2017)。换句话说,这个领域继续将乌托邦和现实置于彼此的竞争中。因此,理想政治作为一种批判维度的价值仍然悬而未决。虽然围绕政治变革的语言屏障吸引了“理想的”、“渴望的”、“想象的”、“客观的”和“经验的”镜头,但它们重要地映射到了“现实的”和“理想主义的”二元解释上。这些类别在国际关系(IR)理论和政治理论中尤为突出,这两个研究领域有着重叠的关注点,但在很大程度上是分开的。在国际关系中,结构现实主义和新古典现实主义已经成为该学科的核心框架,其运作的假设是,必须取代渴望政治,支持对权力的“客观”描述(华尔兹1979;布斯1991;米尔斯海默2005年,2019年;布斯2010)。这些本体论在国际关系理论中受到了批评,但它们仍然是该领域对国际秩序和权力合理性的宏观结构理解的基础(Booth 1991,2010; Mearsheimer 2005; Brincat 2009; Kohn and McBride 2011)。同时,政治哲学家的乌托邦和现实理论主张在现实镜头下规范模型的重要性(Aytac和Rossi 2022; Favara 2022; Rossi 2019; Sigwart 2013)。同样,乌托邦学者也认为想象力和抱负政治的关键维度(Wagle 2022; Thaler 2018; Shklar 1969a, 1998a, 1998b; Moylan 2014)。随着现实主义国际关系与现实主义政治哲学之间的分离持续存在,关于理想政治与国际政治中权力正当性之间关系的方法、解释和政治问题也在持续存在当乌托邦和现实这两个范畴主要被视为分析性和本体论问题时,它们之间的紧张关系就会持续下去。也就是说,一方面,作为对权力及其部署的“实证”研究的解释性镜头(Aytac和Rossi 2022; Favara 2022; Rossi 2016, 2019)。另一方面,关于国际政治的性质和民族国家体系内调解权力的结构条件有一种假设(Mearsheimer 2005; Booth 2010; Ikenberry 2020)。本文主张对现实主义和乌托邦的反思性理解,假设这两个类别是关于权力在国际政治中的作用的批评的相互必要的方面。这一反思性框架假定在对权力使用的现实评估和指导其正当性的变革愿景之间存在必要的相互作用。这种对反身性的强调借鉴了皮埃尔·布迪厄(Pierre Bourdieu)的社会理论,该理论认为,知识的生产源于现实的客观化与人类集体条件的规范性偶然性之间的融合乌托邦和现实的反思性理论保持了开放辩证方法的相对价值(Brincat 2009, 583),但减少了两个概念之间的对立空间。其结果是一个框架远离了“经验”与“规范”的区别;相反,它将现实主义和乌托邦联系起来,作为对权力不可避免性的承认和回应的基本镜头。为了说明这种反身性转变,我参考了爱德华·哈利特·卡尔(Edward Hallett Carr)的基础现实主义,因为它试图调和国际权力的“现实”前提与作为政治行动指南的国际进步的重要性。我认为,卡尔的政治思想中运用的现实主义解释学,尤其是在《二十年危机》(1939)、《民族主义及其后》(1945)、《新社会》(1951)和《和平条件》(1944)等作品中所体现的,利用了乌托邦与现实之间的反思性联系,调和了人类的进步愿望与对权力政治的服从。特别是,我认为殖民批判在构建卡尔的反身现实主义以及他对自由国际主义者的批判中的重要性在很大程度上被忽视了。 现实主义解释的对象——至少不能免除道德进步的重要性——必须承认,正如卡尔所写的那样,“和平变革既不能用纯粹的权力来表达,也不能用纯粹的道德来表达”(卡尔2016,192)。作者声明无利益冲突。 我证明卡尔对自由进步前提的关注,并不在于对进步政治的否定,而在于自由主义对启蒙运动本体论的继承,以及线性进步的殖民逻辑。虽然研究卡尔的学者,如保罗·豪(1994)、哈罗·卡库尔(2022a、2022b、2023)、迈克尔·考克斯(2000、2016)和蒂姆·鲁德(2026),但卡尔思想中殖民批判的解释学和政治重要性在很大程度上被忽视了。在卡尔的著作中关注殖民政治有助于澄清他拒绝乌托邦作为欧洲现代性项目的范围。卡尔并不认为现实主义是乌托邦思想的对立面。相反,他的现实主义在某种意义上要求与现代性决裂,因为有了现实主义探究的新参数,就出现了对新颖乌托邦的需求因此,对卡尔来说,采用启蒙运动的理想政治的自由主义框架也在心甘情愿地复制已经明显失败的殖民现代性——他用笔名约翰·哈雷特(John Hallett, 1933)将其称为“西方文明终结的开始”。这种对启蒙理想主义的拒绝反过来又激发了卡尔对民族主义和自由主义作为新生全球秩序基础的怀疑,他将这两个原则称为启蒙传统的“孩子”和“双胞胎”(Carr [1945] 2021, xxxiv, xxxix)。除了卡尔之外,回到20世纪初的现实主义-乌托邦之争,对于在构建自由主义国际政治的规范和现实前提时,将殖民权力的重要性置于语境中,证明是有用的。这篇文章将卡尔和他的对话者置于一个认知、政治和社会危机的更广泛的时刻,这个时刻对欧洲霸权的衰落、反殖民运动在世界各地的兴起,以及更广泛地说,对现代性作为全球秩序项目的明显失败做出了回应卡尔和他的同时代人证明,20世纪初对乌托邦和现实的诉求是对欧洲霸权下全球政治轨迹的宗谱批评(Getachew 2019; Valdez 2019)。换句话说,乌托邦和现实也应该被历史化,作为将殖民权力的遗产与全球进步的可能性联系起来的术语。我的论点分为三个部分。文章首先概述了乌托邦和现实的反思性方法的参数。为此,我将政治理论中的现实主义-乌托邦辩论与国际关系理论进行了对话。第二部分分析了E.H.卡尔在《二十年危机》(1939)中提出的现实主义解释学,并与他其他关于殖民主义的著作《启蒙理想主义》(卡尔2016,208)进行了对话,以及构成自由主义国际框架的现代性进步叙事。文章最后在卡尔的语境之外阐述了现实主义-乌托邦反身性的价值。我认为,卡尔呼吁从启蒙运动的理想主义中脱离出来的现实主义,与后殖民主义思想有很多共同之处,后者作为一种传统,同样主张从权力政治领域内取得进步的可能性。现实和乌托邦,以及现实主义和乌托邦思想是相互关联的透镜,这不再是一种争论。他们关系的条件仍在变化。尽管如此,一些方法学上的假设已经基本确定下来,并被证明有助于完善这一分析。例如,在现实主义政治哲学中,Ugur Aytac和恩佐·罗西(Enzo Rossi)强有力地论证了以一种没有“分析性政治哲学中发现的道德主义”的方式进行现实主义意识形态批判的可能性,这种方式针对的是“自我辩护权力的产物”的实践和信仰(Aytac和Rossi 2022, 1; Rossi 2016, 2019)。这些干预措施使学术辩论超越了现实主义是否包含伦理投资和道德责任的问题。正如这些贡献所表明的那样,哲学现实主义一旦充分解决了权力的正当性,就会对道德责任作出特别高的承诺。类似的原则也适用于理想政治。Greta Favara(2022, 5-6)通过证明现实主义方法受益于指导规范期望的理想“模型”,使该领域远离了将理想理论和现实主义置于争论之中的特征描述。简而言之,现实主义政治将规范模型理解为狭隘的合理观察,而不是对世界如何运作的广泛预期。对政治的现实主义研究并没有规定要消除乌托邦的愿景,但它确实要求对知识的追求以政治现象背后的“真正动机”为目标(Geuss 2008,9)。 在现实主义意义上,对政治的“实际”理解始于认识到“政治首先是关于行动和行动的背景”,而不是信仰或命题(Geuss 2008,9)。因此,意义成为一种关系和偶然的结构:“理解政治意味着看到[通才陈述]只有相对于其特定的语境才有明确的意义,而这种语境是一种历史结构的行动形式”(Geuss 2008,14)。这种对关系意义和政治行动的历史偶然性的强调,在乌托邦理论家中有着相似的基础。看来,主要的区别在于将道德和政治本体论问题化的途径。例如,马赛厄斯·塞勒(Mathias Thaler)等理论家认为,“批判和反律法”乌托邦作为“有效扰乱”政治的工具具有重要意义(塞勒2018,672)。这一波学术浪潮建立在朱迪思·施克拉尔(Judith Shklar)的研究基础之上。施克拉尔是另一位战后理论家,她对现实主义和乌托邦政治的研究都有启发,并以这种方式提供了一个例子,说明这两个术语在20世纪初是如何联系在一起的。正如Katrina Forrester(2011)所示,虽然Shklar通常被描绘成一个现实主义者和自由主义国家的支持者,但这是一个简化的写照。福里斯特在Shklar的现实主义中对希望的描述有助于将读者从Shklar对“乌托邦”一词的处理转移到对现实主义解释与批判性抱负政治之间联系的评估(2011,595)。这进一步将现实主义和乌托邦实践的兼容性定位为以改善世界为中心。正如Shklar承认的那样,超越乌托邦意味着摆脱普遍主义的理想——对世界不加批判的假设。然而,这一举措必须在社会批评中保持解放愿景的重要性,这种批评消除了作为现实主义解释维度的“错误和破坏性信念”(Shklar 1998b)。虽然她对乌托邦的评价保留了对真理的一些普遍主义要求,但其主要特征是对“消除错误和破坏性信念”的投入——这一任务与当代现实主义有很多共同之处(Shklar 1998b, 177)。也许乌托邦政治的主要变化在于超越蓝图乌托邦——无论是贬义的还是理想主义的——来定义这个镜头的前瞻性维度。正如Shklar所指出的,围绕乌托邦的分析混乱来自于“将项目贴上不受欢迎和不可能的标签”(Shklar 1998b, 176)。这一评估在今天仍然是正确的,特别是在“现实乌托邦”或“乌托邦现实主义”的语言被用来调和变革计划与现状之间的关系时(Booth 1991; Bregman 2017)。然而,正如Shklar所示,即使是古典和早期现代乌托邦框架,如托马斯·莫尔的乌托邦和让-雅克·卢梭的《埃米尔》,也采取了一种深刻的“悲观”批判形式,渴望说明道德心理与现实之间的空间(Shklar 1998b, 179)。将乌托邦视为变革性的批判,而不是一个有待完成的计划,集中了抱负政治的社会理论成分,同时限制了有时与之相关的目的论特征。因此,这种批判性乌托邦方法的重点在于假设信仰的问题化,与作为主体力量的权力的争论,以及对允许变革计划的政治想象途径的探索(Shklar 1998b; Harvey 2000; Moylan 2014; Thaler 2018)。现实主义政治哲学的解释学和方法论干预并没有直接融入国际关系中关于现实主义的辩论。虽然国际关系现实主义文献确实范围广泛,方法多样,但它坚持围绕全球秩序条款的共同本体论假设,这些假设有助于建立一个可概括的(如果有限的话)特征。用詹妮弗·皮茨(Jennifer Pitts)的话说,第一种是“尊重彼此自治的国家共同体,同时在需要时提供援助”,这主要是一种“以描述形式表达的愿望”(Marwah et al. 2020, 280)。这种本体论——通常被称为无政府主义问题(Ashley 1988; Waltz 2001; Deudney 2010)——建立在托派欧洲理论家如Nicolo Machiavelli、Thomas Hobbes和Jean-Jacques Rousseau关于人性以及政治生活的社会和物质条件的政治思想之上(Ochoa Espejo 2020, 123)。这一谱系的重要性在于,它揭示了批判乌托邦和现实主义范式经典中的共同人物。在这种情况下,让-雅克·卢梭作为一个突出的对话者出现在社会的腐败特征和人类的野心上,但他的解释学效用落在了双方。 对Shklar来说,卢梭提供了一个乌托邦的解构力量的提醒——一个通过联想揭示人类社会可预防的罪恶的平行现实的呼吁(1969b)。对于瓦尔兹来说,卢梭和他的同时代人提供了对政治生活现实的绝对评估,然后为国际政治的社会科学研究制定了条件(华尔兹2001;杜德尼2010,23)。这种现实主义本体论在国际关系领域远非一致,但在许多紧迫问题必须回应结构和新古典现实主义的意义上,它无疑是有特点的。这就引出了国际关系现实主义解释的第二个突出特点。也就是说,政治的无政府性质促使人们需要通过权力平衡来评估作为民族国家中心体系的国际秩序所面临的威胁(Waltz 1979, 2001; Mearsheimer 2001)。引申而言,这些本体论促使自由国际主义学者呼吁保护假定的脆弱的全球秩序(Deudney 2010; Ikenberry 2020)。在这方面,国际进步和安全的概念通常与维护国际和平和国家间合作的古典和新自由主义框架联系在一起——正如我在下一节所展示的,卡尔对这两个原则普遍持怀疑态度。IR理论家当然批评了这一立场,在这方面,他们转向乌托邦镜头,作为一种重振政治想象力在该领域作用的方式(Brincat 2009, 583)。然而,即使是这些方法,也倾向于将乌托邦置于现实主义的对立面——通常作为现实与可能之间的辩证练习(Brincat 2009, 584)。因此,乌托邦的批判维度仍然被忽视,推而广之,现实主义镜头的乌托邦维度也是如此。政治哲学和国际关系中现实主义辩论的范围和历史,以及其中乌托邦和现实主义的各种定义,使得解决这两个类别几乎是一个切线的努力。相反,我强调上述分析所揭示的现实主义和乌托邦两种表面上独立的投资之间的共同政治利害关系。这两种传统都致力于将权力的使用和正当化作为政治生活中不可替代的组成部分。为此,这两个框架强调人类的社会状况(现实)和政治愿望(乌托邦)之间的反身反馈。连接这些领域的工作打开了将现实和乌托邦解释为反思性类别的途径,在现实观察和变革批判之间提供周期性反馈。与其将乌托邦和现实镜头视为完全不同的方法,不如对两者的反思性理解允许我们认识到,正如政治哲学家所表明的那样,实证分析并非缺乏规范性投资或假设。相反,在布迪厄的意义上,建立在乌托邦政治的理想许可之上的现实主义,通过认识到社会知识总是建立在与我们的生活现实和理想未来相交的立场上,扩展了现实主义思想的范围。换句话说,将乌托邦重新引入现实主义政治,使阐释者能够定位当前政治时刻与未来的竞争愿景之间的联系,改善人类的条件,这两者都是上下文约束和历史偶然的。对于生活在20世纪早期的理论家来说,第一次和第二次世界大战造成了一个不可避免的困境:欧洲的地区冲突如何改变了对世界进步的规范期望?这个问题的紧迫性推动了现实框架的发展,这些框架可以同时关注权力的持久性,同时保持道德责任的指导作用。这些辩论的意识形态前提——乌托邦和现实主义解释之间的对立——继续影响着政治学对国际政治和进步的思考方式。鉴于它们的启动力,从历史偶然性的前提回到这些辩论是值得的。也就是说,假设围绕乌托邦和现实主义的辩论、问题和结论不是可概括的框架,而是与第一次和第二次世界大战期间出现的同时期权力经验相关的情境结果。对于E.H.卡尔和他同时代的人来说,确立社会科学解释的新生优先事项是一个全球轨迹问题。在他看来,乌托邦理想主义的问题与更广泛的现代性危机有关,现代性危机对欧洲霸权的规范轨迹和自由国际主义作为国际关系主要框架的可行性提出了质疑。 在这个意义上,我所说的现代性指的是假定并具体化欧洲在全世界的统治的全球秩序体系,它是从殖民主义的出现和启蒙政治思想的输出中发展起来的。用玛丽-路易斯·普拉特(marie - louise Pratt)的话说,这种“行星意识”在殖民制度中多次出现,但也通过建立全球市场、国际殖民法、种族种姓制度和帝国边界等国际制度将欧洲统治联系起来(普拉特2007年,15;瓦尔迪兹2019年,24;哈贝马斯1990年,12;普拉特2007年,15;吉哈诺2000年;艾森施塔特2000年)。在这样做的过程中,这些殖民机构产生了一个自我参照的系统,用来衡量和调节进步,使殖民地的公众屈服,并将欧洲理想作为文明、科学探究和宗教实践等进步概念的路标。换句话说,现代性与这一论点相关,因为作为一种以殖民遗产为基础的全球国际秩序体系,它将国家关系的不稳定与与欧洲霸权有关的先验伦理概念联系在一起。随着两次世界大战的爆发,随着欧洲和平的衰落,现代性的目的论有效性和规范许可也随之衰落。然而,乌托邦思想的问题化与现代性危机之间的联系远非卡尔所独有。正如Judith Shklar所写,文学和政治乌托邦将“冒险的想象力”与“美洲的发现”联系在一起(Shklar 1998b, 177)。乌托邦的探索和想象维度随着关于“新世界”的旅行和征服著作的分布而流行起来,这反过来又重新定义了欧洲观察者的“可能”和“不可能”的标记(Cañizares-Esguerra 2002, 12-13; Pratt 2007, 23)。这些关于探索、建立和定居的叙述不仅将欧洲置于一个初期的全球秩序中,而且还开启了围绕历史、自然科学、政治和商业的新的解释学和认知问题(Cañizares-Esguerra 2002, 24-26; Quijano 2007, 169)。在这方面,乌托邦想象的启蒙概念通过投射探索和奇迹的自我参照叙事来矛盾地运作,尽管如此,这些叙事仍然保护了欧洲作为全球进步标准的统治。对卡尔来说,欧洲现代性的殖民遗产阻碍了外交政策,因为自由国际主义者过于依赖启蒙理论家的道德处方和“乐观主义”(Carr 2016,27)。因此,全球国际秩序的未来需要对与欧洲霸权和帝国主义国家联系在一起的进步伦理进行批判性评估。卡尔的政治科学有时被错误地描述为通过提倡“现实”的视角来减少“乌托邦”思想所包含的调查的规范性特征(摩根索1948;米尔斯海默2005;肯尼利和科斯塔吉安尼斯2012)。在某种程度上,这反映了卡尔在《二十年危机》(The Twenty Years’Crisis, 1939)中模棱两可的立场,他将乌托邦称为现实的“对立面”,同时也承认它们的“必要结合”是“理论与实践的相互依存”(Carr[1939] 2016,14,19)。最近在国际关系方面的工作卓有成效地阐明了这些模糊性,从而在概念和历史层面上对卡尔的现实主义有了更透彻的理解。研究E.H.卡尔的学者,包括保罗·豪(1994)、彼得·威尔逊(1998)、亚当·勒纳(2022)、哈罗·卡库尔(2022a)、迈克尔·考克斯(2016)和蒂姆·鲁德(2026),都表明卡尔的作品确实回应了世界上民族主义、资本主义和社会科学的兴起。特别是Haro Karkour (2022b)和Seán Molloy(2021)分别证明了危机和自由主义现代性在定义卡尔的认识论和本体论关注方面的重要性——即,尽管自由国际主义在其关于国际合作的假设中存在明显缺陷,但它仍在继续。本文在这些贡献的基础上提出,卡尔对现代性、国际进步和资本主义的担忧解决了自由主义之前的问题。也就是说,他将自由国际主义的兴起与相互竞争的民族主义情绪视为殖民现代性的重复错误——这是第一个试图调和国际和平与欧洲竞争力量体系的普遍主义框架。事实上,卡尔称这些派别为“连体双胞胎”,这是他在《民族主义:世界的祸根》一书中使用的启蒙语言,他以笔名约翰·哈雷特(John Hallet)的名义,主张民族主义者和自由民主主义者继承了“现代历史的过度行为”,而正是这些行为首先导致了国际战争(哈雷特1933,697)。 因此,卡尔远非国际进步中的创新标志,而是预见到这些项目将导致一种“功能性国际主义”,这种国际主义在某种意义上仍然是乌托邦式的,因为它放弃了“未解决的权力问题”,转而寻求假定的合作,正如他后来在《民族主义和之后》(1945)中所写的那样。考虑到卡尔自己对启蒙运动“过度”及其对20世纪初国际政治的影响的描述,我的论点是,在卡尔的政治思想中关注现代性危机有助于阐明殖民批判在他对民族主义和自由主义国际主义计划的怀疑中所起的作用。例如,对他的启蒙遗产谱系的解释,阐明了他在两次世界大战之后关于国际进步可能性的摇摆不定的概念语言。在《二十年危机》(1939年)、《民族主义及其后》(1945年)和《和平条件》(1942年)中,他对乌托邦的运用尤其如此。第一种是乌托邦形式,表现为一种脱离现实偶然性的评价性道德——一种以遥远的完美为前提的绝对理想主义。在这个概念中,殖民现代性(卡尔最常用的术语是“启蒙”)立刻出现了。在这方面,卡尔的目标是卢梭、康德、孔德和修道院院长圣皮埃尔等理论家,他们“全心全意地致力于阐述有远见的项目……这些项目的简单和完美使他们容易获得普遍的吸引力”(卡尔[1939]2016,27)。这个乌托邦主义的“婴儿期”,超越了卡尔对早期现代政治思想的描述的优点,说明了他对欧洲现代性最杰出人物的怀疑。重要的是,卡尔没有将启蒙乌托邦主义视为对过去的关注,而是将其视为继续影响自由国际主义者“大众说教”和“政治演讲”的活遗产(Carr[1939] 2016,27)。然而,卡尔对启蒙乌托邦主义的拒绝并不意味着对乌托邦的完全拒绝。毕竟,《二十年危机》最初的标题是《现实与乌托邦》,正文的第一章专门讨论概念(Carr [1939] 2016, 6; Cox 2016, xxvii)。相反,正如保罗·豪(Paul Howe, 1994,286)所表明的,道德责任是卡尔发展知识生产的现实方法的核心因素。在这里,对乌托邦-现实二元对立的争议性解释与反思性解释之间的区别,对于理解调和政治行动的历史偶然性与进步责任的政治实践是有用的。第二种乌托邦形式——卡尔所支持的——是一种批判的视角,将道德判断视为追求现实进步的社会科学的必要组成部分。正如卡尔提醒读者的那样,“政治学不仅是关于是什么的科学,而且是关于应该是什么的科学”(Carr[1939] 2016,6)。正是这种形式的“乌托邦主义”,导致卡尔在《民族主义与之后》中使用“社会正义”的语言来主张“机会平等”、“免于匮乏的自由”和“拒绝基于国籍歧视原则的世界”的必要性(Carr[1945] 2021, 51, 53)。对卡尔来说,这些国际进步的愿景是必要的,远非“乌托邦”。相反,正如他所写,假设国际和平可以通过单一的解决方案来实现,这将是乌托邦式的(Carr[1945] 2021, 53)。卡尔的“社会正义”维度虽然对他的现实主义至关重要,但在很大程度上被忽视了,因为人们倾向于以权力为中心的解释,而忽视了公平是国际政治的中心目标之一。恢复卡尔思想的这些方面对于解决一些关于进步在古典现实主义中的作用的解释学辩论是很重要的,现在归因于他的政治思想。对卡尔来说,政治研究需要对我们的历史地位和现状有一个精确的理解,从那里,它要求我们走向一套更清晰的规范性结论。反射性地说,这些因素作为一组反馈点起作用,同时揭示了政治生活的现状和通过集体行动追求的理想轨迹,同时关注作为人类政治状况一个方面的权力的不可避免性。这样解释,卡尔的方法使他更接近伯纳德·威廉姆斯(2005)和雷蒙德·高斯(2008)、罗西(2019)、艾塔克和罗西(2022)以及法瓦拉(2022)的哲学现实主义。考虑到卡尔乌托邦语言的突出地位,问题仍然是为什么他对理想政治的承诺仍然是争论的焦点。 正如最近对卡尔的重新评估所显示的那样(Howe 1994; Molloy 2009; Cox 2016; Karkour 2022b),这可能是因为他自己对乌托邦的评价相对有限。然而,关注卡尔对乌托邦政治的评估背后的殖民遗产,表明他在语言上踌躇不前,但不一定是实质性的。卡尔对“幼稚”思想的批判,将现代性的道德幼稚性作为线性进步的普遍主义概念提出了问题,正是因为它忽略了知识和伦理的偶然性。与汉斯·摩根索的先验伦理学相反,卡尔框架的批判理论价值在于承认道德和政治知识都是不稳定的(摩根索1948;莫洛伊2009;Babík 2013)。在这方面,卡尔对启蒙运动原则和现代性普遍主义观点的批判不仅是一种历史问题化,而且是对其伦理观点在自由国际框架中的全面延续的关注。卡尔的乌托邦思想概念也产生了双重暂时性,这为他对国际秩序轨迹的批判提供了动力。通过将殖民遗产与自由国际主义联系起来,卡尔证明了历史唯物主义在社会科学和人文科学的早期领域中的重要性——这一举动可能源于他自称在政治研究中“应用”马克思主义“思维方式”的投资(Cox 2016, xxxv)。卡尔将自由国际主义描述为启蒙运动天真的延伸,这使他能够指出欧洲历史上区域合作的不稳定性,并进一步指出,这些障碍只会随着民族主义和资本主义的兴起而恶化。在《民族主义:世界的祸根》(Hallett, 1933)一书中,殖民遗产对民族国家体系形成的推动作用尤为明显。卡尔以笔名约翰·哈雷特(John Hallett)撰写了这本书。正如“哈雷特”所写,欧洲的政治思想充满了“永恒的真理”,“不再经得起思考或质疑”——民族主义,就像18世纪的王朝和君主政治一样,只是最新的组织神话,“像金线一样”从19世纪移动到20世纪(哈雷特1933,694)。在两次世界大战之间的时期,“国际和平”的提议继承了一种“近乎神秘”的特征,它试图调和民族主义的“令人陶醉的品质”与威尔逊自由主义的“奇怪而略带矛盾的成分”(Hallett 1933, 694, 697)。自由国际主义的新颖性,以及它对完成现代性普遍主义理想的承诺,提供了一种“补品”,它被贴上了“跨大西洋标签”,但只是重复了“欧洲自己的祖父和祖母发明和自由使用的东西”。战后的欧洲人不仅以“不加批判的热情”服用补品,正如哈雷特所写的那样,他们还相信,20世纪“证明了”他们启蒙运动前辈的“智慧”(哈雷特1933,696)。卡尔后来以自己的名义在《和平条件》(1942)一书中说了同样的话,他把欧洲列强描述为“带着可以原谅的自我满足”和“相信进步是文明人类生存的正常条件”“回顾过去”(Carr 1944, ix-xi)。虽然约翰·哈雷特对自己的担忧特别坦诚,但从语境主义的角度解读《二十年危机》,同样有助于理解卡尔为何以及如何将殖民遗产与自由国际主义联系起来卡尔在英国外交部工作之后写了这本书,作为对伍德罗·威尔逊(Woodrow Wilson)提出的建立国际联盟(League of Nations)的建议以及对主张自由国际主义框架的英国“左翼”政客的回应(Lamb 2014)。就像他对乌托邦的描述一样,他的分析依赖于一幅漫画,尽管如此,这幅漫画被证明是一种有用的框架工具。卡尔将20世纪初的英国外交政策描述为理想主义者和现实主义者对国际秩序未来的争论。最近的学术研究表明,卡尔夸大了外交政策立场的同质性和极性,有时甚至忽视了他与英国左派的共同点,这使这段历史变得复杂(Ashworth 2008; Lamb 2014)。考虑到这一点,从家谱的角度来探讨卡尔的同质化目标会更有成效——也就是说,通过对它们进行批评时所起的作用。卡尔认为,以现代性普遍主义视野的延伸为前提的乌托邦政治犯了三个主要错误。首先,它假设国家间的合作比国家间的冲突更有可能发生(Carr[1939] 2016,50)。 其次,全球资本主义的突出地位导致人们假设私人利益和集体利益自然会重叠,因此自由贸易将普遍有利于国家利益(Carr 2000, 17)。第三,前两个条件将导致地方、国家和国际层面利益的“自然和谐”——卡尔称之为“自由放任天堂”的“矛盾”前提(Carr[1939] 2016,44)。因此,卡尔关注的关键是资本主义和民族国家秩序作为20世纪初全球政治最具影响力的两个条件的必要和现实的结果。卡尔对国际合作可能性的怀疑并不依赖于围绕政治本质的本体论主张,而是回应了这两种制度激励个人和国家利益的方式。卡尔对全球资本主义和外交政策的接受表明,他对乌托邦政治的贬损概念并非左翼政治所独有。相反,它主要关注的是知识框架与治理的实际负担之间的过渡和联系。例如,正如Peter Lamb所表明的(Lamb 2014, 535),卡尔广泛支持布尔什维克革命,他认为布尔什维克革命是一场卓越的“左派”运动,他也积极接受斯大林对苏联的愿景。然而,一旦掌权,卡尔认为这场运动已经过渡到“右翼”保守主义,在努力实现其理想的过程中,意识形态恶化。卡尔对布尔什维克革命的接受证明了他的乌托邦-现实二元对立的反思性维度的一个有益的例子。在这种情况下,革命的乌托邦愿景应该通过治理来构建其目标的现实实现,作为道德理想和现实政治评估之间相互作用的结果。卡尔对乌托邦和现实的看法远非辩证运作或矛盾关系,而是假设了将物质、社会和政治现实与变革的政治行动联系起来的周期性反馈。那么,问题是如何最好地确保这两个解释性标记之间的富有成效的关系。在这里,现代性危机有助于理解《二十年危机》对停滞不前的道德主义政治的批判背后的谱系前提。卡尔认为,国际联盟下倡导合作原则的组织,如日内瓦国际关系研究所,只不过是对19世纪地区和平理想的模仿(Lamb 2014, 532)。正如朱迪思·施克拉(Judith Shklar, 1998b, 177)所描述的那样,一开始是乌托邦式的“探索”愿景,但很快演变成以欧洲霸权为前提的先验伦理框架,并将其映射到从帝国体制向民族国家体制的过渡。因此,卡尔所称的20世纪早期自由主义者对国际合作的“道德主义的偏见”试图更新修道院院长圣皮埃尔、让-雅克卢梭和康德的框架。卡尔的批评对他同时代的人来说并不慷慨,但正如insamims Valdez(2019)所证明的那样,启蒙运动的国际和区域合作原则确实在20世纪初争夺民族国家体系未来的政治运动中发挥了突出作用。我的建议是,人们不应将卡尔转向启蒙政治视为一种准确的历史或理论评估,而应将其视为一种对殖民遗产在构建当代国际合作和全球秩序建议发展过程中力量的谱系描述。John Hobson(2012)、Margaret Kohn和Keally McBride(2011)以及Patricia Owens(2017)建立了殖民秩序与国际政治之间的联系。哈罗·卡库尔(Haro Karkour, 2022a)也将卡尔置于现存的帝国与自由主义学术之中。然而,在卡尔的宗谱批判中,殖民主义的框架力量仍然被忽视,因为它与自由主义国际政治的潜在失败有关。卡尔和英国自由主义者之间的分歧在于国际秩序和最终将引导外交政策的道德指导的来源。在这种情况下,卡尔拒绝将启蒙运动的世界和平原则扩展到权力政治和经济危机的时代,他认为这将使自由民主主义处于失败的境地。 正如他所写的,“没有人能在实验室里制造黄金,所以没有人能生活在柏拉图的共和国里,也没有人能生活在一个普遍自由贸易的世界里,或者在傅立叶的方柱里……然而,把孔子和柏拉图奉为政治学的创始人,把亚当·斯密奉为政治经济学的创始人,是完全正确的,以及作为社会主义奠基人的傅立叶和欧文……追求目标的初始阶段是人类思维的重要基础”(Carr 2016,8)。卡尔的话语和知识语境揭示了一个看似矛盾的立场,反映了《二十年危机》中摇摆不定的解释立场。一方面,我们发现英国“左派”的怀疑论者卡尔,他“对西方自由主义的全面批评”及其对合作国际领域的愿景,尽管如此,却假设冲突是不可避免的(Carr 2000, 17)。另一方面,我们发现了历史唯物主义者卡尔,他认为转向社会科学是革命政治行动的工具,可以与布尔什维克革命的野心相提并论。这种形式的现实主义解释并没有放弃理想进步的前提。相反,它修正了政治进步,使其不再像在现代性中那样,以单向和普遍主义的方式概念化。这一举动本身就是现实主义的,因为卡尔修正了自己对乌托邦的期望,以回应20世纪初国家权力的偶然性。卡尔对“乌托邦理论的隐藏基础”的“揭露”,最关注的是事实与想象之间的关系,以及我们可以据此得出的实践结论。在方法论上,他关注的是乌托邦颠倒了知识生产的秩序,首先从自然和道德的预设开始,这些预设缺乏历史,他们想要理解的语境实践。正如卡尔所言,如果我们不从当下政治状况的现实出发,就不可能取得进步,而政治状况的现实不仅指导着当下的现实,也指导着未来的可能。卡尔的方法论干预试图通过调和他的观众与世界不可预测的本质来平衡极端现实主义和极端乌托邦。卡尔证明,乌托邦和现实主义的方法都有通过冲动的道德化(乌托邦)或通过使政治活动简单化(现实主义)来模糊政治的人类局限性的风险。借鉴最近通过乌托邦现实主义前提工作的工作,通过强调现实和政治想象的反思性来摆脱两分和辩证前提是有帮助的(Booth 1991, 527; Kenealy和Kostagiannis 2012)。这并不是说现实总是与乌托邦对立,而是说这两者只有在结合时才产生意义。《二十年危机》和卡尔更广泛的现实主义前提共同关注的是政治研究中普遍存在的决定论视角(现实主义或乌托邦),这反过来又否定了自我反思的问题:我们在做什么,出于什么原因,以及我们希望从我们在世界上的行动中得到什么。从殖民主义和现代性的生活遗产中思考,有助于将对权力的服从定位为一种本体论条件和历史偶然事实,体现在反殖民和后殖民运动的政治斗争中。虽然卡尔不认为自己是后殖民思想家,但他的思想已经在这些方面得到了富有成效的分析(Karkour 2022a)。在这里,我以哈罗·卡库尔的作品为基础,提出卡尔的现实主义与后殖民思想有着共同的原则。例如,在他对自由国际主义和民族自决的怀疑中,殖民批判的中心地位无疑为我们指明了这个方向。像许多后殖民理论家一样,卡尔致力于质疑权力政治的永久性及其在产生普遍主义道德结构中的作用,这种道德结构在指导世界的规范轨迹方面被证明是不够的。鉴于本文致力于更准确地定义理想政治与现实政治之间的关系,将卡尔的政治置于后殖民传统中,从而阐明其他被遗漏的重叠点也同样重要。后殖民主义和反殖民主义批判与20世纪初的国际关系现实主义并行出现。在这方面,有两个方面致力于应对现代性危机,以及殖民遗产在定义战后全球秩序方面的首要地位。一方面,我们有卡尔等欧洲观察家的现实主义,他们反思了作为殖民和国家间治理基础的现代性原则的长期性和可持续性。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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