{"title":"A Novel Non-Gaussian Dynamic Process Monitoring Method for Key Performance Indicators","authors":"Yan Chen;Jinglin Zhou;Dazi Li;Rui Zhao","doi":"10.1109/TCST.2026.3671333","DOIUrl":null,"url":null,"abstract":"Key performance indicators (KPIs) play a crucial role in ensuring enterprise economic benefits and product quality in modern industrial production. However, the existence of dynamic and non-Gaussian disturbances between process and KPI variables presents significant challenges for conventional static fault detection techniques based on Gaussian assumptions. In this article, a novel KPI-related process monitoring framework for non-Gaussian dynamic processes is developed, referred to as a class of Gaussianized slow feature analysis monitoring (GSFAM) method. First, a dual-space information entropy Gaussianization (DEG) method is constructed, which realizes simultaneous marginal Gaussianization transform and simultaneous rotational independence of the dual data space by maximizing mutual information (MI) and minimizing residual entropy. Then, based on the data Gaussianization, a novel KPI-related enhanced probabilistic slow feature analysis (EPSFA) model is constructed, whose extracted slow features account for both predictive performance and smoothness, in view of the inherent dynamic characteristics of chemical processes. Furthermore, a class of non-Gaussian dynamic monitoring strategies with high transferability is formed by integrating the data Gaussianization strategy and the KPI-related EPSFA model. Experiments on the Tennessee Eastman process, the fluidized catalytic cracking unit, and a real closed-loop water circulation system verify the effectiveness of GSFAM method.","PeriodicalId":13103,"journal":{"name":"IEEE Transactions on Control Systems Technology","volume":"34 4","pages":"1675-1687"},"PeriodicalIF":4.4000,"publicationDate":"2026-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Transactions on Control Systems Technology","FirstCategoryId":"94","ListUrlMain":"https://ieeexplore.ieee.org/document/11433026/","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2026/3/12 0:00:00","PubModel":"Epub","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
Key performance indicators (KPIs) play a crucial role in ensuring enterprise economic benefits and product quality in modern industrial production. However, the existence of dynamic and non-Gaussian disturbances between process and KPI variables presents significant challenges for conventional static fault detection techniques based on Gaussian assumptions. In this article, a novel KPI-related process monitoring framework for non-Gaussian dynamic processes is developed, referred to as a class of Gaussianized slow feature analysis monitoring (GSFAM) method. First, a dual-space information entropy Gaussianization (DEG) method is constructed, which realizes simultaneous marginal Gaussianization transform and simultaneous rotational independence of the dual data space by maximizing mutual information (MI) and minimizing residual entropy. Then, based on the data Gaussianization, a novel KPI-related enhanced probabilistic slow feature analysis (EPSFA) model is constructed, whose extracted slow features account for both predictive performance and smoothness, in view of the inherent dynamic characteristics of chemical processes. Furthermore, a class of non-Gaussian dynamic monitoring strategies with high transferability is formed by integrating the data Gaussianization strategy and the KPI-related EPSFA model. Experiments on the Tennessee Eastman process, the fluidized catalytic cracking unit, and a real closed-loop water circulation system verify the effectiveness of GSFAM method.
期刊介绍:
The IEEE Transactions on Control Systems Technology publishes high quality technical papers on technological advances in control engineering. The word technology is from the Greek technologia. The modern meaning is a scientific method to achieve a practical purpose. Control Systems Technology includes all aspects of control engineering needed to implement practical control systems, from analysis and design, through simulation and hardware. A primary purpose of the IEEE Transactions on Control Systems Technology is to have an archival publication which will bridge the gap between theory and practice. Papers are published in the IEEE Transactions on Control System Technology which disclose significant new knowledge, exploratory developments, or practical applications in all aspects of technology needed to implement control systems, from analysis and design through simulation, and hardware.