Rights, respect, and the duty to obey the law

IF 0.9 3区 哲学 Q3 ETHICS
Journal of Social Philosophy Pub Date : 2026-06-23 Epub Date: 2024-10-02 DOI:10.1111/josp.12589
Shruta Swarup
{"title":"Rights, respect, and the duty to obey the law","authors":"Shruta Swarup","doi":"10.1111/josp.12589","DOIUrl":null,"url":null,"abstract":"<p>I aim in this paper to give a new account of “political obligation,” the moral duty to obey the law. What the law requires of us often coincides with the content of widely accepted moral duties. In such cases, it may seem obvious that there is a duty to obey. If we accept a moral duty not to assault others, for example, it may seem obvious that there is a moral duty to obey a law that prohibits assault. But while there may be, in such cases, a duty to act as the law happens to command, it does not follow that there is a duty to <i>obey</i> the law—to do as the law commands for the reason that the law commands it.<sup>1</sup> The question I am concerned with is not: “Do we have a moral duty to do what the law tells us to do?”, but rather: “Does the fact that the law tells us to do something generate a moral duty to do it?” I will argue that it does—in certain kinds of states. I'll defend the claim that citizens of democratic states have a <i>pro tanto</i> moral duty to obey their laws, except for those laws which violate people's basic rights.</p><p>I am going to offer a natural duty account which does not invoke the standard argument. Views that rely on that argument are subject to a serious objection I'll call the <i>objection from the sufficiency of partial or selective compliance</i>.<sup>6</sup> A satisfactory account of political obligation must establish a general <i>moral presumption</i> in favor of obedience.<sup>7</sup> The problem for the standard argument is that not many laws play a role in enabling states to perform morally essential tasks. Consider laws which regulate fishing, require people to report found treasure, or establish protections for historical monuments—a state's ability to rescue people from the state of nature or maintain justice would not be undermined if these laws were generally disobeyed (i.e., not complied with). That is, premise (2) of the standard argument is false: Maintaining the state's stability and ability to perform morally essential functions does not require widespread compliance with very many of its laws; widespread compliance with a small subset of its laws would suffice. As such, the conclusion of the standard argument doesn't follow. At best, the standard argument establishes only a duty to comply with a small subset of laws, namely those laws general compliance with which is necessary for the state's ability to administer justice or rescue people from the state of nature; we are off the moral hook for compliance with the vast majority of laws. That is to say, according to the standard argument, the laws with respect to which there is a <i>pro tanto</i> duty to obey are exceptions; the argument fails to establish anything like a moral presumption in favor of obedience.<sup>8</sup> The distinctive natural duty account I offer overcomes this limitation by invoking the moral significance of the fact that a state is democratic. My account has a further important virtue: It is immune to the so-called “particularity objection” which claims that natural duty theories cannot establish a particularized moral bond to specially obey the laws of one's own state.</p><p>I begin with the following claim: Justice intrinsically requires not merely that we establish and maintain political society, but that we establish and maintain a particular <i>kind</i> of political society—one in which every person is accorded an equal democratic say. I do not argue for the claim in this paper; my argument assumes it. That is, my argument assumes that there is a moral <i>right</i> to an equal democratic say—that every adult member of a political society has a right to run for political office and vote for representatives, and so via such democratic decision-making procedures, determine the content of the laws and policies to which she is subject.<sup>9</sup> This assumption will be resisted by those (like epistocrats<sup>10</sup> and lottocrats<sup>11</sup>) who oppose democracy and even by some who defend it—democratic instrumentalists<sup>12</sup> think democracy is all things considered the form of government that should be instituted, but deny that there is a right to a democratic say. I do not have space to defend the assumption here.<sup>13</sup> However, it is an assumption that is widely held as a core moral conviction, having indeed some claim to being an article of contemporary commonsense morality as well as a foundational commitment of political movements across the globe—when disenfranchised people demand the vote, they demand it as a matter of right. What I aim to establish here is that <i>if there is such a right</i>, the duty to respect it grounds a general duty upon the citizens of democratic states to obey their laws.</p><p>My argument is novel, but I should note that I am not the first natural duty theorist to attempt the broader strategy of drawing a connection between democracy and political obligation; a number of philosophers have offered such democratic natural duty accounts in recent years.<sup>14</sup> But whereas on my view the <i>pro tanto</i> wrongness of disobeying the law in democratic states is a matter of failing to fully respect others' democratic rights, extant democratic accounts characterize that <i>pro tanto</i> wrongness in terms of an unjustified use of power. For instance, Thomas Christiano (<span>2012</span>) and Scott J. Shapiro (<span>2002</span>) claim that a person who fails to obey laws in a democracy acts like a “dictator” in relation to others. Such a person supposedly arrogates to himself the power to “disrupt the democratically chosen arrangements”<sup>15</sup> (Christiano, <span>2012</span>). But as A. John Simmons observes, this is an exaggeration at best: most people who fail to abide by the law can hardly be said to “dictate” to others the terms of interaction or meaningfully “disrupt” democratically chosen arrangements. As Simmons puts it, “[t]hey typically can be no more than nuisances; and they need not even be that” (Simmons, <span>2013</span>, 346).</p><p>Daniel Viehoff's (<span>2014</span>) democratic account faces a similar issue. While Viehoff does not explicitly say that someone who violates laws in a democracy acts like a dictator, he does claim that such a person violates an ideal of mutual nonsubjection according to which fellow citizens ought not subject one another to “unequal power.” We endorse this ideal for many private relationships, including friendship. Suppose that A and B are friends and A has many more friends than B does. In this case, says Viehoff, A has more “social power” than B in the sense that she could better cope with the loss of their friendship than B could. As such, she could leverage this fact to get B to agree to spend their time together in ways that she prefers (say by threatening to end the friendship if B does not agree to her terms of interaction). We think A would be wrong to flex her power over B in this way. Similarly, says Viehoff, it would be wrong to wield unequal power over our fellow citizens in setting terms of interaction with one another (Viehoff, <span>2014</span>, 356).</p><p>I think Viehoff is correct about this, and I agree that the ideal of nonsubjection furnishes a compelling reason to favor democracy over alternatives for settling the content of coercively enforced laws and policies. However, I deny that this egalitarian ideal can ground <i>political obligation</i>, as Viehoff thinks it does. Recall that to have a political obligation is to have a <i>pro tanto</i> duty to obey the law. Any account of political obligation must therefore explain the <i>pro tanto</i> moral wrongness of disobeying the law. An account grounded in an ideal of nonsubjection cannot accomplish this because failing to obey the law need not involve subjecting anyone to unequal power.</p><p>Consider Viehoff's own example. Suppose I am legally bound to abide by democratically determined tax code C but choose to pay taxes in accordance with C*, a tax code identical to C but which grants “an exemption for a class of which I am the only member.” Viehoff says that when I pay in accordance with C* rather than C, I “single-handedly (or perhaps at most with the help, or rather forbearance, of my tax inspector) move us from C to C*” (Viehoff, <span>2014</span>, 367). This somewhat exaggerated way of characterizing what a tax cheat does is rhetorically crucial to making Viehoff's account seem plausible. To say that a tax cheat <i>moves us</i> from one tax code to another makes it seem like he is subjecting us to some great power. But surely tax cheats do not subject others to any power <i>insofar as they cheat on their taxes</i>. At any rate, they do not subject others to <i>unequal</i> power. It is true that some tax cheats have more power than others to <i>get away</i> with cheating on their taxes (say because they can afford a clever, unscrupulous accountant). And perhaps it is morally worse to attempt to get away with breaking the law if you employ means that you know are not available to all. But that is beside the point. What an account of political obligation must explain is the <i>pro tanto</i> moral wrongness of <i>disobeying</i> the law—not the <i>pro tanto</i> moral wrongness of attempting to <i>get away with</i> one's disobedience in a way one knows is not available to all. In the tax cheat case, what we need is an explanation of the <i>pro tanto</i> moral wrongness of failing to pay what one legally owes (of failing to pay in accordance with C)—not any <i>pro tanto</i> moral wrongness there may be in getting away with not paying. And <i>anyone</i> can disobey the law by failing to pay what they legally owe. Anyone can falsify their tax forms or not pay their balance owing, and so forth—if this is an exercise of power, it is a power everybody has, including those who do not have the means to get away with it. The tax cheat does not subject his fellows to unequal power <i>insofar as he cheats on his taxes</i>.</p><p>A tax cheat does not arrogate power to himself as a dictator does, nor does he violate an egalitarian ideal which requires us to refrain from subjecting others to unequal power. These appeals to power just miss the mark. We need a different account of how democracy grounds political obligation. That is what I offer here. But I want to stress that even if defenders of extant natural duty accounts are able to fend off the objections I have raised and succeed in establishing political obligation, that would not lessen the significance of my project. In that case, let my account be a comrade-in-arms. Our duty to obey the law might be overdetermined, and there is no reason why theories that find a hearing first should preclude a hearing for those that come later.</p><p>Here's my proposal: If there is a moral right to a democratic say, and thus, to the democratic decision-making process which is constitutive of according all such a say, then this process has a special status. It is not just any old procedure, nor even merely the most efficient or effective or practically salient procedure—it is a procedure to which people have a moral <i>right</i>. Everyone has a duty to respect the rights of others, and so everyone has a duty to respect this right. I'll argue that fully respecting one's fellow citizens' right to a democratic procedure requires that one obey the laws which are the outcome of that procedure.<sup>16</sup></p><p>I start by giving an analysis of what is to violate a right. I go on to argue that respect for a right requires more than simply refraining from violating it. I will then argue that our duty to respect our fellow citizens' right to an equal democratic say implies a <i>pro tanto</i> duty to obey the law. Finally, I will defend my view against objections.</p><p>Why think that obedience is necessary to respect the right to a democratic decision-making process? What does obedience have to do with respect? I draw on Stephen Darwall's seminal notion of “recognition respect” for a thing as “a disposition to weigh appropriately in one's deliberations some feature of the thing … and to act accordingly.”<sup>17</sup> In Darwall's terms, respect for a right “consists in giving appropriate consideration or recognition (to the right) in deliberating about what to do,” and acting accordingly (Darwall, <span>1977</span>, 38). We can see what “appropriate consideration” for a right requires, by looking at cases in which we think it is missing—cases in which we think a right has been disrespected.<sup>18</sup></p><p>Many familiar cases of disrespect for rights involve what are commonly referred to as “violations”: A person shoots and kills another person, violating her right to life; a man uses threats of violence to keep another in servitude, violating his right to liberty; a state institutes a substantial fine for religious gatherings, violating observant citizens' right to worship as they choose. We violate a right insofar as we: (1) prevent or stop the bearer from enjoying or achieving a good to which she has a right or performing an activity she has a right to perform, or, at any rate, (2) interfere with or impede her access to that good or ability to perform the activity by attaching significant burdens to or placing significant obstacles in the way of that access or performance. When we violate a right in either of these ways, we disrespect it. That is, respect—“appropriate consideration”—for a right requires that we refrain from violating it in either of these ways.</p><p>The claim I now want to press is this: “Appropriate consideration” for a right may require more than merely refraining from violating it. That is, even if one does not violate a right in either of the above ways—even if one does nothing to prevent the bearer from exercising a right or accessing the good to which she has a right, even if one does not attach significant burdens to or place significant obstacles in the way of that exercise or access—one may still disrespect or fail to respect the right.<sup>19</sup> Genuine respect may require something more of us—that we acknowledge further constraints on our actions, and indeed that we acknowledge an imperative to act or extend our own efforts in certain ways.<sup>20</sup></p><p>To support the claim, I offer the following cases. In each, an agent falls short of adequately respecting a right even though she does not straightforwardly violate it. (I take each of the cases as sufficient by itself to establish the point that a person may disrespect a right without violating it, and so strictly speaking, I could make do with any one of them. However, readers may have different intuitions about the cases, perhaps disagreeing with my assessment of one or other of them, and so I offer a variety.)</p><p>1. <i>Drunk driver</i>: Consider a person who gets drunk and drives but is lucky enough not to hit anyone. Since she does not actually kill or injure anybody, she does not violate anybody's right to life or bodily integrity—she does not prevent or interfere with the enjoyment of goods to which there is a right. But the defect in her conduct can only be understood in relation to those rights, as a failure to respect her fellow road users' rights to life and bodily integrity. The disrespect consists in the fact that she does not attend to those rights, or at any rate give them sufficient weight in her practical deliberations—she treats them with a flippant disregard. Her fellow road users have a moral complaint against her which has to do not with their rights being actually undermined or interfered with, but rather with the stance she evinces towards them, her lack of care and concern.</p><p>2. <i>Polluter</i>: Or, consider a person who dumps his household garbage in the local lake. The lake is large enough that the garbage of one family makes no appreciable difference in the water quality. So, this polluter does not exactly violate anyone's right to clean drinking water or a clean environment—he does not prevent anyone from enjoying these goods or place significant obstacles or burdens in the way of that enjoyment. He does, however, seem to fail to respect that right.</p><p>In the drunk driving case, the agent willfully engages in behavior that significantly increases the likelihood that others will be deprived of goods to which they have a right.<sup>21</sup> By stipulation, this is not so in the polluter case. The next two cases have different features still. But in these cases too, though we might not say that the agent violates a right, we nevertheless think he falls short of adequately respecting it.</p><p>3. <i>Maid</i>: Consider a man whose live-in maid has school-going children. He won't let the family keep the lights on in their shared room in the evenings—something which would enable the kids to study longer hours—even though he could easily afford the small increase in his electricity bill. He tells the children he doesn't see the point of their going to school when they're going to end up as domestic servants anyway. He chuckles when he sees them reading their school books, shaking his head and rolling his eyes. He does not, however, actually prevent the children from going to school. Nor is his behavior vicious or sustained enough (or felt by the kids acutely enough) to count as a significant impediment to their accessing the good of an education or engaging in the activities that would advance their education.<sup>22</sup> So, he does not violate their right to an education. Yet he surely does not respect that right.<sup>23</sup> What would it be for this man to truly respect those children's right to an education? It doesn't seem enough that he not prevent or interfere with their schooling. He must also regard their right as giving him a reason to facilitate their access to the good of an education, at least where he can do so at little cost to himself—respect seems to require that he let them keep the lights on.<sup>24</sup> Respect also plausibly requires that he refrain from gratuitous behavior (such as eye-rolling) which can be reasonably expected to make it uncomfortable for them to pursue a good to which they have a right.</p><p>4. <i>Breastfeeding employee</i>: Finally, consider a college administrator whose adjunct employee is nursing. He meets his legal obligation to provide her with a space in which to nurse her child and pump breast milk. But he assigns her a room that is next door to a lounge which is frequented by students, many of whom are in her classes. The students are loud and while the noise does not prevent her from being able to pump, it is annoying. Besides this, the situation is somewhat awkward. She has to walk past the lounge, carrying her pumping apparatus. She feels self-conscious and would prefer to maintain a certain professional distance and demeanor with her students. After some hesitation, she mentions her discomfort to the administrator and asks if she could have one of the vacant, more secluded rooms on the fifth floor instead. He turns down her request, citing the inconvenience: he'd have to arrange to have the old photocopier moved out, he'd have to get a new key made for her. The administrator does not prevent his employee from exercising her right to continue breastfeeding her child (or to provide her child with breast milk) nor does he interfere with it by imposing significant obstacles or burdens—he does not for instance threaten to fire her or forbid her from storing bottles of expressed milk in the common fridge. He does not strictly violate the right.<sup>25</sup> Yet, he does not seem to respect it. In being unwilling to bear the small burden of making a more suitable room available to her, by refusing his cooperation in making it possible for her to exercise her right comfortably, without embarrassment, he expresses his low valuation of the right. He thus does not give it its due significance. Genuine respect would seem to require that he regard it as worth his own positive effort to secure her better conditions, that he be willing to extend himself to that end, given how little it would cost him.</p><p>I'm not sure I can give a general account of what it is to disrespect a right; I'm not sure there is a general account to give. The cases I have described show that we may fail to evince genuine respect for a right even when we do not materially interfere with someone's ability to exercise it or otherwise violate it, but they illustrate the difficulty of extrapolating from cases to some general theoretical account of what makes an act disrespectful of a right. In each case, the right is disrespected in a different way, the behavior counts as disrespectful of the right involved for a different reason. What respect requires will depend on the particular right in question. Recall that respect for a right requires that we give appropriate consideration to the right in deliberating about what to do, and act accordingly. What appropriate consideration comes to varies from right to right, and so one can fail to respect a right in a number of different ways. One way is by altogether failing to attend to the right in one's deliberations like the person who chooses to drive while drunk. Another way is to convey one's disdain for a right by refusing to bear a minor burden in service of promoting another person's access to the good to which she has the right, like the man in the maid case. Yet another way is to willfully engage in behavior that can be reasonably expected to make it uncomfortable for a person to exercise the right—again, like the man in the maid case. Or one might express one's low valuation of a right by refusing to make a small, low-cost effort to help another person exercise the right comfortably, like the man with the breastfeeding employee.</p><p>That said, there is a commonality in these cases. (I'm hesitant to proclaim that my statement of this commonality amounts to a true general account of <i>what it is</i> to respect a right. Thankfully, I don't need such a general account for my argument to succeed.) The commonality is this: In each, an agent behaves as though it is a matter of little importance, and in any case, none of his concern, whether or under what conditions others are able to exercise a right or enjoy the goods that a right protects or is meant to furnish. Insofar as one evinces such indifference to a right, one does not respond appropriately to its significance. It is not enough to recognize the rights of others as constraints or restrictions. Respect involves a willingness to help facilitate others' exercise of their rights—a willingness to expend one's own efforts in service of this end—at least when one can do so at a low cost to oneself.</p><p>In light of these observations, let us turn to the right to a democratic say. We tend to think of this right as a right held against the state—that is, as requiring certain actions and forbearances of the state, and as such, as a right which when disrespected, is disrespected by the state.<sup>26</sup> Certainly, states can and do disrespect this right in various ways. When such disrespect makes the news, it usually involves violations. States violate the right by, <i>inter alia</i>: formally disenfranchising citizens; requiring ID that members of certain groups are unlikely to have despite there being other reliable ways of verifying voters' identity; cutting the number of staff, machines, or polling stations in a neighborhood, thereby increasing the time people have to spend in line-ups and thus the burden they must bear in lost wages in order to vote; and so on. But the right to a democratic say is also held against individuals—it places demands on individuals, and may be disrespected by individuals. Individuals violate this right when they prevent others from voting (or prevent their vote from counting by destroying or ignoring their ballots), or interfere with others' exercise of the right by harassing or intimidating them at a poll booth or deliberately misinforming them about the method by which or location at which they must register their vote. Respect for democratic rights requires of both states and individuals that they refrain from violating them in these and other ways. But it also requires more. It may require for instance that both states and individuals do their best to communicate or at least not block access to information that is relevant to making an informed choice (e.g., information that would demonstrate a candidate's unfitness to hold political office). I am going to argue that part of what respect for the right to a democratic say requires of individual citizens of democratic states is that they abide by the laws which are the outputs of the procedure which is constitutive of according that right to all. Such obedience is partly constitutive of appropriately valuing their fellow citizens' right to a democratic say.</p><p>Here are two arguments for the claim that obedience is normally necessary to respect one's fellow citizens' right to a democratic decision-making process:</p><p>Argument 1: Suppose I say, “I recognize your right to a democratic say. I won't interfere with it. Let's vote.” Then, your candidate wins and mine loses or what you vote for passes while what I vote for does not. And then I say, “Well, there you go, you've voted. That's all you get. That's all I owed you—to allow you to vote unmolested. Now—please excuse me—I'm just going to go ahead and break the laws which have resulted from you and my other fellow citizens exercising the right to a say. Let the state sanction me. (It'll have to catch me out first—I'll take my chances!) But I reject these laws you've foisted upon me; I'll do as I please.” I do not violate your right to a democratic say by my disobedience: I don't prevent you from voting, I don't interfere with your exercise of your right. Nevertheless, you seem to have a moral complaint against me. What is the nature of this moral complaint? What might my fellow citizens justifiably object to in my behavior?</p><p>It seems to have to do with a faulty stance towards them. I acknowledge that they have the right to a democratic say. But the point of exercising the right to a say is not merely to record or register one's preference, to “have one's say,” so to speak, disconnected from any practical consequence. One is voting, not participating in a survey or consultation. Democratic activity is aimed at certain practical consequences. The point of exercising the right to a say is that the process which it partly constitutes can be expected to settle the selection of representatives and the content of laws, and thereby determine how things go in society. Thus, disobedience has an expressive significance. Insofar as I disobey my democratic state's laws, I normally declare myself unwilling to lend my own efforts toward bringing about the end for the sake of which the right is exercised, the end which gives meaning to its exercise, namely establishing the terms of interaction in society. Here again is the attitude we saw in the cases I described earlier—the shrug, the stance that says: “What have your rights to do with <i>me</i>?” I treat my fellows' right to a democratic say as a thing removed from my concerns; I am unwilling to extend myself for its sake. I might accord it a formal recognition, but I express indifference as to whether its exercise is meaningful. I thereby fail to accord the right its due significance; by failing to lend my own efforts toward the end in virtue of which the right to a democratic say has its value, I fail to respect it.<sup>27</sup></p><p>Argument 2: Here, for good measure, is a second argument. Consider a—purely hypothetical—case in which a presidential candidate loses a free and fair election whose integrity he has no grounds to question. Despite having no evidence or good faith belief that the election is rigged, he and his supporters publicly refuse to accept the result and concede the election. What we want to say is that in refusing to accept its outcome with respect to which candidate assumes political office, they are failing to respect the democratic process. But now notice that when a citizen of a democratic state disobeys its laws, she does the same thing: she too refuses to accept or honor the outcome of the democratic process.<sup>28</sup> She thereby fails to respect the process—fails to give it its due significance. In failing to give the process that is constitutive of according others the right to a democratic say its due significance, she fails to respect their right to a democratic say. Respecting their right to a say involves being willing to constrain herself in accordance with the laws which result from exercising that right.</p><p>Because all of a democratic state's laws are the product of a decision-making process to which one's fellow citizens have a right, the act of disobeying any of these laws takes on a significance it would not otherwise have. To disobey a law passed by democratic procedures is normally to manifest a significant kind of disrespect for one's fellow citizens' rights, and so, to wrong them. It follows that citizens of a democratic state have a presumptive duty to obey its laws (a duty grounded in a duty to respect others' rights),<sup>29</sup> even those laws which do not contribute to the state's ability to perform morally essential tasks. Laws which issue from a democratic process, a process that is itself intrinsically required by justice, have authority.<sup>30</sup></p><p>Unlike natural duty accounts which rely on the standard argument, my view is not vulnerable to the <i>objection from the sufficiency of partial or selective compliance</i>. I turn now to defend my account against four further objections to which it might seem vulnerable. In responding to these objections, I will flesh out the view more fully.</p><p>The first of these objections is specific to my account. I claim that disobedience involves disrespecting one's fellow citizens' democratic rights. This claim may simply appear implausible in many cases. This is because disrespect may seem to require the intention to disrespect. If that's true, whether a person who disobeys a law is disrespectful would depend on her mental state. But consider someone who withholds a found article, thereby disobeying her democratic state's treasure law. According to my view, this person disrespects her fellow citizens' democratic rights by her disobedience. But of course people who keep treasure, even when they knowingly flout the law in doing so, do not usually have any intention to disrespect others' democratic rights by that behavior—their behavior is not directed at others at all. As such, it may seem, they do not disrespect others' democratic rights in disobeying the treasure law.</p><p>But one needn't intend to disrespect someone in order to in fact disrespect them by acting a certain way. A man might not intend to disrespect his female colleagues at a faculty meeting by offering up the opinion that women are formed to be mothers, their proper sphere the home, or that women are not as good at abstract reasoning as men. On the contrary, he might sincerely believe himself deeply respectful of women (he positively venerates women as wives and mothers). Nonetheless, he disrespects his colleagues in expressing those opinions; he fails to treat them appropriately.<sup>31</sup> Similarly, the fact that a person “means no disrespect” for others' democratic rights in disobeying some law does not insulate her from the charge of disrespect; one needn't intend to disrespect others' rights in order to in fact disrespect those rights.</p><p>I turn now to the <i>particularity objection</i> that Simmons (<span>1979</span>, 31–35; <span>2005</span>, 166–170) famously levels against all natural duty theories. Simmons argues that the folk conception of a political obligation is of a moral requirement that is “particularized” to one's <i>own</i> state. One is supposed to have a special duty to obey the laws of one's own state of citizenship, not a duty promiscuously to obey the laws of all states or of all states of a given kind (e.g., those that are just or democratic). Thus, a theory of political obligation needs to explain how moral bonds with <i>this</i> character arise. However, Simmons argues, a natural duty cannot bind one specially to support and comply with one particular state over others. If our duty to obey the law derives from the natural duty to support just institutions, for example, it would seem that we are bound equally to obey the laws of any and all just states. As such, natural duty theories cannot explain what we want to explain, this being a particularized moral bond which binds individuals specially with respect to their own state. Simmons considers this to be an insuperable objection to natural duty accounts.<sup>32</sup></p><p>Let us articulate the objection more carefully. It is fairly uncontroversial that we have <i>some</i> moral duty or obligation towards the just institutions and laws of foreign countries. For example, most people think that there is an obligation to comply with the just laws of a country one is visiting.<sup>33</sup> Further, as Jeremy Waldron notes, most people would accept that everyone has a duty not to undermine just institutions wherever these may be located, even ones to which we bear no significant connection. For example, we think it would be wrong for a rich playboy to attempt to corrupt the judiciary of a foreign country. So it is no objection to natural duty accounts that they imply as much (Waldron, <span>1993</span>, 9–11).</p><p>That said, believers in political obligation do standardly think that the moral duty towards one's own state is distinctive in the following ways: (1) A Canadian citizen at home in Canada only has a moral duty to obey Canadian laws; she has no moral duty at all to obey (as distinct simply from a duty to refrain from undermining), say, Swedish tax laws. Even if Swedish laws purported to legally bind Canadians wherever they are (explicitly specifying that their scope extends to Canadians), Canadians outside Sweden would not be morally bound by their tentacles. Indeed, not only are Canadians in Canada morally permitted to ignore Swedish laws, they are morally required to refrain from obeying them insofar as they conflict with what their own country's laws dictate. (2) The relationship between a citizen and her country's laws is thought to be <i>sticky</i>. As Wellman (Wellman &amp; Simmons <span>2005</span>, 47) notes, most people think a Canadian who travels to Australia continues to have a moral duty to pay her Canadian taxes even if she lives in Australia for an extended period of time. In contrast, though a Canadian might acquire the additional moral obligation to comply with Australia's or Sweden's laws <i>while</i> she visits or resides there, we think she is released from that obligation once she leaves.<sup>34</sup> There is thought to be a “special relationship between (travellers and) expatriates … and their territorially distant states” (Wellman &amp; Simmons, <span>2005</span>, 47).<sup>35</sup></p><p>If, as Simmons contends, natural duty accounts imply, contra (1), that Canadians at home in Canada are morally bound to consult and abide by Sweden's laws, that seems to be a problem. And it may seem that my account does imply precisely this. After all, Sweden's laws are no less the product of a democratic process than Canadian laws, and Swedish citizens' democratic rights are no less worthy of respect than Canadians' democratic rights. So just as on my account a Canadian's duty to respect her fellow Canadians' democratic rights entails that she has a <i>pro tanto</i> moral duty to obey Canadian laws, so her duty to respect Swedes' democratic rights would seem likewise to entail that she has a <i>pro tanto</i> moral duty to obey Swedish laws—even if she is not in Sweden.</p><p>However, my account does <i>not</i> imply that Canadians outside Sweden have a duty to obey Swedish laws. Let me explain. At the start of this paper, I made a plausible and widely accepted assumption: There is a moral right to a democratic say. I now make a second plausible (egalitarian) assumption about the limits of that right: I assume that the moral right to a democratic say does not encompass a right to dictate the terms of interaction between people who are not likewise accorded a say by the polity in question. Every adult member of a political society only has a right to a say in determining the content of the laws and policies to which she and others <i>who likewise have the same say</i> are subject. To put it differently, the right to a democratic say is held only with respect to a given <i>community</i>, namely the community of all those who are likewise granted a say in that particular democratic process. And, of course, Canadians are <i>not</i> accorded a say in the Swedish democratic process. Swedes do not have a right to dictate the content of laws to which Canadians are subject via a democratic process in which Canadians are not permitted to participate. Swedes have a right only to a say in determining the content of laws to which Swedes—that is, all those who are granted a say in the Swedish democratic process—are subject. As such, a Canadian going about her business in Canada who disobeys Swedish laws does not thereby disrespect any democratic right that Swedish citizens have to begin with. (To be sure, like everyone else, she is morally bound to respect the democratic rights of Swedes, but that duty of respect does not entail any moral duty to obey Swedish laws.) Thus, (unless she does something such as enter Sweden to incur a special—e.g., consent-based—obligation vis-à-vis Swedish laws), a Canadian does not have a <i>pro tanto</i> moral duty to obey Swedish laws.<sup>36</sup> As such, my view accommodates the first widely held intuition about particularity.</p><p>One might worry that this response goes too far.<sup>37</sup> If having a <i>pro tanto</i> duty to obey the law is conditional upon having a say in their content, then it may seem that current members of democratic states have no <i>pro tanto</i> duty to obey any laws passed by previous generations. It may seem that the relationship between present-day Canadians and the Canadian laws passed before they were born is the same as that between present-day Canadians and the laws of Sweden.</p><p>Here, we need to distinguish between two senses in which one can <i>have a say</i> with respect to the content of laws. While it is true that present-day Canadians did not have a say in determining the content of laws passed before their time in the sense that they did not <i>author</i> the laws, they do have a say with respect to the content of those laws in the sense that they can <i>change</i> or <i>repeal</i> them by exercising their democratic rights. As such, earlier generations of Canadians did not dictate the terms of interaction between present-day Canadians in any way that would undermine the latter's political obligations. Present-day Canadians have a democratic say with respect to both laws passed before their time <i>and</i> new laws they author together; all of these laws are under their democratic control.<sup>38</sup> This makes the case disanalogous from that of Swedes passing laws which purport to apply to Canadians.</p><p>My view can also accommodate the second widely held particularity-related intuition about <i>stickiness</i>: A Canadian's fellow Canadians do have the right to a say in determining the content of laws to which she (as a holder of the same say in the Canadian democratic process) is subject. As such, she normally disrespects their democratic rights insofar as she fails to pay her Canadian taxes, even when she is in Australia. (Her duty to respect other Canadians' democratic rights entails a <i>pro tanto</i> moral duty to obey Canadian non-resident tax laws even when she is in Australia.)</p><p>In short, the natural duty account I have sketched in this paper does not run afoul of the particularity objection. It preserves the distinction we want between what Canadians owe with respect to Canadian laws and what they owe with respect to the laws of other democratic states.<sup>39</sup></p><p>I now turn to an objection that Simmons has raised against extant accounts that connect political obligation and democracy. He asks us to imagine that the United States unilaterally appropriates some Mexican territory. Having done so, it “commences to effectively and fairly administer justice in this new territory and extends full US citizenship rights to all of the (former Mexican) residents of the territory … How should we understand the moral position of these newly minted US citizens.<sup>40</sup> Are they bound to support and comply with the (laws) of the United States, just as we take native-born US citizens to be …?” (Simmons, <span>2013</span>, 340–341). Simmons argues that “Kantian theories of democratic authority” imply that these people are so bound, and that this implication constitutes a <i>reductio</i> of these accounts.</p><p>Simmons' case does not present a problem for my account. I agree with him that such annexed residents would not be all things considered morally bound to obey the democratically produced laws of the United States. On my view, these enfranchised victims of the annexation do have a <i>pro tanto</i> duty to obey the law (the ground of the duty is present), but this <i>pro tanto</i> duty is easily overridden in the circumstances. (I have offered a ground of political obligation. But certain historical circumstances may <i>defeat</i> the <i>pro tanto</i> duty to obey when it comes to certain groups or individuals, as they handily do in this case.) This is no defect in my view. Compare promising: There are cases in which a promise generates a <i>pro tanto</i> obligation which is, however, overridden by other factors. Suppose a woman is in an abusive relationship with her partner. Early in that relationship, she promises to help him pay his debts at a future date. Even though the relationship is already abusive at this point, the promise itself is freely given—it is not coerced. Over the next few months, she comes to recognize the nature of her relationship, and tells him that she is no longer willing to help pay his debts. He says, “But you promised.” She says, “Given the way you have treated me, I owe you nothing.” She is surely correct. All things considered, she is not morally required to help him pay his debts. What is going on here is that she has a <i>pro tanto</i> promissory obligation to help him with his debts (the ground of such obligations, i.e., a freely given promise, is present), but this <i>pro tanto</i> obligation is defeated by other factors. This case illustrates that promising is <i>not sufficient</i> for there to be an all things considered “ought” to do that which was promised, no matter the circumstance. But we do not conclude from this fact that promises are not generally a source of <i>pro tanto</i> obligations. Likewise, we should not conclude from the fact that there are circumstances in which the duty to respect others' right to a democratic say does not suffice for an all things considered “ought” to obey the law, that it is not generally a source of <i>pro tanto</i> political obligation.<sup>41</sup> To ask more of a theory of political obligation would be to ask more than an account of any special obligation or natural duty could bear.<sup>42</sup></p><p>A final worry is one that any account of political obligation must answer: Some states are deeply unjust. Moreover, virtually all legal systems (even of states which are on balance reasonably just) contain some unjust laws (laws which perpetuate an unjust state of affairs, treat people unfairly, ask us to act unjustly). If an account of political obligation implies that we ought to obey in these circumstances, that may seem grounds for rejecting it.</p><p>Let us distinguish between the following types of case. What my view implies depends on the category:</p><p>1. <i>Deeply unjust, nondemocratic state</i>: First, consider the laws of a deeply unjust, nondemocratic state (such as a slave state, apartheid state, or dictatorship). On my view, there is only a <i>pro tanto</i> duty to obey the law in states which accord all their members an equal democratic say. A slave state does not do this, and so its laws do not issue from a process that demands our respect. On my view, then, there is no question of political obligations to states which authorize slavery—there is no <i>pro tanto</i> duty to obey their laws, even those laws which are not themselves unjust. Of course, one might be all things considered morally required to act in accordance with some laws in such a state, say because noncompliance would result in some terrible consequence. One might be all things considered morally required to act in accordance with a law that one should drive on the left side of the road, for instance. But this follows from the duty to refrain from wantonly endangering others' lives; it has nothing to do with political obligation. None of the laws of a deeply unjust, nondemocratic state have authority, whether they are unjust or just. (Nor for that matter do the laws of a nondemocratic state which is otherwise reasonably <i>just</i> have authority.)</p><p>Before I proceed to the next case, let me address a worry.<sup>43</sup> I have just said that there is no <i>pro tanto</i> duty to obey the law in non-democratic states—but there is no shortage of non-democratic states. Don't defenders of political obligation aim to offer an account that applies <i>generally</i>? A standardly accepted criterion of adequacy for an account of political obligation is that “it be reasonably general in its application, that is, that it entail that most (or at least many) citizens in most (or many) states are politically bound” (Simmons, <span>1979</span>, 55).<sup>44</sup> Let me note, first of all, that my view satisfies this generality criterion under current conditions, as it is certainly true that <i>many</i> states are democratic.<sup>45</sup> Still, this hasn't always been the case, and it may not be in future. The fact that many states are democratic is a contingent matter and could well change. So it is worth noting this: While political obligation theorists tend to distinguish themselves from philosophical anarchists in holding that the generality criterion is satisfied (i.e., that most or many people have political obligations), there is also a tradition (exemplified by reformist consent theorists) of trying to show not that the generality condition is satisfied in the status quo, but rather that there is an open, feasible route to satisfying it. And note that even if the world were to backslide into non-democracy, there would be a route to achieving democracy again, and with it, to securing widespread political obligations. That is good enough for me, as I think it should be for anyone. It would be an unreasonable condition of adequacy that a theory of political obligation imply that most people have political obligations under all possible political circumstances.</p><p>2. <i>Deeply unjust, democratic state</i>: Now consider a state which accords all an equal democratic say, but is for other reasons deeply unjust—for example, a state which routinely violates basic liberties. On my view, there <i>is</i> a <i>pro tanto</i> moral duty to obey the laws of such a state, since they issue from a democratic process (unless those laws themselves violate basic rights—see (3) below). However, there is another moral duty in play which pushes us the other way: Widespread routine compliance with such a state's laws (even those laws which are not themselves unjust) can reasonably be expected to entrench its ability to perpetuate injustice.<sup>46</sup> We have a natural duty to oppose injustice when it is not too costly to do so. The natural duty of justice would therefore plausibly demand that people generally <i>not</i> comply with the laws of a deeply unjust state (even a democratic one), even those laws which are not themselves unjust, if they can manage this without incurring serious costs to themselves. This other duty plausibly defeats or overrides the <i>pro tanto</i> duty to obey the law in a deeply unjust, democratic state, so one will not generally be all things considered morally required to obey even laws which are themselves not unjust in such a state. (Of course, as with the traffic law above, other moral considerations might be relevant: one might be all things considered morally required to act in accordance with <i>some</i> laws in a deeply unjust democratic state because the costs of noncompliance to others would be too high.)</p><p>4. <i>Reasonably just, democratic state; tolerably unjust laws</i>: Finally, consider the case in which a democratic and otherwise reasonably just state passes a law which is unjust, but not egregiously unjust. Suppose, for example, that justice requires a progressive income tax, but a state passes a law imposing a flat tax on all. Though unjust, under certain circumstances this law might not be egregiously unjust. Provided that the poorest citizens of this state are able to afford a decent standard of living after paying the tax, the injustice of the law is not so extreme that it suffices to render the state which countenances it unjust (that the state qualifies as unjust in virtue of imposing it).<sup>47</sup></p><p>On my view, a citizen of a democratic and otherwise reasonably just state <i>has</i> a <i>pro tanto</i> duty to obey its tolerably unjust laws (not merely its just laws). Moreover, the natural duty of justice would not direct otherwise with respect to laws that are merely tolerably unjust, so a citizen will normally be <i>all things considered morally required</i> to obey such laws. So, my view does have the implication that there is a <i>pro tanto</i> duty, and even that one is all things considered morally required, to obey <i>some</i> unjust laws, namely those unjust laws of reasonably just, democratic states that fall within the bounds of tolerable injustice. But this is hardly an unpalatable implication of the sort that poses a reason to reject the view.</p><p>There may be some epistemically difficult cases: Some laws may be such that a person will struggle to determine whether they are tolerably or egregiously unjust.<sup>48</sup> But what I'm offering here is an <i>objective</i> account of political obligation: Whether one has a <i>pro tanto</i> duty to obey or not turns on the fact of the matter about whether the law in question is egregiously unjust, not on one's beliefs about or ability to determine its status. (Many plausible normative theories make use of distinctions that are vague or otherwise make for epistemically difficult cases. Consider the view that only sentient creatures have moral status or the view that beneficence can demand no more than “moderate” sacrifices from those in a position to help needy strangers.) That said, it is a virtue in a normative theory that it be action-guiding. My view does no worse than most other normative views by this metric. If a person in a democratic state <i>regularly</i> encounters laws about which there is a reasonable question as to whether they are egregiously unjust or merely tolerably unjust (if such epistemically difficult cases are common), then this person is arguably living not in a <i>reasonably just</i> state, but rather in a <i>deeply unjust</i> one, and what I say about deeply unjust democratic states (case 2) will apply—that is, though she has a <i>pro tanto</i> duty to obey, she will not generally be all things considered morally required to obey. If, on the other hand, she <i>is</i> living in a reasonably just democratic state, then such epistemically difficult cases will be rare, so even if my view does not offer practical guidance in <i>those</i> cases, it will be generally action-guiding. On my view, a person living in a reasonably just democratic state should <i>generally</i> obey the law, save for those cases in which she is struck by the seeming extreme injustice of a law. In that case, she has some thinking to do.</p><p>I can now state my view more fully: The citizens of a state which accords all an equal democratic say have a <i>pro tanto</i> moral duty to obey its laws, except for those laws which violate people's basic rights. This duty is grounded in the natural duty to respect one's fellow citizens' democratic rights. Fully respecting one's fellow citizens' right to a democratic say requires that one obey the laws which are the outcome of the procedure which is constitutive of according that right to all.</p><p>The authors declare no conflicts of interest.</p>","PeriodicalId":46756,"journal":{"name":"Journal of Social Philosophy","volume":"57 2","pages":"188-207"},"PeriodicalIF":0.9000,"publicationDate":"2026-06-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/josp.12589","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Social Philosophy","FirstCategoryId":"98","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/josp.12589","RegionNum":3,"RegionCategory":"哲学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2024/10/2 0:00:00","PubModel":"Epub","JCR":"Q3","JCRName":"ETHICS","Score":null,"Total":0}
引用次数: 0

Abstract

I aim in this paper to give a new account of “political obligation,” the moral duty to obey the law. What the law requires of us often coincides with the content of widely accepted moral duties. In such cases, it may seem obvious that there is a duty to obey. If we accept a moral duty not to assault others, for example, it may seem obvious that there is a moral duty to obey a law that prohibits assault. But while there may be, in such cases, a duty to act as the law happens to command, it does not follow that there is a duty to obey the law—to do as the law commands for the reason that the law commands it.1 The question I am concerned with is not: “Do we have a moral duty to do what the law tells us to do?”, but rather: “Does the fact that the law tells us to do something generate a moral duty to do it?” I will argue that it does—in certain kinds of states. I'll defend the claim that citizens of democratic states have a pro tanto moral duty to obey their laws, except for those laws which violate people's basic rights.

I am going to offer a natural duty account which does not invoke the standard argument. Views that rely on that argument are subject to a serious objection I'll call the objection from the sufficiency of partial or selective compliance.6 A satisfactory account of political obligation must establish a general moral presumption in favor of obedience.7 The problem for the standard argument is that not many laws play a role in enabling states to perform morally essential tasks. Consider laws which regulate fishing, require people to report found treasure, or establish protections for historical monuments—a state's ability to rescue people from the state of nature or maintain justice would not be undermined if these laws were generally disobeyed (i.e., not complied with). That is, premise (2) of the standard argument is false: Maintaining the state's stability and ability to perform morally essential functions does not require widespread compliance with very many of its laws; widespread compliance with a small subset of its laws would suffice. As such, the conclusion of the standard argument doesn't follow. At best, the standard argument establishes only a duty to comply with a small subset of laws, namely those laws general compliance with which is necessary for the state's ability to administer justice or rescue people from the state of nature; we are off the moral hook for compliance with the vast majority of laws. That is to say, according to the standard argument, the laws with respect to which there is a pro tanto duty to obey are exceptions; the argument fails to establish anything like a moral presumption in favor of obedience.8 The distinctive natural duty account I offer overcomes this limitation by invoking the moral significance of the fact that a state is democratic. My account has a further important virtue: It is immune to the so-called “particularity objection” which claims that natural duty theories cannot establish a particularized moral bond to specially obey the laws of one's own state.

I begin with the following claim: Justice intrinsically requires not merely that we establish and maintain political society, but that we establish and maintain a particular kind of political society—one in which every person is accorded an equal democratic say. I do not argue for the claim in this paper; my argument assumes it. That is, my argument assumes that there is a moral right to an equal democratic say—that every adult member of a political society has a right to run for political office and vote for representatives, and so via such democratic decision-making procedures, determine the content of the laws and policies to which she is subject.9 This assumption will be resisted by those (like epistocrats10 and lottocrats11) who oppose democracy and even by some who defend it—democratic instrumentalists12 think democracy is all things considered the form of government that should be instituted, but deny that there is a right to a democratic say. I do not have space to defend the assumption here.13 However, it is an assumption that is widely held as a core moral conviction, having indeed some claim to being an article of contemporary commonsense morality as well as a foundational commitment of political movements across the globe—when disenfranchised people demand the vote, they demand it as a matter of right. What I aim to establish here is that if there is such a right, the duty to respect it grounds a general duty upon the citizens of democratic states to obey their laws.

My argument is novel, but I should note that I am not the first natural duty theorist to attempt the broader strategy of drawing a connection between democracy and political obligation; a number of philosophers have offered such democratic natural duty accounts in recent years.14 But whereas on my view the pro tanto wrongness of disobeying the law in democratic states is a matter of failing to fully respect others' democratic rights, extant democratic accounts characterize that pro tanto wrongness in terms of an unjustified use of power. For instance, Thomas Christiano (2012) and Scott J. Shapiro (2002) claim that a person who fails to obey laws in a democracy acts like a “dictator” in relation to others. Such a person supposedly arrogates to himself the power to “disrupt the democratically chosen arrangements”15 (Christiano, 2012). But as A. John Simmons observes, this is an exaggeration at best: most people who fail to abide by the law can hardly be said to “dictate” to others the terms of interaction or meaningfully “disrupt” democratically chosen arrangements. As Simmons puts it, “[t]hey typically can be no more than nuisances; and they need not even be that” (Simmons, 2013, 346).

Daniel Viehoff's (2014) democratic account faces a similar issue. While Viehoff does not explicitly say that someone who violates laws in a democracy acts like a dictator, he does claim that such a person violates an ideal of mutual nonsubjection according to which fellow citizens ought not subject one another to “unequal power.” We endorse this ideal for many private relationships, including friendship. Suppose that A and B are friends and A has many more friends than B does. In this case, says Viehoff, A has more “social power” than B in the sense that she could better cope with the loss of their friendship than B could. As such, she could leverage this fact to get B to agree to spend their time together in ways that she prefers (say by threatening to end the friendship if B does not agree to her terms of interaction). We think A would be wrong to flex her power over B in this way. Similarly, says Viehoff, it would be wrong to wield unequal power over our fellow citizens in setting terms of interaction with one another (Viehoff, 2014, 356).

I think Viehoff is correct about this, and I agree that the ideal of nonsubjection furnishes a compelling reason to favor democracy over alternatives for settling the content of coercively enforced laws and policies. However, I deny that this egalitarian ideal can ground political obligation, as Viehoff thinks it does. Recall that to have a political obligation is to have a pro tanto duty to obey the law. Any account of political obligation must therefore explain the pro tanto moral wrongness of disobeying the law. An account grounded in an ideal of nonsubjection cannot accomplish this because failing to obey the law need not involve subjecting anyone to unequal power.

Consider Viehoff's own example. Suppose I am legally bound to abide by democratically determined tax code C but choose to pay taxes in accordance with C*, a tax code identical to C but which grants “an exemption for a class of which I am the only member.” Viehoff says that when I pay in accordance with C* rather than C, I “single-handedly (or perhaps at most with the help, or rather forbearance, of my tax inspector) move us from C to C*” (Viehoff, 2014, 367). This somewhat exaggerated way of characterizing what a tax cheat does is rhetorically crucial to making Viehoff's account seem plausible. To say that a tax cheat moves us from one tax code to another makes it seem like he is subjecting us to some great power. But surely tax cheats do not subject others to any power insofar as they cheat on their taxes. At any rate, they do not subject others to unequal power. It is true that some tax cheats have more power than others to get away with cheating on their taxes (say because they can afford a clever, unscrupulous accountant). And perhaps it is morally worse to attempt to get away with breaking the law if you employ means that you know are not available to all. But that is beside the point. What an account of political obligation must explain is the pro tanto moral wrongness of disobeying the law—not the pro tanto moral wrongness of attempting to get away with one's disobedience in a way one knows is not available to all. In the tax cheat case, what we need is an explanation of the pro tanto moral wrongness of failing to pay what one legally owes (of failing to pay in accordance with C)—not any pro tanto moral wrongness there may be in getting away with not paying. And anyone can disobey the law by failing to pay what they legally owe. Anyone can falsify their tax forms or not pay their balance owing, and so forth—if this is an exercise of power, it is a power everybody has, including those who do not have the means to get away with it. The tax cheat does not subject his fellows to unequal power insofar as he cheats on his taxes.

A tax cheat does not arrogate power to himself as a dictator does, nor does he violate an egalitarian ideal which requires us to refrain from subjecting others to unequal power. These appeals to power just miss the mark. We need a different account of how democracy grounds political obligation. That is what I offer here. But I want to stress that even if defenders of extant natural duty accounts are able to fend off the objections I have raised and succeed in establishing political obligation, that would not lessen the significance of my project. In that case, let my account be a comrade-in-arms. Our duty to obey the law might be overdetermined, and there is no reason why theories that find a hearing first should preclude a hearing for those that come later.

Here's my proposal: If there is a moral right to a democratic say, and thus, to the democratic decision-making process which is constitutive of according all such a say, then this process has a special status. It is not just any old procedure, nor even merely the most efficient or effective or practically salient procedure—it is a procedure to which people have a moral right. Everyone has a duty to respect the rights of others, and so everyone has a duty to respect this right. I'll argue that fully respecting one's fellow citizens' right to a democratic procedure requires that one obey the laws which are the outcome of that procedure.16

I start by giving an analysis of what is to violate a right. I go on to argue that respect for a right requires more than simply refraining from violating it. I will then argue that our duty to respect our fellow citizens' right to an equal democratic say implies a pro tanto duty to obey the law. Finally, I will defend my view against objections.

Why think that obedience is necessary to respect the right to a democratic decision-making process? What does obedience have to do with respect? I draw on Stephen Darwall's seminal notion of “recognition respect” for a thing as “a disposition to weigh appropriately in one's deliberations some feature of the thing … and to act accordingly.”17 In Darwall's terms, respect for a right “consists in giving appropriate consideration or recognition (to the right) in deliberating about what to do,” and acting accordingly (Darwall, 1977, 38). We can see what “appropriate consideration” for a right requires, by looking at cases in which we think it is missing—cases in which we think a right has been disrespected.18

Many familiar cases of disrespect for rights involve what are commonly referred to as “violations”: A person shoots and kills another person, violating her right to life; a man uses threats of violence to keep another in servitude, violating his right to liberty; a state institutes a substantial fine for religious gatherings, violating observant citizens' right to worship as they choose. We violate a right insofar as we: (1) prevent or stop the bearer from enjoying or achieving a good to which she has a right or performing an activity she has a right to perform, or, at any rate, (2) interfere with or impede her access to that good or ability to perform the activity by attaching significant burdens to or placing significant obstacles in the way of that access or performance. When we violate a right in either of these ways, we disrespect it. That is, respect—“appropriate consideration”—for a right requires that we refrain from violating it in either of these ways.

The claim I now want to press is this: “Appropriate consideration” for a right may require more than merely refraining from violating it. That is, even if one does not violate a right in either of the above ways—even if one does nothing to prevent the bearer from exercising a right or accessing the good to which she has a right, even if one does not attach significant burdens to or place significant obstacles in the way of that exercise or access—one may still disrespect or fail to respect the right.19 Genuine respect may require something more of us—that we acknowledge further constraints on our actions, and indeed that we acknowledge an imperative to act or extend our own efforts in certain ways.20

To support the claim, I offer the following cases. In each, an agent falls short of adequately respecting a right even though she does not straightforwardly violate it. (I take each of the cases as sufficient by itself to establish the point that a person may disrespect a right without violating it, and so strictly speaking, I could make do with any one of them. However, readers may have different intuitions about the cases, perhaps disagreeing with my assessment of one or other of them, and so I offer a variety.)

1. Drunk driver: Consider a person who gets drunk and drives but is lucky enough not to hit anyone. Since she does not actually kill or injure anybody, she does not violate anybody's right to life or bodily integrity—she does not prevent or interfere with the enjoyment of goods to which there is a right. But the defect in her conduct can only be understood in relation to those rights, as a failure to respect her fellow road users' rights to life and bodily integrity. The disrespect consists in the fact that she does not attend to those rights, or at any rate give them sufficient weight in her practical deliberations—she treats them with a flippant disregard. Her fellow road users have a moral complaint against her which has to do not with their rights being actually undermined or interfered with, but rather with the stance she evinces towards them, her lack of care and concern.

2. Polluter: Or, consider a person who dumps his household garbage in the local lake. The lake is large enough that the garbage of one family makes no appreciable difference in the water quality. So, this polluter does not exactly violate anyone's right to clean drinking water or a clean environment—he does not prevent anyone from enjoying these goods or place significant obstacles or burdens in the way of that enjoyment. He does, however, seem to fail to respect that right.

In the drunk driving case, the agent willfully engages in behavior that significantly increases the likelihood that others will be deprived of goods to which they have a right.21 By stipulation, this is not so in the polluter case. The next two cases have different features still. But in these cases too, though we might not say that the agent violates a right, we nevertheless think he falls short of adequately respecting it.

3. Maid: Consider a man whose live-in maid has school-going children. He won't let the family keep the lights on in their shared room in the evenings—something which would enable the kids to study longer hours—even though he could easily afford the small increase in his electricity bill. He tells the children he doesn't see the point of their going to school when they're going to end up as domestic servants anyway. He chuckles when he sees them reading their school books, shaking his head and rolling his eyes. He does not, however, actually prevent the children from going to school. Nor is his behavior vicious or sustained enough (or felt by the kids acutely enough) to count as a significant impediment to their accessing the good of an education or engaging in the activities that would advance their education.22 So, he does not violate their right to an education. Yet he surely does not respect that right.23 What would it be for this man to truly respect those children's right to an education? It doesn't seem enough that he not prevent or interfere with their schooling. He must also regard their right as giving him a reason to facilitate their access to the good of an education, at least where he can do so at little cost to himself—respect seems to require that he let them keep the lights on.24 Respect also plausibly requires that he refrain from gratuitous behavior (such as eye-rolling) which can be reasonably expected to make it uncomfortable for them to pursue a good to which they have a right.

4. Breastfeeding employee: Finally, consider a college administrator whose adjunct employee is nursing. He meets his legal obligation to provide her with a space in which to nurse her child and pump breast milk. But he assigns her a room that is next door to a lounge which is frequented by students, many of whom are in her classes. The students are loud and while the noise does not prevent her from being able to pump, it is annoying. Besides this, the situation is somewhat awkward. She has to walk past the lounge, carrying her pumping apparatus. She feels self-conscious and would prefer to maintain a certain professional distance and demeanor with her students. After some hesitation, she mentions her discomfort to the administrator and asks if she could have one of the vacant, more secluded rooms on the fifth floor instead. He turns down her request, citing the inconvenience: he'd have to arrange to have the old photocopier moved out, he'd have to get a new key made for her. The administrator does not prevent his employee from exercising her right to continue breastfeeding her child (or to provide her child with breast milk) nor does he interfere with it by imposing significant obstacles or burdens—he does not for instance threaten to fire her or forbid her from storing bottles of expressed milk in the common fridge. He does not strictly violate the right.25 Yet, he does not seem to respect it. In being unwilling to bear the small burden of making a more suitable room available to her, by refusing his cooperation in making it possible for her to exercise her right comfortably, without embarrassment, he expresses his low valuation of the right. He thus does not give it its due significance. Genuine respect would seem to require that he regard it as worth his own positive effort to secure her better conditions, that he be willing to extend himself to that end, given how little it would cost him.

I'm not sure I can give a general account of what it is to disrespect a right; I'm not sure there is a general account to give. The cases I have described show that we may fail to evince genuine respect for a right even when we do not materially interfere with someone's ability to exercise it or otherwise violate it, but they illustrate the difficulty of extrapolating from cases to some general theoretical account of what makes an act disrespectful of a right. In each case, the right is disrespected in a different way, the behavior counts as disrespectful of the right involved for a different reason. What respect requires will depend on the particular right in question. Recall that respect for a right requires that we give appropriate consideration to the right in deliberating about what to do, and act accordingly. What appropriate consideration comes to varies from right to right, and so one can fail to respect a right in a number of different ways. One way is by altogether failing to attend to the right in one's deliberations like the person who chooses to drive while drunk. Another way is to convey one's disdain for a right by refusing to bear a minor burden in service of promoting another person's access to the good to which she has the right, like the man in the maid case. Yet another way is to willfully engage in behavior that can be reasonably expected to make it uncomfortable for a person to exercise the right—again, like the man in the maid case. Or one might express one's low valuation of a right by refusing to make a small, low-cost effort to help another person exercise the right comfortably, like the man with the breastfeeding employee.

That said, there is a commonality in these cases. (I'm hesitant to proclaim that my statement of this commonality amounts to a true general account of what it is to respect a right. Thankfully, I don't need such a general account for my argument to succeed.) The commonality is this: In each, an agent behaves as though it is a matter of little importance, and in any case, none of his concern, whether or under what conditions others are able to exercise a right or enjoy the goods that a right protects or is meant to furnish. Insofar as one evinces such indifference to a right, one does not respond appropriately to its significance. It is not enough to recognize the rights of others as constraints or restrictions. Respect involves a willingness to help facilitate others' exercise of their rights—a willingness to expend one's own efforts in service of this end—at least when one can do so at a low cost to oneself.

In light of these observations, let us turn to the right to a democratic say. We tend to think of this right as a right held against the state—that is, as requiring certain actions and forbearances of the state, and as such, as a right which when disrespected, is disrespected by the state.26 Certainly, states can and do disrespect this right in various ways. When such disrespect makes the news, it usually involves violations. States violate the right by, inter alia: formally disenfranchising citizens; requiring ID that members of certain groups are unlikely to have despite there being other reliable ways of verifying voters' identity; cutting the number of staff, machines, or polling stations in a neighborhood, thereby increasing the time people have to spend in line-ups and thus the burden they must bear in lost wages in order to vote; and so on. But the right to a democratic say is also held against individuals—it places demands on individuals, and may be disrespected by individuals. Individuals violate this right when they prevent others from voting (or prevent their vote from counting by destroying or ignoring their ballots), or interfere with others' exercise of the right by harassing or intimidating them at a poll booth or deliberately misinforming them about the method by which or location at which they must register their vote. Respect for democratic rights requires of both states and individuals that they refrain from violating them in these and other ways. But it also requires more. It may require for instance that both states and individuals do their best to communicate or at least not block access to information that is relevant to making an informed choice (e.g., information that would demonstrate a candidate's unfitness to hold political office). I am going to argue that part of what respect for the right to a democratic say requires of individual citizens of democratic states is that they abide by the laws which are the outputs of the procedure which is constitutive of according that right to all. Such obedience is partly constitutive of appropriately valuing their fellow citizens' right to a democratic say.

Here are two arguments for the claim that obedience is normally necessary to respect one's fellow citizens' right to a democratic decision-making process:

Argument 1: Suppose I say, “I recognize your right to a democratic say. I won't interfere with it. Let's vote.” Then, your candidate wins and mine loses or what you vote for passes while what I vote for does not. And then I say, “Well, there you go, you've voted. That's all you get. That's all I owed you—to allow you to vote unmolested. Now—please excuse me—I'm just going to go ahead and break the laws which have resulted from you and my other fellow citizens exercising the right to a say. Let the state sanction me. (It'll have to catch me out first—I'll take my chances!) But I reject these laws you've foisted upon me; I'll do as I please.” I do not violate your right to a democratic say by my disobedience: I don't prevent you from voting, I don't interfere with your exercise of your right. Nevertheless, you seem to have a moral complaint against me. What is the nature of this moral complaint? What might my fellow citizens justifiably object to in my behavior?

It seems to have to do with a faulty stance towards them. I acknowledge that they have the right to a democratic say. But the point of exercising the right to a say is not merely to record or register one's preference, to “have one's say,” so to speak, disconnected from any practical consequence. One is voting, not participating in a survey or consultation. Democratic activity is aimed at certain practical consequences. The point of exercising the right to a say is that the process which it partly constitutes can be expected to settle the selection of representatives and the content of laws, and thereby determine how things go in society. Thus, disobedience has an expressive significance. Insofar as I disobey my democratic state's laws, I normally declare myself unwilling to lend my own efforts toward bringing about the end for the sake of which the right is exercised, the end which gives meaning to its exercise, namely establishing the terms of interaction in society. Here again is the attitude we saw in the cases I described earlier—the shrug, the stance that says: “What have your rights to do with me?” I treat my fellows' right to a democratic say as a thing removed from my concerns; I am unwilling to extend myself for its sake. I might accord it a formal recognition, but I express indifference as to whether its exercise is meaningful. I thereby fail to accord the right its due significance; by failing to lend my own efforts toward the end in virtue of which the right to a democratic say has its value, I fail to respect it.27

Argument 2: Here, for good measure, is a second argument. Consider a—purely hypothetical—case in which a presidential candidate loses a free and fair election whose integrity he has no grounds to question. Despite having no evidence or good faith belief that the election is rigged, he and his supporters publicly refuse to accept the result and concede the election. What we want to say is that in refusing to accept its outcome with respect to which candidate assumes political office, they are failing to respect the democratic process. But now notice that when a citizen of a democratic state disobeys its laws, she does the same thing: she too refuses to accept or honor the outcome of the democratic process.28 She thereby fails to respect the process—fails to give it its due significance. In failing to give the process that is constitutive of according others the right to a democratic say its due significance, she fails to respect their right to a democratic say. Respecting their right to a say involves being willing to constrain herself in accordance with the laws which result from exercising that right.

Because all of a democratic state's laws are the product of a decision-making process to which one's fellow citizens have a right, the act of disobeying any of these laws takes on a significance it would not otherwise have. To disobey a law passed by democratic procedures is normally to manifest a significant kind of disrespect for one's fellow citizens' rights, and so, to wrong them. It follows that citizens of a democratic state have a presumptive duty to obey its laws (a duty grounded in a duty to respect others' rights),29 even those laws which do not contribute to the state's ability to perform morally essential tasks. Laws which issue from a democratic process, a process that is itself intrinsically required by justice, have authority.30

Unlike natural duty accounts which rely on the standard argument, my view is not vulnerable to the objection from the sufficiency of partial or selective compliance. I turn now to defend my account against four further objections to which it might seem vulnerable. In responding to these objections, I will flesh out the view more fully.

The first of these objections is specific to my account. I claim that disobedience involves disrespecting one's fellow citizens' democratic rights. This claim may simply appear implausible in many cases. This is because disrespect may seem to require the intention to disrespect. If that's true, whether a person who disobeys a law is disrespectful would depend on her mental state. But consider someone who withholds a found article, thereby disobeying her democratic state's treasure law. According to my view, this person disrespects her fellow citizens' democratic rights by her disobedience. But of course people who keep treasure, even when they knowingly flout the law in doing so, do not usually have any intention to disrespect others' democratic rights by that behavior—their behavior is not directed at others at all. As such, it may seem, they do not disrespect others' democratic rights in disobeying the treasure law.

But one needn't intend to disrespect someone in order to in fact disrespect them by acting a certain way. A man might not intend to disrespect his female colleagues at a faculty meeting by offering up the opinion that women are formed to be mothers, their proper sphere the home, or that women are not as good at abstract reasoning as men. On the contrary, he might sincerely believe himself deeply respectful of women (he positively venerates women as wives and mothers). Nonetheless, he disrespects his colleagues in expressing those opinions; he fails to treat them appropriately.31 Similarly, the fact that a person “means no disrespect” for others' democratic rights in disobeying some law does not insulate her from the charge of disrespect; one needn't intend to disrespect others' rights in order to in fact disrespect those rights.

I turn now to the particularity objection that Simmons (1979, 31–35; 2005, 166–170) famously levels against all natural duty theories. Simmons argues that the folk conception of a political obligation is of a moral requirement that is “particularized” to one's own state. One is supposed to have a special duty to obey the laws of one's own state of citizenship, not a duty promiscuously to obey the laws of all states or of all states of a given kind (e.g., those that are just or democratic). Thus, a theory of political obligation needs to explain how moral bonds with this character arise. However, Simmons argues, a natural duty cannot bind one specially to support and comply with one particular state over others. If our duty to obey the law derives from the natural duty to support just institutions, for example, it would seem that we are bound equally to obey the laws of any and all just states. As such, natural duty theories cannot explain what we want to explain, this being a particularized moral bond which binds individuals specially with respect to their own state. Simmons considers this to be an insuperable objection to natural duty accounts.32

Let us articulate the objection more carefully. It is fairly uncontroversial that we have some moral duty or obligation towards the just institutions and laws of foreign countries. For example, most people think that there is an obligation to comply with the just laws of a country one is visiting.33 Further, as Jeremy Waldron notes, most people would accept that everyone has a duty not to undermine just institutions wherever these may be located, even ones to which we bear no significant connection. For example, we think it would be wrong for a rich playboy to attempt to corrupt the judiciary of a foreign country. So it is no objection to natural duty accounts that they imply as much (Waldron, 1993, 9–11).

That said, believers in political obligation do standardly think that the moral duty towards one's own state is distinctive in the following ways: (1) A Canadian citizen at home in Canada only has a moral duty to obey Canadian laws; she has no moral duty at all to obey (as distinct simply from a duty to refrain from undermining), say, Swedish tax laws. Even if Swedish laws purported to legally bind Canadians wherever they are (explicitly specifying that their scope extends to Canadians), Canadians outside Sweden would not be morally bound by their tentacles. Indeed, not only are Canadians in Canada morally permitted to ignore Swedish laws, they are morally required to refrain from obeying them insofar as they conflict with what their own country's laws dictate. (2) The relationship between a citizen and her country's laws is thought to be sticky. As Wellman (Wellman & Simmons 2005, 47) notes, most people think a Canadian who travels to Australia continues to have a moral duty to pay her Canadian taxes even if she lives in Australia for an extended period of time. In contrast, though a Canadian might acquire the additional moral obligation to comply with Australia's or Sweden's laws while she visits or resides there, we think she is released from that obligation once she leaves.34 There is thought to be a “special relationship between (travellers and) expatriates … and their territorially distant states” (Wellman & Simmons, 2005, 47).35

If, as Simmons contends, natural duty accounts imply, contra (1), that Canadians at home in Canada are morally bound to consult and abide by Sweden's laws, that seems to be a problem. And it may seem that my account does imply precisely this. After all, Sweden's laws are no less the product of a democratic process than Canadian laws, and Swedish citizens' democratic rights are no less worthy of respect than Canadians' democratic rights. So just as on my account a Canadian's duty to respect her fellow Canadians' democratic rights entails that she has a pro tanto moral duty to obey Canadian laws, so her duty to respect Swedes' democratic rights would seem likewise to entail that she has a pro tanto moral duty to obey Swedish laws—even if she is not in Sweden.

However, my account does not imply that Canadians outside Sweden have a duty to obey Swedish laws. Let me explain. At the start of this paper, I made a plausible and widely accepted assumption: There is a moral right to a democratic say. I now make a second plausible (egalitarian) assumption about the limits of that right: I assume that the moral right to a democratic say does not encompass a right to dictate the terms of interaction between people who are not likewise accorded a say by the polity in question. Every adult member of a political society only has a right to a say in determining the content of the laws and policies to which she and others who likewise have the same say are subject. To put it differently, the right to a democratic say is held only with respect to a given community, namely the community of all those who are likewise granted a say in that particular democratic process. And, of course, Canadians are not accorded a say in the Swedish democratic process. Swedes do not have a right to dictate the content of laws to which Canadians are subject via a democratic process in which Canadians are not permitted to participate. Swedes have a right only to a say in determining the content of laws to which Swedes—that is, all those who are granted a say in the Swedish democratic process—are subject. As such, a Canadian going about her business in Canada who disobeys Swedish laws does not thereby disrespect any democratic right that Swedish citizens have to begin with. (To be sure, like everyone else, she is morally bound to respect the democratic rights of Swedes, but that duty of respect does not entail any moral duty to obey Swedish laws.) Thus, (unless she does something such as enter Sweden to incur a special—e.g., consent-based—obligation vis-à-vis Swedish laws), a Canadian does not have a pro tanto moral duty to obey Swedish laws.36 As such, my view accommodates the first widely held intuition about particularity.

One might worry that this response goes too far.37 If having a pro tanto duty to obey the law is conditional upon having a say in their content, then it may seem that current members of democratic states have no pro tanto duty to obey any laws passed by previous generations. It may seem that the relationship between present-day Canadians and the Canadian laws passed before they were born is the same as that between present-day Canadians and the laws of Sweden.

Here, we need to distinguish between two senses in which one can have a say with respect to the content of laws. While it is true that present-day Canadians did not have a say in determining the content of laws passed before their time in the sense that they did not author the laws, they do have a say with respect to the content of those laws in the sense that they can change or repeal them by exercising their democratic rights. As such, earlier generations of Canadians did not dictate the terms of interaction between present-day Canadians in any way that would undermine the latter's political obligations. Present-day Canadians have a democratic say with respect to both laws passed before their time and new laws they author together; all of these laws are under their democratic control.38 This makes the case disanalogous from that of Swedes passing laws which purport to apply to Canadians.

My view can also accommodate the second widely held particularity-related intuition about stickiness: A Canadian's fellow Canadians do have the right to a say in determining the content of laws to which she (as a holder of the same say in the Canadian democratic process) is subject. As such, she normally disrespects their democratic rights insofar as she fails to pay her Canadian taxes, even when she is in Australia. (Her duty to respect other Canadians' democratic rights entails a pro tanto moral duty to obey Canadian non-resident tax laws even when she is in Australia.)

In short, the natural duty account I have sketched in this paper does not run afoul of the particularity objection. It preserves the distinction we want between what Canadians owe with respect to Canadian laws and what they owe with respect to the laws of other democratic states.39

I now turn to an objection that Simmons has raised against extant accounts that connect political obligation and democracy. He asks us to imagine that the United States unilaterally appropriates some Mexican territory. Having done so, it “commences to effectively and fairly administer justice in this new territory and extends full US citizenship rights to all of the (former Mexican) residents of the territory … How should we understand the moral position of these newly minted US citizens.40 Are they bound to support and comply with the (laws) of the United States, just as we take native-born US citizens to be …?” (Simmons, 2013, 340–341). Simmons argues that “Kantian theories of democratic authority” imply that these people are so bound, and that this implication constitutes a reductio of these accounts.

Simmons' case does not present a problem for my account. I agree with him that such annexed residents would not be all things considered morally bound to obey the democratically produced laws of the United States. On my view, these enfranchised victims of the annexation do have a pro tanto duty to obey the law (the ground of the duty is present), but this pro tanto duty is easily overridden in the circumstances. (I have offered a ground of political obligation. But certain historical circumstances may defeat the pro tanto duty to obey when it comes to certain groups or individuals, as they handily do in this case.) This is no defect in my view. Compare promising: There are cases in which a promise generates a pro tanto obligation which is, however, overridden by other factors. Suppose a woman is in an abusive relationship with her partner. Early in that relationship, she promises to help him pay his debts at a future date. Even though the relationship is already abusive at this point, the promise itself is freely given—it is not coerced. Over the next few months, she comes to recognize the nature of her relationship, and tells him that she is no longer willing to help pay his debts. He says, “But you promised.” She says, “Given the way you have treated me, I owe you nothing.” She is surely correct. All things considered, she is not morally required to help him pay his debts. What is going on here is that she has a pro tanto promissory obligation to help him with his debts (the ground of such obligations, i.e., a freely given promise, is present), but this pro tanto obligation is defeated by other factors. This case illustrates that promising is not sufficient for there to be an all things considered “ought” to do that which was promised, no matter the circumstance. But we do not conclude from this fact that promises are not generally a source of pro tanto obligations. Likewise, we should not conclude from the fact that there are circumstances in which the duty to respect others' right to a democratic say does not suffice for an all things considered “ought” to obey the law, that it is not generally a source of pro tanto political obligation.41 To ask more of a theory of political obligation would be to ask more than an account of any special obligation or natural duty could bear.42

A final worry is one that any account of political obligation must answer: Some states are deeply unjust. Moreover, virtually all legal systems (even of states which are on balance reasonably just) contain some unjust laws (laws which perpetuate an unjust state of affairs, treat people unfairly, ask us to act unjustly). If an account of political obligation implies that we ought to obey in these circumstances, that may seem grounds for rejecting it.

Let us distinguish between the following types of case. What my view implies depends on the category:

1. Deeply unjust, nondemocratic state: First, consider the laws of a deeply unjust, nondemocratic state (such as a slave state, apartheid state, or dictatorship). On my view, there is only a pro tanto duty to obey the law in states which accord all their members an equal democratic say. A slave state does not do this, and so its laws do not issue from a process that demands our respect. On my view, then, there is no question of political obligations to states which authorize slavery—there is no pro tanto duty to obey their laws, even those laws which are not themselves unjust. Of course, one might be all things considered morally required to act in accordance with some laws in such a state, say because noncompliance would result in some terrible consequence. One might be all things considered morally required to act in accordance with a law that one should drive on the left side of the road, for instance. But this follows from the duty to refrain from wantonly endangering others' lives; it has nothing to do with political obligation. None of the laws of a deeply unjust, nondemocratic state have authority, whether they are unjust or just. (Nor for that matter do the laws of a nondemocratic state which is otherwise reasonably just have authority.)

Before I proceed to the next case, let me address a worry.43 I have just said that there is no pro tanto duty to obey the law in non-democratic states—but there is no shortage of non-democratic states. Don't defenders of political obligation aim to offer an account that applies generally? A standardly accepted criterion of adequacy for an account of political obligation is that “it be reasonably general in its application, that is, that it entail that most (or at least many) citizens in most (or many) states are politically bound” (Simmons, 1979, 55).44 Let me note, first of all, that my view satisfies this generality criterion under current conditions, as it is certainly true that many states are democratic.45 Still, this hasn't always been the case, and it may not be in future. The fact that many states are democratic is a contingent matter and could well change. So it is worth noting this: While political obligation theorists tend to distinguish themselves from philosophical anarchists in holding that the generality criterion is satisfied (i.e., that most or many people have political obligations), there is also a tradition (exemplified by reformist consent theorists) of trying to show not that the generality condition is satisfied in the status quo, but rather that there is an open, feasible route to satisfying it. And note that even if the world were to backslide into non-democracy, there would be a route to achieving democracy again, and with it, to securing widespread political obligations. That is good enough for me, as I think it should be for anyone. It would be an unreasonable condition of adequacy that a theory of political obligation imply that most people have political obligations under all possible political circumstances.

2. Deeply unjust, democratic state: Now consider a state which accords all an equal democratic say, but is for other reasons deeply unjust—for example, a state which routinely violates basic liberties. On my view, there is a pro tanto moral duty to obey the laws of such a state, since they issue from a democratic process (unless those laws themselves violate basic rights—see (3) below). However, there is another moral duty in play which pushes us the other way: Widespread routine compliance with such a state's laws (even those laws which are not themselves unjust) can reasonably be expected to entrench its ability to perpetuate injustice.46 We have a natural duty to oppose injustice when it is not too costly to do so. The natural duty of justice would therefore plausibly demand that people generally not comply with the laws of a deeply unjust state (even a democratic one), even those laws which are not themselves unjust, if they can manage this without incurring serious costs to themselves. This other duty plausibly defeats or overrides the pro tanto duty to obey the law in a deeply unjust, democratic state, so one will not generally be all things considered morally required to obey even laws which are themselves not unjust in such a state. (Of course, as with the traffic law above, other moral considerations might be relevant: one might be all things considered morally required to act in accordance with some laws in a deeply unjust democratic state because the costs of noncompliance to others would be too high.)

4. Reasonably just, democratic state; tolerably unjust laws: Finally, consider the case in which a democratic and otherwise reasonably just state passes a law which is unjust, but not egregiously unjust. Suppose, for example, that justice requires a progressive income tax, but a state passes a law imposing a flat tax on all. Though unjust, under certain circumstances this law might not be egregiously unjust. Provided that the poorest citizens of this state are able to afford a decent standard of living after paying the tax, the injustice of the law is not so extreme that it suffices to render the state which countenances it unjust (that the state qualifies as unjust in virtue of imposing it).47

On my view, a citizen of a democratic and otherwise reasonably just state has a pro tanto duty to obey its tolerably unjust laws (not merely its just laws). Moreover, the natural duty of justice would not direct otherwise with respect to laws that are merely tolerably unjust, so a citizen will normally be all things considered morally required to obey such laws. So, my view does have the implication that there is a pro tanto duty, and even that one is all things considered morally required, to obey some unjust laws, namely those unjust laws of reasonably just, democratic states that fall within the bounds of tolerable injustice. But this is hardly an unpalatable implication of the sort that poses a reason to reject the view.

There may be some epistemically difficult cases: Some laws may be such that a person will struggle to determine whether they are tolerably or egregiously unjust.48 But what I'm offering here is an objective account of political obligation: Whether one has a pro tanto duty to obey or not turns on the fact of the matter about whether the law in question is egregiously unjust, not on one's beliefs about or ability to determine its status. (Many plausible normative theories make use of distinctions that are vague or otherwise make for epistemically difficult cases. Consider the view that only sentient creatures have moral status or the view that beneficence can demand no more than “moderate” sacrifices from those in a position to help needy strangers.) That said, it is a virtue in a normative theory that it be action-guiding. My view does no worse than most other normative views by this metric. If a person in a democratic state regularly encounters laws about which there is a reasonable question as to whether they are egregiously unjust or merely tolerably unjust (if such epistemically difficult cases are common), then this person is arguably living not in a reasonably just state, but rather in a deeply unjust one, and what I say about deeply unjust democratic states (case 2) will apply—that is, though she has a pro tanto duty to obey, she will not generally be all things considered morally required to obey. If, on the other hand, she is living in a reasonably just democratic state, then such epistemically difficult cases will be rare, so even if my view does not offer practical guidance in those cases, it will be generally action-guiding. On my view, a person living in a reasonably just democratic state should generally obey the law, save for those cases in which she is struck by the seeming extreme injustice of a law. In that case, she has some thinking to do.

I can now state my view more fully: The citizens of a state which accords all an equal democratic say have a pro tanto moral duty to obey its laws, except for those laws which violate people's basic rights. This duty is grounded in the natural duty to respect one's fellow citizens' democratic rights. Fully respecting one's fellow citizens' right to a democratic say requires that one obey the laws which are the outcome of the procedure which is constitutive of according that right to all.

The authors declare no conflicts of interest.

权利、尊重和遵守法律的义务
在本文中,我的目的是对“政治义务”,即服从法律的道德义务,给出一个新的解释。法律对我们的要求往往与被广泛接受的道德义务的内容相一致。在这种情况下,似乎很明显,有义务服从。例如,如果我们接受不攻击他人的道德义务,那么很明显,我们也有遵守禁止攻击的法律的道德义务。但是,在这种情况下,虽然可能有义务按照法律的命令行事,但这并不意味着有义务遵守法律——按照法律的命令行事,因为法律命令它我关心的问题不是:“我们是否有道德责任去做法律要求我们做的事?”,而是:“法律要求我们做某件事,这一事实是否就产生了我们去做这件事的道德责任?”我认为在某些州确实如此。我将捍卫这样的主张,即民主国家的公民有遵守其法律的道德义务,但那些侵犯人民基本权利的法律除外。我将提供一个自然责任的解释,它不会援引标准论点。依赖于这一论点的观点会受到严重的反对,我将称这种反对来自于部分或选择性服从的充分性对政治义务的令人满意的解释必须建立一个赞成服从的普遍道德推定标准论点的问题在于,没有多少法律在使国家能够执行道德上必不可少的任务方面发挥作用。想想那些规范捕鱼、要求人们报告发现宝藏或建立历史遗迹保护的法律——如果这些法律普遍不被遵守(即不被遵守),一个国家从自然状态中拯救人们或维护正义的能力不会受到损害。也就是说,标准论证的前提(2)是错误的:维持国家的稳定和履行道德基本职能的能力并不需要广泛遵守其许多法律;广泛遵守其法律的一小部分就足够了。这样,标准论证的结论就不成立了。标准论点充其量只确立了遵守一小部分法律的义务,即那些法律的普遍遵守是国家执行司法或从自然状态中拯救人们的能力所必需的;我们不必为遵守绝大多数法律而承担道德责任。也就是说,根据标准论证,人们有义务服从的法律是例外;这一论点未能建立任何有利于服从的道德推定我提出的独特的自然责任解释,通过援引国家是民主国家这一事实的道德意义,克服了这一局限。我的解释还有一个更重要的优点:它不受所谓的“特殊性反对”的影响,这种反对声称自然义务理论不能建立一种特定的道德纽带,使人特别遵守自己国家的法律。我首先提出以下主张:正义本质上不仅要求我们建立和维持政治社会,而且要求我们建立和维持一种特殊的政治社会——在这种社会中,每个人都有平等的民主发言权。在本文中,我不支持这种说法;我的论点假设了这一点。也就是说,我的论点假设存在一种平等民主发言权的道德权利——政治社会的每个成年成员都有权竞选政治职位和投票选举代表,从而通过这种民主决策程序决定她所服从的法律和政策的内容这一假设将遭到那些反对民主的人(如贵族派和lottocrator派)甚至一些捍卫民主的人的抵制。民主工具派认为,民主就是应该建立的政府形式,但否认有民主发言权。我在这里没有足够的篇幅来为这个假设辩护然而,这是一个被广泛认为是核心道德信念的假设,确实有一些主张是当代常识性道德的文章,以及全球政治运动的基本承诺——当被剥夺公民权的人要求投票时,他们要求这是一种权利。我在这里要说明的是,如果存在这样一种权利,那么尊重它的义务就构成了民主国家公民遵守其法律的一般义务的基础。我的论点是新颖的,但我应该指出,我不是第一个试图在民主和政治义务之间建立联系的更广泛策略的自然义务理论家;近年来,许多哲学家提出了这种民主的自然义务解释。 为政治义务辩护的人难道不打算提供一种普遍适用的解释吗?对于政治义务的解释,一个被普遍接受的充分性标准是“它在其应用中具有合理的普遍性,也就是说,它需要大多数(或至少许多)州的大多数(或至少许多)公民受到政治约束”(Simmons, 1979,55)首先,让我指出,在目前的条件下,我的观点满足这个一般性的标准,因为许多国家是民主的,这当然是真的不过,情况并非一直如此,未来也可能不会如此。许多国家实行民主这一事实是一个偶然事件,很可能发生变化。因此值得注意的是:虽然政治义务理论家倾向于将自己与哲学无政府主义者区分开来,认为一般条件得到满足(即大多数或许多人都有政治义务),但也有一种传统(以改良主义同意理论家为例),试图表明的不是在现状中满足了一般条件,而是存在一个开放的、可行的途径来满足它。请注意,即使世界倒退到非民主状态,也会有一条重新实现民主的道路,并由此确保广泛的政治义务。这对我来说已经足够好了,我认为任何人都应该如此。如果政治义务理论暗示大多数人在所有可能的政治环境下都负有政治义务,这将是一个不合理的充分性条件。极不公正的民主国家:现在考虑一个国家,它赋予所有人平等的民主发言权,但由于其他原因,它是极不公正的——例如,一个经常侵犯基本自由的国家。在我看来,服从这样一个国家的法律是一种道德义务,因为它们是民主程序的产物(除非这些法律本身侵犯了基本权利——见下文第3点)。然而,还有另一种道德责任在起作用,把我们推向另一个方向:对这样一个国家的法律(甚至那些本身并非不公正的法律)的普遍日常遵守,可以合理地预期将巩固其延续不公正的能力我们有反对不公正的天然责任,只要这样做的代价不太大。因此,正义的自然义务合理地要求人们一般不遵守极不公正的国家(即使是民主国家)的法律,即使是那些本身并不不公正的法律,如果他们能够做到这一点,而不会给自己带来严重的代价。在一个极度不公正的民主国家,这一义务似乎击败或凌驾于服从法律的义务之上,因此,一个人通常不会被认为是道德上要求遵守的所有事情,即使法律本身在这种国家并不不公正。(当然,就像上面提到的交通法规一样,其他道德方面的考虑也可能是相关的:在一个极不公正的民主国家,一个人可能会被认为是道德上要求按照某些法律行事的所有事情,因为不遵守其他法律的代价太高了。)合理公正的民主国家;相当不公正的法律:最后,考虑这样一种情况:一个民主的、在其他方面还算公正的国家通过了一项不公正的法律,但并不是非常不公正。例如,假设正义要求征收累进所得税,但一个州通过了一项法律,对所有人征收统一税。虽然不公正,但在某些情况下,这项法律可能不会非常不公正。只要这个国家最贫穷的公民在纳税后能够负担得起体面的生活水平,法律的不公正就不会极端到足以使支持它的国家变得不公正(国家因强加它而被认定为不公正)。47在我看来,一个民主的、在其他方面还算公正的国家的公民有义务遵守其相当不公正的法律(而不仅仅是公正的法律)。此外,正义的自然义务不会对仅仅是相当不公正的法律作出其他指示,因此公民通常会被认为是道德上要求遵守这些法律的所有事情。所以,我的观点确实暗示有一种义务,甚至是一种道德要求,遵守一些不公正的法律,也就是那些合理公正的,民主国家的不公正法律,这些法律落在可容忍的不公正范围内。但这并不是一种令人不快的暗示,不足以构成拒绝这种观点的理由。可能会有一些认知上的困难案例:有些法律可能是这样的,以至于一个人很难确定它们是可以容忍的还是极其不公正的但我在这里提供的是对政治义务的客观解释:一个人是否有义务服从,取决于有关法律是否极度不公正的事实,而不是取决于一个人对其地位的信念或能力。 (许多似是而非的规范理论利用了模糊的区别,或者在认识论上存在困难的情况。想想只有有知觉的生物才有道德地位的观点,或者慈善只能要求那些有能力帮助有需要的陌生人的人做出“适度”的牺牲的观点。)也就是说,在规范理论中,行为指导是一种美德。根据这个标准,我的观点并不比大多数其他规范性观点差。如果一个民主国家的人经常遇到法律,而这些法律是极度不公正的还是仅仅是可以忍受的不公正(如果这种认知上的困难案例很常见),那么这个人可以说不是生活在一个合理公正的国家,而是生活在一个非常不公正的国家,我所说的非常不公正的民主国家(案例2)将适用——也就是说,尽管她有义务遵守,一般来说,她不会被认为是道德上必须服从的人。另一方面,如果她生活在一个合理公正的民主国家,那么这种认知上的困难案例将是罕见的,所以即使我的观点在这些案例中没有提供实用的指导,它通常也会指导行动。在我看来,一个人生活在一个合理公正的民主国家,一般来说应该遵守法律,除非在某些情况下,她被一项看似极端不公正的法律所震惊。那样的话,她得好好想想了。我现在可以更充分地陈述我的观点:在一个享有平等民主权利的国家,公民有遵守其法律的道德义务,但那些侵犯人民基本权利的法律除外。这一义务的基础是尊重公民同胞的民主权利的自然义务。充分尊重公民同胞的民主发言权要求一个人遵守法律,这些法律是构成所有人享有这一权利的程序的结果。作者声明无利益冲突。 但是,在我看来,在民主国家,违反法律的习惯性错误是未能充分尊重他人的民主权利,而现有的民主描述将这种习惯性错误描述为不合理地使用权力。例如,Thomas Christiano(2012)和Scott J. Shapiro(2002)声称,在民主国家,一个不遵守法律的人在对待他人时就像一个“独裁者”。这样的人可能会僭取自己的权力来“破坏民主选择的安排”15 (Christiano, 2012)。但正如a·约翰·西蒙斯(A. John Simmons)所观察到的,这充其量是一种夸张:大多数不遵守法律的人,很难说是在向他人“发号施令”互动的条件,也很难说是在有意义地“破坏”民主选择的安排。正如西蒙斯所说,“它们通常不过是令人讨厌的东西;他们甚至不需要那样”(Simmons, 2013, 346)。Daniel Viehoff(2014)的民主理论也面临着类似的问题。虽然Viehoff并没有明确地说在民主国家违反法律的人就像独裁者一样,但他确实声称,这样的人违反了相互不服从的理想,根据这种理想,公民不应该相互屈服于“不平等的权力”。我们在许多私人关系,包括友谊中,都赞同这种理想。假设A和B是朋友,A的朋友比B多得多。维霍夫说,在这种情况下,A比B拥有更多的“社会权力”,因为她比B更能应对友谊的丧失。因此,她可以利用这一事实,让B同意以她喜欢的方式花时间在一起(比如,如果B不同意她的互动条件,她就威胁要结束友谊)。我们认为A这样对B行使权力是不对的。同样,Viehoff说,在设定彼此互动的条件时,对我们的同胞行使不平等的权力是错误的(Viehoff, 2014, 356)。我认为Viehoff在这一点上是正确的,我同意非服从的理想提供了一个令人信服的理由来支持民主,而不是解决强制执行的法律和政策的内容。然而,我否认这种平等主义理想可以作为政治义务的基础,就像维霍夫认为的那样。回想一下,有政治义务就是有遵纪守法的义务。因此,任何关于政治义务的解释都必须解释违反法律本身的道德错误。建立在不服从的理想基础上的解释无法做到这一点,因为不遵守法律并不意味着将任何人置于不平等的权力之下。考虑Viehoff自己的例子。假设我在法律上有义务遵守民主决定的税法C,但选择按照C*纳税,这是一个与C相同的税法,但它给予“我是唯一成员的一类免税”。Viehoff说,当我按照C*而不是C支付时,我“凭一己之力(或者最多是在我的税务检查员的帮助下,或者说是宽容)将我们从C转移到C*”(Viehoff, 2014, 367)。这种描述骗税行为的夸张方式在修辞上至关重要,这使得维霍夫的描述看起来似乎是可信的。说一个骗税者把我们从一个税法转移到另一个税法,让人觉得他是在让我们屈服于某种强大的力量。但可以肯定的是,只要偷税漏税,就不会使他人受到任何权力的约束。无论如何,他们不会使他人享有不平等的权力。的确,一些偷漏税的人比其他人有更大的权力逃避偷税的惩罚(比如,因为他们雇得起一个聪明、不择手段的会计师)。也许在道德上更糟糕的是,如果你使用了你知道不是所有人都能使用的手段,却试图逃脱违法的惩罚。但这不是重点。政治义务的解释必须解释的是违背法律的道德错误,而不是试图以一种自己知道不是所有人都能得到的方式逃避自己的不服从的道德错误。在骗税的案例中,我们需要的是对没有支付法律上的债务(没有按照C的规定支付)这一行为的道德错误的解释——而不是对没有支付而逃脱惩罚的任何道德错误的解释。任何人都可以通过不支付合法欠款来违反法律。任何人都可以伪造纳税表格或不支付欠款余额,等等——如果这是一种权力的行使,那么它是每个人都拥有的权力,包括那些没有办法逃脱惩罚的人。就骗税而言,骗税者并没有使他的同伴受到不平等的权力。骗税者不会像独裁者那样僭取自己的权力,他也不会违反平等主义的理想,这种理想要求我们避免让他人拥有不平等的权力。这些对权力的呼吁完全没有达到目的。 我们需要一个关于民主是如何建立政治义务基础的不同解释。这就是我在这里提供的。但我想强调的是,即使现存自然义务理论的捍卫者能够抵挡住我提出的反对意见,并成功地确立了政治义务,这也不会降低我的项目的重要性。那样的话,就把我的帐户当作战友吧。我们遵守法律的义务可能会被过度决定,而且没有理由认为先举行听证会的理论就应该排除对随后举行听证会的理论。这是我的建议:如果存在一种道德权利,即民主发言权,因此,民主决策过程是根据所有这些发言权构成的,那么这个过程就具有特殊的地位。这不仅仅是一个古老的程序,甚至也不仅仅是最有效率、最有效或最突出的程序——这是一个人们有道德权利的程序。每个人都有义务尊重他人的权利,因此每个人都有义务尊重这种权利。我认为,充分尊重公民同胞的民主权利要求一个人遵守法律,而法律是民主程序的结果。我首先分析什么是侵犯一项权利。我继续认为,尊重一项权利需要的不仅仅是不侵犯它。然后,我将论证,我们尊重同胞平等民主发言权的义务意味着我们也有遵守法律的义务。最后,我将针对反对意见为我的观点辩护。为什么认为服从是尊重民主决策过程权利的必要条件?服从和尊重有什么关系?我借鉴了Stephen Darwall对事物的“认知尊重”的开创性概念,即“在一个人的审议中适当权衡事物的某些特征……并采取相应行动的倾向”。17在达沃尔的术语中,对权利的尊重“包括在考虑该做什么时给予适当的考虑或承认(对权利)”,并采取相应的行动(达沃尔,1977,38)。我们可以通过观察我们认为某项权利缺失的案例,即我们认为某项权利没有得到尊重的案例,来了解对某项权利的“适当考虑”要求是什么。许多常见的不尊重人权的案件涉及通常所说的“侵犯”:一个人开枪打死另一个人,侵犯了她的生命权;一个人使用暴力威胁使另一个人处于奴役状态,侵犯了他的自由权;一个国家对宗教集会处以巨额罚款,侵犯了虔诚的公民选择宗教信仰的权利。我们在以下情况下侵犯了一项权利:(1)阻止或阻止持有人享受或获得她有权享有的商品或进行她有权进行的活动,或者,无论如何,(2)干扰或阻碍她获得该商品或进行该活动的能力,在获得或履行的道路上施加重大负担或设置重大障碍。当我们以上述任何一种方式侵犯一项权利时,我们就是不尊重它。也就是说,对一项权利的尊重——“适当的考虑”——要求我们避免以上述任何一种方式侵犯它。我现在想强调的是:对一项权利的“适当考虑”可能不仅仅需要避免侵犯它。也就是说,即使一个人没有以上述任何一种方式侵犯一项权利——即使一个人没有采取任何措施阻止持有人行使一项权利或获得她有权获得的物品,即使一个人没有在行使或获得该权利的道路上增加重大负担或设置重大障碍——他仍然可能不尊重或不尊重该权利真正的尊重可能需要我们做更多的事情——我们承认对我们行为的进一步限制,我们确实承认在某些方面采取行动或扩大我们自己的努力是必要的。为了支持这一主张,我提供了以下几个案例。在每一种情况下,代理人都没有充分尊重一项权利,即使她没有直接侵犯这项权利。(我认为每一个例子本身都足以证明一个人可以不尊重一项权利而不侵犯它,所以严格地说,我可以用其中任何一个例子来凑合。然而,读者可能对这些案例有不同的直觉,可能不同意我对其中一个或另一个案例的评估,因此我提供了多种情况。酒后驾车:想想一个喝醉酒开车的人,但很幸运没有撞到任何人。既然她实际上没有杀死或伤害任何人,她就不会侵犯任何人的生命权或身体完整权——她不会阻止或干涉享有应有权利的物品。但她行为上的缺陷只能被理解为与这些权利有关,因为她没有尊重其他道路使用者的生命权和身体完整权。 她对这些权利的不尊重在于,她没有注意到这些权利,或者至少在实际的考虑中没有给予这些权利足够的重视——她轻率地无视这些权利。她的道路使用者同伴对她有道德上的抱怨,这与他们的权利实际上受到损害或干涉无关,而是与她对他们的态度有关,她缺乏关心和关心。污染者:或者,想想一个人把他的家庭垃圾倾倒在当地的湖里。这个湖足够大,一个家庭的垃圾不会对水质产生明显的影响。因此,这个污染者并没有完全侵犯任何人获得清洁饮用水或清洁环境的权利——他并没有阻止任何人享受这些商品,也没有在享受这些商品的道路上设置重大障碍或负担。然而,他似乎没有尊重这一权利。在酒驾案例中,代理人故意从事的行为大大增加了他人被剥夺其有权享有的物品的可能性根据规定,在污染者的情况下并非如此。接下来的两种情况仍然具有不同的特征。但在这些情况下,尽管我们可能不会说行为人侵犯了一项权利,但我们仍然认为他没有充分尊重这项权利。女佣:想想一个男人,他的住家女佣有正在上学的孩子。他不会让家人晚上在共用房间里开着灯——这样可以让孩子们学习更长时间——即使他可以轻松地负担得起电费的小幅上涨。他告诉孩子们,他不认为他们上学有什么意义,因为他们最终都会成为家庭佣人。当他看到他们读课本时,他笑了,摇着头,翻白眼。然而,他实际上并没有阻止孩子们去上学。他的行为既不恶毒,也不持久(或孩子们强烈地感觉到),不足以算作他们获得良好教育或参与促进他们教育的活动的重大障碍所以,他没有侵犯他们受教育的权利。然而,他肯定不尊重这种权利对这个人来说,真正尊重孩子们受教育的权利会是什么样子?他不阻止或干涉他们的学业似乎是不够的。他还必须把他们的权利看作是让他有理由让他们获得良好的教育,至少在他自己几乎不付出代价的情况下这样做——尊重似乎要求他让他们开着灯尊重还合理地要求他避免无理由的行为(如翻白眼),这些行为可以合理地预期会使他们在追求他们有权得到的东西时感到不舒服。母乳喂养员工:最后,考虑一个大学管理者,他的辅助员工是母乳喂养。他履行了他的法律义务,为她提供一个空间,让她给孩子喂奶和吸母乳。但他给她安排了一个房间,隔壁是一个学生经常光顾的休息室,其中许多人在她的班上。学生们的声音很大,虽然噪音并不妨碍她抽水,但这很烦人。除此之外,情况有些尴尬。她不得不带着她的抽水设备走过休息室。她感到很难为情,更愿意与学生保持一定的专业距离和举止。犹豫了一阵之后,她向管理员提到了自己的不适,并问她能否住进五楼更隐蔽的空房间。他拒绝了她的请求,理由是不方便:他必须安排把旧复印机搬出去,他必须为她做一把新钥匙。管理者不会阻止员工行使继续给孩子喂奶的权利(或给孩子提供母乳),也不会通过施加重大障碍或负担来干涉——例如,他不会威胁要解雇她,或禁止她将灌装好的牛奶存放在普通冰箱里。他并没有严格地侵犯权利然而,他似乎并不尊重这一点。他不愿意承担为她提供一个更合适的房间的小负担,拒绝与他合作,使她能够舒适地行使她的权利,而不会感到尴尬,这表明他对这项权利的评价很低。因此,他没有给予它应有的意义。真正的尊重似乎要求他认为为她争取更好的条件而付出的积极努力是值得的,他愿意为此付出自己的努力,因为这对他来说代价很小。我不确定我能概括地说明什么是不尊重一项权利;我不确定是否有一个总的解释。 我所描述的案例表明,即使我们没有实质性地干涉某人行使权利的能力或以其他方式侵犯权利,我们也可能无法表现出对权利的真正尊重,但它们说明了从案例中推断出对什么构成不尊重权利的行为的一般理论解释的困难。在每一种情况下,不尊重权利的方式不同,这种行为被视为不尊重所涉及的权利的原因不同。尊重的要求将取决于所讨论的特定权利。回想一下,对权利的尊重要求我们在考虑该做什么时适当考虑权利,并采取相应的行动。什么是适当的考虑,因权利而异,因此一个人不尊重一项权利的方式有很多种。一种方式是完全不顾自己的权利,就像一个人选择酒后驾车一样。另一种方式是通过拒绝承担促进另一个人获得她有权获得的物品的轻微负担来表达自己对权利的蔑视,就像女仆案例中的男人一样。另一种方式是故意做出一些可以合理预期的行为,让一个人在行使权利时感到不舒服,就像女仆案中的那个男人一样。或者,一个人可能会通过拒绝做一个小的、低成本的努力来帮助另一个人舒适地行使这项权利来表达自己对这项权利的低评价,就像那个带着母乳喂养员工的男人一样。也就是说,这些案例有一个共同点。(我不太敢说,我对这种共性的陈述就等于对什么是尊重一项权利的真正概括。值得庆幸的是,我的论点不需要如此笼统的解释。)它们的共同点是:在每一种情况下,代理人的行为似乎都不重要,无论如何,他都不关心他人是否或在什么条件下能够行使一项权利或享受一项权利所保护或旨在提供的商品。只要一个人对一项权利表现出如此冷漠,他就不会对其重要性作出适当的反应。将他人的权利视为约束或限制是不够的。尊重包括愿意帮助促进他人行使其权利——愿意为实现这一目标而付出自己的努力——至少当一个人这样做对自己的代价很低的时候。根据这些意见,让我们谈谈民主发言权。我们倾向于认为这种权利是一种反对国家的权利,也就是说,它要求国家采取某些行动和容忍,因此,它是一种不受尊重的权利,国家也不尊重它当然,各州可以而且确实以各种方式不尊重这一权利。当这种不尊重成为新闻时,通常涉及违规行为。国家侵犯公民权利的方式包括:正式剥夺公民的公民权;尽管有其他可靠的方法来核实选民的身份,但要求某些群体的成员不太可能拥有身份证;减少一个社区的工作人员、机器或投票站的数量,从而增加人们排队的时间,从而增加他们为了投票而必须承担的工资损失的负担;等等......。但是,民主发言权也是反对个人的——它对个人提出要求,而且可能不被个人尊重。当个人阻止他人投票(或通过销毁或忽视他们的选票来阻止他们的选票计数),或通过在投票站骚扰或恐吓他人来干涉他人行使权利,或故意错误告知他们必须登记投票的方法或地点时,就侵犯了这一权利。尊重民主权利要求国家和个人避免以这样或那样的方式侵犯民主权利。但这还需要更多。例如,它可能要求国家和个人尽最大努力进行沟通,或至少不阻止获取与做出知情选择有关的信息(例如,证明候选人不适合担任政治职务的信息)。我要论证的是,民主国家的公民个人对民主权利的尊重要求他们遵守法律,这些法律是程序的结果,是根据所有人的权利构成的。这种服从在一定程度上构成了对同胞民主发言权的适当重视。对于“服从通常是尊重其他公民参与民主决策过程的必要条件”这一说法,有两个论点:论点1:假设我说:“我承认你有民主发言权。我不会干涉的。让我们投票。”然后,你的候选人赢了,我的候选人输了,或者你投的通过了,而我投的没有通过。 然后我说,“好了,你投了票。这就是你得到的。这就是我欠你的——允许你不受干扰地投票。现在,请原谅,我将继续违法,这是你和我的其他公民行使发言权的结果。让国家批准我吧。(它得先抓住我——我要碰碰运气!)但我拒绝你强加给我的这些法律;我想怎么做就怎么做。”我的不服从并没有侵犯你们民主表达的权利:我没有阻止你们投票,我没有干涉你们行使自己的权利。然而,你似乎对我有道德上的不满。这种道德抱怨的本质是什么?我的同胞们有什么理由反对我的行为?这似乎与对他们的错误立场有关。我承认他们有民主发言权。但是,行使发言权的重点不仅仅是记录或登记个人的偏好,也就是说,“有自己的发言权”,与任何实际后果无关。一种是投票,而不是参与调查或咨询。民主活动的目的在于取得一定的实际结果。行使发言权的意义在于,它部分构成的过程可以被期望解决代表的选择和法律的内容,从而决定社会上的事情如何发展。因此,不服从具有表达意义。就我违反我的民主国家的法律而言,我通常声明自己不愿意为实现行使权利的目的而付出自己的努力,这个目的赋予行使权利以意义,即建立社会互动的条件。这又是我们在我之前描述的案例中看到的态度——耸耸肩,这种态度是在说:“你对我有什么权利?”我把同胞的民主发言权视为与我无关的事情;我不愿意为了它而扩展自己。我可能会正式承认它,但对于它的运用是否有意义,我表示漠不关心。因此,我没有赋予这项权利应有的意义;如果我没有为实现民主发言权具有价值的目标而努力,我就没有尊重它。27论据2:这里,为了更好地衡量,是第二个论据。考虑一个纯粹假设的情况:总统候选人输掉了一场自由公正的选举,他没有理由质疑选举的完整性。尽管没有证据或真诚地相信选举被操纵,但他和他的支持者公开拒绝接受结果并承认选举。我们想说的是,他们拒绝接受关于哪位候选人担任政治职务的选举结果,就是不尊重民主进程。但是现在请注意,当一个民主国家的公民违反其法律时,她也在做同样的事情:她也拒绝接受或尊重民主过程的结果因此,她没有尊重这一过程——没有给予它应有的重视。由于没有给予给予他人民主发言权的程序应有的重要性,她没有尊重他们的民主发言权。尊重他们的发言权包括愿意按照行使该权利所产生的法律约束自己。因为一个民主国家的所有法律都是一个决策过程的产物,而这个决策过程是公民的权利,所以违反任何这些法律的行为都具有本来不会具有的意义。不遵守经民主程序通过的法律,通常是对公民权利的一种明显的不尊重,因此,是对他们的伤害。由此可见,一个民主国家的公民有遵守其法律的假定义务(这种义务建立在尊重他人权利的义务之上),即使是那些对国家执行道德基本任务的能力没有贡献的法律。从民主程序中产生的法律具有权威性,而民主程序本身就是正义的内在要求。与依赖标准论证的自然责任解释不同,我的观点不容易受到部分或选择性服从充分性的反对。现在,我转而为我的观点辩护,反驳另外四个似乎不堪一击的反对意见。在回应这些反对意见时,我将更充分地充实我的观点。第一个反对意见是针对我个人的。我认为,不服从包括不尊重同胞的民主权利。在许多情况下,这种说法似乎是不可信的。这是因为不尊重似乎需要有不尊重的意图。如果这是真的,那么一个人违反法律是否不尊重就要看她的精神状态了。 但考虑到有人扣留了一件找到的物品,从而违反了她民主国家的宝藏法。在我看来,这个人不服从,不尊重她同胞的民主权利。当然,那些持有财富的人,即使他们这样做是故意藐视法律的,通常也没有任何意图通过这种行为来尊重他人的民主权利——他们的行为根本不是针对他人的。这样看来,他们违反《寻宝法》并没有不尊重他人的民主权利。但是,一个人不需要故意不尊重别人,实际上是通过某种方式不尊重他们。在一次教员会议上,一个男人可能并不打算不尊重他的女同事,提出这样的观点:女人天生就是做母亲的,她们的适当领域是家庭,或者女人不像男人那样擅长抽象推理。相反,他可能真诚地认为自己非常尊重女性(他积极地将女性视为妻子和母亲)。尽管如此,他在表达这些观点时却不尊重同事;他没有恰当地对待他们同样,一个人违反某些法律“无意不尊重”他人的民主权利,这一事实并不能使她免受不尊重的指控;一个人不必为了不尊重他人的权利而故意不尊重他人的权利。现在我转向Simmons(1979,31 - 35; 2005, 166-170)针对所有自然责任理论提出的著名的特殊性反对。西蒙斯认为,民间对政治义务的概念是一种道德要求,这种道德要求是对自己国家的“特殊化”。一个人应该有一种特殊的义务来遵守他自己的公民身份国家的法律,而不是一种混杂的义务来遵守所有国家的法律或某种特定类型的国家(例如,那些公正或民主的国家)的法律。因此,政治义务的理论需要解释道德纽带是如何产生的。然而,西蒙斯认为,一种自然义务不能特别地约束一个人去支持和服从一个特定的国家,而不是其他国家。例如,如果我们遵守法律的义务来源于支持公正制度的自然义务,那么我们似乎就有义务平等地遵守任何公正国家的法律。因此,自然责任理论无法解释我们想要解释的,这是一种特殊的道德纽带,它将个人与自己的国家联系在一起。西蒙斯认为这是对自然责任核算的不可克服的反对。让我们更仔细地阐明反对意见。毫无争议的是,我们对外国的公正制度和法律负有某种道德责任或义务。例如,大多数人认为有义务遵守旅游国家的公正法律此外,正如杰里米•沃尔德伦(Jeremy Waldron)指出的那样,大多数人都会接受,每个人都有责任不破坏公正的机构,无论这些机构位于何处,即使是那些与我们没有重大联系的机构。例如,我们认为一个有钱的花花公子试图腐败外国的司法制度是错误的。因此,对自然责任的解释并不反对,因为它们暗示了这么多(Waldron, 1993,9 - 11)。也就是说,相信政治义务的人确实普遍认为,对自己国家的道德义务在以下方面是独特的:(1)加拿大公民在加拿大的家中只负有遵守加拿大法律的道德义务;她根本没有道德上的义务去遵守(与避免破坏的义务截然不同),比如瑞典税法。即使瑞典法律声称在法律上约束加拿大人,无论他们身在何处(明确规定他们的范围延伸到加拿大人),瑞典以外的加拿大人在道德上也不会受到他们触角的约束。事实上,在加拿大的加拿大人不仅在道德上被允许无视瑞典的法律,而且在道德上也被要求不遵守瑞典的法律,只要这些法律与他们自己国家的法律规定相冲突。公民与其国家法律之间的关系被认为是棘手的。正如Wellman (Wellman & Simmons 2005,47)所指出的那样,大多数人认为,一个去澳大利亚旅游的加拿大人即使在澳大利亚生活了很长一段时间,也仍然有道义上的责任向加拿大纳税。相比之下,尽管加拿大人在访问或居住澳大利亚或瑞典时可能会获得遵守该国法律的额外道德义务,但我们认为,一旦她离开,她就免除了这项义务人们认为“(旅行者和)外派人员……与他们遥远的领土国家之间存在一种特殊关系”(Wellman & Simmons, 2005,47)。35 .正如西蒙斯所主张的那样,如果自然责任解释暗示,与(1)相反,在加拿大的加拿大人在道德上有义务咨询和遵守瑞典的法律,这似乎是个问题。我的描述似乎确实暗示了这一点。 毕竟,瑞典的法律和加拿大的法律一样,都是民主进程的产物,瑞典公民的民主权利也和加拿大公民的民主权利一样值得尊重。因此,就像在我看来,一个加拿大人有义务尊重加拿大同胞的民主权利,这意味着她有义务遵守加拿大法律,同样,她有义务尊重瑞典人的民主权利,这似乎也意味着她有义务遵守瑞典法律——即使她不在瑞典。然而,我的说法并不意味着瑞典以外的加拿大人有义务遵守瑞典法律。让我解释一下。在本文的开头,我做了一个貌似合理且被广泛接受的假设:人们有民主发言权的道德权利。现在,我对这种权利的限制提出了第二个貌似合理的(平等主义的)假设:我假设,民主发言权的道德权利并不包括规定那些同样没有被有关政体赋予发言权的人之间互动条件的权利。一个政治社会的每一个成年成员只有在决定她和其他同样有同样发言权的人所服从的法律和政策的内容时才有发言权。换句话说,民主发言权只适用于一个特定的社区,即在该特定民主进程中同样享有发言权的所有人的社区。当然,加拿大人在瑞典的民主进程中没有发言权。瑞典人无权通过不允许加拿大人参与的民主程序来规定加拿大人必须遵守的法律的内容。瑞典人只有在决定瑞典人——即所有在瑞典民主进程中被授予发言权的人——所服从的法律内容方面的发言权。因此,一个在加拿大做生意的加拿大人违反了瑞典法律,并没有因此不尊重瑞典公民所拥有的任何民主权利。(当然,和其他人一样,她在道德上有义务尊重瑞典人的民主权利,但这种尊重的义务并不意味着她有任何遵守瑞典法律的道德义务。)因此,(除非她做了一些事情,比如进入瑞典,招致特殊待遇)。(参见-à-vis瑞典法律中基于同意的义务),加拿大人没有遵守瑞典法律的绝对道德义务因此,我的观点符合第一个被广泛接受的关于特殊性的直觉。有人可能会担心这种反应太过了如果遵守法律的义务是以对其内容有发言权为条件的,那么民主国家的当前成员似乎没有遵守前几代人通过的任何法律的义务。现在的加拿大人与他们出生前通过的加拿大法律之间的关系,似乎就像现在的加拿大人与瑞典法律之间的关系一样。在这里,我们需要区分两种意义,在这两种意义上,人们可以对法律的内容有发言权。虽然现在的加拿大人在决定他们之前通过的法律的内容方面确实没有发言权,因为他们不是法律的作者,但他们确实对这些法律的内容有发言权,因为他们可以通过行使他们的民主权利来改变或废除这些法律。因此,前几代加拿大人并没有以任何方式规定当今加拿大人之间互动的条件,从而破坏了后者的政治义务。现在的加拿大人对他们之前通过的法律和他们共同制定的新法律都有民主的发言权;所有这些法律都在他们的民主控制之下这使得本案与瑞典人通过声称适用于加拿大人的法律的情况不同。我的观点也可以适应第二种普遍存在的与特殊性有关的关于粘性的直觉:加拿大人的加拿大同胞在决定她(作为在加拿大民主进程中拥有同样发言权的人)所服从的法律内容时,确实有权发表意见。因此,她通常不尊重他们的民主权利,因为她没有缴纳加拿大的税款,即使她在澳大利亚。(她有义务尊重其他加拿大人的民主权利,这意味着她有义务遵守加拿大非居民税法,即使她身在澳大利亚。)简而言之,我在本文中概述的自然责任解释与特殊性反对意见并不冲突。它保留了我们想要的区别,即加拿大人对加拿大法律的义务和对其他民主国家法律的义务。现在我转向西蒙斯提出的反对意见,反对现存的将政治义务和民主联系起来的说法。他让我们想象美国单方面侵占了墨西哥的一些领土。 在这样做之后,它“开始在这片新领土上有效和公平地执行司法,并将完全的美国公民权扩展到该领土的所有(前墨西哥)居民……我们应该如何理解这些新成为美国公民的道德立场?他们一定要支持和遵守美国的(法律),就像我们对待本土出生的美国公民那样吗?”(Simmons, 2013, 340-341)。西蒙斯认为,“康德的民主权威理论”暗示,这些人是如此受约束,而这一暗示构成了对这些说法的简化。西蒙斯的案子对我来说不是问题。我同意他的观点,这些被吞并的居民在道德上并不一定要遵守民主产生的美国法律。在我看来,这些被剥夺公民权的吞并受害者确实有服从法律的义务(这种义务的理由是存在的),但这种义务在这种情况下很容易被推翻。(我提出了一个政治义务的理由。但在某些历史环境下,当涉及到某些群体或个人时,服从的义务可能会失效,就像他们在这种情况下轻易做到的那样。)在我看来,这不是缺陷。比较承诺:在某些情况下,承诺产生了临时义务,但该义务被其他因素所取代。假设一个女人和她的伴侣处于虐待关系中。在恋爱初期,她承诺在未来的某一天帮他还债。即使这段关系在这一点上已经是虐待,承诺本身是自由地给予的——不是强迫的。在接下来的几个月里,她开始认识到他们关系的本质,并告诉他她不再愿意帮他还债。他说,“但是你答应过的。”她说:“鉴于你对我的态度,我不欠你什么。”她当然是对的。从道义上讲,她没有义务帮他还债。这里发生的事情是,她有一种临时的承诺义务来帮助他偿还债务(这种义务的基础,即自由给予的承诺,是存在的),但这种临时义务被其他因素打败了。这个例子说明,无论在什么情况下,承诺并不足以让所有的事情都被认为“应该”去做所承诺的事情。但是,我们不能从这一事实得出结论说,承诺一般不是临时义务的来源。同样,我们不应该从以下事实得出结论:在某些情况下,尊重他人民主发言权的义务不足以使所有被认为“应该”遵守法律的事情都遵守法律,这通常不是赞成政治义务的来源对政治义务理论提出更多的要求,就会超出对任何特殊义务或自然责任的解释。最后一个担忧是任何关于政治义务的解释都必须回答的问题:一些州非常不公正。此外,几乎所有的法律体系(即使是那些总体上合理公正的国家)都包含一些不公正的法律(这些法律使不公正的状态永久化,不公平地对待人们,要求我们采取不公正的行动)。如果对政治义务的解释意味着我们应该在这种情况下服从,那么这似乎是拒绝它的理由。让我们区分以下几种情况。我的观点意味着什么取决于类别:1。非常不公正、非民主的国家:首先,考虑一个非常不公正、非民主的国家(如奴隶国家、种族隔离国家或独裁国家)的法律。在我看来,在一个赋予其所有成员平等民主发言权的国家里,遵守法律只是一种临时义务。一个奴隶州不会这样做,所以它的法律不会通过一个需要我们尊重的程序来颁布。因此,在我看来,对批准奴隶制的州来说,不存在政治义务的问题——不存在遵守其法律的义务,即使这些法律本身并非不公正。当然,在这种情况下,一个人可能会被认为是道德上需要按照某些法律行事的,因为不遵守法律会导致一些可怕的后果。一个人可能被认为是道德要求的所有事情,按照法律行事,例如,一个人应该在道路的左边开车。但这是出于避免肆意危害他人生命的责任;这与政治义务无关。在一个极不公正、不民主的国家里,任何法律都没有权威性,不管它们是公正的还是不公正的。(在这个问题上,一个在其他方面合理公正的非民主国家的法律也不具有权威性。)在讨论下一个案例之前,让我先解决一个问题我刚才说过,在非民主的国家里,没有遵守法律的义务,但是不民主的国家并不缺乏。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
CiteScore
2.20
自引率
12.50%
发文量
44
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