Rapid identification of spent lithium-ion battery black powder types using handheld LIBS and interpretable MobileNet models

IF 3.3 2区 化学 Q2 CHEMISTRY, ANALYTICAL
Nan Chen, Zhaohua Zou, Zixun Luo, Xin Li, Qing Fu and Jianxiong Dai
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Abstract

The black powder obtained by mechanically crushing and screening spent lithium-ion batteries serves as the primary raw material for the lithium-ion battery recycling industry. Rapid and accurate identification of different types of lithium-ion battery black powder is crucial for assessing their value and selecting appropriate recycling processes. This study employed handheld laser-induced breakdown spectroscopy (LIBS) to collect spectral data from nine common types of lithium-ion battery black powder and evaluate the effectiveness of three data preprocessing methods, standard normal variable transformation (SNV), extended multiplicative scattering correction (EMSC), and Savitzky–Golay (SG) filtering, to improve spectral data quality. Subsequently, a lightweight MobileNet model suitable for embedded systems was developed for identifying and predicting the nine common categories of lithium-ion battery black powder, and its performance was compared with that of mainstream Residual Network (ResNet) and Transformer deep learning models. Ultimately, SHapley Additive exPlanations (SHAP) analysis was employed to evaluate the potential contribution of different input feature wavelengths to the prediction results, providing clear explanations for the decisions made by the model. The results demonstrate that MobileNet achieves accurate black powder classification while maintaining embedded system compatibility, with an average recognition accuracy of 99.67%. The proposed method exhibits significant application potential in the circular economy of the lithium-ion battery industry.

Abstract Image

使用手持式LIBS和可解释的MobileNet模型快速识别废锂离子电池黑粉类型
废旧锂离子电池通过机械破碎筛分得到的黑粉是锂离子电池回收工业的主要原料。快速准确地识别不同类型的锂离子电池黑粉对于评估其价值和选择合适的回收工艺至关重要。本研究采用手持式激光诱导击击学(LIBS)采集了9种常见锂离子电池黑粉的光谱数据,并对标准正态变量变换(SNV)、扩展乘法散射校正(EMSC)和Savitzky-Golay (SG)滤波三种数据预处理方法对提高光谱数据质量的效果进行了评价。随后,开发了一种适用于嵌入式系统的轻量级MobileNet模型,用于识别和预测锂离子电池黑粉的九种常见类别,并将其性能与主流的残余网络(ResNet)和Transformer深度学习模型进行了比较。最后,采用SHapley加性解释(SHAP)分析来评估不同输入特征波长对预测结果的潜在贡献,为模型做出的决策提供清晰的解释。结果表明,MobileNet在保持嵌入式系统兼容性的前提下,实现了准确的黑火药分类,平均识别准确率达到99.67%。该方法在锂离子电池行业的循环经济中具有重要的应用潜力。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
CiteScore
6.20
自引率
26.50%
发文量
228
审稿时长
1.7 months
期刊介绍: Innovative research on the fundamental theory and application of spectrometric techniques.
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