Explainable Quantile CNN-LSTM model for uncertainty-aware multi-layer soil moisture prediction in tropical cocoa plantations.

IF 4.9 2区 综合性期刊 Q1 MULTIDISCIPLINARY SCIENCES
Sarowar Morshed Shawon, Mukter Zaman, Shamala Maniam, Marran Al Qwaid, Md Tanjil Sarker, Tee Yei Kheng, H Y Wong
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引用次数: 0

Abstract

Accurate prediction of multi-layer soil moisture within the root zone is critical for cocoa plantations, where water availability directly influences root development, nutrient uptake, flowering and yield stability. In tropical systems, strong rainfall variability, heterogeneous soils, and delayed subsurface responses make depth-resolved moisture forecasting particularly challenging. This study proposes an improved Quantile Convolutional Neural Networks (CNN)-Long Short-Term Memory (LSTM) framework for robust and interpretable multi-layer soil moisture prediction. The model integrates CNN for localized temporal feature extraction with stacked LSTM long short-term memory networks for sequential dependency modelling, while incorporating quantile regression to provide probabilistic forecasts. Autocorrelation-guided lag optimization identified lag-7 temporal window as optimal. Zone 1 data were used exclusively for training and validation, whereas Zones 2 and 3 were reserved for independent testing to ensure spatial generalization and robustness. The proposed model achieved consistently high predictive accuracy across five soil depths (5–105 cm), with an overall average R2 of 0.948, low RMSE (0.39–0.79 across layers), and MAPE generally below 3%. Independent testing in Zones 2 and 3 demonstrated minimal performance degradation, confirming strong transferability under varying field conditions. For uncertainty quantification, quantile regression produced reliable 50 and 80% prediction intervals. Low mean pinball loss values, Prediction Interval Coverage Probability (PICP) close to nominal levels, moderate Mean Prediction Interval Width (MPIW), and favorable Winkler scores indicate well-calibrated and sharp probabilistic forecasts. Explainability analysis using SHapley Additive exPlanations (SHAP) and Integrated Gradients Attribution (IGA) revealed coherent depth-dependent climatic controls, transitioning from short-term atmospheric drivers in shallow layers to slower-varying seasonal influences in deeper horizons. Overall, this research delivers a robust, uncertainty-aware, and interpretable quantile deep learning framework for multi-layer soil moisture forecasting, supporting smart irrigation and climate-adaptive water management in tropical precision agriculture.

可解释分位数CNN-LSTM模型用于不确定性感知的热带可可种植园多层土壤湿度预测。
准确预测根区多层土壤水分对可可种植园至关重要,因为水分有效性直接影响根系发育、养分吸收、开花和产量稳定。在热带系统中,强降雨变异性、非均质土壤和延迟的地下响应使得深度分辨湿度预报特别具有挑战性。本研究提出了一种改进的分位数卷积神经网络(CNN)长短期记忆(LSTM)框架,用于鲁棒和可解释的多层土壤湿度预测。该模型将CNN用于局部时间特征提取,堆叠LSTM长短期记忆网络用于序列依赖建模,同时结合分位数回归提供概率预测。自相关引导的滞后优化将lag-7时间窗确定为最优。区域1数据专门用于训练和验证,而区域2和3保留用于独立测试,以确保空间泛化和稳健性。该模型在5个土层深度(5 ~ 105 cm)具有较高的预测精度,总体平均R2为0.948,RMSE较低(各层0.39 ~ 0.79),MAPE一般在3%以下。在2区和3区进行的独立测试表明,性能下降最小,证实了在不同的现场条件下具有很强的可转移性。对于不确定性量化,分位数回归产生可靠的50%和80%的预测区间。较低的平均弹球损失值、接近名义水平的预测区间覆盖概率(PICP)、中等的平均预测区间宽度(MPIW)和有利的Winkler评分表明了校准良好、准确的概率预测。利用SHapley加性解释(SHAP)和综合梯度归因(IGA)进行的可解释性分析揭示了连贯的依赖深度的气候控制,从浅层的短期大气驱动因素过渡到深层变化较慢的季节影响。总体而言,本研究为多层土壤湿度预测提供了一个强大的、具有不确定性意识的、可解释的分位数深度学习框架,支持热带精准农业的智能灌溉和气候适应性水管理。
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来源期刊
Scientific Reports
Scientific Reports Natural Science Disciplines-
CiteScore
7.50
自引率
4.30%
发文量
19567
审稿时长
3.9 months
期刊介绍: We publish original research from all areas of the natural sciences, psychology, medicine and engineering. You can learn more about what we publish by browsing our specific scientific subject areas below or explore Scientific Reports by browsing all articles and collections. Scientific Reports has a 2-year impact factor: 4.380 (2021), and is the 6th most-cited journal in the world, with more than 540,000 citations in 2020 (Clarivate Analytics, 2021). •Engineering Engineering covers all aspects of engineering, technology, and applied science. It plays a crucial role in the development of technologies to address some of the world''s biggest challenges, helping to save lives and improve the way we live. •Physical sciences Physical sciences are those academic disciplines that aim to uncover the underlying laws of nature — often written in the language of mathematics. It is a collective term for areas of study including astronomy, chemistry, materials science and physics. •Earth and environmental sciences Earth and environmental sciences cover all aspects of Earth and planetary science and broadly encompass solid Earth processes, surface and atmospheric dynamics, Earth system history, climate and climate change, marine and freshwater systems, and ecology. It also considers the interactions between humans and these systems. •Biological sciences Biological sciences encompass all the divisions of natural sciences examining various aspects of vital processes. The concept includes anatomy, physiology, cell biology, biochemistry and biophysics, and covers all organisms from microorganisms, animals to plants. •Health sciences The health sciences study health, disease and healthcare. This field of study aims to develop knowledge, interventions and technology for use in healthcare to improve the treatment of patients.
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