Class-weighted alignment and reliable self-training for cross-domain fault diagnosis under class-imbalanced conditions

IF 7.9 2区 环境科学与生态学 Q1 ENGINEERING, CHEMICAL
Guangqiang Li, Xiangshun Li, Bo Liu, Fan Luo
{"title":"Class-weighted alignment and reliable self-training for cross-domain fault diagnosis under class-imbalanced conditions","authors":"Guangqiang Li,&nbsp;Xiangshun Li,&nbsp;Bo Liu,&nbsp;Fan Luo","doi":"10.1016/j.psep.2026.108820","DOIUrl":null,"url":null,"abstract":"<div><div>Domain adaptation has been extensively applied in cross-domain fault diagnosis. However, practical industrial systems still face a major unresolved challenge: the number of fault samples is limited, and their features are weak or indistinct. Such class imbalance between normal and fault states often leads to misalignment in conventional domain adaptation methods and hinders the extraction of domain-invariant representations. To address this issue, a novel fault diagnosis method named class-weighted alignment and reliable self-training (CWA-RST) is proposed. The core idea of this method is to introduce adaptive class-related weights to reduce the cross-domain scale discrepancy of same-class fault features. The feature extractor integrates a convolution neural network, a bidirectional gated recurrent unit, an attention module, and metric learning to enhance feature representation. A class-weighted alignment module is designed to amplify weak features in the minority class, enabling more effective cross-domain distribution alignment. Additionally, the reliable self-training mechanism is constructed to automatically select trustworthy pseudo-labeled samples from the target domain, thereby refining the model and enhancing its cross-domain adaptation capability. Extensive experiments on two public datasets and one real-world industrial system demonstrate that the proposed method achieves superior cross-domain diagnostic performance under class-imbalanced conditions.</div></div>","PeriodicalId":20743,"journal":{"name":"Process Safety and Environmental Protection","volume":"211 ","pages":"Article 108820"},"PeriodicalIF":7.9000,"publicationDate":"2026-05-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Process Safety and Environmental Protection","FirstCategoryId":"93","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0957582026004374","RegionNum":2,"RegionCategory":"环境科学与生态学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2026/3/30 0:00:00","PubModel":"Epub","JCR":"Q1","JCRName":"ENGINEERING, CHEMICAL","Score":null,"Total":0}
引用次数: 0

Abstract

Domain adaptation has been extensively applied in cross-domain fault diagnosis. However, practical industrial systems still face a major unresolved challenge: the number of fault samples is limited, and their features are weak or indistinct. Such class imbalance between normal and fault states often leads to misalignment in conventional domain adaptation methods and hinders the extraction of domain-invariant representations. To address this issue, a novel fault diagnosis method named class-weighted alignment and reliable self-training (CWA-RST) is proposed. The core idea of this method is to introduce adaptive class-related weights to reduce the cross-domain scale discrepancy of same-class fault features. The feature extractor integrates a convolution neural network, a bidirectional gated recurrent unit, an attention module, and metric learning to enhance feature representation. A class-weighted alignment module is designed to amplify weak features in the minority class, enabling more effective cross-domain distribution alignment. Additionally, the reliable self-training mechanism is constructed to automatically select trustworthy pseudo-labeled samples from the target domain, thereby refining the model and enhancing its cross-domain adaptation capability. Extensive experiments on two public datasets and one real-world industrial system demonstrate that the proposed method achieves superior cross-domain diagnostic performance under class-imbalanced conditions.
类加权对齐和可靠自训练在类不平衡条件下的跨域故障诊断
领域自适应技术在跨领域故障诊断中得到了广泛的应用。然而,实际工业系统仍然面临着一个主要的未解决的挑战:故障样本的数量有限,它们的特征很弱或不清晰。这种正常状态和故障状态之间的类不平衡往往导致传统领域自适应方法的不对齐,阻碍了领域不变表示的提取。为了解决这一问题,提出了一种新的故障诊断方法——类加权对齐与可靠自训练(CWA-RST)。该方法的核心思想是引入自适应类相关权值来减小同类故障特征的跨域尺度差异。特征提取器集成了卷积神经网络、双向门控循环单元、注意模块和度量学习来增强特征表示。类加权对齐模块用于放大少数类中的弱特征,从而实现更有效的跨域分布对齐。此外,构建了可靠的自训练机制,自动从目标域中选择可信的伪标记样本,从而对模型进行细化,增强了模型的跨域自适应能力。在两个公共数据集和一个实际工业系统上进行的大量实验表明,该方法在类不平衡条件下具有优异的跨域诊断性能。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
求助全文
约1分钟内获得全文 求助全文
来源期刊
Process Safety and Environmental Protection
Process Safety and Environmental Protection 环境科学-工程:化工
CiteScore
11.40
自引率
15.40%
发文量
929
审稿时长
8.0 months
期刊介绍: The Process Safety and Environmental Protection (PSEP) journal is a leading international publication that focuses on the publication of high-quality, original research papers in the field of engineering, specifically those related to the safety of industrial processes and environmental protection. The journal encourages submissions that present new developments in safety and environmental aspects, particularly those that show how research findings can be applied in process engineering design and practice. PSEP is particularly interested in research that brings fresh perspectives to established engineering principles, identifies unsolved problems, or suggests directions for future research. The journal also values contributions that push the boundaries of traditional engineering and welcomes multidisciplinary papers. PSEP's articles are abstracted and indexed by a range of databases and services, which helps to ensure that the journal's research is accessible and recognized in the academic and professional communities. These databases include ANTE, Chemical Abstracts, Chemical Hazards in Industry, Current Contents, Elsevier Engineering Information database, Pascal Francis, Web of Science, Scopus, Engineering Information Database EnCompass LIT (Elsevier), and INSPEC. This wide coverage facilitates the dissemination of the journal's content to a global audience interested in process safety and environmental engineering.
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
确定
请完成安全验证×
copy
已复制链接
快去分享给好友吧!
我知道了
右上角分享
点击右上角分享
0
联系我们:info@booksci.cn Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。 Copyright © 2023 布克学术 All rights reserved.
京ICP备2023020795号-1
ghs 京公网安备 11010802042870号
Book学术文献互助
Book学术文献互助群
群 号:604180095
Book学术官方微信
小红书