Battery SOH estimation via an optimized CNN–BiLSTM–Attention network using ICA-Based ageing features

IF 2.6 4区 化学 Q3 CHEMISTRY, PHYSICAL
Ionics Pub Date : 2026-01-12 DOI:10.1007/s11581-025-06933-7
Zhiqiang Lyu, Hao Wang, Wenwu Shi, Xingzi Qiang, Longxing Wu
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引用次数: 0

Abstract

Accurate estimation of lithium-ion battery State of Health (SOH) remains challenging because most existing methods rely on full charging cycles, are sensitive to noise and capacity regeneration, or require manual hyperparameter tuning that limits generalization across cells and datasets. To address these issues, this study proposes a hybrid CNN–BiLSTM–Attention framework optimized by a Genetic Grey Wolf Optimizer (GGWO) for SOH estimation using only two informative features extracted from partial charging data via Incremental Capacity Analysis. The CNN extracts local degradation patterns, the BiLSTM captures long-range temporal dependencies, and the attention mechanism adaptively emphasizes salient temporal information, while the GGWO automatically searches for optimal hyperparameters to improve robustness and accuracy. Extensive experiments on both public CALCE datasets and a private multi-cell LBP dataset demonstrate that the proposed model achieves superior estimation performance across varying temperatures and loading conditions. The GGWO-optimized model attains a minimum MAE of 0.42% and RMSE of 0.51%, consistently outperforming conventional machine learning baselines as well as the non-optimized CNN–BiLSTM–Attention model. These results confirm the model’s strong generalization capability and its suitability for real-time implementation in battery management systems.

Abstract Image

基于ica老化特征的优化CNN-BiLSTM-Attention网络的电池SOH估计
锂离子电池健康状态(SOH)的准确估计仍然具有挑战性,因为大多数现有方法依赖于完整的充电周期,对噪声和容量再生很敏感,或者需要手动超参数调整,这限制了电池和数据集的泛化。为了解决这些问题,本研究提出了一个由遗传灰狼优化器(GGWO)优化的CNN-BiLSTM-Attention混合框架,该框架仅使用增量容量分析从部分充电数据中提取的两个信息特征进行SOH估计。CNN提取局部退化模式,BiLSTM捕获长时间依赖关系,注意机制自适应强调显著时间信息,而GGWO自动搜索最优超参数以提高鲁棒性和准确性。在公共CALCE数据集和私有多单元LBP数据集上进行的大量实验表明,所提出的模型在不同温度和负载条件下都具有优异的估计性能。ggwo优化模型的最小MAE为0.42%,RMSE为0.51%,持续优于传统机器学习基线以及未优化的CNN-BiLSTM-Attention模型。结果表明,该模型具有较强的泛化能力,适合于电池管理系统的实时实现。
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来源期刊
Ionics
Ionics 化学-电化学
CiteScore
5.30
自引率
7.10%
发文量
427
审稿时长
2.2 months
期刊介绍: Ionics is publishing original results in the fields of science and technology of ionic motion. This includes theoretical, experimental and practical work on electrolytes, electrode, ionic/electronic interfaces, ionic transport aspects of corrosion, galvanic cells, e.g. for thermodynamic and kinetic studies, batteries, fuel cells, sensors and electrochromics. Fast solid ionic conductors are presently providing new opportunities in view of several advantages, in addition to conventional liquid electrolytes.
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