Academic Freedom: A Road Map for Chairs

Jacqueline Pfeffer Merrill
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Although these controversies can play out in as little as a few days or over many months, they have three key phases: your reception of the initial complaint or query; laying the groundwork for your response; and the resolution of the complaint, whether that is at the department level or higher up.</p><p>Your initial response to these challenges should be calm and confident. Keep your reply to these two messages: You're taking the person and their concerns seriously and you cannot, on the spot, commit to any particular resolution. “Tell me more,” or “This sounds important, so I'm going to take notes” convey that you are giving the person and their concerns your serious attention. “I'll need to hear from everyone,” and “I'll ask the others how they saw it” keep you from committing yourself before you hear other sides of the story. If the initial complaint arrives over email, resist the urge to respond at length and instead invite them to a conversation with you, by phone or in person.</p><p>At the end of the conversation, signal again that you're taking the matter seriously by indicating when the complainant can expect next to hear from you: “I should be able to talk to others soon; by Thursday, I'll let you know what I see as a next step or at least give you an updated time frame.” The person on the other end of the conversation may pressure you to commit to a course of action, so be ready to resist: “This is important, so I'll need time to consult everyone and ensure that we've considered every aspect.”</p><p>Once you've heard the complainant out, take a step back and ask three questions.</p><p><b>What principles are involved?</b> Chairs don't need to be experts on academic freedom principles, but some background reading now can provide a deeper understanding of recent debates. Stanley Fish's <i>Versions of Academic Freedom</i> (2014) is a short primer on these topics; Keith Whittington's <i>You Can't Teach That!</i> (2024) discusses faculty academic freedom in public university classrooms. Hank Reichman's newly updated <i>Understanding Academic Freedom</i> (<span>2025</span>) explores challenges to academic freedom in multiple contexts.</p><p><b>What institutional policies and laws govern this situation?</b> Chairs are officers of the university who must be mindful of the law and university policies that protect academic freedom. It's not only that chairs should avoid running afoul of law and policy but also that policies can help ensure that policy, not the chair's caprice, is behind a decision. Set aside an hour or two to locate and read your school's policies: not only the faculty handbook academic freedom policy but also policies about major events, social media usage, demonstrations, and distinguishing personal from university communications. If you're at a public university, Andrew Morse's <i>The First Amendment and the Inclusive Campus</i> (<span>2018</span>) provides practical guidance.</p><p><b>Who must be involved in resolving this situation?</b> Make a list of people directly involved in the conflict and others able to contextualize it as well as those who, according to policy, must be notified or otherwise involved. Even if it isn't required, consider including your dean; they may have good advice and will appreciate getting a heads-up about a situation.</p><p>After you've discerned what principles, policies, law, and people have a part in the academic freedom issue before you, you'll sense what additional information you need and what next steps to take. Here are some other points to keep in mind.</p><p><b>The next step might be to do nothing.</b> For example, you might receive a complaint about a professor's post on a private social media account. 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If an investigation is warranted, assure all parties that, as much as is in your power, investigations will be expeditious and transparent.</p><p><b>Badly handled investigations undermine teaching.</b> The texts and topics that are most likely to generate student complaints are those about race, sex, and gender—the very topics that may be most important for students to study. I've heard from faculty who, upon being, in their view, unfairly investigated, responded by dropping challenging texts and topics from their syllabi. This is a tragic outcome. If colleges are to educate students about our country's most vexed and contentious issues, we must distinguish student discomfort from student safety.</p><p><b>Be transparent but wary.</b> When I've spoken to those involved in headline-generating campus controversies, not one of them thought at first that they were dealing with anything other than a local kerfuffle. To reduce misunderstandings, have meetings in person, and avoid email communications that could be weaponized if leaked to parties or news venues determined to (mis)use your words to make a particular point. If you use email, treat it as a communication that could be read by anyone on campus, <i>The Chronicle of Higher Education</i> subscribers, and the state legislature's education committees.</p><p><b>Foster a departmental culture that supports academic freedom and open inquiry.</b> In 2013, a Florida Atlantic University professor asked students to “stomp” on a paper with “Jesus” written on it (Jaschik <span>2013</span>). Were this professor's classroom choices protected by academic freedom? Yes. Wise pedagogy? 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引用次数: 0

Abstract

In early 2025, the chair of the history department at the US Naval Academy resigned in the face of the academy superintendent's demand that he revoke the acceptance of a paper to be presented at a symposium on naval history (Quinn 2025). The superintendent's demand was widely seen as bending to Defense Secretary Pete Hegseth's priorities; the department chair refused to comply. The chair's principled stand made national headlines.

In 2022, the chair of the art department at Hamline University initially supported an instructor's academic freedom to set curriculum after a student complained about an art instructor's display of a painting of the prophet Mohammed, although she did suggest the instructor apologize for the unintended offense (American Association of University Professors 2023). Under pressure from upper administrators to resolve the complaint, the department chair revoked her stated intention to renew the instructor's contract. That move was widely interpreted as a punishment of the instructor, and it sparked national controversy that ended with the resignation of the school's president and damage to the school's reputation.

As these two stories illustrate, department chairs can make pivotal decisions during academic freedom controversies. Whether it is a student reporting a professor for what the student perceives as harmful classroom speech, a faculty member's inflammatory social media post drawing the attention of state legislators, or a directive from upper administrators that violates academic freedom principles, it is at the department chair level where many policies are implemented and conflicts are first adjudicated. A chair's actions can resolve an academic freedom controversy or set it spinning out of control.

As someone who leads a program on campus free expression and academic freedom, I've followed academic freedom controversies and spoken with those involved. I've seen up close that department chairs are often in a tough spot when it comes to academic freedom. As a chair, you must uphold institutional policies you did not craft in situations without clear-cut answers. If you challenge senior administrators, you risk your department losing out on resources controlled by those administrators. You are also responsible for sustaining a departmental culture of free inquiry and discourse. New chairs rarely receive training on or support in managing these responsibilities.

To help fill the gap, here's a playbook for your next academic freedom controversy. Although these controversies can play out in as little as a few days or over many months, they have three key phases: your reception of the initial complaint or query; laying the groundwork for your response; and the resolution of the complaint, whether that is at the department level or higher up.

Your initial response to these challenges should be calm and confident. Keep your reply to these two messages: You're taking the person and their concerns seriously and you cannot, on the spot, commit to any particular resolution. “Tell me more,” or “This sounds important, so I'm going to take notes” convey that you are giving the person and their concerns your serious attention. “I'll need to hear from everyone,” and “I'll ask the others how they saw it” keep you from committing yourself before you hear other sides of the story. If the initial complaint arrives over email, resist the urge to respond at length and instead invite them to a conversation with you, by phone or in person.

At the end of the conversation, signal again that you're taking the matter seriously by indicating when the complainant can expect next to hear from you: “I should be able to talk to others soon; by Thursday, I'll let you know what I see as a next step or at least give you an updated time frame.” The person on the other end of the conversation may pressure you to commit to a course of action, so be ready to resist: “This is important, so I'll need time to consult everyone and ensure that we've considered every aspect.”

Once you've heard the complainant out, take a step back and ask three questions.

What principles are involved? Chairs don't need to be experts on academic freedom principles, but some background reading now can provide a deeper understanding of recent debates. Stanley Fish's Versions of Academic Freedom (2014) is a short primer on these topics; Keith Whittington's You Can't Teach That! (2024) discusses faculty academic freedom in public university classrooms. Hank Reichman's newly updated Understanding Academic Freedom (2025) explores challenges to academic freedom in multiple contexts.

What institutional policies and laws govern this situation? Chairs are officers of the university who must be mindful of the law and university policies that protect academic freedom. It's not only that chairs should avoid running afoul of law and policy but also that policies can help ensure that policy, not the chair's caprice, is behind a decision. Set aside an hour or two to locate and read your school's policies: not only the faculty handbook academic freedom policy but also policies about major events, social media usage, demonstrations, and distinguishing personal from university communications. If you're at a public university, Andrew Morse's The First Amendment and the Inclusive Campus (2018) provides practical guidance.

Who must be involved in resolving this situation? Make a list of people directly involved in the conflict and others able to contextualize it as well as those who, according to policy, must be notified or otherwise involved. Even if it isn't required, consider including your dean; they may have good advice and will appreciate getting a heads-up about a situation.

After you've discerned what principles, policies, law, and people have a part in the academic freedom issue before you, you'll sense what additional information you need and what next steps to take. Here are some other points to keep in mind.

The next step might be to do nothing. For example, you might receive a complaint about a professor's post on a private social media account. The post is almost certainly protected speech; the follow-up may be only reminding others—whether the complainant or other administrators who want to open an investigation—that academic freedom principles protect objectionable speech.

Be kind, fair, transparent, and expeditious. As you've heard only one side, ask questions that convey receptiveness to hearing other accounts. Show consideration for someone who is likely angry and anxious about being questioned. When a student brings a concern about a professor, the student should be encouraged to meet with the professor to see if the concern can be resolved in a conversation. This both empowers the student and avoids making a faculty member feel that they are under suspicion. If an investigation is warranted, assure all parties that, as much as is in your power, investigations will be expeditious and transparent.

Badly handled investigations undermine teaching. The texts and topics that are most likely to generate student complaints are those about race, sex, and gender—the very topics that may be most important for students to study. I've heard from faculty who, upon being, in their view, unfairly investigated, responded by dropping challenging texts and topics from their syllabi. This is a tragic outcome. If colleges are to educate students about our country's most vexed and contentious issues, we must distinguish student discomfort from student safety.

Be transparent but wary. When I've spoken to those involved in headline-generating campus controversies, not one of them thought at first that they were dealing with anything other than a local kerfuffle. To reduce misunderstandings, have meetings in person, and avoid email communications that could be weaponized if leaked to parties or news venues determined to (mis)use your words to make a particular point. If you use email, treat it as a communication that could be read by anyone on campus, The Chronicle of Higher Education subscribers, and the state legislature's education committees.

Foster a departmental culture that supports academic freedom and open inquiry. In 2013, a Florida Atlantic University professor asked students to “stomp” on a paper with “Jesus” written on it (Jaschik 2013). Were this professor's classroom choices protected by academic freedom? Yes. Wise pedagogy? No. You can foster a departmental culture that emphasizes robust classroom discussions of contentious topics and honors academic freedom norms by organizing workshops drawing on center for teaching and learning resources and tabletop exercises from the Council of Independent Colleges' report Campus Free Expression: A New Roadmap for Faculty (Academic Leaders Task Force on Campus Free Expression 2024). Erwin Chemerinsky and Howard Gillman's Free Speech on Campus (2017) offers additional practical suggestions for fostering an inclusive culture of open inquiry.

Because department chairs serve as intermediaries between faculty and more senior administrators, between faculty peers, and between students and their professors, they are often the first responders to an academic freedom controversy. Most academic freedom questions don't make national headlines, and very often that is because a chair makes the right call. Sticking to a playbook can help you navigate academic freedom issues and controversies.

This article is based on a workshop at the 81st annual meeting of the American Conference of Academic Deans, February 19–21, 2025, Phoenix, Arizona.

Jacqueline Pfeffer Merrill is senior director of the Civic Learning and Free Expression Projects at the Council of Independent Colleges. Email: [email protected]

学术自由:椅子的路线图
2025年初,美国海军学院历史系系主任辞职,因为学院院长要求他撤销接受一篇将在海军历史研讨会上发表的论文(Quinn 2025)。人们普遍认为,校长的要求是屈从于国防部长皮特·海格塞斯(Pete Hegseth)的优先考虑;系主任拒绝服从。主席的原则立场成为全国的头条新闻。2022年,哈姆林大学(Hamline University)的艺术系系主任最初支持一名教师设置课程的学术自由,因为一名学生抱怨一名艺术教师展示了一幅先知穆罕默德(prophet Mohammed)的画,尽管她确实建议该教师为无意的冒犯道歉(美国大学教授协会2023年)。在高层管理人员要求解决投诉的压力下,系主任撤销了她声明的续签教员合同的意图。这一举动被广泛解读为对这名教师的惩罚,并引发了全国性的争议,最终导致该校校长辞职,并损害了该校的声誉。正如这两个故事所说明的那样,在学术自由争议中,系主任可以做出关键的决定。无论是学生举报教授在课堂上发表了自己认为有害的言论,还是教师在社交媒体上发表的煽动性帖子引起了州议员的注意,还是高层管理人员的指令违反了学术自由原则,许多政策都是在系主任层面实施的,冲突也首先在系主任层面得到裁决。主席的行动可以解决学术自由争议,也可以使其失控。作为一个校园言论自由和学术自由项目的负责人,我一直关注学术自由争议,并与相关人士交谈。我近距离地看到,当涉及到学术自由时,系主任往往处于困境。作为主席,在没有明确答案的情况下,你必须坚持自己制定的制度政策。如果您挑战高级管理员,您的部门可能会失去由这些管理员控制的资源。你还负责维持一个自由探究和讨论的部门文化。新主席很少接受管理这些职责的培训或支持。为了帮助填补这一空白,这里有一个剧本,为你的下一个学术自由争议。尽管这些争议可能会在短短几天或几个月内发生,但它们有三个关键阶段:您收到最初的投诉或查询;为你的回应奠定基础;以及投诉的解决,无论是在部门层面还是更高层面。你对这些挑战的最初反应应该是冷静和自信的。你的回复要遵循这两条信息:你认真对待对方和他们的担忧,你不能当场承诺任何特定的解决方案。“告诉我更多”或“这听起来很重要,所以我要做笔记”传达出你正在认真关注对方和他们所关心的问题。“我需要听听每个人的意见”和“我要问问其他人的看法”会让你在听到其他方面的说法之前就做出承诺。如果最初的抱怨是通过电子邮件发出的,不要急于回复,而是邀请他们与你交谈,通过电话或亲自交谈。在谈话结束时,再次表明你认真对待这件事,表明投诉人下次可能会收到你的消息:“我应该很快就能和别人谈谈了;周四之前,我会让你知道我的下一步计划,或者至少给你一个更新的时间框架。”谈话另一端的人可能会向你施压,要求你采取行动,所以要做好抵抗的准备:“这件事很重要,所以我需要时间和每个人商量,确保我们考虑到了方方面面。”一旦你听完了抱怨者的话,退后一步,问三个问题。涉及到什么原则?主席不需要是学术自由原则方面的专家,但现在一些背景阅读可以让你对最近的辩论有更深入的了解。斯坦利·费什的《学术自由的版本》(2014)是这些主题的简短入门;基思·惠廷顿的《你不能教这个》(2024)讨论了公立大学课堂上的教师学术自由。汉克·赖克曼最新更新的《理解学术自由》(2025)探讨了在多种背景下学术自由面临的挑战。是什么制度政策和法律规定了这种情况?主席是大学的官员,他们必须牢记保护学术自由的法律和大学政策。主席不仅应该避免与法律和政策发生冲突,而且政策可以帮助确保决策背后是政策,而不是主席的反复无常。 留出一两个小时的时间来查找和阅读学校的政策:不仅是教师手册、学术自由政策,还有关于重大事件、社交媒体使用、示威以及区分个人与大学交流的政策。如果你在一所公立大学,安德鲁·莫尔斯的《第一修正案和包容性校园》(2018)提供了实用的指导。谁必须参与解决这个问题?列出直接参与冲突的人员和其他能够将其置于背景下的人员,以及根据政策必须通知或以其他方式参与的人员。即使没有要求,也要考虑包括你的院长;他们可能会有很好的建议,并且会很感激你的提醒。在你明白了学术自由问题中涉及的原则、政策、法律和人员之后,你就会意识到你还需要哪些额外的信息,以及下一步该采取什么措施。这里还有一些需要记住的要点。下一步可能是什么都不做。例如,你可能会收到关于教授在私人社交媒体账户上发布的帖子的投诉。这篇文章几乎肯定是受保护的言论;后续行动可能只是提醒其他人——无论是原告还是其他想要展开调查的管理者——学术自由原则保护令人反感的言论。善良、公平、透明、迅速。既然你只听到了一方的说法,那就问一些能让你接受其他说法的问题。体谅那些可能因为被询问而生气和焦虑的人。当学生提出对教授的担忧时,应该鼓励学生与教授见面,看看是否可以在谈话中解决问题。这既赋予了学生权力,又避免了让教师感到自己受到怀疑。如果需要进行调查,请向所有各方保证,在你的权力范围内,调查将是迅速和透明的。处理不当的调查破坏了教学。最有可能引起学生抱怨的文本和主题是那些关于种族、性别和性别的主题,而这些主题对学生来说可能是最重要的。我从一些教师那里听说,在他们看来,受到不公平的调查后,他们的回应是从教学大纲中删除具有挑战性的文本和主题。这是一个悲剧性的结果。如果大学要教育学生了解我们国家最棘手和最有争议的问题,我们必须区分学生的不适和学生的安全。要透明,但要谨慎。当我与那些卷入校园争议的人交谈时,他们中没有一个人一开始认为他们正在处理的只是一场当地的混乱。为了减少误解,要亲自开会,避免电子邮件交流,因为如果电子邮件被泄露给那些决定(错误地)使用你的话来表达某个特定观点的政党或新闻机构,电子邮件可能会成为武器。如果你使用电子邮件,把它当作一种可以被校园里的任何人、《高等教育纪事报》的订阅者和州立法机构的教育委员会阅读的交流方式。培养支持学术自由和公开探究的院系文化。2013年,佛罗里达大西洋大学的一位教授要求学生“跺”一张写着“耶稣”的纸(Jaschik 2013)。这位教授的课堂选择是否受到学术自由的保护?是。明智的教育学?否。你可以通过组织研讨会,利用独立学院委员会的报告《校园自由表达:教师的新路线图》(学术领袖校园自由表达工作组2024)中的教学和学习资源中心和桌面练习,培养一种强调有争议话题的课堂讨论和尊重学术自由规范的部门文化。Erwin Chemerinsky和Howard Gillman的《校园言论自由》(2017)为培养开放探究的包容性文化提供了额外的实用建议。因为系主任是教员和更高级的管理人员之间、教员同事之间、学生和教授之间的中间人,他们往往是学术自由争议的第一反应者。大多数学术自由问题不会成为全国性的头条新闻,这通常是因为主席做出了正确的决定。按照剧本行事可以帮助你应对学术自由问题和争议。本文基于第81届美国学术院长会议的研讨会,该会议于2025年2月19日至21日在亚利桑那州凤凰城举行。杰奎琳·普费弗·梅里尔(Jacqueline Pfeffer Merrill)是独立学院委员会公民学习和自由表达项目的高级主管。邮箱:[Email protected]
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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