Han Chen , Stephen Good , Kelly Caylor , Richard P. Fiorella , Lixin Wang
{"title":"A hybrid Penman-Monteith and machine learning model for simulating evapotranspiration and its components","authors":"Han Chen , Stephen Good , Kelly Caylor , Richard P. Fiorella , Lixin Wang","doi":"10.1016/j.jhydrol.2026.134985","DOIUrl":null,"url":null,"abstract":"<div><div>Integrating physical processes with machine learning has advanced evapotranspiration (<em>ET</em>) simulation, yet most hybrid models fail to partition total <em>ET</em> into its components: soil evaporation (<em>E</em>) and vegetation transpiration (<em>T</em>). This study introduces Residual Neural Network–Penman–Monteith (RNN-PM), a novel hybrid dual-source <em>ET</em> model designed to overcome this limitation. The model synergizes the physically-based Penman–Monteith framework with three specialized residual neural networks trained to estimate key conductance parameters (canopy conductance, soil surface conductance, and aerodynamic conductance). This explicit parameterization allows for the direct partitioning of total <em>ET</em>. Validation at National Ecological Observatory Network (NEON) flux sites using high-frequency partitioned <em>E</em> and <em>T</em> shows that RNN-PM reliably reproduces <em>ET</em> and the transpiration fraction (<em>T/ET</em>). For <em>ET</em>, the model achieves an average Kling–Gupta efficiency (KGE) of 0.89 and a root-mean-square error (RMSE) of 0.55 mm/day; for <em>T/ET</em>, the KGE is 0.87 with an RMSE of 0.06. Furthermore, RNN-PM demonstrates robust generalization, accurately simulating <em>ET</em> and its components well beyond the initial training dataset, even under extreme climatic conditions. This study extended the analysis by comparing the RNN-PM model with seven established dual-source <em>ET</em> models. The results indicate that RNN-PM outperforms both conventional machine learning models and purely physical process-based models in simulating <em>ET</em> components in most cases. Among the purely physical process-based dual-source models, those based on surface temperature decomposition showed improved performance as the leaf area index (<em>LAI</em>) decreased when evaluated against high-frequency <em>ET</em> component datasets. In contrast, the performance of conductance-based dual-source models declined with decreasing <em>LAI</em>. Although purely machine learning-based models can produce relatively accurate simulations of <em>ET</em> components, they often exhibit limited generalization capability, an issue that the RNN-PM model effectively overcomes. Ultimately, the RNN-PM model represents a significant advance in simulating <em>ET</em> components, offering a novel and scalable approach for improving the representation of land–atmosphere interactions in Earth system models.</div></div>","PeriodicalId":362,"journal":{"name":"Journal of Hydrology","volume":"668 ","pages":"Article 134985"},"PeriodicalIF":7.3000,"publicationDate":"2026-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Hydrology","FirstCategoryId":"89","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S002216942600082X","RegionNum":1,"RegionCategory":"地球科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2026/1/21 0:00:00","PubModel":"Epub","JCR":"Q1","JCRName":"ENGINEERING, CIVIL","Score":null,"Total":0}
引用次数: 0
Abstract
Integrating physical processes with machine learning has advanced evapotranspiration (ET) simulation, yet most hybrid models fail to partition total ET into its components: soil evaporation (E) and vegetation transpiration (T). This study introduces Residual Neural Network–Penman–Monteith (RNN-PM), a novel hybrid dual-source ET model designed to overcome this limitation. The model synergizes the physically-based Penman–Monteith framework with three specialized residual neural networks trained to estimate key conductance parameters (canopy conductance, soil surface conductance, and aerodynamic conductance). This explicit parameterization allows for the direct partitioning of total ET. Validation at National Ecological Observatory Network (NEON) flux sites using high-frequency partitioned E and T shows that RNN-PM reliably reproduces ET and the transpiration fraction (T/ET). For ET, the model achieves an average Kling–Gupta efficiency (KGE) of 0.89 and a root-mean-square error (RMSE) of 0.55 mm/day; for T/ET, the KGE is 0.87 with an RMSE of 0.06. Furthermore, RNN-PM demonstrates robust generalization, accurately simulating ET and its components well beyond the initial training dataset, even under extreme climatic conditions. This study extended the analysis by comparing the RNN-PM model with seven established dual-source ET models. The results indicate that RNN-PM outperforms both conventional machine learning models and purely physical process-based models in simulating ET components in most cases. Among the purely physical process-based dual-source models, those based on surface temperature decomposition showed improved performance as the leaf area index (LAI) decreased when evaluated against high-frequency ET component datasets. In contrast, the performance of conductance-based dual-source models declined with decreasing LAI. Although purely machine learning-based models can produce relatively accurate simulations of ET components, they often exhibit limited generalization capability, an issue that the RNN-PM model effectively overcomes. Ultimately, the RNN-PM model represents a significant advance in simulating ET components, offering a novel and scalable approach for improving the representation of land–atmosphere interactions in Earth system models.
期刊介绍:
The Journal of Hydrology publishes original research papers and comprehensive reviews in all the subfields of the hydrological sciences including water based management and policy issues that impact on economics and society. These comprise, but are not limited to the physical, chemical, biogeochemical, stochastic and systems aspects of surface and groundwater hydrology, hydrometeorology and hydrogeology. Relevant topics incorporating the insights and methodologies of disciplines such as climatology, water resource systems, hydraulics, agrohydrology, geomorphology, soil science, instrumentation and remote sensing, civil and environmental engineering are included. Social science perspectives on hydrological problems such as resource and ecological economics, environmental sociology, psychology and behavioural science, management and policy analysis are also invited. Multi-and interdisciplinary analyses of hydrological problems are within scope. The science published in the Journal of Hydrology is relevant to catchment scales rather than exclusively to a local scale or site.