Interpretable fault diagnosis for variable-speed machinery via adaptive ridge extraction and causal learning

IF 6.6 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS
ISA transactions Pub Date : 2026-01-01 Epub Date: 2025-11-19 DOI:10.1016/j.isatra.2025.11.032
Xuanshi Chen, Manyi Wang, Meijun Wang, Yilin Jiang
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引用次数: 0

Abstract

In most industrial processes, rotating machinery often operates under time-varying speed conditions, making it difficult to extract fault-related features using conventional diagnostic techniques. To address this challenge, a novel diagnostic framework is developed that integrates high-resolution time-frequency analysis with interpretable causal learning. First, a synchrosqueezed continuous wavelet transform (SSQ-CWT) is employed to generate a clean time-frequency representation, upon which a specialized Adaptive Rotational Frequency Ridge Extraction (ARFRE) algorithm operates to accurately estimate the instantaneous speed without a tachometer. Subsequently, features extracted from the resulting order spectrum are screened by a Causal Forest to identify a subset with true causal impact on the fault state. Finally, an interpretable decision tree is constructed using this causally validated feature set. The framework was comprehensively validated on two public benchmarks (SQV, Ottawa) and a proprietary industrial dataset. The results demonstrate superior diagnostic performance, achieving accuracies of 98.49 %, 100.00 %, and 97.44 % respectively, and consistently outperforming baseline methods. This work presents a robust, interpretable, and tachometer-free solution for fault diagnosis in variable-speed machinery, with significant potential for practical industrial application.
基于自适应脊提取和因果学习的变速机械可解释故障诊断。
在大多数工业过程中,旋转机械经常在时变转速条件下运行,这使得使用传统的诊断技术很难提取与故障相关的特征。为了应对这一挑战,开发了一种新的诊断框架,该框架将高分辨率时频分析与可解释的因果学习相结合。首先,采用同步压缩连续小波变换(SSQ-CWT)生成清晰的时频表示,在此基础上,采用专门的自适应旋转频率脊提取(ARFRE)算法在不使用转速计的情况下准确估计瞬时速度。随后,从结果阶谱中提取的特征通过因果森林进行筛选,以识别对故障状态具有真正因果影响的子集。最后,利用这个因果验证的特征集构造了一个可解释的决策树。该框架在两个公共基准(SQV,渥太华)和一个专有的工业数据集上进行了全面验证。结果显示出优越的诊断性能,分别达到98.49 %,100.00 %和97.44 %的准确率,并始终优于基线方法。这项工作提出了一个强大的、可解释的、无转速表的解决方案,用于变速机械的故障诊断,具有实际工业应用的巨大潜力。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
ISA transactions
ISA transactions 工程技术-工程:综合
CiteScore
11.70
自引率
12.30%
发文量
824
审稿时长
4.4 months
期刊介绍: ISA Transactions serves as a platform for showcasing advancements in measurement and automation, catering to both industrial practitioners and applied researchers. It covers a wide array of topics within measurement, including sensors, signal processing, data analysis, and fault detection, supported by techniques such as artificial intelligence and communication systems. Automation topics encompass control strategies, modelling, system reliability, and maintenance, alongside optimization and human-machine interaction. The journal targets research and development professionals in control systems, process instrumentation, and automation from academia and industry.
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