Ke Yan , Jian Bi , Hua Wang , Yuan Gao , Afshin Afshari
{"title":"A stable, reliable and interpretable diffusion model for HVAC FDD with data unavailability","authors":"Ke Yan , Jian Bi , Hua Wang , Yuan Gao , Afshin Afshari","doi":"10.1016/j.apenergy.2025.126774","DOIUrl":null,"url":null,"abstract":"<div><div>Data-driven fault detection and diagnosis (FDD) methods are emerging and attractive techniques for smart energy management in buildings, including the energy management in heating, ventilation, and air conditioning (HVAC) sub-systems. However, the real-world deployment of FDD in HVAC is hindered by data unavailability scenarios. In the past few years, various data augmentation methods, such as the generative adversarial network (GAN), have been proposed to address the abovementioned problem. However, these data augmentation methods suffer from stability, reliability, and interpretability issues. This paper proposes an interpretable ensemble learning-based diffusion model (IELDM) for HVAC systems, generating stable, reliable synthetic datasets to address the data unavailability issue. A split-gain-based method is introduced in IELDM to enhance the interpretability of the overall machine learning framework. Experimental results show that IELDM stably boosts FDD accuracy under extremely limited fault data, with improvements of up to 11.2 %, 13.2 %, and 12.08 % across three HVAC systems, clearly outperforming current state-of-the-art methods. By systematically overcoming the challenges of instability, unreliability, and lack of interpretability in current generative models, this work offers a robust solution to close the application gap of HVAC FDD in practical building energy systems.</div></div>","PeriodicalId":246,"journal":{"name":"Applied Energy","volume":"401 ","pages":"Article 126774"},"PeriodicalIF":11.0000,"publicationDate":"2025-09-24","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Applied Energy","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0306261925015041","RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENERGY & FUELS","Score":null,"Total":0}
引用次数: 0
Abstract
Data-driven fault detection and diagnosis (FDD) methods are emerging and attractive techniques for smart energy management in buildings, including the energy management in heating, ventilation, and air conditioning (HVAC) sub-systems. However, the real-world deployment of FDD in HVAC is hindered by data unavailability scenarios. In the past few years, various data augmentation methods, such as the generative adversarial network (GAN), have been proposed to address the abovementioned problem. However, these data augmentation methods suffer from stability, reliability, and interpretability issues. This paper proposes an interpretable ensemble learning-based diffusion model (IELDM) for HVAC systems, generating stable, reliable synthetic datasets to address the data unavailability issue. A split-gain-based method is introduced in IELDM to enhance the interpretability of the overall machine learning framework. Experimental results show that IELDM stably boosts FDD accuracy under extremely limited fault data, with improvements of up to 11.2 %, 13.2 %, and 12.08 % across three HVAC systems, clearly outperforming current state-of-the-art methods. By systematically overcoming the challenges of instability, unreliability, and lack of interpretability in current generative models, this work offers a robust solution to close the application gap of HVAC FDD in practical building energy systems.
期刊介绍:
Applied Energy serves as a platform for sharing innovations, research, development, and demonstrations in energy conversion, conservation, and sustainable energy systems. The journal covers topics such as optimal energy resource use, environmental pollutant mitigation, and energy process analysis. It welcomes original papers, review articles, technical notes, and letters to the editor. Authors are encouraged to submit manuscripts that bridge the gap between research, development, and implementation. The journal addresses a wide spectrum of topics, including fossil and renewable energy technologies, energy economics, and environmental impacts. Applied Energy also explores modeling and forecasting, conservation strategies, and the social and economic implications of energy policies, including climate change mitigation. It is complemented by the open-access journal Advances in Applied Energy.