Xiuxiu Ma;Abla Kammoun;Mohamed-Slim Alouini;Tareq Y. Al-Naffouri
{"title":"Performance Analysis of Joint Antenna Selection and Precoding Methods in Multi-User Massive MISO","authors":"Xiuxiu Ma;Abla Kammoun;Mohamed-Slim Alouini;Tareq Y. Al-Naffouri","doi":"10.1109/TIT.2025.3602119","DOIUrl":null,"url":null,"abstract":"This paper presents a performance analysis of two distinct techniques for antenna selection and precoding in downlink multi-user massive multiple-input single-output systems with limited dynamic range power amplifiers. Both techniques are derived from the original formulation of the regularized-zero forcing precoder, designed as the solution to minimizing a regularized distortion. Based on this, the first technique, called the <inline-formula> <tex-math>$\\ell _{1}$ </tex-math></inline-formula>-norm precoder, adopts an <inline-formula> <tex-math>$\\ell _{1}$ </tex-math></inline-formula>-norm regularization term to encourage sparse solutions, thereby enabling antenna selection. The second technique, termed the thresholded <inline-formula> <tex-math>$\\ell _{1}$ </tex-math></inline-formula>-norm precoder, involves post-processing the precoder solution obtained from the first method by applying an entry-wise thresholding operation. This work conducts a precise performance analysis to compare these two techniques. The analysis leverages the Gaussian min-max theorem which is effective for examining the asymptotic behavior of optimization problems without explicit solutions. While the analysis of the <inline-formula> <tex-math>$\\ell _{1}$ </tex-math></inline-formula>-norm precoder follows from the conventional convex Gaussian min-max theorem framework, understanding the thresholded <inline-formula> <tex-math>$\\ell _{1}$ </tex-math></inline-formula>-norm precoder is more complex due to the non-linear behavior introduced by the thresholding operation. To address this complexity, we develop a novel Gaussian min-max theorem tailored to these scenarios. We provide precise asymptotic behavior analysis of the precoders, focusing on metrics such as received signal-to-noise and distortion ratio and bit error rate. Our analysis demonstrates that the thresholded <inline-formula> <tex-math>$\\ell _{1}$ </tex-math></inline-formula>-norm precoder can offer superior performance when the threshold parameter is carefully selected. Simulations confirm that the asymptotic results are accurate for systems equipped with hundreds of antennas at the base station, serving dozens of user terminals.","PeriodicalId":13494,"journal":{"name":"IEEE Transactions on Information Theory","volume":"71 10","pages":"8099-8148"},"PeriodicalIF":2.9000,"publicationDate":"2025-08-25","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Transactions on Information Theory","FirstCategoryId":"94","ListUrlMain":"https://ieeexplore.ieee.org/document/11137408/","RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"COMPUTER SCIENCE, INFORMATION SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
This paper presents a performance analysis of two distinct techniques for antenna selection and precoding in downlink multi-user massive multiple-input single-output systems with limited dynamic range power amplifiers. Both techniques are derived from the original formulation of the regularized-zero forcing precoder, designed as the solution to minimizing a regularized distortion. Based on this, the first technique, called the $\ell _{1}$ -norm precoder, adopts an $\ell _{1}$ -norm regularization term to encourage sparse solutions, thereby enabling antenna selection. The second technique, termed the thresholded $\ell _{1}$ -norm precoder, involves post-processing the precoder solution obtained from the first method by applying an entry-wise thresholding operation. This work conducts a precise performance analysis to compare these two techniques. The analysis leverages the Gaussian min-max theorem which is effective for examining the asymptotic behavior of optimization problems without explicit solutions. While the analysis of the $\ell _{1}$ -norm precoder follows from the conventional convex Gaussian min-max theorem framework, understanding the thresholded $\ell _{1}$ -norm precoder is more complex due to the non-linear behavior introduced by the thresholding operation. To address this complexity, we develop a novel Gaussian min-max theorem tailored to these scenarios. We provide precise asymptotic behavior analysis of the precoders, focusing on metrics such as received signal-to-noise and distortion ratio and bit error rate. Our analysis demonstrates that the thresholded $\ell _{1}$ -norm precoder can offer superior performance when the threshold parameter is carefully selected. Simulations confirm that the asymptotic results are accurate for systems equipped with hundreds of antennas at the base station, serving dozens of user terminals.
本文对具有有限动态范围功率放大器的下行多用户大规模多输入单输出系统中的天线选择和预编码两种不同的技术进行了性能分析。这两种技术都源于正则化零强制预编码器的原始公式,设计为最小化正则化失真的解决方案。基于此,第一种技术,称为$\ well _{1}$范数预编码器,采用$\ well _{1}$范数正则化项来鼓励稀疏解,从而实现天线选择。第二种技术,称为阈值化的$\ well _{1}$ -norm预编码器,涉及到通过应用入口式阈值操作对从第一种方法获得的预编码器解进行后处理。这项工作进行了精确的性能分析来比较这两种技术。该分析利用高斯最小-最大定理,该定理对于检查无显式解的优化问题的渐近行为是有效的。虽然对$\ well _{1}$ -范数预编码器的分析遵循传统的凸高斯最小-极大定理框架,但由于阈值操作引入的非线性行为,理解有阈值的$\ well _{1}$ -范数预编码器更为复杂。为了解决这种复杂性,我们针对这些场景开发了一个新的高斯最小-最大定理。我们提供了精确的渐近行为分析的预编码器,重点指标,如接收信噪比和失真率和误码率。我们的分析表明,当仔细选择阈值参数时,阈值$\ well _{1}$ -norm预编码器可以提供更好的性能。仿真结果表明,对于配备了数百个天线的基站,服务于数十个用户终端的系统,渐近结果是准确的。
期刊介绍:
The IEEE Transactions on Information Theory is a journal that publishes theoretical and experimental papers concerned with the transmission, processing, and utilization of information. The boundaries of acceptable subject matter are intentionally not sharply delimited. Rather, it is hoped that as the focus of research activity changes, a flexible policy will permit this Transactions to follow suit. Current appropriate topics are best reflected by recent Tables of Contents; they are summarized in the titles of editorial areas that appear on the inside front cover.