Robust state-of-charge estimation for LiFePO₄ Lithium-ion batteries with pronounced voltage plateau regions

IF 11 1区 工程技术 Q1 ENERGY & FUELS
Kaixuan Zhang , Cheng Chen , Lixin Er , Weixiang Shen , Rui Xiong
{"title":"Robust state-of-charge estimation for LiFePO₄ Lithium-ion batteries with pronounced voltage plateau regions","authors":"Kaixuan Zhang ,&nbsp;Cheng Chen ,&nbsp;Lixin Er ,&nbsp;Weixiang Shen ,&nbsp;Rui Xiong","doi":"10.1016/j.apenergy.2025.126755","DOIUrl":null,"url":null,"abstract":"<div><div>Accurate state of charge (SOC) estimation is critical for the safe and efficient operation of electric vehicles and energy storage systems. To address the challenges of reduced observability and noise sensitivity in voltage plateau regions of lithium iron phosphate (LiFePO<sub>4</sub> or LFP) batteries, this study proposes an adaptive robust extended Kalman filter (AREKF) with a dual-error collaborative mechanism for SOC estimation. First, the convergence condition, based on the identified open-circuit voltage (OCV) and estimated SOC, controls the activation and deactivation of SOC correction. Furthermore, by transforming the unmeasurable SOC condition into a measurable voltage condition based on state prediction and feedback errors, the correction window is expanded in the presence of SOC errors. Next, the error covariance of AREKF is adaptively updated by comparing the deviation between the calculated and theoretical voltage residual covariance, accelerating the convergence speed. Meanwhile, sliding window averaging and upper bounds on the error covariance are employed to enhance robustness. Finally, experimental validation demonstrates that the proposed method effectively suppresses measurement noise under dynamic conditions, exhibiting enhanced robustness in SOC estimation, particularly in the voltage plateau regions. Under multi-temperature, multi-noise, and disturbance testing, the steady-state estimation error remains within ±2 %, confirming the reliability of the proposed method for SOC estimation of LFP batteries.</div></div>","PeriodicalId":246,"journal":{"name":"Applied Energy","volume":"401 ","pages":"Article 126755"},"PeriodicalIF":11.0000,"publicationDate":"2025-09-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Applied Energy","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0306261925014850","RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENERGY & FUELS","Score":null,"Total":0}
引用次数: 0

Abstract

Accurate state of charge (SOC) estimation is critical for the safe and efficient operation of electric vehicles and energy storage systems. To address the challenges of reduced observability and noise sensitivity in voltage plateau regions of lithium iron phosphate (LiFePO4 or LFP) batteries, this study proposes an adaptive robust extended Kalman filter (AREKF) with a dual-error collaborative mechanism for SOC estimation. First, the convergence condition, based on the identified open-circuit voltage (OCV) and estimated SOC, controls the activation and deactivation of SOC correction. Furthermore, by transforming the unmeasurable SOC condition into a measurable voltage condition based on state prediction and feedback errors, the correction window is expanded in the presence of SOC errors. Next, the error covariance of AREKF is adaptively updated by comparing the deviation between the calculated and theoretical voltage residual covariance, accelerating the convergence speed. Meanwhile, sliding window averaging and upper bounds on the error covariance are employed to enhance robustness. Finally, experimental validation demonstrates that the proposed method effectively suppresses measurement noise under dynamic conditions, exhibiting enhanced robustness in SOC estimation, particularly in the voltage plateau regions. Under multi-temperature, multi-noise, and disturbance testing, the steady-state estimation error remains within ±2 %, confirming the reliability of the proposed method for SOC estimation of LFP batteries.
具有明显电压平台区的LiFePO₄锂离子电池的鲁棒充电状态估计
准确的荷电状态(SOC)估算对于电动汽车和储能系统的安全高效运行至关重要。为了解决磷酸铁锂(LiFePO4或LFP)电池电压平台区可观测性和噪声敏感性降低的挑战,本研究提出了一种具有双误差协同机制的自适应鲁棒扩展卡尔曼滤波器(AREKF)用于SOC估计。首先,收敛条件基于识别的开路电压(OCV)和估计的SOC,控制SOC校正的激活和去激活。此外,通过将不可测量的荷电状态转换为基于状态预测和反馈误差的可测量电压状态,扩大了存在荷电误差时的校正窗口。其次,通过比较计算电压残差协方差与理论电压残差协方差的偏差,自适应更新AREKF的误差协方差,加快收敛速度;同时,采用滑动窗口平均和误差协方差上界来增强鲁棒性。最后,实验验证表明,该方法有效抑制了动态条件下的测量噪声,增强了SOC估计的鲁棒性,特别是在电压平台区域。在多温度、多噪声和干扰条件下,稳态估计误差保持在±2%以内,验证了所提方法对LFP电池荷电状态估计的可靠性。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
求助全文
约1分钟内获得全文 求助全文
来源期刊
Applied Energy
Applied Energy 工程技术-工程:化工
CiteScore
21.20
自引率
10.70%
发文量
1830
审稿时长
41 days
期刊介绍: Applied Energy serves as a platform for sharing innovations, research, development, and demonstrations in energy conversion, conservation, and sustainable energy systems. The journal covers topics such as optimal energy resource use, environmental pollutant mitigation, and energy process analysis. It welcomes original papers, review articles, technical notes, and letters to the editor. Authors are encouraged to submit manuscripts that bridge the gap between research, development, and implementation. The journal addresses a wide spectrum of topics, including fossil and renewable energy technologies, energy economics, and environmental impacts. Applied Energy also explores modeling and forecasting, conservation strategies, and the social and economic implications of energy policies, including climate change mitigation. It is complemented by the open-access journal Advances in Applied Energy.
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
确定
请完成安全验证×
copy
已复制链接
快去分享给好友吧!
我知道了
右上角分享
点击右上角分享
0
联系我们:info@booksci.cn Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。 Copyright © 2023 布克学术 All rights reserved.
京ICP备2023020795号-1
ghs 京公网安备 11010802042870号
Book学术文献互助
Book学术文献互助群
群 号:604180095
Book学术官方微信