{"title":"Robust state-of-charge estimation for LiFePO₄ Lithium-ion batteries with pronounced voltage plateau regions","authors":"Kaixuan Zhang , Cheng Chen , Lixin Er , Weixiang Shen , Rui Xiong","doi":"10.1016/j.apenergy.2025.126755","DOIUrl":null,"url":null,"abstract":"<div><div>Accurate state of charge (SOC) estimation is critical for the safe and efficient operation of electric vehicles and energy storage systems. To address the challenges of reduced observability and noise sensitivity in voltage plateau regions of lithium iron phosphate (LiFePO<sub>4</sub> or LFP) batteries, this study proposes an adaptive robust extended Kalman filter (AREKF) with a dual-error collaborative mechanism for SOC estimation. First, the convergence condition, based on the identified open-circuit voltage (OCV) and estimated SOC, controls the activation and deactivation of SOC correction. Furthermore, by transforming the unmeasurable SOC condition into a measurable voltage condition based on state prediction and feedback errors, the correction window is expanded in the presence of SOC errors. Next, the error covariance of AREKF is adaptively updated by comparing the deviation between the calculated and theoretical voltage residual covariance, accelerating the convergence speed. Meanwhile, sliding window averaging and upper bounds on the error covariance are employed to enhance robustness. Finally, experimental validation demonstrates that the proposed method effectively suppresses measurement noise under dynamic conditions, exhibiting enhanced robustness in SOC estimation, particularly in the voltage plateau regions. Under multi-temperature, multi-noise, and disturbance testing, the steady-state estimation error remains within ±2 %, confirming the reliability of the proposed method for SOC estimation of LFP batteries.</div></div>","PeriodicalId":246,"journal":{"name":"Applied Energy","volume":"401 ","pages":"Article 126755"},"PeriodicalIF":11.0000,"publicationDate":"2025-09-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Applied Energy","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0306261925014850","RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENERGY & FUELS","Score":null,"Total":0}
引用次数: 0
Abstract
Accurate state of charge (SOC) estimation is critical for the safe and efficient operation of electric vehicles and energy storage systems. To address the challenges of reduced observability and noise sensitivity in voltage plateau regions of lithium iron phosphate (LiFePO4 or LFP) batteries, this study proposes an adaptive robust extended Kalman filter (AREKF) with a dual-error collaborative mechanism for SOC estimation. First, the convergence condition, based on the identified open-circuit voltage (OCV) and estimated SOC, controls the activation and deactivation of SOC correction. Furthermore, by transforming the unmeasurable SOC condition into a measurable voltage condition based on state prediction and feedback errors, the correction window is expanded in the presence of SOC errors. Next, the error covariance of AREKF is adaptively updated by comparing the deviation between the calculated and theoretical voltage residual covariance, accelerating the convergence speed. Meanwhile, sliding window averaging and upper bounds on the error covariance are employed to enhance robustness. Finally, experimental validation demonstrates that the proposed method effectively suppresses measurement noise under dynamic conditions, exhibiting enhanced robustness in SOC estimation, particularly in the voltage plateau regions. Under multi-temperature, multi-noise, and disturbance testing, the steady-state estimation error remains within ±2 %, confirming the reliability of the proposed method for SOC estimation of LFP batteries.
期刊介绍:
Applied Energy serves as a platform for sharing innovations, research, development, and demonstrations in energy conversion, conservation, and sustainable energy systems. The journal covers topics such as optimal energy resource use, environmental pollutant mitigation, and energy process analysis. It welcomes original papers, review articles, technical notes, and letters to the editor. Authors are encouraged to submit manuscripts that bridge the gap between research, development, and implementation. The journal addresses a wide spectrum of topics, including fossil and renewable energy technologies, energy economics, and environmental impacts. Applied Energy also explores modeling and forecasting, conservation strategies, and the social and economic implications of energy policies, including climate change mitigation. It is complemented by the open-access journal Advances in Applied Energy.