The Aesthetics of Democratic Power: Sensibility, Normativity, and the Sublime

IF 1.2 Q3 POLITICAL SCIENCE
Stephen K. White
{"title":"The Aesthetics of Democratic Power: Sensibility, Normativity, and the Sublime","authors":"Stephen K. White","doi":"10.1111/1467-8675.12806","DOIUrl":null,"url":null,"abstract":"<p>Many today believe that our aesthetic-affective sensibility can enliven our thinking and thus enhance our capacity to perceive how existing attitudes, practices, and institutions may be undermining the imagination of a better political world.1 However, when we ponder such an admirable role for our sensibility, this also tends to reawaken a venerable concern in political theory: in according a substantial a role to affect and imagination, we may be undermining the role of normative reason and thereby implicitly legitimating dangerous forms of collective power. In Western history, this concern has taken a multitude of forms from the 16th century until today. In the period of the English Civil War, the more radically democratic revolutionaries came to be excoriated for embracing a dangerous “enthusiasm,” whereby religious belief, instead of providing restraint, was fused with vivid imagination envisioning radically new possibilities for political power, something critics saw as fomenting protracted violence and fanatical behavior.2 In the 20th century, it was the secular myths of fascism that fired popular imagination in many countries. This concern is hardly remote today, as right-wing populism flourishes in a variety of democratic societies. Given this extensive and unsettling background, we today face a situation where we seem to be moved simultaneously to admit a greater role for aesthetic-affective sensibility in political life and yet also deeply question it. How should we begin to get our bearings in these cross currents?</p><p>In recent years, many of the issues surrounding sensibility have been gathered under the term social or political “imaginary,” with this meaning something like how figures of the imagination intertwine with explicit political orientations.3 But the increasing acceptance of the force of imaginaries is usually not followed by reflection on how they <i>ought</i> to be related to normative ideals we wish to explicitly affirm. I want to cut into this knot of issues. How should the features of a political imaginary or mythic resonate with ideals reflecting a more rational normative basis? And, more particularly, how does a fuller acknowledgement of a role for our aesthetic-affective figurations avoid the dangers noted above? In other words, can we conceive of an imaginary of political power whose cultivation encourages, rather than undermines, the core associations and ideals of democracy?</p><p>Crucial to any such exploration is an aesthetic-affective notion traditionally tied to democracy, namely, the sublime.4 Since the 18th century, sublimity has been associated with an elevating enthusiasm for vehement collective action animated by the grand ideals underlying the revolutionary emergence of democratic power. Section 1 provides a brief historical overview of this connection, focusing specifically on how Edmund Burke and Immanuel Kant unpacked its character. This background is necessary not just for contextual reasons, but also because it allows one to recognize how their views of the sublimity of political phenomena were so conceived as to also affirm certain moral-political values and de-legitimate others. Although the values appealed to by Burke and Kant are different, in each case they help constitute what these thinkers consider to be an <i>authentic</i> sublime versus distorted or false variants.5 Engaging these arguments is important for understanding the relation of politics and sublimity in general and for specific task of understanding how our aesthetic-affective sensibility might be understood as positively, rather than negatively, intertwined with the values of democracy.</p><p>After this historical sketch, I turn to consider an admirable contemporary effort to present a positive conception of sublimity. Jason Frank's account of a “democratic sublime” (<span>2021</span>) illustrates how a feeling of the sublimity of democratic power is evoked by the awe-inspiring and enthusiasm-generating appearance of popular uprisings in the streets. Significantly, his account aims to ward off fears that any such association of democracy and the sublime will entangle itself with an affirmation of popular, but anti-democratic, uprisings (2021, 68–69, 93–94). I argue, in Section 2, that his effort does not, on its own, provide an adequate way of addressing the problem I laid out a moment ago: distinguishing democratic manifestations of power from authoritarian ones. For that we need to think of the democratic sublime as a phenomenon that is more multi-valent than Frank imagines. Section 3 attempts to do this by retrieving a sense of how the sublime is connected not just with the enthusiasm of emergent popular power in the streets, but also with the acknowledgement of human finitude, our vulnerability or precarity. When the sublime is envisioned in this fuller, twofold sense, encompassing not just an “enthusing” dimension but also a “sobering” one, it helps differentiate a democratic imaginary from a right-wing populist or fascist one. Additionally, it offers valuable insight into how time and memory should be construed within the democratic imagination. I take up that issue in Section 4.</p><p>Edmund Burke's early work, “A Philosophical Inquiry into the Origins of Our Ideas of the Sublime and Beautiful” (1757) (Burke <span>1990</span>), does not treat politics specifically, but it delves into the aesthetic-affective roots of political authority, and this frame guides his perception of politics for the rest of his life.6 The sublime had always been associated with things that give one a sense of elevation and awe, but Burke gave this a distinctive turn in several ways. He wanted to portray our reactions to certain experiences as rooted in our nature. In short, it was natural to feel certain things to be sublime. This affect helped vivify the reality of the divinely authorized Great Chain of Being. In short, our sensorium is congruent with the theologically authorized structure of the world.7 In terms of the social-political order, one who is at the bottom of that hierarchy should naturally feel some sense of sublimity in the presence of one who is higher up (servants in relation to masters, commoners to aristocrats, women to men). Thus, Burke sees a positive association of sublimity with politics, but only if that politics is deeply hierarchical. Such an account has certainly not made Burke a popular source for contemporary thinking about the sublime. This association is further solidified by Burke's later, hostile account of the French Revolution. In his “Reflections” (1790) on that event, he famously excoriates the revolutionaries for their toppling of all aspects of social and religious order. He was horrified that such acts were seen by many of his contemporaries as objects of a new kind of secular sublime enthusiasm. For him, they constituted rather what he considered to be a “false” or unnatural sublime, something to be sharply contrasted with the authentic variety of experience he had earlier identified.8</p><p>The extreme one-sidedness of Burke's condemnation of democratic revolution—even before the Terror—leaves one with the clear sense that his thinking on politics and the sublime is unlikely to provide any valuable insights today. That is <i>almost</i> entirely true. I will show in a moment that his twofold conception of the sublime can, with modifications, be useful for thinking about how our aesthetic-affective sensibility might be brought into a productive alignment with democratic values.</p><p>First, though, let me turn to the other major source of philosophical reflection on the sublime in the 18th century, namely Kant. He wrote extensively about this topic, but I am interested only in how he relates it to politics. Most relevant for present concerns was how he tried to bring his analysis into engagement with the French Revolution. He was worried that the sense of elevation so many Europeans felt at the outbreak of that event would devolve into the passion of sheer “enthusiasm” (<i>Enthusiasm</i>), thereby fueling violence. He argued that authentic sublimity was a feeling that balanced this affect with a sense of awe at how the events in France manifest growing respect for human dignity. This powerful sense of respect for individual rights and freedom, grounded in our metaphysical status as moral beings, would, he hoped, encourage self-limitation on the part of those who sympathized with the Revolution (Clewis <span>2009</span>; Kant <span>2000</span>, 154–157; Kant <span>1997</span>, 182–184). Kant's uneasiness about a sublimity couched entirely in enthusiasm was later validated when leaders like Robespierre appealed to the “sublime enthusiasm” of his compatriots’ embrace of ever more violent uses of their new, revolutionary democratic power (quoted in Huet <span>1994</span>, 61).</p><p>Thus, even though Kant puts enthusiasm for a democratic republic into the scope of sublimity, he also wants to preclude our aesthetic-affective sensibility from possibly animating any motivation that might override moral reason. He worries that our passions will not just be elevated by political events but also generate an uncontrollable enthusiasm that will overwhelm the restraining influence of our moral sense. Hence, he leaves us with the enduring concern that I noted earlier: lingering ambivalence about how exactly our sensibility and its attendant motivations are ultimately to be related to the phenomenon of modern democratic power. This concern has remained since Kant. In the mid-20th century, it was, as we noted, validated for contemporary political reflection in the quite conscious way in which fascism entwined its mass appeals with myths that fired the imagination and enthusiasm of its followers.</p><p>Given this recurrent concern about the danger of having aesthetic-affective sensibility play a role in generating and authorizing democratic power, is it possible to allow the imagination a greater role without opening ourselves to these traditional problems? Frank's <i>The Democratic Sublime</i> offers a distinctive and powerful treatment of this question. Other political theorists who have engaged aesthetic issues recently have tended not to focus directly on the aesthetic character of manifestations of collective democratic power. Rather they have focused on how our aesthetic sensibility can help us to create the “dissensual” and thus undermine the dynamics of power structures.9 This is undoubtedly a significant concern, but it is somewhat different from Frank's and mine, since it only highlights ways in which our sensibility can be mobilized to unsettle <i>un</i>democratic phenomena of power, but implicitly defers direct exploration of the character of a possibly positive sensibility associated with democratic manifestations of power.</p><p>Frank constructs his account by examining French politics during and after the Revolution, arguing that we can find there both the heart of an authentic democratic sublime, as well as the reason such a phenomenon of power does not necessarily have to slide toward any sort of anti-democratic fate. Despite my admiration for this account, I will argue that although Frank has shown us a necessary part of any persuasive account of this topic, he fails to characterize adequately the full range of sensibility and normativity that should be included when reflecting on the aesthetics of democratic power. Below, I will try to show just what is still needed to achieve a more adequate account of the sublime, meaning one that will resonate more fully with the core norms of democracy in the 21st century.</p><p>For Frank, our sense of the sublimity of democracy is at the heart of a “democratic political imaginary.” This sense centers on the “sublime spectacle” of the power of the “people themselves on collective display” (Frank <span>2021</span>, 2, 56). Crucial here is the appearance of the people in eruptive public gatherings—“mass protests, insurgencies and revolutionary upheavals”—where individuals come together, are awed and elevated by seeing themselves in public, mutually instill confidence in their emergent collective power, and simultaneously evoke fear in the agents of the state. Such tumult puts on display a “concrete materialism” of “the vital surplus” of the people; in short, the true embodiment of the spirit of democracy. In such spectacles, the thwarted life of ordinary people experiencing oppression blossoms into enthusiasm, “enchantment,” and a sense of collective capacity, which together provide an essential “regenerative vitality” to democratic ideals (Frank <span>2021</span>, xii–xiii, 3, 8–9, 19, 63–64, 151). This kind of sublime embodiment of democratic power in the streets has been at the heart of all great insurgencies since the 18th century.</p><p>Here, the traditional role of a religious or metaphysical ground for sublimity has been replaced by the immanent “miracle” of the people's <i>unlimited</i> capacities to will a new world again and again, unpredictably and uncontrollably. The feeling of elevation associated with sublimity comes now <i>not</i> from something that also creates a possible tension with human willfulness (God or the noumenal self), but rather from the unlimited, spectacular, self-authorizing power of popular will (Frank <span>2021</span>, 14). The contrast with the authentic sublime in Burke and Kant could not be clearer. They were crucially concerned with <i>limiting</i> political will.</p><p>One does not have to agree with the specific way that Burke and Kant envisioned what should be the proper ground for limits on political willfulness to admit the importance of that general issue as it bears on Frank's account. The question to pose is as follows: does the character of his democratic sublime contain any resources that might, first, help us to recognize when the willfulness of vehement democratic action might be taking on an undemocratic populist character and, second, thus begin to induce some dampening of pure enthusiasm?</p><p>Frank engages this question, but he dismisses it too easily, associating its concerns with those of the venerable “democratic terror thesis” that was expressed not just by Burke and other critics of the Terror in revolutionary France, but by succeeding generations of liberal and conservative thinkers (Frank <span>2021</span>, 68–69). This indictment accords a kind of necessary, deleterious logic to vehement democratic insurgencies and mass affect. But that is not the charge I am making. Mine is not about a necessary momentum toward anti-democratic terror or totalitarianism, but rather only about whether the criteria Frank identifies as constituting the sublimity of democratic power allow, on their own, any basis for beginning to differentiate emergent democratic revolts from anti-democratic ones. Could the characteristics that Frank associates with the sublimity of democratic power also fit, say, the attempted insurrection at the US Capitol on January 6, 2021? I would argue that this event, about which many Americans on the right remain deeply enthusiastic, would qualify, on Frank's criteria, as an instance of the democratic sublime. The protestors displayed a unifying sense of self-righteousness and absolute certainty, convinced that they were the “real people,” redeemers of an America threatened by enemies who had stolen their political order. On Frank's interpretation, a democratic sublime is embodied by just such a unifying, uplifting, collective sense of an emerging “miracle” of unconstrained popular power. What I want to suggest is that to help sensitize us to the dangers of such a mischaracterization, Frank's “enthusing” sense of the sublime needs to be reconnected with a “sobering” sense, the latter drawing us to reflect on the danger of stances in politics that threaten to submerge all concerns about limits in the affective rush of righteous certainty. Without that alignment, Frank's perspective strips sublimity of the traditional twofold character it maintained in Burke or Kant, where the pull of self-limitation was provided by, respectively, God or our metaphysically secured noumenal character.</p><p>Advocates of the “democratic terror thesis” predict a deadly outcome from any vehement manifestations of democracy that challenge normal procedures of institutionalized political order. I agree with Frank's rejection of this claim and affirm his valorization of insurgency; however, one also needs to contextualize that valorization within a more capacious notion of a democratic sublime than he provides. More specifically, we need to articulate a richer understanding of how we can bring our sensibility and imagination into play to help sustain the motivations implicit in a democratic way of life.</p><p>Given his deep antipathy to any sort of vehement democratic manifestations, Burke would seem to be an absolute non-starter for addressing this issue. That is true if we stick with his full conceptual apparatus. But I want to draw out and affirm only one aspect of Burke's account of the sublime in his early work on aesthetics; more specifically, the way he associates a feeling of the sublime with our mortality, finitude, and vulnerability.10 Of course, for him, this association is deeply entangled with his theism and affirmation of social hierarchy. This emphasis on our limitedness should manifest in a feeling of humility in relation to God's limitlessness and in not challenging social hierarchy. This order was shattered by the French revolutionaries who, for Burke, disastrously substituted visions of <i>human</i> limitlessness or infinitude for God's.</p><p>Now, if we relinquish the theism and attachment to social hierarchy, what might we make of an association of human finitude with the democratic sublime? Frank clearly wishes to cast doubt on any efforts to entangle democratic motivations with “a common bond of shared mortality, physical vulnerability, and fragile interdependent embodiment.” His stance here draws on Bonnie Honig's critique of “mortalist humanism” (Frank <span>2021</span>, 9).11 For Honig, a primary emphasis on mortality threatens to turn theoretical attention and practical motivation too sharply away from the potential for democratic “natality” in Arendt's sense. The latter focuses us on the unpredictable, contestatory upwelling of the demos, something that gets lost too easily when finitude is given center stage. A focus on finitude effaces “democratic contention” and “the importance of inspiring new assemblages of collective, demotic power” (Frank <span>2010</span>, 670–671).</p><p>But, significantly, neither Frank nor Honig end up demanding an exclusive priority for the natality of demotic power. Frank admits the possibility of a “critical counterbalance” between that emphasis and finitude (Frank <span>2010</span>, 670–671), and Honig (<span>2013</span>, 19, 30, 147) speaks of replacing “mortalist humanism” with some option that might vivify “a combination of mortality and natality.” Thus, both accept that a one-sided emphasis might be, by itself, inadequate for a democratic sensibility. But, in <i>The Democratic Sublime</i>, Frank seems nevertheless to want (as I showed above) to exclude the topic of finitude from being part of our understanding of the aesthetic-affective dimension of democracy. What costs might that exclusion entail?</p><p>As noted, Frank worries that a democratic sublime conceived in terms of the sobering effect of vivifying finitude will induce a dampening of the likelihood of emotions emerging that are supportive of demotic political action. If one accepts the validity of that concern, there remains however the contrasting one flowing from a democratic sublime conceived purely in terms of the enthusiasm and self-elevation of popular insurgency, namely, its inability to distinguish itself from a similar aesthetic-affective formation evoked by anti-democratic manifestations. What I argue below is that if we incorporate finitude into our conception of the democratic sublime, we will have a useful basis for drawing such a distinction.</p><p>A bi-valent sensibility would be one that is attuned not only to the enthusing dimension of sublimity, as illuminated by Frank, but also to a sobering one. Put simply, the sensibility associated with the former valence helps solidify our conviction of the rightness of popular actions in politics and enliven the motivation to achieve our collective goals. We feel an exhilarating and elevating certainty about what we are doing. The latter, sobering sense of sublimity shadows that stance of empowered, collective enthusiasm with an acknowledgement that iron conviction and an elevating feeling of one's unlimited capacities in politics are always entangled with potentially dangerous closures.</p><p>How might one make plausible the idea of such a sobering dimension of sublimity? If we return to Burke, holding aside his affirmation of divine and social hierarchy, what stands out about the experience of the sublime? In simple terms, Burke was struck by the way in which some experiences of the closeness of death or pain can also bring a sense of elevation or “delight.” The latter term sounds rather strange to us when it is associated with death. Burke admitted that his usage was a departure from ordinary language (<span>1990</span>, 33–34). But the core idea he was getting at is not strange at all. Of course, if one is immediately threatened with death, there is nothing pleasurable about it; it is merely terrifying. But if one is somewhat removed from the danger, that space may allow for a peculiar sort of pleasure or elevation of feeling. For him, that pleasure in a near confrontation with the ultimate human vulnerability was a reminder of the contrast with God's infinitude and limitlessness. If we relinquish that transcendental anchor, however, the sense of elevating pleasure must come from something else. It emerges, I would suggest, from experiencing our capacity to challenge and temporarily exceed limits in pursuing democratic ideals, while also experiencing our inescapable finitude. The core issue now becomes how to cultivate this two-dimensional feeling in a way that highlights the danger of inflating the exhilaration of challenging limits into a confidence in human limitlessness. The sublime is fully experienced when a sense of finitude is intertwined with an uplifting sense of the human spirit actively engaging its limits.</p><p>As an initial illustration, consider what is perhaps the most classic example of a painting representing the natural sublime, namely Caspar David Friedrich's “Wanderer above the Sea of Fog” (). A man stands precariously on the edge of a high cliff and gazes out. He has struggled to climb to the top of a mountain and now stands, no doubt exalted by his hard-won achievement, but also close to the mortal danger of falling from the precipice.12 Now take a parallel, real-world example from political history. Consider the sense of exhilaration that is awakened for many by the story of Dunkirk in World War II, when the defeated British forces, threatened with total annihilation on the beaches around that city, were evacuated by an extraordinary effort involving not just British naval vessels, but also hundreds of small private boats. That story still resonates deeply, as evidenced by the continual retelling of it in books and films (most recently the 2017 film). Of course, when seen in a film many decades later, the sense of mortal danger is rather more muted and vicarious than it was for the English in 1940. At that time, the event was experienced in a more powerfully sublime fashion with far more “uneasiness” and “sobriety”: the enthusiasm for a great human achievement was intertwined with a humility engendered by a vivified sense of human vulnerability, our limitedness (Burke <span>1990</span>, 32, 43; White <span>1994</span>, 8).</p><p>Hence, Burke's association of finitude with the sublime is perhaps not as patently peculiar as some contemporary interpreters presume. But the substantial problem remains of conceptualizing that association in a more convincing, non-theistic fashion. What this might involve, and how it might be kept in alignment with the enthusing dimension of sublimity, remains to be elucidated.</p><p>Here, it is necessary to further clarify the aesthetic-affective sense of pleasurable elevation that is attached to the sublime, especially in its political form. Where exactly does that feeling come from? In Burke, it comes from experiencing the contrast between our finitude and the sense of an elevating infinitude of God who benevolently looks over us. In Kant, it comes from the contrast between our natural limitedness and our elevating noumenal status as moral beings. In Frank's enthusing sublime, it comes from the exhilarating experience of our capacity to collectively “make the world anew.” Now, if one imagines the sobering aspect of sublimity in my sense—unattached to God, noumena, or radical world-making capacity—it would seem to have no source of elevation at all, rather only subdued feelings of humility, self-limitedness, and grief related to our existential condition. How might this one-sidedness of monotonal sobriety be reimagined as elevated as well, without having recourse to any of the sources just referenced?</p><p>It is useful at this point to think in terms of something roughly comparable to how Kant draws upon the animating ideal of moral dignity, but without simultaneously our taking on his metaphysical commitment. This would mean conceiving of human dignity as tied to our capacity to both acknowledge finitude and yet creatively struggle against this fate in pursuit of our democratic ideals. A bi-valent sublimity would require us to cultivate a sense of elevation emerging from the ability to act with the conviction that our deeds can sometimes, at least temporarily, triumph over our final condition, while nevertheless also allowing such achievements to remain shadowed by an awareness of existential vulnerability.</p><p>This sobering aspect of sublimity manifests itself especially in actions and aesthetic representations which, when contrasted with those eliciting a more exclusively enthusing sublime of spectacular collective insurrection, highlight a kind of resilient, sober determination of people to act, even though faced with substantial threat. This sobriety is joined with a sense of elation comes from witnessing, participating in, or imagining acts of courage and humanity in situations of vivid precarity.</p><p>For example, consider the anonymous man caught on video during the demonstrations in Tiananmen Square in 1989 who, entirely alone and separated from the enthusiasm of the burgeoning demonstrations, walked in front of a line of tanks and refused to move aside, even as they bore down on him. Here, a sense of the sublime is evoked not so immediately by the emerging collective event of a mass of demonstrators confronting an undemocratic regime, but rather by the addition to it of a solitary, sober, determined challenge manifesting solidarity with popular aspirations, despite the vivid threat to the life of the individual involved.</p><p>At any given time or place in the course of political events, one of the two valences of sublimity may be experientially more prominent. That is perfectly acceptable as long as it is remembered that democratic politics needs to cultivate a capacious sensibility that does not allow either to be backgrounded too thoroughly. A robust orientation to democracy requires that, at least over time, both continue to infuse our aesthetic-affective reactions.</p><p>The bi-valent character of sublimity is related in important ways to the temporal dimension of politics. In the immediate struggle and turmoil of democratic insurrection, our receptiveness to the sobering side of sublimity may appropriately remain in a secondary role. But when, over time, political conditions are less extreme in an authoritarian sense, a receptiveness to this aspect of the sublime should take on a more prominent role in orienting political reflection. This does not mean that one necessarily challenges less and backs away from collective confrontation, but that the themes of vulnerability and precarity may move more into the foreground and begin to infuse democratic actions more consistently and vividly.</p><p>In situations of severe oppression, it is the enthusing dimension of the sublime that immediately motivates and sustains insurgent rebellion to serve admirable democratic ends. Political reality may require suppressing sustained reflection and second-guessing regarding what are perceived to be immediately required courses of action. But, over time, proponents of democracy need to embody more consistently a sobering sensibility that encourages reflection on how cognitive and emotional certainty about our world-making capacities can draw us in undemocratic directions as we consider extended courses of action. Thus, the idea of a bi-valent sublime reflects a certain <i>longue durée</i> in the way we should comprehend the aesthetics of democratic life.</p><p>In established democracies or milder authoritarian regimes, the place of the sobering dimension in the democratic sensorium should thus expand, without however displacing the role of enthusiasm. We can see this in certain types of action, such as civil disobedience which can display and evoke simultaneously the full twofold quality of sublimity. If we think of such action during the civil rights struggle in the United States in the 1950s and 1960s, there is a striking combination of the enthusiasm of collective empowerment with a more sobering, lingering image of vulnerable bodies violently assaulted by police dogs and batons.</p><p>But, significantly, even if one can point to such examples of simultaneity in politics, it is probably true that equally balanced conjunctions of enthusiasm and sobriety are more easily found in aesthetic representations of political life. There, the full two-dimensional character of the democratic sublime can be simultaneously displayed and thus play a potentially distinctive role in reminding us how an acknowledgement of vulnerability constitutes a core feature of any full comprehension of the character of a democratic sensorium. Two examples help illustrate this claim.</p><p>First, consider the public performance art of the South African, Sethembile Mezane (Figure 1). She presents the vulnerable body of a Black African woman, clad in traditional garb, standing beside a large bronze statue of a mounted hero of the apartheid regime of South Africa that remains in place today. The juxtaposition of the huge and hard metallic representation of the lingering force of apartheid with a soft, living female body that, however, stands in determined public protest (often motionless for hours in extreme heat) is arresting, evoking both a sobering sense of vulnerability and the enthusiasm of a democratic challenge to power.13 Mezane's public enactment seeks to draw together a moment of elevation of the viewer at experiencing the dignity of the anonymous, vulnerable body standing and suffering silently while also expressing a resilient attitude of political courage.</p><p>Such a scene enacts a plea to see and identify with the precarity of the common person, someone who represents humanity in the face of unjust power. Quite often (as in this case), this involves someone from an oppressed group who has been denied a rightful democratic status. The performance seeks to bring to life, through an aesthetic-affective experience, a minimal bond between the performer and the viewer—who may be a member of the majority—through the recognition of a common vulnerability. When the sobering dimension of sublimity is evoked along with enthusiasm, it typically fosters a greater concern for pluralizing and diversifying a democratic sensibility than when a more one-dimensional enthusiasm monopolizes our attention, highlighting only the sharp, bi-modal division between the emerging manifestation of some popular “us,” “the people”, versus those who, for whatever reason, don't align with the momentum of the movement; in short, the “them,” those who are impeding the uprising.</p><p>We also see an encompassing, twofold sublimity in Kehinde Wiley's monumental equestrian statue, “Rumors of War” (Figure 2), first exhibited in Times Square in 2019, and now permanently in Richmond, Virginia, the former capital of the Confederacy.14 This remarkable piece brims with the energy and motivating power of the enthusing dimension of sublimity. A young Black man is seated on a war horse, seemingly headed into battle. This statue mimics one erected in the Jim Crow era of a mounted, sword-wielding Confederate general commanding his troops forward that was part of the extraordinary series of huge monuments to the “Lost Cause” on Richmond's famous Monument Avenue. Like the general,</p><p>Wiley's audacious young man seems to be boldly headed into battle. And yet, he is curiously unarmed. Moreover, unlike the original Confederate statue, he is not ordering anyone into the fight; rather, he is depicted as sitting unsteadily in the saddle and turning back toward others who <i>might</i> follow him. There is therefore a counter-note of precarity and vulnerability that is interwoven with the more obvious features of a militant bearing that most catch one's attention, when the statue is viewed quickly from a distance.15 Thus, Wiley's creation works to vivify the sort of twofold association of sublimity and democracy that I am promoting and thereby to focus our perception and sensibility in ways that can potentially help shape the character of democratic motivations.</p><p>My earlier suggestion that attention to temporality is crucial to a full grasp of the democratic sublime is connected to the broad issue of memory and political life. On its own, an enthusing sublime does not suppress a sense of memory, but I would suggest that such a one-sided sublimity tends to foster a problematically constrained role for it. The upshot of remembering, when conceived only in relation to past oppression and a feeling of present enthusiasm in regard to our re-making of the world, may tend to engender a forceful imperative to redeem or avenge those who have suffered oppression. Memory in this vein generates righteous anger and admirable deeds that promise to redress past injustice. That can and should form a crucial part of the sensorium of legitimate democratic motivation, as Frank has shown. But a question remains as to whether this is, on its own, an adequate way of attending to the significance of past suffering and death. An enthusing sublime is likely to be drawn to a closure that may be too quickly achieved, as opposed to some mode of tending to the past that more persistently vivifies and abides with suffering and death in a fashion that carries valuable resonance for ongoing political reflection. In short, the politics of memory is another site where the importance of tempering a one-sided, enthusing sublime becomes evident.</p><p>Attention to the sobering side of sublimity helps us see the value of a slow, sustained remembering of past oppression and death by encouraging a tarrying engagement with diverse lived experiences of harm and human annihilation. Of course, in this engagement, one cannot literally relive the past pain and extinction of others, but it may be possible to represent them not just through the record of historical facts, but also through more imaginative efforts that consciously evoke a sense of the sobering sublime.</p><p>Hartman's momentary, mini portrait retains the horror of the treatment and death of the girls but juxtaposes that with a “poetics of a free state” that imaginatively “liberate[s] them from the obscene descriptions” of the archive (Hartman <span>2016</span>, 10, 25). One reads the imaginary description just quoted, and there is quiet exaltation in the portrayal of the beauty and resilience of the human spirit, but the vivid contrast with the background of atrocity attests as well to the necessity of a fuller aesthetic-affective reaction.</p><p>Hartman's approach thus helps us to see the value of a democratic imaginary that includes both an enthusing as well as a sobering side of sublimity. Its emphasis on the need for careful self-limitation and tarrying with scenes of trauma and death resists any temptation to reduce victims to simple, virtual characters in a one-dimensional process of homogenizing, democratic world creation. Her evoking of a sobering moment of sublimity thus slows the momentum of a pure enthusiasm that might otherwise threaten to submerge these harms in the unifying “regenerative vitality” of a secular redemption. That tarrying and attentiveness help foster a humility that remains more open to the depth and diversity of experiences of oppression, to losses that need to resonate in the democratic imagination and persistently ventilate it. When humility is understood in this way, it is not a virtue that encourages passivity, but rather one that encourages political sensitivity to both plurality and the potential costs of political actions, even democratic ones.</p><p>It is important not to overstate the independent influence of art like Mezane's and Wiley's or of the sort of fiction Hartman recommends. I am not arguing that the only, or most important, influence on our sense of self-limitation in democratic politics comes from engaging with such works. Rather, my suggestion is that they can be significant contributors to a constellation of sources within a democratic imaginary that can encourage the sensibility of bi-valent sublimity, thus helping to restrain the formation of populist imaginaries that slide toward fascism. There are clearly many other sources besides aesthetic ones. In the case of civil disobedience, for example, religion has often played this role. Of course, other non-religiously based exemplary scenes from a nation's history can also vivify such a sensibility, as the case of Dunkirk illustrates. Consider also the Boston Tea Party in American history. It was an event full of vehement, enthusiastic collective action, but there was also a sober sense of self-limitation. There was indeed violence to property and various scuffles involved in the dumping of the tea, but there were no deaths. This combination of features no doubt was part of the reason John Adams extolled the “Sublimity in this … Effort of the Patriots” (<span>1964</span>, 85–86). Finally, there is the important—and, as we increasingly now see, fragile—tradition in democracies of a political party in power giving that up voluntarily after an election loss.</p><p>In sum, my claim for the value of aesthetic representations is simply that they are <i>one</i> valuable source among many that can help cultivate an ethos of sublimity encouraging democratic self-limitation. If this argument is persuasive, then I have shown how the embrace of an aesthetic-affective sensibility may play an admirable and positive, rather than dangerous, role in democratic life. In doing so, I have made a place for an aesthetics of democratic power that draws us away from, rather than toward, a fascist sensibility.</p><p>An admirable democratic imaginary is one where an aesthetic sensibility of political life works in mutual congruence with the basic normative ideals of democracy. The animating force of this sensibility will embody the feeling of sublimity. But our understanding of a democratic sublime must be capacious, including not just the sense of enthusiasm but also a certain sort of sobriety. The enthusing valence of sublimity attaches to and enhances our motivations in relation to seeing and participating in popular manifestations of power that periodically leaven the weight of unjust or sclerotic political institutions and procedures. The sobering valence encourages a sense of democratic humility sensitive to the fallibility of political movements and goals, as well as an associated awareness of the dissonance of plural voices that sometimes gets occluded in a unifying, monological enthusiasm of a righteous, imagined “us” defining itself against a “them.” This dimension of the sublime is crucial, first, for helping us to resist attraction to anti-pluralistic currents in politics—something of particular importance today in combatting right-wing populism; and second, for our efforts to better attend to the memory of those who in the past have suffered great injustice in the long and difficult story of the enhancement of democracy.</p><p>The author declares no conflicts of interest.</p>","PeriodicalId":51578,"journal":{"name":"Constellations-An International Journal of Critical and Democratic Theory","volume":"32 2","pages":"264-272"},"PeriodicalIF":1.2000,"publicationDate":"2025-04-28","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/1467-8675.12806","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Constellations-An International Journal of Critical and Democratic Theory","FirstCategoryId":"1085","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/1467-8675.12806","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"POLITICAL SCIENCE","Score":null,"Total":0}
引用次数: 0

Abstract

Many today believe that our aesthetic-affective sensibility can enliven our thinking and thus enhance our capacity to perceive how existing attitudes, practices, and institutions may be undermining the imagination of a better political world.1 However, when we ponder such an admirable role for our sensibility, this also tends to reawaken a venerable concern in political theory: in according a substantial a role to affect and imagination, we may be undermining the role of normative reason and thereby implicitly legitimating dangerous forms of collective power. In Western history, this concern has taken a multitude of forms from the 16th century until today. In the period of the English Civil War, the more radically democratic revolutionaries came to be excoriated for embracing a dangerous “enthusiasm,” whereby religious belief, instead of providing restraint, was fused with vivid imagination envisioning radically new possibilities for political power, something critics saw as fomenting protracted violence and fanatical behavior.2 In the 20th century, it was the secular myths of fascism that fired popular imagination in many countries. This concern is hardly remote today, as right-wing populism flourishes in a variety of democratic societies. Given this extensive and unsettling background, we today face a situation where we seem to be moved simultaneously to admit a greater role for aesthetic-affective sensibility in political life and yet also deeply question it. How should we begin to get our bearings in these cross currents?

In recent years, many of the issues surrounding sensibility have been gathered under the term social or political “imaginary,” with this meaning something like how figures of the imagination intertwine with explicit political orientations.3 But the increasing acceptance of the force of imaginaries is usually not followed by reflection on how they ought to be related to normative ideals we wish to explicitly affirm. I want to cut into this knot of issues. How should the features of a political imaginary or mythic resonate with ideals reflecting a more rational normative basis? And, more particularly, how does a fuller acknowledgement of a role for our aesthetic-affective figurations avoid the dangers noted above? In other words, can we conceive of an imaginary of political power whose cultivation encourages, rather than undermines, the core associations and ideals of democracy?

Crucial to any such exploration is an aesthetic-affective notion traditionally tied to democracy, namely, the sublime.4 Since the 18th century, sublimity has been associated with an elevating enthusiasm for vehement collective action animated by the grand ideals underlying the revolutionary emergence of democratic power. Section 1 provides a brief historical overview of this connection, focusing specifically on how Edmund Burke and Immanuel Kant unpacked its character. This background is necessary not just for contextual reasons, but also because it allows one to recognize how their views of the sublimity of political phenomena were so conceived as to also affirm certain moral-political values and de-legitimate others. Although the values appealed to by Burke and Kant are different, in each case they help constitute what these thinkers consider to be an authentic sublime versus distorted or false variants.5 Engaging these arguments is important for understanding the relation of politics and sublimity in general and for specific task of understanding how our aesthetic-affective sensibility might be understood as positively, rather than negatively, intertwined with the values of democracy.

After this historical sketch, I turn to consider an admirable contemporary effort to present a positive conception of sublimity. Jason Frank's account of a “democratic sublime” (2021) illustrates how a feeling of the sublimity of democratic power is evoked by the awe-inspiring and enthusiasm-generating appearance of popular uprisings in the streets. Significantly, his account aims to ward off fears that any such association of democracy and the sublime will entangle itself with an affirmation of popular, but anti-democratic, uprisings (2021, 68–69, 93–94). I argue, in Section 2, that his effort does not, on its own, provide an adequate way of addressing the problem I laid out a moment ago: distinguishing democratic manifestations of power from authoritarian ones. For that we need to think of the democratic sublime as a phenomenon that is more multi-valent than Frank imagines. Section 3 attempts to do this by retrieving a sense of how the sublime is connected not just with the enthusiasm of emergent popular power in the streets, but also with the acknowledgement of human finitude, our vulnerability or precarity. When the sublime is envisioned in this fuller, twofold sense, encompassing not just an “enthusing” dimension but also a “sobering” one, it helps differentiate a democratic imaginary from a right-wing populist or fascist one. Additionally, it offers valuable insight into how time and memory should be construed within the democratic imagination. I take up that issue in Section 4.

Edmund Burke's early work, “A Philosophical Inquiry into the Origins of Our Ideas of the Sublime and Beautiful” (1757) (Burke 1990), does not treat politics specifically, but it delves into the aesthetic-affective roots of political authority, and this frame guides his perception of politics for the rest of his life.6 The sublime had always been associated with things that give one a sense of elevation and awe, but Burke gave this a distinctive turn in several ways. He wanted to portray our reactions to certain experiences as rooted in our nature. In short, it was natural to feel certain things to be sublime. This affect helped vivify the reality of the divinely authorized Great Chain of Being. In short, our sensorium is congruent with the theologically authorized structure of the world.7 In terms of the social-political order, one who is at the bottom of that hierarchy should naturally feel some sense of sublimity in the presence of one who is higher up (servants in relation to masters, commoners to aristocrats, women to men). Thus, Burke sees a positive association of sublimity with politics, but only if that politics is deeply hierarchical. Such an account has certainly not made Burke a popular source for contemporary thinking about the sublime. This association is further solidified by Burke's later, hostile account of the French Revolution. In his “Reflections” (1790) on that event, he famously excoriates the revolutionaries for their toppling of all aspects of social and religious order. He was horrified that such acts were seen by many of his contemporaries as objects of a new kind of secular sublime enthusiasm. For him, they constituted rather what he considered to be a “false” or unnatural sublime, something to be sharply contrasted with the authentic variety of experience he had earlier identified.8

The extreme one-sidedness of Burke's condemnation of democratic revolution—even before the Terror—leaves one with the clear sense that his thinking on politics and the sublime is unlikely to provide any valuable insights today. That is almost entirely true. I will show in a moment that his twofold conception of the sublime can, with modifications, be useful for thinking about how our aesthetic-affective sensibility might be brought into a productive alignment with democratic values.

First, though, let me turn to the other major source of philosophical reflection on the sublime in the 18th century, namely Kant. He wrote extensively about this topic, but I am interested only in how he relates it to politics. Most relevant for present concerns was how he tried to bring his analysis into engagement with the French Revolution. He was worried that the sense of elevation so many Europeans felt at the outbreak of that event would devolve into the passion of sheer “enthusiasm” (Enthusiasm), thereby fueling violence. He argued that authentic sublimity was a feeling that balanced this affect with a sense of awe at how the events in France manifest growing respect for human dignity. This powerful sense of respect for individual rights and freedom, grounded in our metaphysical status as moral beings, would, he hoped, encourage self-limitation on the part of those who sympathized with the Revolution (Clewis 2009; Kant 2000, 154–157; Kant 1997, 182–184). Kant's uneasiness about a sublimity couched entirely in enthusiasm was later validated when leaders like Robespierre appealed to the “sublime enthusiasm” of his compatriots’ embrace of ever more violent uses of their new, revolutionary democratic power (quoted in Huet 1994, 61).

Thus, even though Kant puts enthusiasm for a democratic republic into the scope of sublimity, he also wants to preclude our aesthetic-affective sensibility from possibly animating any motivation that might override moral reason. He worries that our passions will not just be elevated by political events but also generate an uncontrollable enthusiasm that will overwhelm the restraining influence of our moral sense. Hence, he leaves us with the enduring concern that I noted earlier: lingering ambivalence about how exactly our sensibility and its attendant motivations are ultimately to be related to the phenomenon of modern democratic power. This concern has remained since Kant. In the mid-20th century, it was, as we noted, validated for contemporary political reflection in the quite conscious way in which fascism entwined its mass appeals with myths that fired the imagination and enthusiasm of its followers.

Given this recurrent concern about the danger of having aesthetic-affective sensibility play a role in generating and authorizing democratic power, is it possible to allow the imagination a greater role without opening ourselves to these traditional problems? Frank's The Democratic Sublime offers a distinctive and powerful treatment of this question. Other political theorists who have engaged aesthetic issues recently have tended not to focus directly on the aesthetic character of manifestations of collective democratic power. Rather they have focused on how our aesthetic sensibility can help us to create the “dissensual” and thus undermine the dynamics of power structures.9 This is undoubtedly a significant concern, but it is somewhat different from Frank's and mine, since it only highlights ways in which our sensibility can be mobilized to unsettle undemocratic phenomena of power, but implicitly defers direct exploration of the character of a possibly positive sensibility associated with democratic manifestations of power.

Frank constructs his account by examining French politics during and after the Revolution, arguing that we can find there both the heart of an authentic democratic sublime, as well as the reason such a phenomenon of power does not necessarily have to slide toward any sort of anti-democratic fate. Despite my admiration for this account, I will argue that although Frank has shown us a necessary part of any persuasive account of this topic, he fails to characterize adequately the full range of sensibility and normativity that should be included when reflecting on the aesthetics of democratic power. Below, I will try to show just what is still needed to achieve a more adequate account of the sublime, meaning one that will resonate more fully with the core norms of democracy in the 21st century.

For Frank, our sense of the sublimity of democracy is at the heart of a “democratic political imaginary.” This sense centers on the “sublime spectacle” of the power of the “people themselves on collective display” (Frank 2021, 2, 56). Crucial here is the appearance of the people in eruptive public gatherings—“mass protests, insurgencies and revolutionary upheavals”—where individuals come together, are awed and elevated by seeing themselves in public, mutually instill confidence in their emergent collective power, and simultaneously evoke fear in the agents of the state. Such tumult puts on display a “concrete materialism” of “the vital surplus” of the people; in short, the true embodiment of the spirit of democracy. In such spectacles, the thwarted life of ordinary people experiencing oppression blossoms into enthusiasm, “enchantment,” and a sense of collective capacity, which together provide an essential “regenerative vitality” to democratic ideals (Frank 2021, xii–xiii, 3, 8–9, 19, 63–64, 151). This kind of sublime embodiment of democratic power in the streets has been at the heart of all great insurgencies since the 18th century.

Here, the traditional role of a religious or metaphysical ground for sublimity has been replaced by the immanent “miracle” of the people's unlimited capacities to will a new world again and again, unpredictably and uncontrollably. The feeling of elevation associated with sublimity comes now not from something that also creates a possible tension with human willfulness (God or the noumenal self), but rather from the unlimited, spectacular, self-authorizing power of popular will (Frank 2021, 14). The contrast with the authentic sublime in Burke and Kant could not be clearer. They were crucially concerned with limiting political will.

One does not have to agree with the specific way that Burke and Kant envisioned what should be the proper ground for limits on political willfulness to admit the importance of that general issue as it bears on Frank's account. The question to pose is as follows: does the character of his democratic sublime contain any resources that might, first, help us to recognize when the willfulness of vehement democratic action might be taking on an undemocratic populist character and, second, thus begin to induce some dampening of pure enthusiasm?

Frank engages this question, but he dismisses it too easily, associating its concerns with those of the venerable “democratic terror thesis” that was expressed not just by Burke and other critics of the Terror in revolutionary France, but by succeeding generations of liberal and conservative thinkers (Frank 2021, 68–69). This indictment accords a kind of necessary, deleterious logic to vehement democratic insurgencies and mass affect. But that is not the charge I am making. Mine is not about a necessary momentum toward anti-democratic terror or totalitarianism, but rather only about whether the criteria Frank identifies as constituting the sublimity of democratic power allow, on their own, any basis for beginning to differentiate emergent democratic revolts from anti-democratic ones. Could the characteristics that Frank associates with the sublimity of democratic power also fit, say, the attempted insurrection at the US Capitol on January 6, 2021? I would argue that this event, about which many Americans on the right remain deeply enthusiastic, would qualify, on Frank's criteria, as an instance of the democratic sublime. The protestors displayed a unifying sense of self-righteousness and absolute certainty, convinced that they were the “real people,” redeemers of an America threatened by enemies who had stolen their political order. On Frank's interpretation, a democratic sublime is embodied by just such a unifying, uplifting, collective sense of an emerging “miracle” of unconstrained popular power. What I want to suggest is that to help sensitize us to the dangers of such a mischaracterization, Frank's “enthusing” sense of the sublime needs to be reconnected with a “sobering” sense, the latter drawing us to reflect on the danger of stances in politics that threaten to submerge all concerns about limits in the affective rush of righteous certainty. Without that alignment, Frank's perspective strips sublimity of the traditional twofold character it maintained in Burke or Kant, where the pull of self-limitation was provided by, respectively, God or our metaphysically secured noumenal character.

Advocates of the “democratic terror thesis” predict a deadly outcome from any vehement manifestations of democracy that challenge normal procedures of institutionalized political order. I agree with Frank's rejection of this claim and affirm his valorization of insurgency; however, one also needs to contextualize that valorization within a more capacious notion of a democratic sublime than he provides. More specifically, we need to articulate a richer understanding of how we can bring our sensibility and imagination into play to help sustain the motivations implicit in a democratic way of life.

Given his deep antipathy to any sort of vehement democratic manifestations, Burke would seem to be an absolute non-starter for addressing this issue. That is true if we stick with his full conceptual apparatus. But I want to draw out and affirm only one aspect of Burke's account of the sublime in his early work on aesthetics; more specifically, the way he associates a feeling of the sublime with our mortality, finitude, and vulnerability.10 Of course, for him, this association is deeply entangled with his theism and affirmation of social hierarchy. This emphasis on our limitedness should manifest in a feeling of humility in relation to God's limitlessness and in not challenging social hierarchy. This order was shattered by the French revolutionaries who, for Burke, disastrously substituted visions of human limitlessness or infinitude for God's.

Now, if we relinquish the theism and attachment to social hierarchy, what might we make of an association of human finitude with the democratic sublime? Frank clearly wishes to cast doubt on any efforts to entangle democratic motivations with “a common bond of shared mortality, physical vulnerability, and fragile interdependent embodiment.” His stance here draws on Bonnie Honig's critique of “mortalist humanism” (Frank 2021, 9).11 For Honig, a primary emphasis on mortality threatens to turn theoretical attention and practical motivation too sharply away from the potential for democratic “natality” in Arendt's sense. The latter focuses us on the unpredictable, contestatory upwelling of the demos, something that gets lost too easily when finitude is given center stage. A focus on finitude effaces “democratic contention” and “the importance of inspiring new assemblages of collective, demotic power” (Frank 2010, 670–671).

But, significantly, neither Frank nor Honig end up demanding an exclusive priority for the natality of demotic power. Frank admits the possibility of a “critical counterbalance” between that emphasis and finitude (Frank 2010, 670–671), and Honig (2013, 19, 30, 147) speaks of replacing “mortalist humanism” with some option that might vivify “a combination of mortality and natality.” Thus, both accept that a one-sided emphasis might be, by itself, inadequate for a democratic sensibility. But, in The Democratic Sublime, Frank seems nevertheless to want (as I showed above) to exclude the topic of finitude from being part of our understanding of the aesthetic-affective dimension of democracy. What costs might that exclusion entail?

As noted, Frank worries that a democratic sublime conceived in terms of the sobering effect of vivifying finitude will induce a dampening of the likelihood of emotions emerging that are supportive of demotic political action. If one accepts the validity of that concern, there remains however the contrasting one flowing from a democratic sublime conceived purely in terms of the enthusiasm and self-elevation of popular insurgency, namely, its inability to distinguish itself from a similar aesthetic-affective formation evoked by anti-democratic manifestations. What I argue below is that if we incorporate finitude into our conception of the democratic sublime, we will have a useful basis for drawing such a distinction.

A bi-valent sensibility would be one that is attuned not only to the enthusing dimension of sublimity, as illuminated by Frank, but also to a sobering one. Put simply, the sensibility associated with the former valence helps solidify our conviction of the rightness of popular actions in politics and enliven the motivation to achieve our collective goals. We feel an exhilarating and elevating certainty about what we are doing. The latter, sobering sense of sublimity shadows that stance of empowered, collective enthusiasm with an acknowledgement that iron conviction and an elevating feeling of one's unlimited capacities in politics are always entangled with potentially dangerous closures.

How might one make plausible the idea of such a sobering dimension of sublimity? If we return to Burke, holding aside his affirmation of divine and social hierarchy, what stands out about the experience of the sublime? In simple terms, Burke was struck by the way in which some experiences of the closeness of death or pain can also bring a sense of elevation or “delight.” The latter term sounds rather strange to us when it is associated with death. Burke admitted that his usage was a departure from ordinary language (1990, 33–34). But the core idea he was getting at is not strange at all. Of course, if one is immediately threatened with death, there is nothing pleasurable about it; it is merely terrifying. But if one is somewhat removed from the danger, that space may allow for a peculiar sort of pleasure or elevation of feeling. For him, that pleasure in a near confrontation with the ultimate human vulnerability was a reminder of the contrast with God's infinitude and limitlessness. If we relinquish that transcendental anchor, however, the sense of elevating pleasure must come from something else. It emerges, I would suggest, from experiencing our capacity to challenge and temporarily exceed limits in pursuing democratic ideals, while also experiencing our inescapable finitude. The core issue now becomes how to cultivate this two-dimensional feeling in a way that highlights the danger of inflating the exhilaration of challenging limits into a confidence in human limitlessness. The sublime is fully experienced when a sense of finitude is intertwined with an uplifting sense of the human spirit actively engaging its limits.

As an initial illustration, consider what is perhaps the most classic example of a painting representing the natural sublime, namely Caspar David Friedrich's “Wanderer above the Sea of Fog” (). A man stands precariously on the edge of a high cliff and gazes out. He has struggled to climb to the top of a mountain and now stands, no doubt exalted by his hard-won achievement, but also close to the mortal danger of falling from the precipice.12 Now take a parallel, real-world example from political history. Consider the sense of exhilaration that is awakened for many by the story of Dunkirk in World War II, when the defeated British forces, threatened with total annihilation on the beaches around that city, were evacuated by an extraordinary effort involving not just British naval vessels, but also hundreds of small private boats. That story still resonates deeply, as evidenced by the continual retelling of it in books and films (most recently the 2017 film). Of course, when seen in a film many decades later, the sense of mortal danger is rather more muted and vicarious than it was for the English in 1940. At that time, the event was experienced in a more powerfully sublime fashion with far more “uneasiness” and “sobriety”: the enthusiasm for a great human achievement was intertwined with a humility engendered by a vivified sense of human vulnerability, our limitedness (Burke 1990, 32, 43; White 1994, 8).

Hence, Burke's association of finitude with the sublime is perhaps not as patently peculiar as some contemporary interpreters presume. But the substantial problem remains of conceptualizing that association in a more convincing, non-theistic fashion. What this might involve, and how it might be kept in alignment with the enthusing dimension of sublimity, remains to be elucidated.

Here, it is necessary to further clarify the aesthetic-affective sense of pleasurable elevation that is attached to the sublime, especially in its political form. Where exactly does that feeling come from? In Burke, it comes from experiencing the contrast between our finitude and the sense of an elevating infinitude of God who benevolently looks over us. In Kant, it comes from the contrast between our natural limitedness and our elevating noumenal status as moral beings. In Frank's enthusing sublime, it comes from the exhilarating experience of our capacity to collectively “make the world anew.” Now, if one imagines the sobering aspect of sublimity in my sense—unattached to God, noumena, or radical world-making capacity—it would seem to have no source of elevation at all, rather only subdued feelings of humility, self-limitedness, and grief related to our existential condition. How might this one-sidedness of monotonal sobriety be reimagined as elevated as well, without having recourse to any of the sources just referenced?

It is useful at this point to think in terms of something roughly comparable to how Kant draws upon the animating ideal of moral dignity, but without simultaneously our taking on his metaphysical commitment. This would mean conceiving of human dignity as tied to our capacity to both acknowledge finitude and yet creatively struggle against this fate in pursuit of our democratic ideals. A bi-valent sublimity would require us to cultivate a sense of elevation emerging from the ability to act with the conviction that our deeds can sometimes, at least temporarily, triumph over our final condition, while nevertheless also allowing such achievements to remain shadowed by an awareness of existential vulnerability.

This sobering aspect of sublimity manifests itself especially in actions and aesthetic representations which, when contrasted with those eliciting a more exclusively enthusing sublime of spectacular collective insurrection, highlight a kind of resilient, sober determination of people to act, even though faced with substantial threat. This sobriety is joined with a sense of elation comes from witnessing, participating in, or imagining acts of courage and humanity in situations of vivid precarity.

For example, consider the anonymous man caught on video during the demonstrations in Tiananmen Square in 1989 who, entirely alone and separated from the enthusiasm of the burgeoning demonstrations, walked in front of a line of tanks and refused to move aside, even as they bore down on him. Here, a sense of the sublime is evoked not so immediately by the emerging collective event of a mass of demonstrators confronting an undemocratic regime, but rather by the addition to it of a solitary, sober, determined challenge manifesting solidarity with popular aspirations, despite the vivid threat to the life of the individual involved.

At any given time or place in the course of political events, one of the two valences of sublimity may be experientially more prominent. That is perfectly acceptable as long as it is remembered that democratic politics needs to cultivate a capacious sensibility that does not allow either to be backgrounded too thoroughly. A robust orientation to democracy requires that, at least over time, both continue to infuse our aesthetic-affective reactions.

The bi-valent character of sublimity is related in important ways to the temporal dimension of politics. In the immediate struggle and turmoil of democratic insurrection, our receptiveness to the sobering side of sublimity may appropriately remain in a secondary role. But when, over time, political conditions are less extreme in an authoritarian sense, a receptiveness to this aspect of the sublime should take on a more prominent role in orienting political reflection. This does not mean that one necessarily challenges less and backs away from collective confrontation, but that the themes of vulnerability and precarity may move more into the foreground and begin to infuse democratic actions more consistently and vividly.

In situations of severe oppression, it is the enthusing dimension of the sublime that immediately motivates and sustains insurgent rebellion to serve admirable democratic ends. Political reality may require suppressing sustained reflection and second-guessing regarding what are perceived to be immediately required courses of action. But, over time, proponents of democracy need to embody more consistently a sobering sensibility that encourages reflection on how cognitive and emotional certainty about our world-making capacities can draw us in undemocratic directions as we consider extended courses of action. Thus, the idea of a bi-valent sublime reflects a certain longue durée in the way we should comprehend the aesthetics of democratic life.

In established democracies or milder authoritarian regimes, the place of the sobering dimension in the democratic sensorium should thus expand, without however displacing the role of enthusiasm. We can see this in certain types of action, such as civil disobedience which can display and evoke simultaneously the full twofold quality of sublimity. If we think of such action during the civil rights struggle in the United States in the 1950s and 1960s, there is a striking combination of the enthusiasm of collective empowerment with a more sobering, lingering image of vulnerable bodies violently assaulted by police dogs and batons.

But, significantly, even if one can point to such examples of simultaneity in politics, it is probably true that equally balanced conjunctions of enthusiasm and sobriety are more easily found in aesthetic representations of political life. There, the full two-dimensional character of the democratic sublime can be simultaneously displayed and thus play a potentially distinctive role in reminding us how an acknowledgement of vulnerability constitutes a core feature of any full comprehension of the character of a democratic sensorium. Two examples help illustrate this claim.

First, consider the public performance art of the South African, Sethembile Mezane (Figure 1). She presents the vulnerable body of a Black African woman, clad in traditional garb, standing beside a large bronze statue of a mounted hero of the apartheid regime of South Africa that remains in place today. The juxtaposition of the huge and hard metallic representation of the lingering force of apartheid with a soft, living female body that, however, stands in determined public protest (often motionless for hours in extreme heat) is arresting, evoking both a sobering sense of vulnerability and the enthusiasm of a democratic challenge to power.13 Mezane's public enactment seeks to draw together a moment of elevation of the viewer at experiencing the dignity of the anonymous, vulnerable body standing and suffering silently while also expressing a resilient attitude of political courage.

Such a scene enacts a plea to see and identify with the precarity of the common person, someone who represents humanity in the face of unjust power. Quite often (as in this case), this involves someone from an oppressed group who has been denied a rightful democratic status. The performance seeks to bring to life, through an aesthetic-affective experience, a minimal bond between the performer and the viewer—who may be a member of the majority—through the recognition of a common vulnerability. When the sobering dimension of sublimity is evoked along with enthusiasm, it typically fosters a greater concern for pluralizing and diversifying a democratic sensibility than when a more one-dimensional enthusiasm monopolizes our attention, highlighting only the sharp, bi-modal division between the emerging manifestation of some popular “us,” “the people”, versus those who, for whatever reason, don't align with the momentum of the movement; in short, the “them,” those who are impeding the uprising.

We also see an encompassing, twofold sublimity in Kehinde Wiley's monumental equestrian statue, “Rumors of War” (Figure 2), first exhibited in Times Square in 2019, and now permanently in Richmond, Virginia, the former capital of the Confederacy.14 This remarkable piece brims with the energy and motivating power of the enthusing dimension of sublimity. A young Black man is seated on a war horse, seemingly headed into battle. This statue mimics one erected in the Jim Crow era of a mounted, sword-wielding Confederate general commanding his troops forward that was part of the extraordinary series of huge monuments to the “Lost Cause” on Richmond's famous Monument Avenue. Like the general,

Wiley's audacious young man seems to be boldly headed into battle. And yet, he is curiously unarmed. Moreover, unlike the original Confederate statue, he is not ordering anyone into the fight; rather, he is depicted as sitting unsteadily in the saddle and turning back toward others who might follow him. There is therefore a counter-note of precarity and vulnerability that is interwoven with the more obvious features of a militant bearing that most catch one's attention, when the statue is viewed quickly from a distance.15 Thus, Wiley's creation works to vivify the sort of twofold association of sublimity and democracy that I am promoting and thereby to focus our perception and sensibility in ways that can potentially help shape the character of democratic motivations.

My earlier suggestion that attention to temporality is crucial to a full grasp of the democratic sublime is connected to the broad issue of memory and political life. On its own, an enthusing sublime does not suppress a sense of memory, but I would suggest that such a one-sided sublimity tends to foster a problematically constrained role for it. The upshot of remembering, when conceived only in relation to past oppression and a feeling of present enthusiasm in regard to our re-making of the world, may tend to engender a forceful imperative to redeem or avenge those who have suffered oppression. Memory in this vein generates righteous anger and admirable deeds that promise to redress past injustice. That can and should form a crucial part of the sensorium of legitimate democratic motivation, as Frank has shown. But a question remains as to whether this is, on its own, an adequate way of attending to the significance of past suffering and death. An enthusing sublime is likely to be drawn to a closure that may be too quickly achieved, as opposed to some mode of tending to the past that more persistently vivifies and abides with suffering and death in a fashion that carries valuable resonance for ongoing political reflection. In short, the politics of memory is another site where the importance of tempering a one-sided, enthusing sublime becomes evident.

Attention to the sobering side of sublimity helps us see the value of a slow, sustained remembering of past oppression and death by encouraging a tarrying engagement with diverse lived experiences of harm and human annihilation. Of course, in this engagement, one cannot literally relive the past pain and extinction of others, but it may be possible to represent them not just through the record of historical facts, but also through more imaginative efforts that consciously evoke a sense of the sobering sublime.

Hartman's momentary, mini portrait retains the horror of the treatment and death of the girls but juxtaposes that with a “poetics of a free state” that imaginatively “liberate[s] them from the obscene descriptions” of the archive (Hartman 2016, 10, 25). One reads the imaginary description just quoted, and there is quiet exaltation in the portrayal of the beauty and resilience of the human spirit, but the vivid contrast with the background of atrocity attests as well to the necessity of a fuller aesthetic-affective reaction.

Hartman's approach thus helps us to see the value of a democratic imaginary that includes both an enthusing as well as a sobering side of sublimity. Its emphasis on the need for careful self-limitation and tarrying with scenes of trauma and death resists any temptation to reduce victims to simple, virtual characters in a one-dimensional process of homogenizing, democratic world creation. Her evoking of a sobering moment of sublimity thus slows the momentum of a pure enthusiasm that might otherwise threaten to submerge these harms in the unifying “regenerative vitality” of a secular redemption. That tarrying and attentiveness help foster a humility that remains more open to the depth and diversity of experiences of oppression, to losses that need to resonate in the democratic imagination and persistently ventilate it. When humility is understood in this way, it is not a virtue that encourages passivity, but rather one that encourages political sensitivity to both plurality and the potential costs of political actions, even democratic ones.

It is important not to overstate the independent influence of art like Mezane's and Wiley's or of the sort of fiction Hartman recommends. I am not arguing that the only, or most important, influence on our sense of self-limitation in democratic politics comes from engaging with such works. Rather, my suggestion is that they can be significant contributors to a constellation of sources within a democratic imaginary that can encourage the sensibility of bi-valent sublimity, thus helping to restrain the formation of populist imaginaries that slide toward fascism. There are clearly many other sources besides aesthetic ones. In the case of civil disobedience, for example, religion has often played this role. Of course, other non-religiously based exemplary scenes from a nation's history can also vivify such a sensibility, as the case of Dunkirk illustrates. Consider also the Boston Tea Party in American history. It was an event full of vehement, enthusiastic collective action, but there was also a sober sense of self-limitation. There was indeed violence to property and various scuffles involved in the dumping of the tea, but there were no deaths. This combination of features no doubt was part of the reason John Adams extolled the “Sublimity in this … Effort of the Patriots” (1964, 85–86). Finally, there is the important—and, as we increasingly now see, fragile—tradition in democracies of a political party in power giving that up voluntarily after an election loss.

In sum, my claim for the value of aesthetic representations is simply that they are one valuable source among many that can help cultivate an ethos of sublimity encouraging democratic self-limitation. If this argument is persuasive, then I have shown how the embrace of an aesthetic-affective sensibility may play an admirable and positive, rather than dangerous, role in democratic life. In doing so, I have made a place for an aesthetics of democratic power that draws us away from, rather than toward, a fascist sensibility.

An admirable democratic imaginary is one where an aesthetic sensibility of political life works in mutual congruence with the basic normative ideals of democracy. The animating force of this sensibility will embody the feeling of sublimity. But our understanding of a democratic sublime must be capacious, including not just the sense of enthusiasm but also a certain sort of sobriety. The enthusing valence of sublimity attaches to and enhances our motivations in relation to seeing and participating in popular manifestations of power that periodically leaven the weight of unjust or sclerotic political institutions and procedures. The sobering valence encourages a sense of democratic humility sensitive to the fallibility of political movements and goals, as well as an associated awareness of the dissonance of plural voices that sometimes gets occluded in a unifying, monological enthusiasm of a righteous, imagined “us” defining itself against a “them.” This dimension of the sublime is crucial, first, for helping us to resist attraction to anti-pluralistic currents in politics—something of particular importance today in combatting right-wing populism; and second, for our efforts to better attend to the memory of those who in the past have suffered great injustice in the long and difficult story of the enhancement of democracy.

The author declares no conflicts of interest.

Abstract Image

民主权力的美学:感性、规范性与崇高
今天,许多人相信,我们的审美-情感敏感性可以使我们的思维活跃起来,从而增强我们感知现有的态度、做法和制度如何破坏对更美好政治世界的想象的能力然而,当我们思考我们的感性如此令人钦佩的角色时,这也倾向于重新唤醒政治理论中一个值得尊敬的问题:根据情感和想象力的实质性作用,我们可能正在破坏规范性理性的作用,从而隐含地使集体权力的危险形式合法化。在西方历史上,从16世纪到今天,这种关注采取了多种形式。在英国内战时期,更激进的民主革命者因为拥抱危险的“热情”而受到谴责,在这种“热情”中,宗教信仰不是提供约束,而是与生动的想象相融合,设想了政治权力的全新可能性,批评者认为这是在煽动持久的暴力和狂热行为在20世纪,正是法西斯主义的世俗神话激发了许多国家民众的想象力。随着右翼民粹主义在各种民主社会蓬勃发展,这种担忧在今天已经不再遥远。鉴于这种广泛而令人不安的背景,我们今天面临的情况是,我们似乎同时受到感动,承认审美情感敏感性在政治生活中发挥着更大的作用,但同时也深深质疑它。我们应该如何开始在这些交叉的洋流中找到我们的方位呢?近年来,围绕感性的许多问题都被集中在社会或政治“想象”一词之下,其含义类似于想象中的人物如何与明确的政治取向交织在一起但是,越来越多地接受想象的力量之后,通常并没有反思它们应该如何与我们希望明确肯定的规范性理想联系起来。我想解决这个问题。政治想象或神话的特征如何与反映更理性规范基础的理想产生共鸣?更具体地说,更充分地承认我们的审美情感形象的作用如何避免上述危险?换句话说,我们能否设想出一种对政治权力的想象,它的培养能够鼓励(而不是破坏)民主的核心联想和理想?对于任何这样的探索来说,至关重要的是一个传统上与民主联系在一起的审美情感概念,即崇高自18世纪以来,崇高一直与一种对激烈集体行动的令人振奋的热情联系在一起,这种热情是由民主力量革命性出现的伟大理想所激发的。第1节提供了这一联系的简要历史概述,特别关注埃德蒙·伯克和伊曼努尔·康德如何揭示其特征。这种背景是必要的,不仅因为语境的原因,而且因为它允许人们认识到他们对政治现象的崇高性的观点是如何被构想出来的,从而也肯定了某些道德-政治价值,并使其他价值合法化。尽管伯克和康德所呼吁的价值观是不同的,但在每种情况下,他们都有助于构成这些思想家认为的真正的崇高,而不是扭曲或虚假的变体参与这些争论对于理解一般意义上的政治和崇高的关系,以及理解我们的审美情感如何被理解为积极的,而不是消极的,与民主价值观交织在一起的具体任务是很重要的。在这段历史概要之后,我转而考虑当代为呈现积极的崇高概念所做的令人钦佩的努力。杰森·弗兰克(Jason Frank)对“民主崇高”(2021)的描述说明了民主权力的崇高感是如何被街头民众起义的令人敬畏和产生热情的外表所唤起的。值得注意的是,他的描述旨在消除人们的担忧,即任何将民主与崇高联系在一起的行为,都将与肯定大众但反民主的起义纠缠在一起(2021,68 - 69,93 - 94)。我认为,在第二节中,他的努力本身并没有提供一种充分的方法来解决我刚才提出的问题:区分权力的民主表现与专制表现。为此,我们需要将民主崇高视为一种比弗兰克想象的更具多重价值的现象。第三部分试图通过找回一种崇高的感觉来做到这一点,这种感觉不仅与街头新兴的大众力量的热情有关,而且与承认人类的有限性,我们的脆弱性或不稳定性有关。当崇高在这种更全面的、双重意义上被设想时,它不仅包括一个“热情”的维度,也包括一个“清醒”的维度,它有助于区分民主的想象与右翼民粹主义或法西斯主义的想象。 此外,它还为如何在民主想象中解释时间和记忆提供了宝贵的见解。我将在第四节讨论这个问题。埃德蒙·伯克(Edmund Burke)的早期著作《对我们崇高与美的观念起源的哲学探究》(1757)(Burke 1990)并没有专门研究政治,但它深入研究了政治权威的美学情感根源,这一框架指导了他余生对政治的看法崇高总是与那些给人以崇高和敬畏感的事物联系在一起,但伯克在几个方面给了这一独特的转变。他想把我们对某些经历的反应描绘成根植于我们的天性。总之,觉得某些东西崇高是很自然的。这种影响有助于使神所授权的存在大链的实相生动起来。简而言之,我们的感官与神学认可的世界结构是一致的就社会政治秩序而言,处于等级制度最底层的人自然会在更高的人面前感到某种崇高感(仆人相对于主人,平民相对于贵族,女人相对于男人)。因此,伯克看到了崇高与政治的积极联系,但前提是这种政治是高度等级化的。这样的叙述当然没有使伯克成为当代崇高思想的流行来源。伯克后来对法国大革命充满敌意的描述进一步巩固了这种联系。在1790年的《反思》(Reflections)一书中,他痛斥革命者颠覆了社会和宗教秩序的方方面面。令他震惊的是,这样的行为被他同时代的许多人视为一种新的世俗崇高热情的对象。对他来说,它们构成了一种他认为是“虚假的”或不自然的崇高,与他之前所识别的真实的各种体验形成鲜明对比。伯克对民主革命的极度片面的谴责——甚至在恐怖主义之前——让我们清楚地意识到,他关于政治和崇高的思想在今天不太可能提供任何有价值的见解。这几乎是完全正确的。我稍后会说明,他关于崇高的双重概念,经过修改后,对于思考如何将我们的审美情感感性带入与民主价值观的生产性一致是有用的。首先,让我转到18世纪关于崇高的哲学思考的另一个主要来源,即康德。他写了很多关于这个话题的文章,但我感兴趣的只是他是如何把它与政治联系起来的。与当前关注最相关的是他如何试图将他的分析与法国大革命联系起来。他担心,许多欧洲人在那次事件爆发时所感受到的崇高感会转变为纯粹的“热情”(enthusiasm),从而助长暴力。他认为,真正的崇高是一种感觉,它平衡了这种影响,并对法国发生的事件显示出对人类尊严日益增长的尊重感到敬畏。他希望,这种对个人权利和自由的强烈尊重,根植于我们作为道德存在的形而上学地位,将鼓励那些同情革命的人自我限制(Clewis 2009;康德2000,154-157;康德1997,182-184)。康德对一种完全以热情表达的崇高的不安,后来在罗伯斯庇尔等领导人呼吁他的同胞更加暴力地使用他们新的、革命性的民主权力的“崇高的热情”时得到了证实(引用于Huet 1994, 61)。因此,尽管康德将对民主共和国的热情置于崇高的范围内,但他也希望排除我们的审美情感感性可能激发任何可能超越道德理性的动机。他担心,我们的激情不仅会因政治事件而高涨,还会产生一种无法控制的热情,这种热情将压倒我们道德感的抑制作用。因此,他给我们留下了我之前提到的持久的担忧:关于我们的敏感性及其伴随的动机最终如何与现代民主权力现象联系起来的挥之不去的矛盾心理。这种担忧自康德以来一直存在。正如我们所指出的,在20世纪中期,法西斯主义以一种相当有意识的方式,将其大众诉求与激发其追随者想象力和热情的神话交织在一起,为当代政治反思提供了验证。 考虑到这种反复出现的对审美情感敏感性在民主权力的产生和授权中发挥作用的危险的担忧,是否有可能在不向这些传统问题开放的情况下允许想象力发挥更大的作用?弗兰克的《民主的崇高》对这个问题提供了独特而有力的论述。最近从事美学问题的其他政治理论家倾向于不直接关注集体民主权力表现形式的美学特征。相反,他们关注的是我们的审美能力如何帮助我们创造“不感性”,从而破坏权力结构的动态这无疑是一个重要的问题,但它与弗兰克和我的问题有些不同,因为它只强调了我们的感性可以被动员起来扰乱不民主的权力现象的方式,但隐含地推迟了对与权力的民主表现相关的可能积极的感性特征的直接探索。弗兰克通过考察大革命期间和之后的法国政治来构建他的叙述,认为我们可以在那里找到真正的民主崇高的核心,以及这种权力现象不一定要滑向任何反民主命运的原因。尽管我很欣赏这一描述,但我认为,尽管弗兰克向我们展示了这一主题的任何有说服力的描述的必要部分,但他未能充分描述在反思民主权力美学时应该包括的全部敏感性和规范性。下面,我将试图说明,为了更充分地描述崇高,也就是说,为了更充分地与21世纪民主的核心规范产生共鸣,还需要做些什么。对弗兰克来说,我们对民主的崇高感是“民主政治想象”的核心。这种感觉集中在“人们自己集体展示”的力量的“崇高奇观”上(Frank 2021, 2,56)。这里的关键是人们在爆发的公共集会上的出现——“大规模抗议、叛乱和革命剧变”——个人走到一起,在公共场合看到自己受到敬畏和提升,相互灌输对他们新兴的集体力量的信心,同时唤起对国家代理人的恐惧。这种骚动展示了人民的“重要剩余”的“具体唯物主义”;总之,民主精神的真正体现。在这样的场景中,遭受压迫的普通人的受挫生活绽放出热情,“魅力”和集体能力感,它们共同为民主理想提供了必不可少的“再生活力”(Frank 2021, xii-xiii, 3,8 - 9,19,63 - 64,151)。这种民主力量在街头的崇高体现,自18世纪以来一直是所有重大叛乱的核心。在这里,崇高的宗教或形而上学基础的传统角色已经被内在的“奇迹”所取代,这种“奇迹”是人民无限的能力,可以一次又一次地、不可预测地、不受控制地意志一个新世界。与崇高相关的崇高感现在不是来自于与人类任性(上帝或本体自我)可能产生张力的东西,而是来自于无限的、壮观的、自我授权的大众意志的力量(Frank 2021, 14)。这与伯克和康德的真正崇高形成了鲜明的对比。他们最关心的是限制政治意愿。人们不需要同意伯克和康德设想的限制政治意志的适当基础的具体方式,就能承认这个普遍问题的重要性,因为它与弗兰克的描述有关。要提出的问题是:他的民主崇高的特征是否包含任何可能的资源,首先,帮助我们认识到,激烈的民主行动的任性可能会呈现出一种不民主的民粹主义特征,其次,从而开始导致纯粹热情的某种抑制?​这种指责为激烈的民主叛乱和群众影响提供了一种必要的、有害的逻辑。但这不是我要指控的。我的观点不是关于反民主恐怖主义或极权主义的必要势头,而是关于弗兰克所认定的构成民主权力崇高性的标准是否允许,就其本身而言,有任何基础可以开始区分新兴的民主反抗和反民主反抗。 弗兰克与民主权力的崇高联系在一起的特征,是否也适用于2021年1月6日发生在美国国会大厦的未遂叛乱?我认为,按照弗兰克的标准,这件许多美国右翼人士仍然非常热衷的事件,可以算作民主崇高的一个例子。抗议者们表现出一种自以为是和绝对肯定的统一意识,他们相信自己是“真正的人民”,是受到敌人威胁的美国的救赎者,这些敌人窃取了他们的政治秩序。在弗兰克的解释中,民主的崇高体现在这样一种统一的、令人振奋的、集体的、不受约束的民众权力正在出现的“奇迹”。我想说的是,为了让我们对这种错误描述的危险更加敏感,我们需要把弗兰克对崇高的“热情”感与一种“清醒”感重新联系起来,后者会让我们反思政治立场的危险,这种立场可能会把所有关于限制的担忧淹没在正义确定性的情感冲动中。没有这种一致性,弗兰克的观点剥离了传统的崇高性,它在伯克或康德那里保持了双重特征,在那里,自我限制的拉力分别由上帝或我们形而上学上安全的本体特征提供。“民主恐怖论”的提倡者预测,任何挑战制度化政治秩序正常程序的激烈民主表现都会带来致命的后果。我同意弗兰克对这种说法的否定,并肯定他对叛乱的评价;然而,我们也需要在一个比他所提供的更广阔的民主崇高的概念中,将这种价值增值置于背景中。更具体地说,我们需要对如何发挥我们的感性和想象力来帮助维持民主生活方式中隐含的动机有更丰富的理解。鉴于伯克对任何形式的激烈民主表现都深为反感,他似乎绝对不可能解决这个问题。如果我们坚持他的完整的概念装置,这是正确的。但我只想引出并肯定伯克在他早期的美学作品中对崇高的描述的一个方面;更具体地说,他把崇高的感觉与我们的必死、有限和脆弱联系起来的方式当然,对他来说,这种联系与他的有神论和对社会等级的肯定深深纠缠在一起。强调我们的有限性应该体现在与上帝的无限有关的谦卑感和不挑战社会等级。这种秩序被法国革命者打破了,对伯克来说,他们灾难性地用人类的无限性或无限性取代了上帝的无限性。现在,如果我们放弃有神论和对社会等级的依恋,我们将如何看待人类有限性与民主崇高的联系呢?弗兰克显然希望对任何将民主动机与“共同的死亡率、身体脆弱性和脆弱的相互依存体现”联系在一起的努力表示怀疑。他在这里的立场借鉴了邦妮·霍尼格(Bonnie Honig)对“死亡主义人文主义”的批评(Frank 2021, 9)对霍尼格来说,对死亡的主要强调可能会使理论注意力和实践动机过于尖锐地偏离阿伦特意义上的民主“本性”的潜力。后者将我们的注意力集中在不可预测的、有争议的民众浪潮上,当有限性被置于中心舞台时,这些东西很容易被忽略。对有限性的关注抹掉了“民主争论”和“激发集体、民主力量的新组合的重要性”(Frank 2010, 670-671)。但值得注意的是,弗兰克和霍尼格最终都没有要求民主权力的诞生具有排他性的优先权。Frank承认在强调和有限性之间存在“关键平衡”的可能性(Frank 2010, 670-671), Honig(2013, 19, 30, 147)谈到用一些可能使“死亡和出生的结合”生动起来的选择来取代“死亡主义人文主义”。因此,双方都承认,片面的强调本身可能不足以体现民主的敏感性。但是,在《民主的崇高》中,弗兰克似乎想要(如我上面所示)将有限性这个话题排除在我们对民主的美学-情感维度的理解之外。这种排除可能会带来什么代价?正如前面提到的,弗兰克担心,一种民主的崇高是根据生动的有限性的清醒效果来构思的,它会抑制支持民主政治行动的情绪出现的可能性。 如果一个人接受这种担忧的有效性,那么仍然存在一个对比的民主崇高,它纯粹是根据人民叛乱的热情和自我提升来构想的,也就是说,它无法将自己与反民主表现所引起的类似的审美情感形式区分开来。下面我要论证的是,如果我们把有限性纳入我们对民主崇高的概念,我们将有一个有用的基础来做出这样的区分。一种双价的情感不仅与崇高的热情维度相协调,就像弗兰克所阐明的那样,而且与清醒的维度相协调。简而言之,与前一种价值相关联的敏感性有助于巩固我们对政治中大众行动的正确性的信念,并激发我们实现集体目标的动力。我们对自己正在做的事情感到兴奋和振奋。后者是一种清醒的崇高感,它掩盖了被赋予权力的集体热情的立场,承认自己在政治上的无限能力的坚定信念和令人振奋的感觉,总是与潜在危险的封闭联系在一起。一个人怎样才能使这种崇高的清醒维度的想法变得合理呢?如果我们回到伯克,抛开他对神性和社会等级的肯定,崇高的体验中最突出的是什么?简而言之,伯克被一些与死亡或痛苦接近的经历也能带来一种提升感或“愉悦感”的方式所打动。当后一个词与死亡联系在一起时,我们听起来相当奇怪。伯克承认他的用法偏离了日常语言(1990,33 - 34)。但他想表达的核心思想一点也不奇怪。当然,如果一个人立即受到死亡的威胁,那就没有什么愉快的了;它仅仅是可怕的。但是,如果一个人在某种程度上远离危险,那么这个空间可能会带来一种特殊的快乐或感觉的提升。对他来说,这种与人类的终极弱点近乎对抗的快乐提醒着他与上帝的无限和无限的对比。然而,如果我们放弃了那个超验的锚,那么提升的愉悦感一定来自别的东西。我认为,它来自于我们在追求民主理想的过程中挑战和暂时超越极限的能力,同时也经历了我们不可避免的有限性。现在的核心问题是如何培养这种二维的感觉,以一种强调将挑战极限的兴奋膨胀为对人类无限的信心的危险的方式。当一种有限感与一种人类精神积极接触其极限的令人振奋的感觉交织在一起时,崇高就会得到充分的体验。作为一个初步的说明,考虑一下可能是最经典的代表自然崇高的画作,即卡斯帕·大卫·弗里德里希的《雾海之上的流浪者》()。一个男人摇摇晃晃地站在高高的悬崖边上,凝视着外面。他奋力爬上了一座山的顶峰,现在站在那里,他无疑为自己来之不易的成就而欢欣鼓舞,但同时也面临着从悬崖上掉下来的致命危险现在从政治史上拿一个平行的现实世界的例子。想想二战中敦刻尔克(Dunkirk)的故事唤醒了许多人的兴奋感吧。在敦刻尔克周围的海滩上,战败的英国军队面临全军覆没的威胁,他们不仅动用了英国海军舰艇,还动用了数百艘小型私人船只,做出了非凡的努力,才得以撤离。这个故事至今仍能引起人们的深刻共鸣,书和电影(最近的一部是2017年的电影)对它的不断重述证明了这一点。当然,在几十年后的电影中,这种致命的危险感要比1940年的英国人少得多,也少得多。在那个时候,这一事件是以一种更强大的崇高方式经历的,带有更多的“不安”和“清醒”:对人类伟大成就的热情与人类脆弱性和局限性的生动感觉所产生的谦卑交织在一起(Burke 1990,32,43;White 1994,8)。因此,伯克将有限性与崇高联系在一起,也许并不像一些当代诠释者所认为的那样明显奇特。但是,以一种更有说服力的、非有神论的方式将这种联系概念化,仍然是一个实质性的问题。这可能包括什么,以及它如何与崇高的热情维度保持一致,仍有待阐明。在这里,有必要进一步澄清与崇高,特别是政治形式相关联的愉悦升华的审美情感感。 这种感觉究竟从何而来?在伯克看来,它来自于体验我们的有限性和上帝仁慈地注视着我们的提升的无限性之间的对比。在康德看来,它来自于我们的自然有限性和我们作为道德存在的提升的本体地位之间的对比。在弗兰克热情的崇高中,它来自于我们集体“改造世界”的能力带来的令人振奋的体验。现在,如果一个人想象一下在我的意义上崇高的清醒方面——不依附于上帝、本体或激进的世界创造能力——它似乎根本没有升华的来源,而只是与我们存在的条件有关的谦卑、自我限制和悲伤的压抑感。这种单一性的清醒如何被重新想象为提升,而不依赖于刚才提到的任何来源?在这一点上,思考一些与康德如何利用道德尊严的理想大致相当的东西是有用的,但同时我们不承担他的形而上学承诺。这就意味着,我们要把人的尊严与我们的能力联系在一起,既要承认有限,又要在追求民主理想的过程中创造性地与这种命运作斗争。一种双重的崇高要求我们培养一种崇高感,这种崇高感来自于这样一种信念:我们的行为有时,至少是暂时的,可以战胜我们的最终状况,但同时也允许这种成就被存在的脆弱性意识所掩盖。崇高的冷静方面尤其体现在行动和美学表现中,与那些引起更强烈的集体起义的崇高相比,突出了人们采取行动的一种坚韧,冷静的决心,即使面临着实质性的威胁。这种清醒伴随着一种喜悦感,这种喜悦感来自于目睹、参与或想象在生动不稳定的情况下勇敢和人道的行为。在这里,一种崇高的感觉不是由一群示威者对抗一个不民主的政权的新兴集体事件引起的,而是由一个单独的、清醒的、坚定的挑战来唤起的,它表明了与大众愿望的团结,尽管所涉及的个人生命受到了生动的威胁。在政治事件进程中的任何特定时间或地点,崇高的两种价值中的一种可能在经验上更为突出。这是完全可以接受的,只要我们记住,民主政治需要培养一种宽容的敏感性,不允许任何一种背景都过于彻底。一个强健的民主取向要求,至少随着时间的推移,两者继续注入我们的审美情感反应。崇高的双重特征在重要方面与政治的时间维度有关。在民主起义的直接斗争和动荡中,我们对崇高的清醒的一面的接受可以适当地保持在次要的地位。但是,随着时间的推移,当政治条件在专制意义上不那么极端时,对崇高的这一方面的接受应该在指导政治反思方面发挥更突出的作用。这并不意味着人们必须减少挑战和远离集体对抗,而是脆弱性和不稳定性的主题可能会更多地进入前景,并开始更加一贯和生动地注入民主行动。在严重压迫的情况下,崇高的热情维度立即激发和维持叛乱,为令人钦佩的民主目标服务。政治现实可能需要压制对被认为是立即需要采取的行动的持续反思和事后猜测。但是,随着时间的推移,民主的支持者需要更始终如一地体现一种清醒的感性,这种感性鼓励人们反思,在我们考虑长期行动方案时,对我们创造世界能力的认知和情感确定性是如何将我们拉向不民主的方向的。因此,双重崇高的思想反映了我们在理解民主生活美学的方式上的某种长期的跨越。因此,在已建立的民主国家或较温和的专制政权中,清醒的层面在民主感官中的地位应该扩大,但不会取代热情的作用。 我们可以在某些类型的行动中看到这一点,比如公民不服从,它可以同时显示和唤起崇高的双重品质。如果我们回想一下20世纪50年代和60年代美国民权斗争期间的这种行动,就会发现,集体赋权的热情与一种更令人清醒的、挥之不去的形象——脆弱的身体受到警犬和警棍的暴力袭击——惊人地结合在一起。但是,值得注意的是,即使人们可以指出政治中同时性的例子,但在政治生活的美学表现中,同样平衡的热情和冷静的结合可能更容易找到。在那里,民主崇高的完整的二维特征可以同时显示出来,从而发挥潜在的独特作用,提醒我们承认脆弱性是如何构成对民主感官特征的全面理解的核心特征。两个例子有助于说明这种说法。首先,考虑南非人Sethembile Mezane的公共行为艺术(图1)。她展示了一个穿着传统服装的非洲黑人妇女脆弱的身体,站在南非种族隔离政权的一个巨大的骑马英雄铜像旁边,这个铜像今天仍然存在。巨大而坚硬的金属代表着挥之不去的种族隔离的力量,与柔软而鲜活的女性身体并置在一起,然而,坚定地站在公众抗议中(通常在极端炎热的情况下一动不动几个小时),这是引人注目的,唤起了一种清醒的脆弱感和民主挑战权力的热情Mezane的公共表演试图将观众聚集在一起,体验匿名的尊严,脆弱的身体默默地站立和受苦,同时也表达了一种政治勇气的弹性态度。这样的场景发出了一种请求,让人们看到并认同普通人的不稳定性,普通人在面对不公正的权力时代表着人性。通常情况下(就像在这个案例中一样),这涉及到一个被剥夺了合法民主地位的受压迫群体的人。表演试图通过一种美学情感体验,将表演者和观众(可能是大多数人中的一员)之间的最小联系带入生活,通过认识到共同的弱点。当崇高的清醒维度与热情一起被唤起时,它通常会促进对多元化和多样化民主敏感性的更大关注,而不是当更一维的热情垄断了我们的注意力时,只突出了一些流行的“我们”,“人民”的新兴表现与那些出于某种原因不与运动势头一致的人之间的尖锐的双模态划分;简而言之,就是那些阻碍起义的“他们”。在Kehinde Wiley的不朽马术雕像“战争的谣言”(图2)中,我们也看到了一种包容的、双重的崇高,它于2019年首次在时代广场展出,现在永久地在弗吉尼亚州的里士满,这个前邦联首都。一个年轻的黑人男子坐在战马上,似乎要去打仗。这座雕像模仿了吉姆·克劳(Jim Crow)时代的一座雕像,一个骑着马、挥舞着剑的南方联盟将军指挥他的部队前进,这座雕像是里士满著名的纪念碑大道上“失败的事业”的一系列巨大纪念碑的一部分。和将军一样,威利笔下大胆的年轻人似乎也在勇敢地奔赴战场。然而,奇怪的是,他没有武器。此外,与最初的邦联雕像不同,他没有命令任何人参战;相反,他被描绘成摇摇晃晃地坐在马鞍上,回头看着可能跟随他的人。因此,当从远处快速观看雕像时,有一种不稳定和脆弱的反音符,它与一种更明显的战斗姿态的特征交织在一起,最吸引人的注意因此,Wiley的作品使我所提倡的崇高和民主的双重联系生动起来,从而使我们的感知和敏感性集中在可能有助于塑造民主动机特征的方式上。我之前的建议是,关注暂时性对于全面把握民主的崇高是至关重要的,这与记忆和政治生活的广泛问题有关。就其本身而言,一种热情的崇高并不压抑一种记忆感,但我认为,这种片面的崇高倾向于为它培育一个有问题的受约束的角色。回忆的结果,如果仅仅与过去的压迫和现在对我们重建世界的热情有关,可能会产生一种强烈的迫切需要,去拯救或报复那些遭受压迫的人。 一个令人钦佩的民主想象是政治生活的审美敏感性与民主的基本规范理想相互一致。这种感性的生命力将体现出崇高的感觉。但我们对民主崇高的理解必须是宽泛的,不仅包括热情,还包括某种清醒。崇高的热情价价依附于并增强了我们观看和参与权力的流行表现的动机,这种表现定期地发酵不公正或僵化的政治制度和程序的重量。这种冷静的态度激发了一种对政治运动和目标的易错性敏感的民主谦卑感,以及一种对多元声音的不和谐的相关意识,这种不和谐有时会被一种统一的、单一的、正义的、想象中的“我们”用“他们”来定义自己的热情所掩盖。崇高的这个维度是至关重要的,首先,它有助于我们抵制政治上反多元化潮流的吸引力——这在今天与右翼民粹主义的斗争中尤为重要;第二,感谢我们为更好地纪念那些在过去漫长而艰难的促进民主的历程中遭受巨大不公正待遇的人们所作的努力。作者声明无利益冲突。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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