Research on eXplainable artificial intelligence in the CNN-LSTM hybrid model for energy forecasting

IF 6.7 2区 工程技术 Q1 CONSTRUCTION & BUILDING TECHNOLOGY
Chao Fan, Huanxin Chen
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引用次数: 0

Abstract

At present, data-driven approaches have achieved satisfactory results in energy forecasting for building cooling and air conditioning systems, particularly using hybrid deep learning models based on Convolutional Neural Networks (CNN) and Long Short-Term Memory (LSTM). However, these complex hybrid deep learning models often struggle to offer sufficient explainability, making it difficult for building professionals to understand the models and thereby reducing their trust in them. This study developed a CNN-LSTM hybrid model for predicting energy consumption in building refrigeration and air conditioning systems. To preserve the positional information of input features, the pooling layers in the CNN module were removed. The modified model still achieved high prediction accuracy, with R2 = 0.9729. Subsequently, a comparative study of four eXplainable artificial intelligence (XAI) methods was conducted for the hybrid model. Among them, Gradient-weighted Class Activation Mapping (Grad-CAM) and Gradient-weighted Absolute Class Activation Mapping (Grad-Absolute-CAM) provided more reasonable global explanations. Additionally, Grad-Absolute-CAM exhibited superior consistency in local explanations. An ablation study was conducted based on the feature importance rankings provided by the four XAI methods. Through comprehensive comparison, the 11 most influential features for energy consumption prediction were identified. This study partially fills the research gap in explainability of hybrid models and highlights the potential of XAI in feature selection and improving energy forecasting. This has significant implications for developing more explainable, accurate, and efficient prediction models.
CNN-LSTM混合模型中可解释人工智能能源预测研究
目前,数据驱动的方法在建筑制冷和空调系统的能量预测中取得了令人满意的结果,特别是使用基于卷积神经网络(CNN)和长短期记忆(LSTM)的混合深度学习模型。然而,这些复杂的混合深度学习模型往往难以提供足够的可解释性,这使得专业人士很难理解这些模型,从而降低了他们对模型的信任。本研究建立了一个CNN-LSTM混合模型,用于预测建筑制冷和空调系统的能耗。为了保留输入特征的位置信息,去除CNN模块中的池化层。修正后的模型仍然具有较高的预测精度,R2 = 0.9729。随后,对混合模型进行了四种可解释人工智能(XAI)方法的比较研究。其中梯度加权类激活映射(Gradient-weighted Class Activation Mapping, Grad-CAM)和梯度加权绝对类激活映射(Gradient-weighted Absolute Class Activation Mapping, Grad-Absolute-CAM)提供了更合理的全局解释。此外,Grad-Absolute-CAM在局部解释中表现出优越的一致性。根据四种XAI方法提供的特征重要性排序进行消融研究。通过综合比较,确定了对能耗预测影响最大的11个特征。本研究部分填补了混合模型可解释性方面的研究空白,突出了XAI在特征选择和改进能源预测方面的潜力。这对于开发更可解释、更准确、更有效的预测模型具有重要意义。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
Journal of building engineering
Journal of building engineering Engineering-Civil and Structural Engineering
CiteScore
10.00
自引率
12.50%
发文量
1901
审稿时长
35 days
期刊介绍: The Journal of Building Engineering is an interdisciplinary journal that covers all aspects of science and technology concerned with the whole life cycle of the built environment; from the design phase through to construction, operation, performance, maintenance and its deterioration.
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