Need for international consensus on diagnostic criteria for fetal alcohol spectrum disorders (FASD): Commentary on Myers et al., “Comparing rates of agreement between different diagnostic criteria for fetal alcohol spectrum disorder: A systematic review”

IF 2.7 Q2 SUBSTANCE ABUSE
Elizabeth Jane Elliott
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In short, if we all use different diagnostic methods and terminology, we risk comparing apples with oranges.</p><p>Alcohol embryopathy was first described as fetal alcohol syndrome—or FAS—in the English literature by Jones and Smith (<span>1973</span>). They described children whose mothers used excessive alcohol in pregnancy and who exhibited characteristic facial features, growth restriction, congenital anomalies, and developmental delay. Later recognition that the phenotype associated with prenatal alcohol exposure (PAE) was very heterogeneous—depending not only on the pattern of PAE, but maternal and fetal genetics, maternal health and age, and a host of other complex factors (May &amp; Gossage, <span>2011</span>), led to the use of terms such as fetal alcohol effects (FAE) and ultimately FASD. Inherent in the use of the term FASD is acknowledgment that PAE has a ‘spectrum’ of effects; for example, first-trimester PAE may cause facial dysmorphology and congenital anomalies associated with functional neurodevelopmental problems, while exposure at any time in pregnancy may result in neurodevelopmental problems in the absence of physical features.</p><p>Diagnostic guidelines act as a road map to lead clinicians along a pathway to assessment and diagnosis of FASD, but even within countries different approaches are used: the 4-digit code (Astley Hemmingway, <span>2024</span>), Institute of Medicine criteria (Hoyme et al., <span>2016</span>) and CDC criteria (CDC, <span>2024</span>) are all used in the United States. As outlined by Myers et al. (<span>2025</span>) guidelines have also been published in Canada (Cook et al., <span>2016</span>), Australia (Bower &amp; Elliott, <span>2016</span>), New Zealand (Aotearoa (NZ) FASD Guidelines Development Project Team, <span>2024</span>), Scotland (Scottish Intercollegiate Guidelines Network, <span>2019</span>), and Germany (Landgraf et al., <span>2024</span>). It is likely these were developed to overcome the perceived complexity of some criteria for use in clinical settings, and the perceived lack of rigor in others, including absence of cut-points for clinical significance in growth or neurodevelopmental function. The Australian and UK guidelines were derived from the Canadian criteria, with the benefit of allowing a consistent approach internationally.</p><p>Terminology is also a barrier to international consistency. An alphabet of acronyms is used to categorize outcomes following PAE, including FASD, FAS, partial FAS, alcohol-related neurodevelopmental disorder (ARND), alcohol-related birth defects (ARBD), and static encephalopathy. To add to the fray, several guidelines use FASD (FASD with three sentinel facial features or FASD with fewer than three sentinel features) as a diagnostic term (Aotearoa (NZ) FASD Guidelines Development Project Team, <span>2024</span>; Bower and Elliott, <span>2016</span>; Cook et al., <span>2016</span>; Scottish Intercollegiate Guidelines Network, <span>2019</span>). Conversely, the CDC states that “the term FASD is not meant for use as a clinical diagnosis” and “should only be used as an umbrella term within which different sub-groups of FASD are identified.” The 4-digit code takes a different approach to classification, allocating a severity score from 1 to 4 for each of growth deficiency, facial phenotype of FASD, structural and functional brain abnormalities and prenatal alcohol exposure (Astley Hemmingway, <span>2024</span>). This results in over 200 possible code combinations and numerous diagnostic categories, five of which fall under the broad umbrella of FASD.</p><p>The key challenge in diagnosing FASD is the absence of a definitive diagnostic test—including any accurate biological marker (Popova et al., <span>2023</span>). This also applies to other neurodevelopmental disorders such as attention-deficit hyperactivity disorder (Wolraich et al., <span>2019</span>), autism spectrum disorder (Goodall et al., <span>2023</span>), and sleep disorder (Ogundele &amp; Yemula, <span>2022</span>), in which diagnosis is made after clinical assessment—using a check list of criteria or an algorithm to document the typical “symptom complex.” In considering any of these disorders, clinicians must exclude differential diagnoses, including genetic disorders, and document potential prenatal and postnatal contributors to neurodevelopmental impairment such as complex early life trauma, brain injury, or metabolic disorders (Bower and Elliott, <span>2016</span>). They must also be cognisant of different clinical presentations at different ages, the overlap between clinical phenotypes in neurodevelopmental disorders, and possible coexisting diagnoses.</p><p>Unlike many neurodevelopmental disorders, for which etiology is unknown, FASD is attributed to PAE, a well-established teratogen and neurotoxin whose effects can be reliably reproduced in preclinical models (Popova et al., <span>2023</span>). Confirming PAE is often difficult because many children with FASD grow up in out-of-home care. When obstetric records lack reliable information on PAE, review of child protection, justice, and other records, or obtaining firsthand witness reports is required.</p><p>Although not explicitly stated by Myers et al. (<span>2025</span>), most diagnostic criteria for FASD are more similar than different; all include the criteria of PAE and severe neurodevelopmental impairment, and all except DSM-5 include facial dysmorphology. All suggest documenting—but do not necessarily include as essential diagnostic features—growth and congenital anomalies. However, the cut-offs used for determining functional impairment, the domains of function recommended for assessment, and the inclusion of criteria such as growth differ.</p><p>Few guidelines consider the challenges of assessing infants or adults or the changes in the behavioral and physical phenotype that may occur over the lifespan. Few offer approaches that truly consider the cultural context of people being assessed for FASD, particularly First Nations populations (Aotearoa (NZ) FASD Guidelines Development Project Team, <span>2024</span>). This is important for several reasons. First, the prevalent assumption that “FASD is a First Nations problem” may lead to stigmatization and racism and must be discounted. Second, there is a lack of standardized, validated, and language-independent tools for assessing neurodevelopment for many First Nations peoples and a lack of normative data, including for facial features. Third, the approach to the diagnosis and management of FASD must be codesigned with Indigenous people, culturally safe, and adhere to traditional protocols. To address these issues an Aboriginal author has published the Australian Indigenous FASD Framework, which suggests an approach to FASD that blends Aboriginal and Torres Strait Islander and Western wisdom, takes a respectful healing-informed approach, and facilitates equitable access to strength-based assessment, diagnosis, and support that engenders hope. (Hewlett et al., <span>2023</span>).</p><p>For most neurodevelopmental diagnoses, clinicians globally use diagnostic criteria included in t<i>he Diagnostic and Statistical Manual of Mental Disorders (DSM-5-TR) (</i>American Psychiatric Association, <span>2024</span>) or the International Classification of Diseases for Mortality and Morbidity Statistics (ICD-11) (WHO, <span>2024</span>), which ensures a consistent approach. However, the name FASD is not listed in the DSM-5-TR, which instead includes Neurobehavioral Disorder Associated with Prenatal Alcohol Exposure (ND-PAE) as a psychiatric diagnosis that requires evidence of PAE and impairment in the three functional domains of cognition, self-regulation, and adaptive functioning (Doyle &amp; Mattson, <span>2015</span>). Some, not all, people with a diagnosis of FASD will fulfill criteria for ND-PAE. Similarly, FASD is not included in the ICD-11, which lists only FAS (code LD2F.00) as both a ‘malformation syndrome caused by maternal consumption of alcohol during pregnancy’ and a ‘neurodevelopmental syndrome due to prenatal alcohol exposure’ (code 6AOY). Both these classification systems differ from those used in existing diagnostic guidelines and provide yet more alternatives for consideration by clinicians.</p><p>Standardizing the diagnostic approach is important to guide clinical care and enable rigorous scientific research. Considering this, Myers et al. asked an important question about the agreement between different diagnostic criteria for FASD. They conducted the first systematic review of peer-reviewed publications that directly compare the likelihood of receiving a diagnosis of FASD using one set of criteria versus another (eight studies reporting 17 comparisons), published in <i>Alcohol: Clinical and Experimental Research</i> (Myers et al., <span>2025</span>). In a move away from past studies, which have simply applied different diagnostic criteria in the same population, the authors extracted data to allow calculation of the percentage agreement and disagreement for a FASD diagnosis using two different sets of criteria and used meta-analyses to derive a composite estimate of agreement when making multiple comparisons between studies.</p><p>The percentage agreement between eight sets of criteria for a diagnosis of FASD (or no diagnosis) ranged from 53.7% to 91% (Myers et al., <span>2025</span>), not surprising considering both the disparity and similarity between international guidelines. For example, the percentage agreement for a FASD diagnosis between Australian and Canadian criteria, on which Australian criteria are based, was 85.2%. On the other hand, there was considerable variation in the percentage agreement for diagnosis (59.4%–82.5%) when the Canadian criteria were compared with five other sets of criteria. In another example, a child diagnosed using the IOM criteria had a one in four chance of receiving a different diagnosis when four other sets of criteria were used.</p><p>So, what are the implications of these findings? The lack of agreement between widely used diagnostic systems is consequential. Without an accurate diagnosis, clinicians cannot provide individuals and families with an understanding of the origin of their challenges. Failure to diagnose may lead to missed opportunities for support to assist a mother to abstain from alcohol in a future pregnancy. It may restrict families from accessing appropriate services, supports, and optimal treatment, or from applying for remedial education or government support. It may jeopardize judicial outcomes. Confusion among clinicians about how to make the diagnosis will inevitably result in diagnostic delays, misdiagnosis, or underdiagnosis (Chasnoff et al., <span>2015</span>) with significant impacts on families (Phillips et al., <span>2022</span>). Importantly, a diagnosis—and the earlier the better—provides a window of opportunity for early intervention to address the severe and pervasive neurodevelopmental problems that are characteristic of FASD.</p><p>Assessments conducted during the diagnostic process also allow us to identify the individual strengths and qualities of people living with FASD and to offer the necessary supports to help them build on these. In an era of limited healthcare resources, the diagnosis of FASD is costly and time-consuming, requiring multidisciplinary input from a range of skilled and FASD-informed clinicians. As Myers et al. (<span>2025</span>) states, the “demand for FASD diagnostic services far exceeds current capacity in many countries,” so surely we should use our precious resources wisely. A broad choice of diagnostic criteria may leave clinicians confused as to what diagnostic approach is most accurate and clinically useful. Furthermore, in the context of research, a lack of agreement between diagnostic criteria makes it impossible to make global comparisons on prevalence rates for FASD, the frequency of neurodevelopmental impairments, and the need for and response to therapies, supports and strategies for prevention. To this end the National Institute on Alcohol Abuse and Alcoholism (NIAAA) has convened a Consensus Committee with a remit to establish an international classification system for FASD to improve the comparability of research internationally (Mooney et al., <span>2022</span>). The development of clinical guidelines is beyond NIAAA's mission and is not part of these efforts. Significant additional work would be required to achieve a consistent clinical approach to diagnosis that is agreed for use internationally and applicable in different contexts.</p><p>We cannot afford to keep comparing apples with oranges. We need international consensus on a “Gold Standard” diagnostic approach to FASD. The future challenge for the research community will be to prospectively obtain the evidence needed to enable us to better understand the way in which PAE impacts the fetal brain at different gestational ages and to refine the classification of FASD accordingly. We must also consider the impact of genetic variants, simultaneous exposure to alcohol and other drugs, complex early life trauma, and variable epigenetic responses to PAE on the FASD phenotype. Considering the inadequacy of clinical services internationally to deal with demand, clinical capacity must be built for diagnosing and managing FASD, especially in primary care and rural settings, and new technologies including telehealth embraced. In addition, we must explore new ways to diagnose FASD earlier, because experience in other neurodevelopmental disorders confirms that early intervention can change life trajectories. Novel approaches to diagnosis might include use of web-based tools (Hyland et al., <span>2023</span>) and exploring the utility of biological markers, including epigenetic signatures, as screening tools for PAE (Popova et al., <span>2023</span>). For example, in a proof of concept study, markers of PAE have been identified in baby teeth (Montag et al., <span>2022</span>) Sophisticated 3-D imaging may help delineate facial characteristics associated with FASD or PAE—apart from the three sentinel features—and thus help identify infants at most risk of FASD (Muggli et al., <span>2017</span>, <span>2025</span>). Machine learning may also facilitate assessment and diagnosis (Suttie et al., <span>2024</span>); however, the limited resources available both for clinical services and research will restrict the rate at which these innovations can be explored.</p><p>The author has no conflict of interests.</p>","PeriodicalId":72145,"journal":{"name":"Alcohol (Hanover, York County, Pa.)","volume":"49 8","pages":"1640-1643"},"PeriodicalIF":2.7000,"publicationDate":"2025-06-07","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/acer.70095","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Alcohol (Hanover, York County, Pa.)","FirstCategoryId":"1085","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/acer.70095","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"SUBSTANCE ABUSE","Score":null,"Total":0}
引用次数: 0

Abstract

As highlighted in the systematic review by Myers et al. (2025), multiple different sets of criteria have spawned internationally for the diagnosis and classification of fetal alcohol spectrum disorder (FASD), with variable agreement between criteria. A lack of international agreement on diagnostic criteria has significantly impeded global understanding of the disorder by clinicians and limited meaningful collaborative research. In short, if we all use different diagnostic methods and terminology, we risk comparing apples with oranges.

Alcohol embryopathy was first described as fetal alcohol syndrome—or FAS—in the English literature by Jones and Smith (1973). They described children whose mothers used excessive alcohol in pregnancy and who exhibited characteristic facial features, growth restriction, congenital anomalies, and developmental delay. Later recognition that the phenotype associated with prenatal alcohol exposure (PAE) was very heterogeneous—depending not only on the pattern of PAE, but maternal and fetal genetics, maternal health and age, and a host of other complex factors (May & Gossage, 2011), led to the use of terms such as fetal alcohol effects (FAE) and ultimately FASD. Inherent in the use of the term FASD is acknowledgment that PAE has a ‘spectrum’ of effects; for example, first-trimester PAE may cause facial dysmorphology and congenital anomalies associated with functional neurodevelopmental problems, while exposure at any time in pregnancy may result in neurodevelopmental problems in the absence of physical features.

Diagnostic guidelines act as a road map to lead clinicians along a pathway to assessment and diagnosis of FASD, but even within countries different approaches are used: the 4-digit code (Astley Hemmingway, 2024), Institute of Medicine criteria (Hoyme et al., 2016) and CDC criteria (CDC, 2024) are all used in the United States. As outlined by Myers et al. (2025) guidelines have also been published in Canada (Cook et al., 2016), Australia (Bower & Elliott, 2016), New Zealand (Aotearoa (NZ) FASD Guidelines Development Project Team, 2024), Scotland (Scottish Intercollegiate Guidelines Network, 2019), and Germany (Landgraf et al., 2024). It is likely these were developed to overcome the perceived complexity of some criteria for use in clinical settings, and the perceived lack of rigor in others, including absence of cut-points for clinical significance in growth or neurodevelopmental function. The Australian and UK guidelines were derived from the Canadian criteria, with the benefit of allowing a consistent approach internationally.

Terminology is also a barrier to international consistency. An alphabet of acronyms is used to categorize outcomes following PAE, including FASD, FAS, partial FAS, alcohol-related neurodevelopmental disorder (ARND), alcohol-related birth defects (ARBD), and static encephalopathy. To add to the fray, several guidelines use FASD (FASD with three sentinel facial features or FASD with fewer than three sentinel features) as a diagnostic term (Aotearoa (NZ) FASD Guidelines Development Project Team, 2024; Bower and Elliott, 2016; Cook et al., 2016; Scottish Intercollegiate Guidelines Network, 2019). Conversely, the CDC states that “the term FASD is not meant for use as a clinical diagnosis” and “should only be used as an umbrella term within which different sub-groups of FASD are identified.” The 4-digit code takes a different approach to classification, allocating a severity score from 1 to 4 for each of growth deficiency, facial phenotype of FASD, structural and functional brain abnormalities and prenatal alcohol exposure (Astley Hemmingway, 2024). This results in over 200 possible code combinations and numerous diagnostic categories, five of which fall under the broad umbrella of FASD.

The key challenge in diagnosing FASD is the absence of a definitive diagnostic test—including any accurate biological marker (Popova et al., 2023). This also applies to other neurodevelopmental disorders such as attention-deficit hyperactivity disorder (Wolraich et al., 2019), autism spectrum disorder (Goodall et al., 2023), and sleep disorder (Ogundele & Yemula, 2022), in which diagnosis is made after clinical assessment—using a check list of criteria or an algorithm to document the typical “symptom complex.” In considering any of these disorders, clinicians must exclude differential diagnoses, including genetic disorders, and document potential prenatal and postnatal contributors to neurodevelopmental impairment such as complex early life trauma, brain injury, or metabolic disorders (Bower and Elliott, 2016). They must also be cognisant of different clinical presentations at different ages, the overlap between clinical phenotypes in neurodevelopmental disorders, and possible coexisting diagnoses.

Unlike many neurodevelopmental disorders, for which etiology is unknown, FASD is attributed to PAE, a well-established teratogen and neurotoxin whose effects can be reliably reproduced in preclinical models (Popova et al., 2023). Confirming PAE is often difficult because many children with FASD grow up in out-of-home care. When obstetric records lack reliable information on PAE, review of child protection, justice, and other records, or obtaining firsthand witness reports is required.

Although not explicitly stated by Myers et al. (2025), most diagnostic criteria for FASD are more similar than different; all include the criteria of PAE and severe neurodevelopmental impairment, and all except DSM-5 include facial dysmorphology. All suggest documenting—but do not necessarily include as essential diagnostic features—growth and congenital anomalies. However, the cut-offs used for determining functional impairment, the domains of function recommended for assessment, and the inclusion of criteria such as growth differ.

Few guidelines consider the challenges of assessing infants or adults or the changes in the behavioral and physical phenotype that may occur over the lifespan. Few offer approaches that truly consider the cultural context of people being assessed for FASD, particularly First Nations populations (Aotearoa (NZ) FASD Guidelines Development Project Team, 2024). This is important for several reasons. First, the prevalent assumption that “FASD is a First Nations problem” may lead to stigmatization and racism and must be discounted. Second, there is a lack of standardized, validated, and language-independent tools for assessing neurodevelopment for many First Nations peoples and a lack of normative data, including for facial features. Third, the approach to the diagnosis and management of FASD must be codesigned with Indigenous people, culturally safe, and adhere to traditional protocols. To address these issues an Aboriginal author has published the Australian Indigenous FASD Framework, which suggests an approach to FASD that blends Aboriginal and Torres Strait Islander and Western wisdom, takes a respectful healing-informed approach, and facilitates equitable access to strength-based assessment, diagnosis, and support that engenders hope. (Hewlett et al., 2023).

For most neurodevelopmental diagnoses, clinicians globally use diagnostic criteria included in the Diagnostic and Statistical Manual of Mental Disorders (DSM-5-TR) (American Psychiatric Association, 2024) or the International Classification of Diseases for Mortality and Morbidity Statistics (ICD-11) (WHO, 2024), which ensures a consistent approach. However, the name FASD is not listed in the DSM-5-TR, which instead includes Neurobehavioral Disorder Associated with Prenatal Alcohol Exposure (ND-PAE) as a psychiatric diagnosis that requires evidence of PAE and impairment in the three functional domains of cognition, self-regulation, and adaptive functioning (Doyle & Mattson, 2015). Some, not all, people with a diagnosis of FASD will fulfill criteria for ND-PAE. Similarly, FASD is not included in the ICD-11, which lists only FAS (code LD2F.00) as both a ‘malformation syndrome caused by maternal consumption of alcohol during pregnancy’ and a ‘neurodevelopmental syndrome due to prenatal alcohol exposure’ (code 6AOY). Both these classification systems differ from those used in existing diagnostic guidelines and provide yet more alternatives for consideration by clinicians.

Standardizing the diagnostic approach is important to guide clinical care and enable rigorous scientific research. Considering this, Myers et al. asked an important question about the agreement between different diagnostic criteria for FASD. They conducted the first systematic review of peer-reviewed publications that directly compare the likelihood of receiving a diagnosis of FASD using one set of criteria versus another (eight studies reporting 17 comparisons), published in Alcohol: Clinical and Experimental Research (Myers et al., 2025). In a move away from past studies, which have simply applied different diagnostic criteria in the same population, the authors extracted data to allow calculation of the percentage agreement and disagreement for a FASD diagnosis using two different sets of criteria and used meta-analyses to derive a composite estimate of agreement when making multiple comparisons between studies.

The percentage agreement between eight sets of criteria for a diagnosis of FASD (or no diagnosis) ranged from 53.7% to 91% (Myers et al., 2025), not surprising considering both the disparity and similarity between international guidelines. For example, the percentage agreement for a FASD diagnosis between Australian and Canadian criteria, on which Australian criteria are based, was 85.2%. On the other hand, there was considerable variation in the percentage agreement for diagnosis (59.4%–82.5%) when the Canadian criteria were compared with five other sets of criteria. In another example, a child diagnosed using the IOM criteria had a one in four chance of receiving a different diagnosis when four other sets of criteria were used.

So, what are the implications of these findings? The lack of agreement between widely used diagnostic systems is consequential. Without an accurate diagnosis, clinicians cannot provide individuals and families with an understanding of the origin of their challenges. Failure to diagnose may lead to missed opportunities for support to assist a mother to abstain from alcohol in a future pregnancy. It may restrict families from accessing appropriate services, supports, and optimal treatment, or from applying for remedial education or government support. It may jeopardize judicial outcomes. Confusion among clinicians about how to make the diagnosis will inevitably result in diagnostic delays, misdiagnosis, or underdiagnosis (Chasnoff et al., 2015) with significant impacts on families (Phillips et al., 2022). Importantly, a diagnosis—and the earlier the better—provides a window of opportunity for early intervention to address the severe and pervasive neurodevelopmental problems that are characteristic of FASD.

Assessments conducted during the diagnostic process also allow us to identify the individual strengths and qualities of people living with FASD and to offer the necessary supports to help them build on these. In an era of limited healthcare resources, the diagnosis of FASD is costly and time-consuming, requiring multidisciplinary input from a range of skilled and FASD-informed clinicians. As Myers et al. (2025) states, the “demand for FASD diagnostic services far exceeds current capacity in many countries,” so surely we should use our precious resources wisely. A broad choice of diagnostic criteria may leave clinicians confused as to what diagnostic approach is most accurate and clinically useful. Furthermore, in the context of research, a lack of agreement between diagnostic criteria makes it impossible to make global comparisons on prevalence rates for FASD, the frequency of neurodevelopmental impairments, and the need for and response to therapies, supports and strategies for prevention. To this end the National Institute on Alcohol Abuse and Alcoholism (NIAAA) has convened a Consensus Committee with a remit to establish an international classification system for FASD to improve the comparability of research internationally (Mooney et al., 2022). The development of clinical guidelines is beyond NIAAA's mission and is not part of these efforts. Significant additional work would be required to achieve a consistent clinical approach to diagnosis that is agreed for use internationally and applicable in different contexts.

We cannot afford to keep comparing apples with oranges. We need international consensus on a “Gold Standard” diagnostic approach to FASD. The future challenge for the research community will be to prospectively obtain the evidence needed to enable us to better understand the way in which PAE impacts the fetal brain at different gestational ages and to refine the classification of FASD accordingly. We must also consider the impact of genetic variants, simultaneous exposure to alcohol and other drugs, complex early life trauma, and variable epigenetic responses to PAE on the FASD phenotype. Considering the inadequacy of clinical services internationally to deal with demand, clinical capacity must be built for diagnosing and managing FASD, especially in primary care and rural settings, and new technologies including telehealth embraced. In addition, we must explore new ways to diagnose FASD earlier, because experience in other neurodevelopmental disorders confirms that early intervention can change life trajectories. Novel approaches to diagnosis might include use of web-based tools (Hyland et al., 2023) and exploring the utility of biological markers, including epigenetic signatures, as screening tools for PAE (Popova et al., 2023). For example, in a proof of concept study, markers of PAE have been identified in baby teeth (Montag et al., 2022) Sophisticated 3-D imaging may help delineate facial characteristics associated with FASD or PAE—apart from the three sentinel features—and thus help identify infants at most risk of FASD (Muggli et al., 2017, 2025). Machine learning may also facilitate assessment and diagnosis (Suttie et al., 2024); however, the limited resources available both for clinical services and research will restrict the rate at which these innovations can be explored.

The author has no conflict of interests.

需要对胎儿酒精谱系障碍(FASD)的诊断标准达成国际共识:对Myers等人的评论,“比较胎儿酒精谱系障碍不同诊断标准之间的一致性:一项系统综述”。
正如Myers等人(2025)在系统综述中所强调的那样,国际上已经产生了多种不同的胎儿酒精谱系障碍(FASD)的诊断和分类标准,这些标准之间的一致性不一。在诊断标准上缺乏国际共识,严重阻碍了临床医生对这种疾病的全球理解,并限制了有意义的合作研究。简而言之,如果我们都使用不同的诊断方法和术语,我们就有拿苹果和橘子作比较的风险。酒精性胚胎病最早在英国文献中被Jones和Smith(1973)描述为胎儿酒精综合征(fas)。他们描述了母亲在怀孕期间过量饮酒并表现出特征面部特征、生长受限、先天性异常和发育迟缓的儿童。后来认识到,与产前酒精暴露(PAE)相关的表型是非常异质性的——不仅取决于PAE的模式,还取决于母亲和胎儿的遗传、母亲的健康和年龄,以及许多其他复杂因素(May & Gossage, 2011),导致使用胎儿酒精效应(FAE)和最终FASD等术语。使用FASD一词的内在含义是承认PAE具有一系列影响;例如,妊娠早期PAE可能导致面部畸形和与功能性神经发育问题相关的先天性异常,而在妊娠期间的任何时间暴露可能导致没有身体特征的神经发育问题。诊断指南作为路线图,引导临床医生沿着FASD的评估和诊断途径,但即使在国家内部也使用不同的方法:美国都使用4位数代码(Astley hemingway, 2024),医学研究所标准(homme等人,2016)和疾病预防控制中心标准(CDC, 2024)。正如Myers等人(2025)所概述的那样,指南也在加拿大(Cook等人,2016)、澳大利亚(Bower &; Elliott, 2016)、新西兰(Aotearoa(新西兰)FASD指南开发项目团队,2024)、苏格兰(苏格兰校际指南网络,2019)和德国(Landgraf等人,2024)出版。这些标准的制定很可能是为了克服在临床环境中使用的一些标准的复杂性,以及在其他标准中缺乏严谨性,包括在生长或神经发育功能方面缺乏临床意义的切点。澳大利亚和英国的指导方针源自加拿大的标准,其好处是允许在国际上采用一致的方法。术语也是国际一致性的一个障碍。使用首字母缩略词对PAE后的结果进行分类,包括FASD、FAS、部分FAS、酒精相关神经发育障碍(ARND)、酒精相关出生缺陷(ARBD)和静态脑病。为了增加争论,一些指南使用FASD(具有三个前哨面部特征的FASD或少于三个前哨面部特征的FASD)作为诊断术语(Aotearoa(新西兰)FASD指南开发项目团队,2024;鲍尔和艾略特,2016;Cook等人,2016;苏格兰校际指导网络,2019年)。相反,美国疾病控制与预防中心(CDC)指出,“FASD一词不应用于临床诊断”,而“应仅作为FASD不同亚组的总称”。4位编码采用了不同的分类方法,为生长缺陷、FASD面部表型、大脑结构和功能异常以及产前酒精暴露分别分配1到4的严重程度评分(Astley hemingway, 2024)。这导致超过200种可能的代码组合和许多诊断类别,其中5种属于FASD的广泛保护伞。诊断FASD的关键挑战是缺乏明确的诊断测试,包括任何准确的生物标志物(Popova等,2023)。这也适用于其他神经发育障碍,如注意缺陷多动障碍(Wolraich et al., 2019)、自闭症谱系障碍(Goodall et al., 2023)和睡眠障碍(Ogundele &; Yemula, 2022),这些疾病的诊断是在临床评估后做出的——使用标准检查表或算法来记录典型的“症状复核”。在考虑任何这些疾病时,临床医生必须排除鉴别诊断,包括遗传性疾病,并记录潜在的产前和产后神经发育障碍因素,如复杂的早期生活创伤、脑损伤或代谢紊乱(Bower和Elliott, 2016)。他们还必须认识到不同年龄的不同临床表现,神经发育障碍的临床表型之间的重叠,以及可能共存的诊断。 与许多病因不明的神经发育障碍不同,FASD归因于PAE,这是一种公认的致畸原和神经毒素,其作用可以在临床前模型中可靠地再现(Popova等人,2023)。确认PAE通常很困难,因为许多患有FASD的儿童是在家庭外护理中长大的。当产科记录缺乏关于急性急性腹泻的可靠信息时,需要审查儿童保护、司法和其他记录,或获得第一手证人报告。虽然Myers等人(2025)没有明确指出,但大多数FASD的诊断标准相似多于不同;均包括PAE和严重神经发育障碍的标准,除DSM-5外均包括面部畸形。所有人都建议记录生长和先天性异常,但不一定包括必要的诊断特征。然而,用于确定功能损伤、推荐评估的功能域以及包括生长等标准的截止值有所不同。很少有指南考虑到评估婴儿或成人的挑战,或在一生中可能发生的行为和身体表型的变化。很少有人提供真正考虑到FASD评估人群文化背景的方法,特别是原住民人群(Aotearoa(新西兰)FASD指南开发项目团队,2024)。这一点很重要,原因有几个。首先,普遍认为“FASD是第一民族的问题”可能会导致污名化和种族主义,必须予以摒弃。其次,缺乏标准的、有效的、独立于语言的工具来评估许多第一民族的神经发育,也缺乏规范的数据,包括面部特征。第三,FASD的诊断和管理方法必须与土著人民共同设计,在文化上是安全的,并坚持传统的方案。为了解决这些问题,一位土著作者发表了《澳大利亚土著FASD框架》,该框架提出了一种将土著、托雷斯海峡岛民和西方智慧融合在一起的FASD方法,采用尊重的治疗方法,并促进公平获得基于力量的评估、诊断和支持,从而产生希望。(Hewlett et al., 2023)。对于大多数神经发育诊断,全球临床医生使用《精神疾病诊断和统计手册》(DSM-5-TR)(美国精神病学协会,2024年)或《国际死亡率和发病率统计疾病分类》(ICD-11)(世卫组织,2024年)中的诊断标准,这确保了方法的一致性。然而,DSM-5-TR中并未列出FASD这个名字,而是将产前酒精暴露相关神经行为障碍(ND-PAE)作为一种精神病诊断,需要在认知、自我调节和适应功能三个功能领域中存在PAE和损伤的证据(Doyle & Mattson, 2015)。一些(不是全部)确诊为FASD的人符合ND-PAE的标准。同样,《国际疾病分类-11》中也没有列入FAS(代码LD2F.00),它只将FAS(代码LD2F.00)列为“孕妇在怀孕期间饮酒引起的畸形综合征”和“产前酒精暴露导致的神经发育综合征”(代码6AOY)。这两种分类系统都不同于现有诊断指南中使用的分类系统,并提供了更多可供临床医生考虑的选择。规范诊断方法对指导临床护理和严谨的科学研究具有重要意义。考虑到这一点,Myers等人提出了一个关于FASD不同诊断标准之间一致性的重要问题。他们对同行评审的出版物进行了首次系统评价,直接比较了使用一套标准与另一套标准诊断FASD的可能性(8项研究报告了17项比较),发表在酒精:临床和实验研究(Myers et al., 2025)。过去的研究只是在同一人群中应用不同的诊断标准,与之不同的是,作者提取了数据,以便使用两套不同的标准来计算FASD诊断的一致性和不一致性百分比,并使用荟萃分析在进行多项研究之间的比较时得出一致性的综合估计。8套诊断FASD(或无诊断)的标准之间的一致性百分比从53.7%到91%不等(Myers等人,2025),考虑到国际指南之间的差异和相似性,这并不奇怪。例如,澳大利亚和加拿大标准(澳大利亚标准的基础)对FASD诊断的一致性百分比为85.2%。另一方面,当加拿大标准与其他五套标准进行比较时,诊断一致性百分比(59.4%-82.5%)存在相当大的差异。 在另一个例子中,使用IOM标准诊断的儿童在使用其他四套标准时,有四分之一的机会得到不同的诊断。那么,这些发现意味着什么呢?广泛使用的诊断系统之间缺乏一致性是必然的。如果没有准确的诊断,临床医生就无法为个人和家庭提供对其挑战起源的理解。诊断失败可能会导致错过在未来怀孕期间帮助母亲戒酒的机会。它可能会限制家庭获得适当的服务、支持和最佳治疗,或申请补习教育或政府支持。这可能会危及司法结果。临床医生对如何进行诊断的困惑将不可避免地导致诊断延迟、误诊或漏诊(Chasnoff等,2015),对家庭产生重大影响(Phillips等,2022)。重要的是,诊断越早越好,为早期干预提供了机会,以解决FASD所特有的严重和普遍的神经发育问题。在诊断过程中进行的评估也使我们能够确定FASD患者的个人优势和品质,并提供必要的支持,帮助他们在这些基础上发展。在医疗资源有限的时代,FASD的诊断是昂贵和耗时的,需要来自一系列熟练和FASD知情的临床医生的多学科投入。正如Myers等人(2025)所说,“许多国家对FASD诊断服务的需求远远超过了目前的能力”,因此我们当然应该明智地利用我们宝贵的资源。诊断标准的广泛选择可能会使临床医生对哪种诊断方法最准确和临床有用感到困惑。此外,在研究的背景下,由于诊断标准之间缺乏一致性,因此无法对FASD的患病率、神经发育障碍的频率以及对治疗、支持和预防策略的需求和反应进行全球比较。为此,国家酒精滥用和酒精中毒研究所(NIAAA)召集了一个共识委员会,其职责是为FASD建立一个国际分类系统,以提高国际研究的可比性(Mooney et al., 2022)。临床指南的制定超出了NIAAA的使命,也不属于这些努力的一部分。需要进行大量的额外工作,以实现一致的临床诊断方法,以便在国际上使用并适用于不同情况。我们不能老是拿苹果和橘子作比较。我们需要就FASD的“黄金标准”诊断方法达成国际共识。未来研究界面临的挑战将是前瞻性地获得所需的证据,使我们能够更好地了解PAE对不同胎龄胎儿大脑的影响方式,并相应地完善FASD的分类。我们还必须考虑遗传变异、同时暴露于酒精和其他药物、复杂的早期生活创伤以及PAE对FASD表型的可变表观遗传反应的影响。考虑到国际上临床服务不足以满足需求,必须建立诊断和管理FASD的临床能力,特别是在初级保健和农村环境中,并采用包括远程保健在内的新技术。此外,我们必须探索早期诊断FASD的新方法,因为其他神经发育障碍的经验证实,早期干预可以改变生活轨迹。新的诊断方法可能包括使用基于网络的工具(Hyland等人,2023)和探索生物标记物的效用,包括表观遗传特征,作为PAE的筛选工具(Popova等人,2023)。例如,在一项概念验证研究中,已经在乳牙中发现了PAE的标志物(Montag et al., 2022)。复杂的3d成像可能有助于描绘与FASD或PAE相关的面部特征——除了三个前哨特征——从而有助于识别FASD风险最高的婴儿(Muggli et al., 2017,2025)。机器学习也可以促进评估和诊断(Suttie et al., 2024);然而,用于临床服务和研究的有限资源将限制这些创新的探索速度。作者没有利益冲突。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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