Zhenliang Liao , Xuan Wang , Wenchong Tian , Wanying Xie
{"title":"Enhancing surface water quality prediction in data-scarce sites using transfer learning and neural networks","authors":"Zhenliang Liao , Xuan Wang , Wenchong Tian , Wanying Xie","doi":"10.1016/j.jwpe.2025.107923","DOIUrl":null,"url":null,"abstract":"<div><div>Surface water quality prediction is essential for effective water treatment, pollution control, and regulatory compliance. However, neural network (NN)-based predictions are significantly constrained by the limited availability of high-quality training data at newly established or data-scarce monitoring stations. This study innovatively addresses this challenge by employing Transfer Learning (TL) to leverage existing knowledge from data-rich monitoring sites, aiming to improve predictive performance under conditions of data scarcity. To systematically enhance TL effectiveness, we developed and comprehensively evaluated six novel Similarity Measurement Indexes (SMIs) designed explicitly for optimal source domain selection. A case study involving five monitoring stations in Southern China demonstrated that the proposed TL methodology significantly improved prediction accuracy, achieving a substantial reduction of up to 79.9 % in RMSE compared with models trained solely on limited local data. Among the newly introduced SMIs, the <em>P-RMSER</em> and <em>Distance</em> indexes emerged as highly effective tools for identifying the most suitable source domains. Furthermore, we found that the selection of TL hyperparameters—particularly the number of frozen layers and fine-tuning learning rate—was critical in further optimizing predictive performance. These findings offer innovative practical guidelines and methodological advancements for achieving robust water quality forecasting in data-scarce environments.</div></div>","PeriodicalId":17528,"journal":{"name":"Journal of water process engineering","volume":"75 ","pages":"Article 107923"},"PeriodicalIF":6.3000,"publicationDate":"2025-05-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of water process engineering","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S221471442500995X","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENGINEERING, CHEMICAL","Score":null,"Total":0}
引用次数: 0
Abstract
Surface water quality prediction is essential for effective water treatment, pollution control, and regulatory compliance. However, neural network (NN)-based predictions are significantly constrained by the limited availability of high-quality training data at newly established or data-scarce monitoring stations. This study innovatively addresses this challenge by employing Transfer Learning (TL) to leverage existing knowledge from data-rich monitoring sites, aiming to improve predictive performance under conditions of data scarcity. To systematically enhance TL effectiveness, we developed and comprehensively evaluated six novel Similarity Measurement Indexes (SMIs) designed explicitly for optimal source domain selection. A case study involving five monitoring stations in Southern China demonstrated that the proposed TL methodology significantly improved prediction accuracy, achieving a substantial reduction of up to 79.9 % in RMSE compared with models trained solely on limited local data. Among the newly introduced SMIs, the P-RMSER and Distance indexes emerged as highly effective tools for identifying the most suitable source domains. Furthermore, we found that the selection of TL hyperparameters—particularly the number of frozen layers and fine-tuning learning rate—was critical in further optimizing predictive performance. These findings offer innovative practical guidelines and methodological advancements for achieving robust water quality forecasting in data-scarce environments.
期刊介绍:
The Journal of Water Process Engineering aims to publish refereed, high-quality research papers with significant novelty and impact in all areas of the engineering of water and wastewater processing . Papers on advanced and novel treatment processes and technologies are particularly welcome. The Journal considers papers in areas such as nanotechnology and biotechnology applications in water, novel oxidation and separation processes, membrane processes (except those for desalination) , catalytic processes for the removal of water contaminants, sustainable processes, water reuse and recycling, water use and wastewater minimization, integrated/hybrid technology, process modeling of water treatment and novel treatment processes. Submissions on the subject of adsorbents, including standard measurements of adsorption kinetics and equilibrium will only be considered if there is a genuine case for novelty and contribution, for example highly novel, sustainable adsorbents and their use: papers on activated carbon-type materials derived from natural matter, or surfactant-modified clays and related minerals, would not fulfil this criterion. The Journal particularly welcomes contributions involving environmentally, economically and socially sustainable technology for water treatment, including those which are energy-efficient, with minimal or no chemical consumption, and capable of water recycling and reuse that minimizes the direct disposal of wastewater to the aquatic environment. Papers that describe novel ideas for solving issues related to water quality and availability are also welcome, as are those that show the transfer of techniques from other disciplines. The Journal will consider papers dealing with processes for various water matrices including drinking water (except desalination), domestic, urban and industrial wastewaters, in addition to their residues. It is expected that the journal will be of particular relevance to chemical and process engineers working in the field. The Journal welcomes Full Text papers, Short Communications, State-of-the-Art Reviews and Letters to Editors and Case Studies