The Politics of Regulatory Oversight: How Analysts Expand, Shield, or Bend Their Mandate While Reviewing Regulations

IF 3.2 2区 社会学 Q1 LAW
Samantha Ortiz Casillas
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引用次数: 0

Abstract

Regulatory review—assessing the legality, use of evidence, and correct calculation of costs and benefits in regulations before they are enacted—is a core function of regulatory oversight bodies. In principle, reviewing aims to improve the effectiveness of regulations through economic rationality, tools, and methods. In practice, the work of oversight bodies occurs amid the politics of the rulemaking process and can be a way for the executive to control the regulatory agenda. Based on a 13‐month ethnography of Mexico's regulatory oversight body, I examine how analysts enact the technical and legal requirements of regulatory improvement while facing political tensions and interference. Using negotiated order theory, I show how analysts respond to political attention, conflict, or interference by expanding, shielding, or bending their mandate and conducting their work accordingly. Reviewing to improve regulations takes on different meanings and forms, allowing analysts to protect their work, organization, and techno‐legal mandate in the long term. The article contributes to a better understanding of regulatory review and oversight bodies. More importantly, it draws attention to how workers make ambitious statecraft projects like regulatory improvement possible by continuously reconciling the legal, technical, and political dimensions of their work.
监管监督的政治:分析师在审查监管时如何扩大、保护或扭曲他们的职责
监管审查是监管机构的一项核心职能,即在法规颁布前评估法规的合法性、证据的使用以及正确计算成本和效益。原则上,审查的目的是通过经济合理性、工具和方法来提高规制的有效性。在实践中,监督机构的工作发生在规则制定过程的政治之中,可以成为行政部门控制监管议程的一种方式。基于对墨西哥监管机构为期13个月的民族志,我研究了分析师如何在面临政治紧张局势和干预的情况下制定监管改进的技术和法律要求。利用协商秩序理论,我展示了分析人员如何通过扩大、屏蔽或弯曲他们的任务并相应地开展工作来应对政治关注、冲突或干预。审查以改进法规有不同的含义和形式,使分析师能够长期保护他们的工作、组织和技术法律授权。本文有助于更好地理解监管审查和监督机构。更重要的是,它引起了人们对工人如何通过不断协调其工作的法律、技术和政治维度来实现诸如监管改进等雄心勃勃的治国工程的关注。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
CiteScore
7.80
自引率
10.00%
发文量
57
期刊介绍: Regulation & Governance serves as the leading platform for the study of regulation and governance by political scientists, lawyers, sociologists, historians, criminologists, psychologists, anthropologists, economists and others. Research on regulation and governance, once fragmented across various disciplines and subject areas, has emerged at the cutting edge of paradigmatic change in the social sciences. Through the peer-reviewed journal Regulation & Governance, we seek to advance discussions between various disciplines about regulation and governance, promote the development of new theoretical and empirical understanding, and serve the growing needs of practitioners for a useful academic reference.
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