DNA analysts' experiences with human factors: A quantitative and qualitative snapshot.

Haley R Dawson, Devon LaBat, Maria Sparacino, Michael Marciano, Nadja Schreiber Compo
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Abstract

DNA analysis can play a crucial role in rightful and wrongful convictions. However, forensic experts' methods may be influenced by human factors, including cognitive bias. Examiners' efforts to mitigate such bias can play a role in their courtroom testimony. There is little recent research on real-world DNA examiners' actual experiences with cognitive bias and expert testimony, nor their perceived training needs. To address this gap, we surveyed a national sample of forensic DNA analysts using Likert-scale and open-ended questions about cognitive bias, courtroom testimony, and related research and training needs. A total of 84 examiners responded to at least one question about bias or expert testimony. On average, examiners reported receiving biasing-contextual information about the investigation prior to their examination in 37% of their cases, with the most common type being eyewitness identifications. The majority of examiners (60%) reported that their laboratories have policies in place to decrease cognitive bias, and almost all examiners (90%) reported having provided expert testimony. Experts in our sample generally believed their testimony was understandable to jurors but pointed out the need for training in select areas, such as effectively communicating statistics in court, answering hypothetical questions on the stand, and communicating findings effectively in court. Our findings demonstrate that laboratories are generally in line with the National Academy of Sciences recommendations for policies to decrease cognitive bias, but there is room for improvement in limiting DNA analysts' exposure to biasing contextual information and meeting their human factors training needs.

DNA分析人员在人为因素方面的经验:定量和定性快照。
DNA分析在正确和错误的定罪中起着至关重要的作用。然而,法医专家的方法可能受到人为因素的影响,包括认知偏见。审查员为减轻这种偏见所做的努力可以在他们的法庭证词中发挥作用。最近很少有关于真实世界DNA鉴定员在认知偏见和专家证词方面的实际经历的研究,也很少有关于他们感知到的培训需求的研究。为了解决这一差距,我们使用李克特量表和关于认知偏见、法庭证词以及相关研究和培训需求的开放式问题调查了全国范围内的法医DNA分析师样本。共有84名审查员回答了至少一个关于偏见或专家证词的问题。平均而言,审查员报告说,在他们的案件中,有37%的案件在审查之前收到了有关调查的有偏见的背景信息,其中最常见的类型是目击者的指认。大多数审查员(60%)报告说他们的实验室有减少认知偏见的政策,几乎所有审查员(90%)报告说他们提供了专家证词。我们样本中的专家普遍认为,他们的证词对陪审员来说是可以理解的,但他们指出,需要在特定领域进行培训,比如在法庭上有效地传达统计数据,在证人席上回答假定性问题,以及在法庭上有效地传达调查结果。我们的研究结果表明,实验室总体上符合美国国家科学院关于减少认知偏差的政策建议,但在限制DNA分析人员接触有偏见的背景信息和满足他们的人为因素培训需求方面仍有改进的空间。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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