Liyan Feng , Ying Zhang , Xiaoting Wei , Mengyuan Wang , Zhiguang Niu , Chenchen Wang
{"title":"Interpretable prediction of coagulant dosage in drinking water treatment plant based on automated machine learning and SHAP method","authors":"Liyan Feng , Ying Zhang , Xiaoting Wei , Mengyuan Wang , Zhiguang Niu , Chenchen Wang","doi":"10.1016/j.jwpe.2025.107925","DOIUrl":null,"url":null,"abstract":"<div><div>Accurate prediction of coagulant dosing is critical to ensure the efficiency and cost-effectiveness of the water treatment process. This study developed an accurate prediction model for coagulant dosing in drinking water treatment plants using automated machine learning (AutoML) and enhanced its transparency with the SHAP (Shapley Additive explanation) method. Results showed that the Random Forest (RF) model developed by AutoML outperformed the best single Gradient Boosting Tree model, with a 37 % lower RMSE of 0.89, a 52 % lower MAE of 0.47, and a 5 % higher R<sup>2</sup> of 0.96. The RF model has the potential to save 10.25 % of coagulant dosage per year, specifically, 222 kg/d of PACl at a cost of 180.7 yuan/d for Yangtze River water, and 225 kg/d at a cost of 183.2 yuan/d for Luan River water, while ensuring a more stable water quality in the treated water. SHAP analysis identified conductivity, ammonia nitrogen, chemical oxygen demand, and temperature of raw water as key factors affecting PACl dosage, which significantly impacts treated water pH. The combination of AutoML and SHAP method applied to intelligent water management, can bolster water treatment efficiency and management practices, resulting in noteworthy environmental, economic, and social benefits.</div></div>","PeriodicalId":17528,"journal":{"name":"Journal of water process engineering","volume":"75 ","pages":"Article 107925"},"PeriodicalIF":6.3000,"publicationDate":"2025-05-15","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of water process engineering","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S2214714425009973","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENGINEERING, CHEMICAL","Score":null,"Total":0}
引用次数: 0
Abstract
Accurate prediction of coagulant dosing is critical to ensure the efficiency and cost-effectiveness of the water treatment process. This study developed an accurate prediction model for coagulant dosing in drinking water treatment plants using automated machine learning (AutoML) and enhanced its transparency with the SHAP (Shapley Additive explanation) method. Results showed that the Random Forest (RF) model developed by AutoML outperformed the best single Gradient Boosting Tree model, with a 37 % lower RMSE of 0.89, a 52 % lower MAE of 0.47, and a 5 % higher R2 of 0.96. The RF model has the potential to save 10.25 % of coagulant dosage per year, specifically, 222 kg/d of PACl at a cost of 180.7 yuan/d for Yangtze River water, and 225 kg/d at a cost of 183.2 yuan/d for Luan River water, while ensuring a more stable water quality in the treated water. SHAP analysis identified conductivity, ammonia nitrogen, chemical oxygen demand, and temperature of raw water as key factors affecting PACl dosage, which significantly impacts treated water pH. The combination of AutoML and SHAP method applied to intelligent water management, can bolster water treatment efficiency and management practices, resulting in noteworthy environmental, economic, and social benefits.
期刊介绍:
The Journal of Water Process Engineering aims to publish refereed, high-quality research papers with significant novelty and impact in all areas of the engineering of water and wastewater processing . Papers on advanced and novel treatment processes and technologies are particularly welcome. The Journal considers papers in areas such as nanotechnology and biotechnology applications in water, novel oxidation and separation processes, membrane processes (except those for desalination) , catalytic processes for the removal of water contaminants, sustainable processes, water reuse and recycling, water use and wastewater minimization, integrated/hybrid technology, process modeling of water treatment and novel treatment processes. Submissions on the subject of adsorbents, including standard measurements of adsorption kinetics and equilibrium will only be considered if there is a genuine case for novelty and contribution, for example highly novel, sustainable adsorbents and their use: papers on activated carbon-type materials derived from natural matter, or surfactant-modified clays and related minerals, would not fulfil this criterion. The Journal particularly welcomes contributions involving environmentally, economically and socially sustainable technology for water treatment, including those which are energy-efficient, with minimal or no chemical consumption, and capable of water recycling and reuse that minimizes the direct disposal of wastewater to the aquatic environment. Papers that describe novel ideas for solving issues related to water quality and availability are also welcome, as are those that show the transfer of techniques from other disciplines. The Journal will consider papers dealing with processes for various water matrices including drinking water (except desalination), domestic, urban and industrial wastewaters, in addition to their residues. It is expected that the journal will be of particular relevance to chemical and process engineers working in the field. The Journal welcomes Full Text papers, Short Communications, State-of-the-Art Reviews and Letters to Editors and Case Studies