Slope unit-based comprehensive geohazard susceptibility assessment: SHAP interpretability and local InSAR deformation analysis

IF 2.8 3区 地球科学 Q2 ASTRONOMY & ASTROPHYSICS
Peng Wang , Hongwei Deng , Jielin Li , Zhen Jiang , Guanglin Tian , Yao Liu
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引用次数: 0

Abstract

Frequent geological hazards worldwide necessitate robust and comprehensive susceptibility models for effective risk management. This study focuses on four common hazards—landslides, rockfalls, unstable slopes, and debris flows—in the Three Gorges Reservoir Area (TGRA) and introduces a comprehensive geohazard susceptibility modeling approach. The method employs a Soft Voting ensemble learning model integrating Random Forest (RF) and Light Gradient Boosting Machine (LGBM). Slope unit-based susceptibility models were developed to calculate individual geohazard susceptibility indexes (GSIs) for each hazard type, which were then combined using a proposed weighted average method to conduct a comprehensive geohazard susceptibility assessment. The results indicate that the ensemble model outperformed base models across all hazard types, achieving area under the receiver operating characteristic (ROC) curve (AUC) of 0.752, 0.721, 0.813, and 0.841 for landslides, rockfalls, unstable slopes, and debris flows, respectively. The comprehensive geohazard susceptibility map (GSM) revealed that high-susceptibility zones concentrated along the Yangtze River, with recent geohazard events closely matching these areas. Frequency Ratio (FR) analysis showed a rapid increase in FR values with rising susceptibility levels, exceeding 1 in high and very high susceptibility zones. To analyze the deformation characteristics of typical high-GSI slope units in the reservoir area, InSAR time-series deformation analysis was conducted, revealing significant subsidence correlated with seasonal rainfall and reservoir water level fluctuations. Additionally, five key factors influencing geohazard occurrence were identified using SHapley Additive exPlanations (SHAP), offering localized interpretation for individual slope units. The findings overcome the limitations of single-hazard assessments and offer practical solutions for regional planning, infrastructure protection, and disaster mitigation. This research provides a valuable framework for policymakers and practitioners to enhance the resilience and ensure safety in geohazard-prone regions.
基于边坡单元的综合地质灾害易感性评价:SHAP可解释性和局部InSAR变形分析
世界范围内频繁发生的地质灾害需要健全和全面的易感性模型来进行有效的风险管理。本文以三峡库区滑坡、落石、边坡失稳和泥石流四种常见的地质灾害为研究对象,介绍了一种综合的地质灾害易感性建模方法。该方法采用随机森林(RF)和光梯度增强机(LGBM)相结合的软投票集成学习模型。建立了基于坡面单元的易感性模型,计算不同灾害类型的地质灾害易感性指数(gsi),并采用加权平均法进行综合地质灾害易感性评价。结果表明,集成模型在所有灾害类型上都优于基本模型,在滑坡、岩崩、不稳定边坡和泥石流灾害中,集成模型的ROC曲线下面积(AUC)分别为0.752、0.721、0.813和0.841。综合地质灾害易感性图(GSM)显示,高易感性区主要集中在长江沿岸,近期地质灾害事件与高易感性区密切匹配。频率比(FR)分析显示,随着敏感性水平的升高,FR值迅速增加,在高和极高敏感性区超过1。为分析库区典型高gsi边坡单元的变形特征,进行了InSAR时间序列变形分析,发现与季节降雨和水库水位波动相关的沉降明显。此外,利用SHapley加性解释(SHAP)确定了影响地质灾害发生的五个关键因素,为单个边坡单元提供了本地化解释。研究结果克服了单一灾害评估的局限性,为区域规划、基础设施保护和减灾提供了切实可行的解决方案。该研究为政策制定者和实践者提供了一个有价值的框架,以提高地质灾害易发地区的恢复力和确保安全。
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来源期刊
Advances in Space Research
Advances in Space Research 地学天文-地球科学综合
CiteScore
5.20
自引率
11.50%
发文量
800
审稿时长
5.8 months
期刊介绍: The COSPAR publication Advances in Space Research (ASR) is an open journal covering all areas of space research including: space studies of the Earth''s surface, meteorology, climate, the Earth-Moon system, planets and small bodies of the solar system, upper atmospheres, ionospheres and magnetospheres of the Earth and planets including reference atmospheres, space plasmas in the solar system, astrophysics from space, materials sciences in space, fundamental physics in space, space debris, space weather, Earth observations of space phenomena, etc. NB: Please note that manuscripts related to life sciences as related to space are no more accepted for submission to Advances in Space Research. Such manuscripts should now be submitted to the new COSPAR Journal Life Sciences in Space Research (LSSR). All submissions are reviewed by two scientists in the field. COSPAR is an interdisciplinary scientific organization concerned with the progress of space research on an international scale. Operating under the rules of ICSU, COSPAR ignores political considerations and considers all questions solely from the scientific viewpoint.
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